MPEP § 2133.03(b) — “On Sale” (Annotated Rules)

§2133.03(b) “On Sale”

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2133.03(b), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

“On Sale”

This section addresses “On Sale”. Primary authority: 35 U.S.C. 100, 35 U.S.C. 102(a)(1), and 35 U.S.C. 102(b). Contains: 2 requirements, 3 permissions, and 23 other statements.

Key Rules

Topic

On Sale Under AIA (MPEP 2152.02(d))

20 rules
StatutoryInformativeAlways
[mpep-2133-03-b-c7da13db41eb0a37c8c2f8d7]
Same Meaning as Pre-AIA On Sale Term
Note:
The 'on sale' term in AIA 35 U.S.C. 102(a)(1) is treated the same as pre-AIA 35 U.S.C. 102(b).

[Editor Note: This MPEP section may be applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628 (2019). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152.02(c) through (e) for a detailed discussion of the public use and on sale provisions of AIA 35 U.S.C. 102.]

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-62621e9aab08861745722eee]
Public Use and On Sale Provisions for AIA 102a1
Note:
Determines whether an application is subject to examination under the first inventor to file provisions of the AIA, including public use and on sale provisions.

[Editor Note: This MPEP section may be applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628 (2019). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152.02(c) through (e) for a detailed discussion of the public use and on sale provisions of AIA 35 U.S.C. 102.]

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Public Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
StatutoryInformativeAlways
[mpep-2133-03-b-7e48ed29db308044733cd940]
Invention Subject to On-Sale Bar Must Be Disclosed Before Filing Date
Note:
The invention must not have been the subject of a commercial offer for sale more than one year before the filing date, or it would be considered prior art under the on-sale bar.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-01e8c33670e77752b0b355ed]
Commercial Offer for Sale and Readiness for Patenting Trigger On-Sale Bar
Note:
The on-sale bar is triggered if the invention was commercially offered for sale not primarily for experimentation and was ready for patenting more than one year before the filing date.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Commercial Offer for SaleReady for Patenting Requirement
StatutoryInformativeAlways
[mpep-2133-03-b-00123c958300dcbc9df5b2d7]
Traditional Contract Law Applies to On-Sale Bar Determination
Note:
The on-sale bar is determined using traditional contract law principles when assessing if a commercial offer for sale occurred more than one year before the filing date.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Commercial Offer for SaleDetermining Whether Application Is AIA or Pre-AIA
StatutoryInformativeAlways
[mpep-2133-03-b-438ad1d7d974570cc69baf49]
Requirement for Commercial Offer for Sale Under AIA
Note:
The rule defines when a commercial offer for sale constitutes prior art under the America Invents Act, using traditional contract law principles and the Uniform Commercial Code.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Commercial Offer for SaleOn Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-581b126da9581beeddaa0419]
Requirement for Sale Contract
Note:
A sale contract requires the seller to transfer property rights in exchange for payment from the buyer.

A sale is a contract between parties wherein the seller agrees “to give and to pass rights of property” in return for the buyer’s payment or promise “to pay the seller for the things bought or sold.” In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). A contract for the sale of goods requires a concrete offer and acceptance of that offer. See, e.g., Linear Tech., 275 F.3d at 1052-54, 61 USPQ2d at 1233-34 (Court held there was no sale within the meaning of pre-AIA 35 U.S.C. 102(b) where prospective purchaser submitted an order for goods at issue, but received an order acknowledgement reading “will advise-not booked.” Prospective purchaser would understand that order was not accepted.).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-96bd7528f00f0fd45138be42]
Requirement for Concrete Offer and Acceptance
Note:
A contract for the sale of goods must have a clear offer and acceptance to be valid.

A sale is a contract between parties wherein the seller agrees “to give and to pass rights of property” in return for the buyer’s payment or promise “to pay the seller for the things bought or sold.” In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). A contract for the sale of goods requires a concrete offer and acceptance of that offer. See, e.g., Linear Tech., 275 F.3d at 1052-54, 61 USPQ2d at 1233-34 (Court held there was no sale within the meaning of pre-AIA 35 U.S.C. 102(b) where prospective purchaser submitted an order for goods at issue, but received an order acknowledgement reading “will advise-not booked.” Prospective purchaser would understand that order was not accepted.).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-084f9215b7d96c868341d71c]
Order Not Accepted Must Be Clear
Note:
A prospective purchaser must understand that an order was not accepted if the seller provides an acknowledgment stating 'will advise-not booked'.

A sale is a contract between parties wherein the seller agrees “to give and to pass rights of property” in return for the buyer’s payment or promise “to pay the seller for the things bought or sold.” In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). A contract for the sale of goods requires a concrete offer and acceptance of that offer. See, e.g., Linear Tech., 275 F.3d at 1052-54, 61 USPQ2d at 1233-34 (Court held there was no sale within the meaning of pre-AIA 35 U.S.C. 102(b) where prospective purchaser submitted an order for goods at issue, but received an order acknowledgement reading “will advise-not booked.” Prospective purchaser would understand that order was not accepted.).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-7b629490de38506d55f33345]
Sale for Commercial Exploitation Bars Patent
Note:
A sale of an invention, even if not profitable, bars a patent if it was for commercial exploitation.

A “sale” need not be for profit to bar a patent. If the sale was for the commercial exploitation of the invention, it is “on sale” within the meaning of pre-AIA 35 U.S.C. 102(b). In re Dybel, 524 F.2d 1393, 1401, 187 USPQ 593, 599 (CCPA 1975) (“Although selling the devices for a profit would have demonstrated the purpose of commercial exploitation, the fact that appellant realized no profit from the sales does not demonstrate the contrary.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-c5cd9e2d15986bbce7c8e39b]
Sale for Commercial Exploitation Bars Patent
Note:
If a sale was for the commercial exploitation of an invention, it is considered 'on sale' under pre-AIA 35 U.S.C. 102(b), regardless of profit.

