MPEP § 2133.03(e)(7) — Activity of an Independent Third Party Inventor (Annotated Rules)
§2133.03(e)(7) Activity of an Independent Third Party Inventor
This page consolidates and annotates all enforceable requirements under MPEP § 2133.03(e)(7), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
Activity of an Independent Third Party Inventor
This section addresses Activity of an Independent Third Party Inventor. Primary authority: 35 U.S.C. 100 and 35 U.S.C. 102. Contains: 1 guidance statement, 2 permissions, and 1 other statement.
Key Rules
PTAB Contested Case Procedures
Public use and sales activity may be prior art even if by a party other than an inventor. Where an inventor presents evidence of experimental activity by such other party, the evidence will not overcome the prima facie case of unpatentability based upon the activity of such party unless the activity was under the supervision and control of the inventor. In re Hamilton, 882 F.2d 1576, 1581, 111 USPQ2d 1890, 1894 (Fed. Cir. 1989) (“The experimental use doctrine operates in the inventor's favor to allow the inventor to refine his invention or to assess its value relative to the time and expense of prosecuting a patent application. If it is not the inventor or someone under his control or ‘surveillance’ who does these things, there appears to us no reason why he should be entitled to rely upon them to avoid the statute.”) (citing Magnetics, Inc. v. Arnold Engineering Co., 438 F.2d 72, 74, 168 USPQ 392, 394 (7th Cir. 1971)). In other words, the experimental use activity exception is personal to the inventor.
Public use and sales activity may be prior art even if by a party other than an inventor. Where an inventor presents evidence of experimental activity by such other party, the evidence will not overcome the prima facie case of unpatentability based upon the activity of such party unless the activity was under the supervision and control of the inventor. In re Hamilton, 882 F.2d 1576, 1581, 111 USPQ2d 1890, 1894 (Fed. Cir. 1989) (“The experimental use doctrine operates in the inventor's favor to allow the inventor to refine his invention or to assess its value relative to the time and expense of prosecuting a patent application. If it is not the inventor or someone under his control or ‘surveillance’ who does these things, there appears to us no reason why he should be entitled to rely upon them to avoid the statute.”) (citing Magnetics, Inc. v. Arnold Engineering Co., 438 F.2d 72, 74, 168 USPQ 392, 394 (7th Cir. 1971)). In other words, the experimental use activity exception is personal to the inventor.
Public use and sales activity may be prior art even if by a party other than an inventor. Where an inventor presents evidence of experimental activity by such other party, the evidence will not overcome the prima facie case of unpatentability based upon the activity of such party unless the activity was under the supervision and control of the inventor. In re Hamilton, 882 F.2d 1576, 1581, 111 USPQ2d 1890, 1894 (Fed. Cir. 1989) (“The experimental use doctrine operates in the inventor's favor to allow the inventor to refine his invention or to assess its value relative to the time and expense of prosecuting a patent application. If it is not the inventor or someone under his control or ‘surveillance’ who does these things, there appears to us no reason why he should be entitled to rely upon them to avoid the statute.”) (citing Magnetics, Inc. v. Arnold Engineering Co., 438 F.2d 72, 74, 168 USPQ 392, 394 (7th Cir. 1971)). In other words, the experimental use activity exception is personal to the inventor.
On Sale Under AIA (MPEP 2152.02(d))
[Editor Note: This MPEP section may be applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152.02(c) through (e) for a detailed discussion of the public use and on sale provisions of AIA 35 U.S.C. 102.]
Citations
| Primary topic | Citation |
|---|---|
| On Sale Under AIA (MPEP 2152.02(d)) | 35 U.S.C. § 100 |
| On Sale Under AIA (MPEP 2152.02(d)) | 35 U.S.C. § 102 |
| On Sale Under AIA (MPEP 2152.02(d)) | MPEP § 2150 |
| On Sale Under AIA (MPEP 2152.02(d)) | MPEP § 2152.02(c) |
| On Sale Under AIA (MPEP 2152.02(d)) | MPEP § 2159 |
| PTAB Contested Case Procedures | In re Hamilton, 882 F.2d 1576, 1581, 111 USPQ2d 1890, 1894 (Fed. Cir. 1989) |
Source Text from USPTO’s MPEP
This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.
Official MPEP § 2133.03(e)(7) — Activity of an Independent Third Party Inventor
Source: USPTO2133.03(e)(7) Activity of an Independent Third Party Inventor [R-07.2022]
[Editor Note: This MPEP section may be applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note) . See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152.02(c) through (e) for a detailed discussion of the public use and on sale provisions of AIA 35 U.S.C. 102.]
EXPERIMENTAL USE IS PERSONAL TO AN INVENTORPublic use and sales activity may be prior art even if by a party other than an inventor. Where an inventor presents evidence of experimental activity by such other party, the evidence will not overcome the prima facie case of unpatentability based upon the activity of such party unless the activity was under the supervision and control of the inventor. In re Hamilton, 882 F.2d 1576, 1581, 111 USPQ2d 1890, 1894 (Fed. Cir. 1989) (“The experimental use doctrine operates in the inventor’s favor to allow the inventor to refine his invention or to assess its value relative to the time and expense of prosecuting a patent application. If it is not the inventor or someone under his control or ‘surveillance’ who does these things, there appears to us no reason why he should be entitled to rely upon them to avoid the statute.”) (citing Magnetics, Inc. v. Arnold Engineering Co., 438 F.2d 72, 74, 168 USPQ 392, 394 (7th Cir. 1971)). In other words, the experimental use activity exception is personal to the inventor.