MPEP § 2136.05(a) — Antedating a Pre-AIA 35 U.S.C. 102(e) Reference (Annotated Rules)

§2136.05(a) Antedating a Pre-AIA 35 U.S.C. 102(e) Reference

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2136.05(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Antedating a Pre-AIA 35 U.S.C. 102(e) Reference

This section addresses Antedating a Pre-AIA 35 U.S.C. 102(e) Reference. Primary authority: 35 U.S.C. 102(e), 35 U.S.C. 119, and 35 U.S.C. 120. Contains: 5 requirements, 1 prohibition, 2 permissions, and 4 other statements.

Key Rules

Topic

Antedating Reference – Pre-AIA (MPEP 2136.05)

7 rules
StatutoryRequiredAlways
[mpep-2136-05-a-6889c64e4e5e4781182fc55d]
Examiner Must Determine Double Patenting or Interference
Note:
The examiner must decide whether to issue a double patenting rejection or declare an interference when the claims of a reference and application are directed to the same invention or are obvious variants.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)Antedating Reference – Pre-AIA (MPEP 2136.05)AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)Pre-AIA 102(e) – Earlier US Applications (MPEP 2136)
StatutoryRequiredAlways
[mpep-2136-05-a-2753b4c4528d4c00a75e177f]
Double Patenting Rejection for Common Inventor
Note:
If the application and patent have a common inventor, a double patenting rejection must be made.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)Antedating Reference – Pre-AIA (MPEP 2136.05)AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)Pre-AIA 102(e) – Earlier US Applications (MPEP 2136)
StatutoryInformativeAlways
[mpep-2136-05-a-c7abd119b2c262a6734e26b2]
Double Patenting or Interference Required for Common Assignee
Note:
When claims of a patent and application are directed to the same invention, an affidavit is not acceptable; instead, determine if a double patenting rejection or interference is appropriate.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)Antedating Reference – Pre-AIA (MPEP 2136.05)AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)Pre-AIA 102(e) – Earlier US Applications (MPEP 2136)
StatutoryRequiredAlways
[mpep-2136-05-a-54e1bdf41edfdbd0c885ebde]
Requirement for 37 CFR 1.131 Affidavits and Declarations
Note:
The rule outlines the necessary contents of a 37 CFR 1.131 affidavit or declaration and specifies when such documents are permitted.

For information on the required contents of a 37 CFR 1.131 affidavit or declaration and the situations in which such affidavits and declarations are permitted, see MPEP § 715 et seq.

Jump to MPEP Source · 37 CFR 1.131Antedating Reference – Pre-AIA (MPEP 2136.05)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2136-05-a-60cdd28dd83ed6968e6191f9]
Affidavit Not Allowed for Inventor's Own Work
Note:
An affidavit under 37 CFR 1.131 is not appropriate if it describes an inventor’s or joint inventor’s own work; instead, submit a declaration under 37 CFR 1.132.

An affidavit or declaration under 37 CFR 1.131 is not appropriate if the reference describes an inventor's or at least one joint inventor's own work. In this case, applicant must submit an affidavit or declaration under 37 CFR 1.132. See MPEP § 2136.05(b) for more information concerning the requirements of 37 CFR 1.132 affidavits and declarations.

Jump to MPEP Source · 37 CFR 1.131Antedating Reference – Pre-AIA (MPEP 2136.05)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
StatutoryRequiredAlways
[mpep-2136-05-a-9bfff0f77133f492edc428a0]
Affidavit Under 37 CFR 1.132 Required for Inventor's Own Work
Note:
Applicant must submit an affidavit or declaration under 37 CFR 1.132 when describing their own work, not an inventor's or joint inventor's, as per MPEP § 2136.05(b).

An affidavit or declaration under 37 CFR 1.131 is not appropriate if the reference describes an inventor's or at least one joint inventor's own work. In this case, applicant must submit an affidavit or declaration under 37 CFR 1.132. See MPEP § 2136.05(b) for more information concerning the requirements of 37 CFR 1.132 affidavits and declarations.

Jump to MPEP Source · 37 CFR 1.131Antedating Reference – Pre-AIA (MPEP 2136.05)Assignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryProhibitedAlways
[mpep-2136-05-a-9be5fc68ee28da0d5c21c912]
Prior Application Benefit Not Claimed
Note:
An application cannot use the filing date of a prior application to antedate a reference if it does not claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c).

The filing date of a prior application cannot be used to antedate a reference if the application at issue is not entitled to claim the benefit of the prior application under 35 U.S.C. 119(e), 120, 121, or 365(c). In re Costello, 717 F.2d 1346, 219 USPQ 389 (Fed. Cir. 1983).

Jump to MPEP SourceAntedating Reference – Pre-AIA (MPEP 2136.05)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
Topic

AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)

2 rules
StatutoryPermittedAlways
[mpep-2136-05-a-9397d24ab8450c2aab405d0c]
Filing Date Antedating for Pre-AIA 102(e) References
Note:
Allows overcoming a pre-AIA 35 U.S.C. 102(e) rejection by submitting an affidavit or declaration under 37 CFR 1.131 to antedate the filing date of a prior reference.