A “sale” need not be for profit to bar a patent. If the sale was for the commercial exploitation of the invention, it is “on sale” within the meaning of pre-AIA 35 U.S.C. 102(b). In re Dybel, 524 F.2d 1393, 1401, 187 USPQ 593, 599 (CCPA 1975) (“Although selling the devices for a profit would have demonstrated the purpose of commercial exploitation, the fact that appellant realized no profit from the sales does not demonstrate the contrary.”).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-89a94d05898e63a8a2cf1b95]
Single Sale Bars Patentability
Note:
A single sale or offer to sell the invention before filing can bar its patentability under pre-AIA 35 U.S.C. 102(b).

Even a single sale or offer to sell the invention may bar patentability under pre-AIA 35 U.S.C. 102(b). Consolidated Fruit-Jar Co. v. Wright, 94 U.S. 92, 94 (1876); Atlantic Thermoplastics Co. v. Faytex Corp., 970 F.2d 834, 836-37, 23 USPQ2d 1481, 1483 (Fed. Cir. 1992).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryRequiredAlways
[mpep-2133-03-b-db76a920f268e6c35cfaf665]
Sale Must Involve Separate Parties
Note:
A sale or offer for sale is valid only if it occurs between distinct entities. If the parties are related, the sale may not bar prior art under pre-AIA 35 U.S.C. 102(b) unless the seller controls the purchaser.

A sale or offer for sale must take place between separate entities. In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). Where the parties to the alleged sale are related, whether there is a statutory bar under pre-AIA 35 U.S.C. 102(b) depends on whether the seller so controls the purchaser that the invention remains out of the public’s hands. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1566, 33 USPQ2d 1512, 1515 (Fed. Cir. 1995) (Where the seller is a parent company of the buyer company, but the President of the buyer company had “essentially unfettered” management authority over the operations of the buyer company, the sale was a statutory bar.).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))On Sale (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
StatutoryInformativeAlways
[mpep-2133-03-b-9f2c9466234a2e8d3e2b6a8a]
Invention Must Be Ready for Patenting Before On-Sale Date
Note:
The invention must be complete and ready for patenting before the date of the offer for sale to avoid triggering the on-sale bar.

Goods need not be “on hand” and transferred at the time of the sale or offer. The date of the offer for sale is the effective date of the “on sale” activity. J. A. La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986). However, the invention must be complete and “ready for patenting” (see MPEP § 2133.03(c)) before the critical date. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1647 (1998). See also Micro Chemical, Inc. v. Great Plains Chemical Co., 103 F.3d 1538, 1545, 41 USPQ2d 1238, 1243 (Fed. Cir. 1997) (The on-sale bar was not triggered by an offer to sell because the inventor “was not close to completion of the invention at the time of the alleged offer and had not demonstrated a high likelihood that the invention would work for its intended purpose upon completion.”); Shatterproof Glass Corp. v. Libbey-Owens Ford Co., 758 F.2d 613, 225 USPQ 634 (Fed. Cir. 1985) (Where there was no evidence that the samples shown to the potential customers were made by the new process and apparatus, the offer to sell did not rise to the level of an on sale bar.). Compare Barmag Barmer Maschinenfabrik AG v. Murata Mach., Ltd., 731 F.2d 831, 221 USPQ 561 (Fed. Cir. 1984) (Where a “make shift” model of the inventive product was shown to the potential purchasers in conjunction with the offer to sell, the offer was enough to bar a patent under pre-AIA 35 U.S.C. 102(b).).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Statutory Bar – On Sale (MPEP 2133.03(b))Commercial Offer for Sale
StatutoryInformativeAlways
[mpep-2133-03-b-78e2e96dbad2d451158bfa14]
Date of Offer for Sale Is Effective On Sale Activity
Note:
The date when an offer to sell is made is the effective date for triggering the on-sale bar, provided the invention must be complete and ready for patenting before this date.

Goods need not be “on hand” and transferred at the time of the sale or offer. The date of the offer for sale is the effective date of the “on sale” activity. J. A. La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986). However, the invention must be complete and “ready for patenting” (see MPEP § 2133.03(c)) before the critical date. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1647 (1998). See also Micro Chemical, Inc. v. Great Plains Chemical Co., 103 F.3d 1538, 1545, 41 USPQ2d 1238, 1243 (Fed. Cir. 1997) (The on-sale bar was not triggered by an offer to sell because the inventor “was not close to completion of the invention at the time of the alleged offer and had not demonstrated a high likelihood that the invention would work for its intended purpose upon completion.”); Shatterproof Glass Corp. v. Libbey-Owens Ford Co., 758 F.2d 613, 225 USPQ 634 (Fed. Cir. 1985) (Where there was no evidence that the samples shown to the potential customers were made by the new process and apparatus, the offer to sell did not rise to the level of an on sale bar.). Compare Barmag Barmer Maschinenfabrik AG v. Murata Mach., Ltd., 731 F.2d 831, 221 USPQ 561 (Fed. Cir. 1984) (Where a “make shift” model of the inventive product was shown to the potential purchasers in conjunction with the offer to sell, the offer was enough to bar a patent under pre-AIA 35 U.S.C. 102(b).).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA Effective DatesAIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
StatutoryInformativeAlways
[mpep-2133-03-b-f4c2115217cc57a540af1aa0]
Invention Must Be Complete for On-Sale Bar
Note:
The on-sale bar does not apply if the invention was not complete and did not demonstrate a high likelihood of working as intended at the time of offer.

Goods need not be “on hand” and transferred at the time of the sale or offer. The date of the offer for sale is the effective date of the “on sale” activity. J. A. La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986). However, the invention must be complete and “ready for patenting” (see MPEP § 2133.03(c)) before the critical date. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1647 (1998). See also Micro Chemical, Inc. v. Great Plains Chemical Co., 103 F.3d 1538, 1545, 41 USPQ2d 1238, 1243 (Fed. Cir. 1997) (The on-sale bar was not triggered by an offer to sell because the inventor “was not close to completion of the invention at the time of the alleged offer and had not demonstrated a high likelihood that the invention would work for its intended purpose upon completion.”); Shatterproof Glass Corp. v. Libbey-Owens Ford Co., 758 F.2d 613, 225 USPQ 634 (Fed. Cir. 1985) (Where there was no evidence that the samples shown to the potential customers were made by the new process and apparatus, the offer to sell did not rise to the level of an on sale bar.). Compare Barmag Barmer Maschinenfabrik AG v. Murata Mach., Ltd., 731 F.2d 831, 221 USPQ 561 (Fed. Cir. 1984) (Where a “make shift” model of the inventive product was shown to the potential purchasers in conjunction with the offer to sell, the offer was enough to bar a patent under pre-AIA 35 U.S.C. 102(b).).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Statutory Bar – On Sale (MPEP 2133.03(b))Commercial Offer for Sale
StatutoryInformativeAlways
[mpep-2133-03-b-54c413856049f5d370a14458]
On Sale Activity Does Not Need To Be Public
Note:
The 'on sale' activity does not need to be public for it to affect patentability under the AIA.

Unlike questions of public use, there is no requirement that “on sale” activity be “public.” “Public” as used in pre-AIA 35 U.S.C. 102(b) modifies “use” only. “Public” does not modify “sale.” Hobbs v. United States, 451 F.2d 849, 171 USPQ 713, 720 (5th Cir. 1971). It is noted that AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1189 (2019). See MPEP § 2152.02(d).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Public Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
StatutoryInformativeAlways
[mpep-2133-03-b-cfd289d046c060415c78e1eb]
Public Does Not Modify Sale
Note:
The term 'public' does not apply to 'sale' in the context of pre-AIA and AIA on sale provisions.

Unlike questions of public use, there is no requirement that “on sale” activity be “public.” “Public” as used in pre-AIA 35 U.S.C. 102(b) modifies “use” only. “Public” does not modify “sale.” Hobbs v. United States, 451 F.2d 849, 171 USPQ 713, 720 (5th Cir. 1971). It is noted that AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1189 (2019). See MPEP § 2152.02(d).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Public Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
StatutoryInformativeAlways
[mpep-2133-03-b-c46adfccd3210adbcc1f6fd8]
Same Meaning for On Sale Under AIA and Pre-AIA
Note:
The term 'on sale' in the America Invents Act (AIA) section 35 U.S.C. 102(a)(1) is treated as having the same meaning as the pre-AIA section 35 U.S.C. 102(b).

Unlike questions of public use, there is no requirement that “on sale” activity be “public.” “Public” as used in pre-AIA 35 U.S.C. 102(b) modifies “use” only. “Public” does not modify “sale.” Hobbs v. United States, 451 F.2d 849, 171 USPQ 713, 720 (5th Cir. 1971). It is noted that AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1189 (2019). See MPEP § 2152.02(d).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)On Sale (MPEP 2152.02(d))
StatutoryInformativeAlways
[mpep-2133-03-b-5c391c002c1e14269b31437f]
Requirement for On Sale Use Not Necessarily Public
Note:
The rule clarifies that 'on sale' activity does not need to be public, only the use must be public under pre-AIA 35 U.S.C. 102(b).

Unlike questions of public use, there is no requirement that “on sale” activity be “public.” “Public” as used in pre-AIA 35 U.S.C. 102(b) modifies “use” only. “Public” does not modify “sale.” Hobbs v. United States, 451 F.2d 849, 171 USPQ 713, 720 (5th Cir. 1971). It is noted that AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1189 (2019). See MPEP § 2152.02(d).

Jump to MPEP SourceOn Sale Under AIA (MPEP 2152.02(d))Public Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
Topic

AIA vs Pre-AIA Practice

9 rules
StatutoryRequiredAlways
[mpep-2133-03-b-a43e98db0ed6a50295c7bea6]
Commercial Sale Requirement for On-Sale Determination
Note:
A product must be the subject of a commercial sale that meets Uniform Commercial Code standards to be considered 'on sale' under pre-AIA §102(b).

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-f728ea823d76f2d9e6f04702]
Requirement for Commercial Sale of Manufacturing Services
Note:
A contract manufacturer’s sale of manufacturing services to the inventor without passing title or market rights does not constitute an invalidating commercial sale under §102(b).

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-3c45a75db0301f4fbf56ed52]
Requirement for Sale Description Under Pre-AIA Practice
Note:
The rule requires that a product be described as sold under pre-AIA practice, indicating the passing of title from seller to buyer for a price.

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-54a344ccaa5e40c3d22c2d59]
Indicator of Product Sale Under UCC
Note:
The passage of title from seller to buyer indicates a product is on sale under the Uniform Commercial Code.

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.
U.C.C. § 2-106(1) The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.”

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-c848922a758f395a8c8ea18e]
Commercial Sale Requirement for On-Sale Bar
Note:
A product must be the subject of a commercial sale or offer for sale, involving passing title from the seller to the buyer for a price.

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-4d347adb8deed9334b22d3cc]
Contract Manufacturer Sale Does Not Invalidate Pre-AIA On-Sale Bar
Note:
A contract manufacturer’s sale of manufacturing services to an inventor without transferring title or marketing rights does not constitute a pre-AIA invalidating sale under §102(b).