When a prior U.S. patent, U.S. patent application publication, or international application publication is not a statutory bar, a pre-AIA 35 U.S.C. 102(e) rejection can be overcome by antedating the filing date (see MPEP § 2136.03 regarding critical reference date of pre‑AIA 35 U.S.C. 102(e) prior art) of the reference by submitting an affidavit or declaration under 37 CFR 1.131. The filing date of a pre‑AIA 35 U.S.C. 102(e) reference can also be antedated by establishing priority to, or the benefit of, the filing date of an earlier application under 35 U.S.C. 119 or 35 U.S.C. 120.

Jump to MPEP Source · 37 CFR 1.131AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)Antedating Reference – Pre-AIA (MPEP 2136.05)Pre-AIA 102(e) – Earlier US Applications (MPEP 2136)
StatutoryInformativeAlways
[mpep-2136-05-a-69bed9ad53fa284d36591e18]
Affidavit Not Acceptable for Same Invention Rejections
Note:
An affidavit under 37 CFR 1.131(a) cannot be used to overcome a rejection when the claims of the reference patent or publication and the application are directed to the same invention or obvious variants.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)Antedating Reference – Pre-AIA (MPEP 2136.05)Pre-AIA 102(e) – Earlier US Applications (MPEP 2136)
Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

2 rules
StatutoryInformativeAlways
[mpep-2136-05-a-cc152c530b4eb4eef705cc9c]
Terminal Disclaimer Cannot Overcome Pre-AIA 102(e) Rejection
Note:
A terminal disclaimer is not sufficient to overcome a pre-AIA 35 U.S.C. 102(e) rejection when the claims of the reference and application are directed to the same invention or are obvious variants.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticeAntedating Reference – Pre-AIA (MPEP 2136.05)
StatutoryRequiredAlways
[mpep-2136-05-a-d8587c08cda97d256e4f7434]
Determine Interference When No Common Assignee
Note:
Examiner must determine if an interference should be declared when there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection.

When the claims of the reference U.S. patent or U.S. patent application publication and the application are directed to the same invention or are obvious variants, an affidavit or declaration under 37 CFR 1.131(a) is not an acceptable method of overcoming the rejection. Under these circumstances, the examiner must determine whether a double patenting rejection or interference is appropriate. If there is a common assignee or inventor between the application and patent, a double patenting rejection must be made. See MPEP § 804. Note that a terminal disclaimer does not overcome a pre‑AIA 35 U.S.C. 102(e) rejection. See, e.g., In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991). If there is no common assignee or inventor and the rejection under pre-AIA 35 U.S.C. 102(e) is the only possible rejection, the examiner must determine whether an interference should be declared. See MPEP Chapter 2300 for more information regarding interferences.

Jump to MPEP Source · 37 CFR 1.131(a)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
Topic

International Filing Date

1 rules
StatutoryPermittedAlways
[mpep-2136-05-a-cec087b47b34a0971e8b311d]
Filing Date Can Be Antedated by Priority Claim
Note:
The filing date of a pre-AIA 35 U.S.C. 102(e) reference can be earlier than its actual filing date if priority to an earlier application is claimed.

When a prior U.S. patent, U.S. patent application publication, or international application publication is not a statutory bar, a pre-AIA 35 U.S.C. 102(e) rejection can be overcome by antedating the filing date (see MPEP § 2136.03 regarding critical reference date of pre‑AIA 35 U.S.C. 102(e) prior art) of the reference by submitting an affidavit or declaration under 37 CFR 1.131. The filing date of a pre‑AIA 35 U.S.C. 102(e) reference can also be antedated by establishing priority to, or the benefit of, the filing date of an earlier application under 35 U.S.C. 119 or 35 U.S.C. 120.

Jump to MPEP Source · 37 CFR 1.131International Filing DatePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)PCT International Application Filing
Topic

AIA Effective Dates

1 rules
StatutoryPermittedAlways
[mpep-2136-05-a-948c4b158588753eaadf70e6]
Affidavit Can Prove Prior Invention
Note:
An affidavit under 37 CFR 1.131(a) can overcome a prior art rejection by demonstrating the invention was made before the reference's effective date.

An affidavit or declaration under 37 CFR 1.131(a) can overcome a prior art rejection under pre‑AIA 35 U.S.C. 102(e) by proving invention of the claimed subject matter by the inventor or at least one joint inventor prior to the effective date of the reference relied upon in the rejection.