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-2dab5ea11179f0b7e1aa9394]
Requirement for Commercial Sale Under Pre-AIA §102(b)
Note:
The rule requires that a product must be the subject of a commercial sale or offer for sale, where title passes from the seller to the buyer for a price.

“[T]o be ‘on sale’ under [pre-AIA] § 102(b), a product must be the subject of a commercial sale or offer for sale,” and to be a commercial sale it must be “one that bears the general hallmarks of a sale pursuant to Section 2-106 of the Uniform Commercial Code.” Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1364, 119 USPQ2d 1329, 1330 (Fed. Cir. 2016) (en banc). The court in Medicines Co. went on to explain “[s]ection 2-106(1) of the Uniform Commercial Code describes a ‘sale’ as ‘the passing of title from the seller to the buyer for a price.’ U.C.C. § 2-106(1). The passage of title is a helpful indicator of whether a product is ‘on sale,’ as it suggests when the inventor gives up its interest and control over the product.” Id. at 1375, 119 USPQ2d at 1338. The Medicines Co. court held “a contract manufacturer’s sale to the inventor of manufacturing services where neither title to the embodiments nor the right to market the same passes to the supplier does not constitute an invalidating sale under § 102(b).” Id. at 1381, 119 USPQ2d at 1342.

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-2133-03-b-42aa012b8985dd0c0c82fd79]
Requirement for Commercial Offer for Sale Under Pre-AIA §102(b)
Note:
The rule states that an offer must be a commercial one, which can lead to a binding contract by simple acceptance, to qualify as an offer for sale under pre-AIA §102(b).

“Only an offer which rises to the level of a commercial offer for sale, one which the other party could make into a binding contract by simple acceptance (assuming consideration), constitutes an offer for sale under [pre-AIA] §102(b).” Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 1048, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001).

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA PracticePTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-2133-03-b-42b73c4b84dce0616def3b6a]
Requirement for Commercial Offer for Sale Under Pre-AIA §102(b)
Note:
The rule states that an offer must be commercial and capable of being made into a binding contract by simple acceptance to qualify as an on-sale bar under pre-AIA §102(b).

“Only an offer which rises to the level of a commercial offer for sale, one which the other party could make into a binding contract by simple acceptance (assuming consideration), constitutes an offer for sale under [pre-AIA] §102(b).” Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 1048, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001).

Jump to MPEP Source · 37 CFR 102(b)AIA vs Pre-AIA PracticePTAB Contested Case Procedures
Topic

Testimony Request Procedures

7 rules
StatutoryInformativeAlways
[mpep-2133-03-b-312a9287ebad540af193c7bf]
Description of Inventive Product Controls On Sale Determination
Note:
Objective evidence such as contract descriptions control over uncommunicated intent in determining if a sale or offer to sell the claimed invention has occurred.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryInformativeAlways
[mpep-2133-03-b-ecbffff2df333d7e96afcc61]
On Sale Bar Determined by Order Confirmation
Note:
The on sale bar is established based on an order confirmation specifying the use of the inventive design before the critical date, even if initial negotiations and agreements did not clearly specify or preclude it.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryInformativeAlways
[mpep-2133-03-b-c39745ba0c6cf9e3001298bf]
Invention Does Not Need Actual Knowledge for On Sale Determination
Note:
The sale of an invention does not require the purchaser to have actual knowledge of the invention.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryPermittedAlways
[mpep-2133-03-b-fc5cc6268aeab08e054bdc68]
Evidence for Determining Offered Product
Note:
The determination of whether the offered product is the claimed invention can be established by various types of evidence such as memoranda, drawings, and testimony.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryPermittedAlways
[mpep-2133-03-b-a26e405f0d129bcab769341a]
Purchaser’s Reasonable Belief in Offered Product
Note:
Determines if an offer to sell a patented invention is based on what the purchaser reasonably believes the inventor is offering.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryInformativeAlways
[mpep-2133-03-b-98f360d861c9d2e39cf5dc41]
On Sale Bar Determined by Objective Evidence
Note:
The sale or offer to sell a product embodying the claimed invention is determined by objective evidence such as contract descriptions, not uncommunicated intent.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
StatutoryInformativeAlways
[mpep-2133-03-b-974c7a8fe5d60cca50d558cc]
Proposal to Supply New Design Does Not Bar Patent
Note:
A supplier’s uncommunicated intent to supply a new design if awarded the contract does not constitute an ‘on sale’ bar even if referenced in the bid cost.

In determining if a sale or offer to sell the claimed invention has occurred, a key question to ask is whether the inventor sold or offered for sale a product that embodies the invention claimed in the application. Objective evidence such as a description of the inventive product in the contract of sale or in another communication with the purchaser controls over an uncommunicated intent by the seller to deliver the inventive product under the contract for sale. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995) (On sale bar found where initial negotiations and agreement containing contract for sale neither clearly specified nor precluded use of the inventive design, but an order confirmation prior to the critical date did specify use of inventive design.). The purchaser need not have actual knowledge of the invention for it to be on sale. The determination of whether “the offered product is in fact the claimed invention may be established by any relevant evidence, such as memoranda, drawings, correspondence, and testimony of witnesses.” RCA Corp. v. Data Gen. Corp., 887 F.2d 1056, 1060, 12 USPQ2d 1449, 1452 (Fed. Cir. 1989). However, “what the purchaser reasonably believes the inventor to be offering is relevant to whether, on balance, the offer objectively may be said to be of the patented invention.” Envirotech Corp. v. Westech Eng’g, Inc., 904 F.2d 1571, 1576, 15 USPQ2d 1230, 1234 (Fed. Cir. 1990) (Where a proposal to supply a general contractor with a product did not mention a new design but, rather, referenced a prior art design, the uncommunicated intent of the supplier to supply the new design if awarded the contract did not constitute an “on sale” bar to a patent on the new design, even though the supplier’s bid reflected the lower cost of the new design.).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee Testimony
Topic

PTAB Contested Case Procedures

5 rules
StatutoryInformativeAlways
[mpep-2133-03-b-4759db528f2008dafb1d1997]
Invention Placed on Sale by Third Party Bars Patent
Note:
If an inventor's invention is placed on sale by a third party who obtained it from the inventor, the patent is barred even if the inventor did not consent or know about the sale.

If the invention was placed on sale by a third party who obtained the invention from the inventor, a patent is barred even if the inventor did not consent to the sale or have knowledge that the invention was embodied in the sold article. Electric Storage Battery Co. v. Shimadzu, 307 U.S. 5, 41 USPQ 155 (1938); In re Blaisdell, 242 F.2d 779, 783, 113 USPQ 289, 292 (CCPA 1957); CTS Corp. v. Electro Materials Corp. of America, 469 F. Supp. 801, 819, 202 USPQ 22, 38 (S.D.N.Y. 1979).

Jump to MPEP SourcePTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-2133-03-b-8838ebe693ebcae55b7ca380]
Invention Placed on Sale Bars Patent
Note:
If an invention is placed on sale by a third party who obtained it from the inventor, a patent is barred even if the inventor did not consent or was unaware of the sale.

If the invention was placed on sale by a third party who obtained the invention from the inventor, a patent is barred even if the inventor did not consent to the sale or have knowledge that the invention was embodied in the sold article. Electric Storage Battery Co. v. Shimadzu, 307 U.S. 5, 41 USPQ 155 (1938); In re Blaisdell, 242 F.2d 779, 783, 113 USPQ 289, 292 (CCPA 1957); CTS Corp. v. Electro Materials Corp. of America, 469 F. Supp. 801, 819, 202 USPQ 22, 38 (S.D.N.Y. 1979).

Jump to MPEP SourcePTAB Contested Case Procedures
StatutoryPermittedAlways
[mpep-2133-03-b-75b888ad00ee8670658395bc]
Invention Sold Before Filing Bars Patent
Note:
An invention sold by an independent third party more than a year before the filing date cannot be patented.

A sale or offer for sale of the invention by an independent third party more than 1 year before the effective filing date of applicant’s claimed invention may be applied as prior art and may prevent applicant from obtaining a patent. “An exception to this rule exists where a patented method is kept secret and remains secret after a sale of the unpatented product of the method. Such a sale prior to the critical date is a bar if engaged in by the patentee or patent applicant, but not if engaged in by another.” In re Caveney, 761 F.2d 671, 675-76, 226 USPQ 1, 3-4 (Fed. Cir. 1985).

Jump to MPEP SourcePTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-2133-03-b-82cd7db896f2a07b9551494c]
Secret Method Sale Does Not Bar Patent
Note:
A patented method remains patentable even if the product made by it is sold before the filing date, as long as the method itself remains secret.

A sale or offer for sale of the invention by an independent third party more than 1 year before the effective filing date of applicant’s claimed invention may be applied as prior art and may prevent applicant from obtaining a patent. “An exception to this rule exists where a patented method is kept secret and remains secret after a sale of the unpatented product of the method. Such a sale prior to the critical date is a bar if engaged in by the patentee or patent applicant, but not if engaged in by another.” In re Caveney, 761 F.2d 671, 675-76, 226 USPQ 1, 3-4 (Fed. Cir. 1985).

Jump to MPEP SourcePTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-2133-03-b-2ec1e5f0b6efb95755a4add3]
Sale by Patentee Bars Patents
Note:
This rule states that a sale prior to the critical date is a bar for obtaining a patent if conducted by the patentee or applicant, but not by others.

A sale or offer for sale of the invention by an independent third party more than 1 year before the effective filing date of applicant’s claimed invention may be applied as prior art and may prevent applicant from obtaining a patent. “An exception to this rule exists where a patented method is kept secret and remains secret after a sale of the unpatented product of the method. Such a sale prior to the critical date is a bar if engaged in by the patentee or patent applicant, but not if engaged in by another.” In re Caveney, 761 F.2d 671, 675-76, 226 USPQ 1, 3-4 (Fed. Cir. 1985).

Jump to MPEP SourcePTAB Contested Case Procedures
Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

4 rules
StatutoryInformativeAlways
[mpep-2133-03-b-ce1cbdb4bbd8e4397fe9c9d0]
No Sale Where Order Acknowledgment Is Not Acceptance
Note:
A sale is not established if the prospective purchaser receives an order acknowledgement stating 'will advise-not booked' instead of a concrete acceptance of the offer.

A sale is a contract between parties wherein the seller agrees “to give and to pass rights of property” in return for the buyer’s payment or promise “to pay the seller for the things bought or sold.” In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). A contract for the sale of goods requires a concrete offer and acceptance of that offer. See, e.g., Linear Tech., 275 F.3d at 1052-54, 61 USPQ2d at 1233-34 (Court held there was no sale within the meaning of pre-AIA 35 U.S.C. 102(b) where prospective purchaser submitted an order for goods at issue, but received an order acknowledgement reading “will advise-not booked.” Prospective purchaser would understand that order was not accepted.).

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticeNovelty / Prior Art
StatutoryPermittedAlways
[mpep-2133-03-b-60c85f64e8a3126b65327770]
Single Sale Can Invalidate Patent
Note:
A single sale or offer to sell an invention can render it unpatentable under pre-AIA 35 U.S.C. 102(b).