Jump to MPEP Source · 37 CFR 1.131(a)AIA Effective DatesAntedating Reference – Pre-AIA (MPEP 2136.05)Effective Date of Reference
Topic

AIA vs Pre-AIA Practice

1 rules
StatutoryPermittedAlways
[mpep-2136-05-a-600a4bbe887f5671ece46b19]
Prior Application Can Overcome Pre-AIA 102(e) Rejection
Note:
A rejection based on pre-AIA 35 U.S.C. 102(e) can be overcome by claiming priority under 35 U.S.C. 119(a)-(d), filing a benefit claim, or establishing enablement and written description requirements.
A rejection based on pre‑AIA 35 U.S.C. 102(e) can be overcome by:
  • (A) Submitting a claim to priority under 35 U.S.C. 119(a) – (d) within the time period set in 37 CFR 1.55:
  • (B) Submitting a benefit claim under 35 U.S.C. 119(e) or 120, within the time periods set in 37 CFR 1.78:
    • (1) and
      • (a) for applications filed on or after September 16, 2012, filing an application data sheet under 37 CFR 1.76 which contains a specific reference to a prior application in accordance with 37 CFR 1.78, or
      • (b) for applications filed prior to September 16, 2012, amending the specification of the application to contain a specific reference to a prior application or by filing an application data sheet under 37 CFR 1.76 which contains a specific reference to a prior application in accordance with 37 CFR 1.78,
    • (2) establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112(a) (for applications filed on or after September 16, 2012), or 35 U.S.C. 112, first paragraph (for applications filed prior to September 16, 2012) or filing a grantable petition to accept an unintentionally delayed claim under 37 CFR 1.78.
Jump to MPEP SourceAIA vs Pre-AIA PracticeAntedating Reference – Pre-AIA (MPEP 2136.05)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Topic

Benefit Claim in ADS

1 rules
StatutoryInformativeAlways
[mpep-2136-05-a-f860dc62583b52ef8bb7e772]
Requirement for Specifying Prior Application
Note:
For applications filed before September 16, 2012, the specification must include a specific reference to a prior application or an application data sheet under 37 CFR 1.76 must be filed with such a reference.

A rejection based on pre‑AIA 35 U.S.C. 102(e) can be overcome by:
(B) Submitting a benefit claim under 35 U.S.C. 119(e) or 120, within the time periods set in 37 CFR 1.78:
(1) and

(b) for applications filed prior to September 16, 2012, amending the specification of the application to contain a specific reference to a prior application or by filing an application data sheet under 37 CFR 1.76 which contains a specific reference to a prior application in accordance with 37 CFR 1.78,

Jump to MPEP SourceBenefit Claim in ADSBenefit Claim in SpecificationContinuation Benefit Claims
Topic

Correcting Benefit Claims

1 rules
StatutoryInformativeAlways
[mpep-2136-05-a-ffceb13f8d521ae576e5f3b8]
Written Description Requirement for Continuation Applications
Note:
Continuation applications must satisfy the written description requirements of 35 U.S.C. 112(a) or first paragraph, as applicable.

A rejection based on pre‑AIA 35 U.S.C. 102(e) can be overcome by:
(B) Submitting a benefit claim under 35 U.S.C. 119(e) or 120, within the time periods set in 37 CFR 1.78:

(2) establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112(a) (for applications filed on or after September 16, 2012), or 35 U.S.C. 112, first paragraph (for applications filed prior to September 16, 2012) or filing a grantable petition to accept an unintentionally delayed claim under 37 CFR 1.78.

Jump to MPEP SourceCorrecting Benefit ClaimsBenefit Claim in SpecificationContinuation Benefit Claims

Citations

Primary topicCitation
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
AIA Effective Dates
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Benefit Claim in ADS
Correcting Benefit Claims
International Filing Date
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
35 U.S.C. § 102(e)
AIA vs Pre-AIA Practice
Correcting Benefit Claims
35 U.S.C. § 112
AIA vs Pre-AIA Practice
Correcting Benefit Claims
35 U.S.C. § 112(a)
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
International Filing Date
35 U.S.C. § 119
AIA vs Pre-AIA Practice35 U.S.C. § 119(a)
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Benefit Claim in ADS
Correcting Benefit Claims
35 U.S.C. § 119(e)
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
International Filing Date
35 U.S.C. § 120
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
Antedating Reference – Pre-AIA (MPEP 2136.05)
International Filing Date
37 CFR § 1.131
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
AIA Effective Dates
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
37 CFR § 1.131(a)
Antedating Reference – Pre-AIA (MPEP 2136.05)37 CFR § 1.132
AIA vs Pre-AIA Practice37 CFR § 1.55
AIA vs Pre-AIA Practice
Benefit Claim in ADS
37 CFR § 1.76
AIA vs Pre-AIA Practice
Benefit Claim in ADS
Correcting Benefit Claims
37 CFR § 1.78
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
International Filing Date
MPEP § 2136.03
Antedating Reference – Pre-AIA (MPEP 2136.05)MPEP § 2136.05(b)
Antedating Reference – Pre-AIA (MPEP 2136.05)MPEP § 715
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
MPEP § 804
AIA 102(a)(2) – Earlier Filed Applications (MPEP 2154)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir. 1991)
Antedating Reference – Pre-AIA (MPEP 2136.05)In re Costello, 717 F.2d 1346, 219 USPQ 389 (Fed. Cir. 1983)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10