Even a single sale or offer to sell the invention may bar patentability under pre-AIA 35 U.S.C. 102(b). Consolidated Fruit-Jar Co. v. Wright, 94 U.S. 92, 94 (1876); Atlantic Thermoplastics Co. v. Faytex Corp., 970 F.2d 834, 836-37, 23 USPQ2d 1481, 1483 (Fed. Cir. 1992).

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticeNovelty / Prior Art
StatutoryInformativeAlways
[mpep-2133-03-b-7f8e71b34ecc9067bc8969fa]
Public Use Requirement for On Sale Determination
Note:
The term 'public' in pre-AIA 35 U.S.C. 102(b) applies only to use, not sale, in determining prior art under the on sale requirement.

Unlike questions of public use, there is no requirement that “on sale” activity be “public.” “Public” as used in pre-AIA 35 U.S.C. 102(b) modifies “use” only. “Public” does not modify “sale.” Hobbs v. United States, 451 F.2d 849, 171 USPQ 713, 720 (5th Cir. 1971). It is noted that AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1189 (2019). See MPEP § 2152.02(d).

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticeNovelty / Prior Art
StatutoryPermittedAlways
[mpep-2133-03-b-0da86f162b7c52909ddd3740]
Abstracts Provide Sufficient Prior Art Evidence
Note:
Abstracts containing vendor information and release dates before the inventor’s critical date can support a rejection based on pre-AIA 35 U.S.C. 102(b) or 103.

Abstracts identifying a product’s vendor containing information useful to potential buyers such as whom to contact, price terms, documentation, warranties, training and maintenance along with the date of product release or installation before the inventor’s critical date may provide sufficient evidence of prior sale by a third party to support a rejection based on pre-AIA 35 U.S.C. 102(b) or 103. In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994) (Examiner's rejection was based on nonprior art published abstracts which disclosed software products meeting the claims. The abstracts specified software release dates and dates of first installation which were more than 1 year before applicant’s filing date.).

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticeNovelty / Prior Art
Topic

Pre-AIA 102(b) – Statutory Bar (MPEP 2133)

2 rules
StatutoryInformativeAlways
[mpep-2133-03-b-3be3413f939ad722ba05e556]
Controlled Sale Under Pre-AIA 102(b)
Note:
Determines if a sale between related parties constitutes a statutory bar under pre-AIA 35 U.S.C. 102(b) based on the seller's control over the purchaser.

A sale or offer for sale must take place between separate entities. In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). Where the parties to the alleged sale are related, whether there is a statutory bar under pre-AIA 35 U.S.C. 102(b) depends on whether the seller so controls the purchaser that the invention remains out of the public’s hands. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1566, 33 USPQ2d 1512, 1515 (Fed. Cir. 1995) (Where the seller is a parent company of the buyer company, but the President of the buyer company had “essentially unfettered” management authority over the operations of the buyer company, the sale was a statutory bar.).

Jump to MPEP SourcePre-AIA 102(b) – Statutory Bar (MPEP 2133)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA 102 (MPEP 2151)
StatutoryInformativeAlways
[mpep-2133-03-b-37d2dbf265055eb8a044661b]
Sale Between Parent and Subsidiary with Unfettered Management Authority Is a Statutory Bar
Note:
A sale between a parent company and its subsidiary, where the subsidiary’s president has unfettered management authority, is considered a statutory bar under pre-AIA 102(b).

A sale or offer for sale must take place between separate entities. In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985). Where the parties to the alleged sale are related, whether there is a statutory bar under pre-AIA 35 U.S.C. 102(b) depends on whether the seller so controls the purchaser that the invention remains out of the public’s hands. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1566, 33 USPQ2d 1512, 1515 (Fed. Cir. 1995) (Where the seller is a parent company of the buyer company, but the President of the buyer company had “essentially unfettered” management authority over the operations of the buyer company, the sale was a statutory bar.).

Jump to MPEP SourcePre-AIA 102(b) – Statutory Bar (MPEP 2133)On Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
Topic

Statutory Authority for Examination

1 rules
StatutoryPermittedAlways
[mpep-2133-03-b-edbc1f06db99bac095ec3be3]
Requirement for Determining On Sale Status Under FITF
Note:
This rule outlines the process for determining whether an invention was 'on sale' under the first inventor to file provisions of the AIA, affecting patentability.

[Editor Note: This MPEP section may be applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628 (2019). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152.02(c) through (e) for a detailed discussion of the public use and on sale provisions of AIA 35 U.S.C. 102.]

Jump to MPEP SourceStatutory Authority for ExaminationAIA vs Pre-AIA PracticeOn Sale Under AIA (MPEP 2152.02(d))
Topic

Commercial Offer for Sale

1 rules
StatutoryInformativeAlways
[mpep-2133-03-b-442280fbd1fc34a84ff041fa]
Commercial Offer for Sale Before Filing Date Prohibits Patent
Note:
A commercial offer for sale of the claimed invention more than one year before filing date bars patentability if it anticipated or made obvious the invention.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourceCommercial Offer for SaleDetermining Whether Application Is AIA or Pre-AIADetermining AIA vs Pre-AIA Applicability (MPEP 2159)
Topic

Public Use and On-Sale Bar (MPEP 2133.03)

1 rules
StatutoryInformativeAlways
[mpep-2133-03-b-a6cc2194c91f620afffe6c24]
Commercial Offer for Sale Before Filing Date Prohibits Patent
Note:
The invention cannot be patented if it was the subject of a commercial offer for sale more than one year before the filing date.

An impermissible sale has occurred if there was a definite sale, or offer to sell, more than 1 year before the effective filing date of the claimed invention and the subject matter of the sale, or offer to sell, fully anticipated the claimed invention or would have rendered the claimed invention obvious by its addition to the prior art. Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1565, 33 USPQ2d 1512, 1514 (Fed. Cir. 1995). The on-sale bar of pre-AIA 35 U.S.C. 102(b) is triggered if the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Traditional contract law principles are applied when determining whether a commercial offer for sale has occurred. See Linear Tech. Corp. v. Micrel, Inc., 275 F.3d 1040, 1048, 61 USPQ2d 1225, 1229 (Fed. Cir. 2001), petition for cert. filed, 71 USLW 3093 (July 03, 2002) (No. 02-39); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041,1047, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001) (“As a general proposition, we will look to the Uniform Commercial Code (‘UCC’) to define whether … a communication or series of communications rises to the level of a commercial offer for sale.”).

Jump to MPEP SourcePublic Use and On-Sale Bar (MPEP 2133.03)On Sale Under AIA (MPEP 2152.02(d))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)
Topic

35 U.S.C. 102 – Novelty / Prior Art

1 rules
StatutoryInformativeAlways
[mpep-2133-03-b-18d6d21701fac7e0950c2b2f]
Assignment of Rights Not Triggering On-Sale Bar
Note:
An assignment or sale of the rights in an invention and potential patent rights does not trigger the on-sale bar under pre-AIA section 102(b).

“[A]n assignment or sale of the rights in the invention and potential patent rights is not a sale of ‘the invention’ within the meaning of [pre-AIA] section 102(b).” Moleculon Research Corp. v. CBS, Inc., 793 F.2d 1261, 1267, 229 USPQ 805, 809 (Fed. Cir. 1986); see also Elan Corp., PLC v. Andrx Pharms. Inc., 366 F.3d 1336, 1341, 70 USPQ2d 1722, 1728 (Fed. Cir. 2004); In re Kollar, 286 F.3d 1326, 1330 n.3, 1330-1331, 62 USPQ2d 1425, 1428 n.3, 1428-1429 (Fed. Cir. 2002) (distinguishing licenses which trigger the on-sale bar (e.g., a standard computer software license wherein the product is just as immediately transferred to the licensee as if it were sold), from licenses that merely grant rights to an invention which do not per se trigger the on-sale bar (e.g., exclusive rights to market the invention or potential patent rights)); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 1049 n. 2, 59 USPQ2d 1121, 1129 n. 2 (Fed. Cir. 2001).

Jump to MPEP SourceNovelty / Prior ArtOn Sale (MPEP 2152.02(d))Prior Art Under 102(a)(1) (MPEP 2152.02)
Topic

On Sale (MPEP 2152.02(d))

1 rules
StatutoryInformativeAlways
[mpep-2133-03-b-660298b3a5ebf249c07db048]
License That Grants Rights to Invention Does Not Trigger On-Sale Bar
Note:
A license that grants rights to an invention, but not the immediate transfer of the product, does not trigger the on-sale bar under patent law.

“[A]n assignment or sale of the rights in the invention and potential patent rights is not a sale of ‘the invention’ within the meaning of [pre-AIA] section 102(b).” Moleculon Research Corp. v. CBS, Inc., 793 F.2d 1261, 1267, 229 USPQ 805, 809 (Fed. Cir. 1986); see also Elan Corp., PLC v. Andrx Pharms. Inc., 366 F.3d 1336, 1341, 70 USPQ2d 1722, 1728 (Fed. Cir. 2004); In re Kollar, 286 F.3d 1326, 1330 n.3, 1330-1331, 62 USPQ2d 1425, 1428 n.3, 1428-1429 (Fed. Cir. 2002) (distinguishing licenses which trigger the on-sale bar (e.g., a standard computer software license wherein the product is just as immediately transferred to the licensee as if it were sold), from licenses that merely grant rights to an invention which do not per se trigger the on-sale bar (e.g., exclusive rights to market the invention or potential patent rights)); Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 1049 n. 2, 59 USPQ2d 1121, 1129 n. 2 (Fed. Cir. 2001).

Jump to MPEP SourceOn Sale (MPEP 2152.02(d))Prior Art Under 102(a)(1) (MPEP 2152.02)Novelty / Prior Art
Topic

Ready for Patenting Requirement

1 rules
StatutoryRequiredAlways
[mpep-2133-03-b-d45bd319a511cc73a053c3b0]
Invention Must Be Complete Before Critical Date
Note:
The invention must be fully developed and ready for patenting before the critical date to avoid the on-sale bar.

Goods need not be “on hand” and transferred at the time of the sale or offer. The date of the offer for sale is the effective date of the “on sale” activity. J. A. La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986). However, the invention must be complete and “ready for patenting” (see MPEP § 2133.03(c)) before the critical date. Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1647 (1998). See also Micro Chemical, Inc. v. Great Plains Chemical Co., 103 F.3d 1538, 1545, 41 USPQ2d 1238, 1243 (Fed. Cir. 1997) (The on-sale bar was not triggered by an offer to sell because the inventor “was not close to completion of the invention at the time of the alleged offer and had not demonstrated a high likelihood that the invention would work for its intended purpose upon completion.”); Shatterproof Glass Corp. v. Libbey-Owens Ford Co., 758 F.2d 613, 225 USPQ 634 (Fed. Cir. 1985) (Where there was no evidence that the samples shown to the potential customers were made by the new process and apparatus, the offer to sell did not rise to the level of an on sale bar.). Compare Barmag Barmer Maschinenfabrik AG v. Murata Mach., Ltd., 731 F.2d 831, 221 USPQ 561 (Fed. Cir. 1984) (Where a “make shift” model of the inventive product was shown to the potential purchasers in conjunction with the offer to sell, the offer was enough to bar a patent under pre-AIA 35 U.S.C. 102(b).).
J. A. La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986) However, the invention must be complete and “ready for patenting” (see MPEP § 2133.03(c)) before the critical date.

Jump to MPEP SourceReady for Patenting RequirementPre-AIA 102(b) – Statutory Bar (MPEP 2133)Elements of On-Sale Bar (MPEP 2133.03(b))
Topic

Assignee as Applicant Signature

1 rules
StatutoryInformativeAlways
[mpep-2133-03-b-372fbec466e9f9c63e18fcd1]
Prior Sale Evidence Through Release Dates
Note:
Abstracts specifying software release dates before the filing date can serve as evidence of prior sale to support pre-AIA 102(b) or 103 rejections.

Abstracts identifying a product’s vendor containing information useful to potential buyers such as whom to contact, price terms, documentation, warranties, training and maintenance along with the date of product release or installation before the inventor’s critical date may provide sufficient evidence of prior sale by a third party to support a rejection based on pre-AIA 35 U.S.C. 102(b) or 103. In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994) (Examiner's rejection was based on nonprior art published abstracts which disclosed software products meeting the claims. The abstracts specified software release dates and dates of first installation which were more than 1 year before applicant’s filing date.).

Jump to MPEP SourceAssignee as Applicant SignatureApplicant and Assignee Filing Under AIAOn Sale Under AIA (MPEP 2152.02(d))

Citations

Primary topicCitation
On Sale Under AIA (MPEP 2152.02(d))
Statutory Authority for Examination
35 U.S.C. § 100
On Sale Under AIA (MPEP 2152.02(d))
Statutory Authority for Examination
35 U.S.C. § 102
On Sale Under AIA (MPEP 2152.02(d))
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Statutory Authority for Examination
35 U.S.C. § 102(a)(1)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Commercial Offer for Sale
On Sale Under AIA (MPEP 2152.02(d))
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Public Use and On-Sale Bar (MPEP 2133.03)
Ready for Patenting Requirement
Statutory Authority for Examination
35 U.S.C. § 102(b)
AIA vs Pre-AIA Practice37 CFR § 2
On Sale Under AIA (MPEP 2152.02(d))
Ready for Patenting Requirement
MPEP § 2133.03(c)
On Sale Under AIA (MPEP 2152.02(d))
Statutory Authority for Examination
MPEP § 2150
On Sale Under AIA (MPEP 2152.02(d))
Statutory Authority for Examination
MPEP § 2152.02(c)
On Sale Under AIA (MPEP 2152.02(d))
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
MPEP § 2152.02(d)
On Sale Under AIA (MPEP 2152.02(d))
Statutory Authority for Examination
MPEP § 2159
PTAB Contested Case ProceduresCTS Corp. v. Electro Materials Corp. of America, 469 F. Supp. 801, 819, 202 USPQ 22, 38 (S.D.N.Y. 1979)
On Sale Under AIA (MPEP 2152.02(d))
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Consolidated Fruit-Jar Co. v. Wright, 94 U.S. 92, 94 (1876)
PTAB Contested Case ProceduresElectric Storage Battery Co. v. Shimadzu, 307 U.S. 5, 41 USPQ 155 (1938)
Commercial Offer for Sale
On Sale Under AIA (MPEP 2152.02(d))
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
Public Use and On-Sale Bar (MPEP 2133.03)
Testimony Request Procedures
Ferag AG v. Quipp, Inc., 45 F.3d 1562, 1567, 33 USPQ2d 1512, 1516 (Fed. Cir. 1995)
AIA vs Pre-AIA Practice
Commercial Offer for Sale
On Sale Under AIA (MPEP 2152.02(d))
Public Use and On-Sale Bar (MPEP 2133.03)
Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 1048, 59 USPQ2d 1121, 1126 (Fed. Cir. 2001)
PTAB Contested Case ProceduresIn re Blaisdell, 242 F.2d 779, 783, 113 USPQ 289, 292 (CCPA 1957)
On Sale Under AIA (MPEP 2152.02(d))
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
In re Caveney, 761 F.2d 671, 676, 226 USPQ 1, 4 (Fed. Cir. 1985)
On Sale Under AIA (MPEP 2152.02(d))In re Dybel, 524 F.2d 1393, 1401, 187 USPQ 593, 599 (CCPA 1975)
Assignee as Applicant Signature
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994)
In re Theis, 610 F.2d 786, 791, 204 USPQ 188, 192 (CCPA 1979)
On Sale Under AIA (MPEP 2152.02(d))
Ready for Patenting Requirement
La Porte, Inc. v. Norfolk Dredging Co., 787 F.2d 1577, 1582, 229 USPQ 435, 438 (Fed. Cir. 1986)
AIA vs Pre-AIA PracticeMedicines Co. v. Hospira, Inc., 827 F.3d 1363, 1373, 119 USPQ2d 1329, 1336 (Fed. Cir. 2016)
35 U.S.C. 102 – Novelty / Prior Art
On Sale (MPEP 2152.02(d))
Moleculon Research Corp. v. CBS, Inc., 793 F.2d 1261, 1267, 229 USPQ 805, 809 (Fed. Cir. 1986)
On Sale Under AIA (MPEP 2152.02(d))
Ready for Patenting Requirement
See also Micro Chemical, Inc. v. Great Plains Chemical Co., 103 F.3d 1538, 1545, 41 USPQ2d 1238, 1243 (Fed. Cir. 1997)
On Sale Under AIA (MPEP 2152.02(d))
Ready for Patenting Requirement
Shatterproof Glass Corp. v. Libbey-Owens Ford Co., 758 F.2d 613, 225 USPQ 634 (Fed. Cir. 1985)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10