MPEP § 211.05 — Sufficiency of Disclosure in Prior-Filed Application (Annotated Rules)

§211.05 Sufficiency of Disclosure in Prior-Filed Application

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 211.05, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Sufficiency of Disclosure in Prior-Filed Application

This section addresses Sufficiency of Disclosure in Prior-Filed Application. Primary authority: 35 U.S.C. 112(a), 35 U.S.C. 119(e), and 35 U.S.C. 112. Contains: 7 requirements, 3 prohibitions, 1 permission, and 7 other statements.

Key Rules

Topic

35 U.S.C. 112 – Disclosure Requirements

9 rules
StatutoryRequiredAlways
[mpep-211-05-492758f923f81324302a5b13]
Invention Disclosure Must Support Later Application
Note:
The later-filed application must disclose the same invention as the earlier-filed application and meet 35 U.S.C. 112(a) requirements except for best mode.

To be entitled to the benefit of the filing date of an earlier-filed application, the later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or earlier-filed nonprovisional application or provisional application for which benefit is claimed); the disclosure of the invention in the prior application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) except for the best mode requirement. See Transco Prods., Inc. v. Performance Contracting, Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994). Accordingly, the disclosure of the prior-filed application must provide adequate support and enablement for the claimed subject matter of the later-filed application in compliance with the requirements of 35 U.S.C. 112(a) except for the best mode requirement.

Jump to MPEP SourceDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-ffe2ecc0ff298afe0570356e]
Invention Disclosure Must Support Claims
Note:
The later-filed application must disclose the invention in sufficient detail to support the claims, meeting the requirements of 35 U.S.C. 112(a) except for the best mode requirement.

To be entitled to the benefit of the filing date of an earlier-filed application, the later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or earlier-filed nonprovisional application or provisional application for which benefit is claimed); the disclosure of the invention in the prior application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) except for the best mode requirement. See Transco Prods., Inc. v. Performance Contracting, Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994). Accordingly, the disclosure of the prior-filed application must provide adequate support and enablement for the claimed subject matter of the later-filed application in compliance with the requirements of 35 U.S.C. 112(a) except for the best mode requirement.

Jump to MPEP SourceDisclosure Requirements
StatutoryRequiredAlways
[mpep-211-05-75e8f574eebac4425f079f51]
Support and Enablement for Later-Filed Application Required
Note:
The disclosure in the prior-filed application must support and enable the claimed subject matter of the later-filed application, except for the best mode requirement.

To be entitled to the benefit of the filing date of an earlier-filed application, the later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or earlier-filed nonprovisional application or provisional application for which benefit is claimed); the disclosure of the invention in the prior application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) except for the best mode requirement. See Transco Prods., Inc. v. Performance Contracting, Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994). Accordingly, the disclosure of the prior-filed application must provide adequate support and enablement for the claimed subject matter of the later-filed application in compliance with the requirements of 35 U.S.C. 112(a) except for the best mode requirement.

Jump to MPEP SourceDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-8d22422727732102d734c97b]
Claims of CIP Must Be Disclosed in Prior Application
Note:
Only claims in a continuation-in-part application that are disclosed as required by 35 U.S.C. 112(a) in the prior-filed application can claim its filing date.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceDisclosure RequirementsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-211-05-14d036215cc52828ef8732ff]
Copending Nonprovisional Applications Must Disclose Invention Completely
Note:
Each copending nonprovisional application in a continuous chain must disclose the claimed invention of the later-filed application as required by 35 U.S.C. 112(a) to qualify for the earliest filing date.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceDisclosure RequirementsEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-211-05-0255033f309744985d9fcb67]
Claim Not Entitled to Prior Filing Date in Continuation-in-Part
Note:
A claim in a continuation-in-part application that introduces unsupported features is not entitled to the filing date of the prior nonprovisional application.

Where the prior application (a nonprovisional application) is found to be fatally defective because of insufficient disclosure to support allowable claims, a later-filed application filed as a “continuation-in-part” of the first application to supply the deficiency is not entitled to the benefit of the filing date of the first application. Hunt Co. v. Mallinckrodt Chemical Works, 177 F.2d 583, 587, 83 USPQ 277, 281 (2d Cir. 1949) and cases cited therein. Any claim in a continuation-in-part application which is directed solely to subject matter adequately disclosed under 35 U.S.C. 112 in the parent nonprovisional application is entitled to the benefit of the filing date of the parent nonprovisional application. However, if a claim in a continuation-in-part application recites a feature which was not disclosed or adequately supported by a proper disclosure under 35 U.S.C. 112 in the parent nonprovisional application, but which was first introduced or adequately supported in the continuation-in-part application, such a claim is entitled only to the filing date of the continuation-in-part application. See, e.g., In re Chu, 66 F.3d 292, 36 USPQ2d 1089 (Fed. Cir. 1995); Transco Products, Inc. v. Performance Contracting Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994); In re Van Lagenhoven, 458 F.2d 132, 136, 173 USPQ 426, 429 (CCPA 1972).

Jump to MPEP SourceDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-4e867f81785ac0be32a30a06]
Claim Entitlement to Parent Application Date
Note:
A claim in a continuation-in-part application is entitled to the filing date of the parent nonprovisional application if it is adequately disclosed, but only to the continuation-in-part date if new matter is introduced.

Where the prior application (a nonprovisional application) is found to be fatally defective because of insufficient disclosure to support allowable claims, a later-filed application filed as a “continuation-in-part” of the first application to supply the deficiency is not entitled to the benefit of the filing date of the first application. Hunt Co. v. Mallinckrodt Chemical Works, 177 F.2d 583, 587, 83 USPQ 277, 281 (2d Cir. 1949) and cases cited therein. Any claim in a continuation-in-part application which is directed solely to subject matter adequately disclosed under 35 U.S.C. 112 in the parent nonprovisional application is entitled to the benefit of the filing date of the parent nonprovisional application. However, if a claim in a continuation-in-part application recites a feature which was not disclosed or adequately supported by a proper disclosure under 35 U.S.C. 112 in the parent nonprovisional application, but which was first introduced or adequately supported in the continuation-in-part application, such a claim is entitled only to the filing date of the continuation-in-part application. See, e.g., In re Chu, 66 F.3d 292, 36 USPQ2d 1089 (Fed. Cir. 1995); Transco Products, Inc. v. Performance Contracting Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994); In re Van Lagenhoven, 458 F.2d 132, 136, 173 USPQ 426, 429 (CCPA 1972).

Jump to MPEP SourceDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-d3c91c454d202072bcbcad56]
Claim Support in Continuation-In-Part Applications
Note:
A claim in a continuation-in-part application is entitled to the filing date of the parent nonprovisional application if it is adequately disclosed, but only to the filing date of the continuation-in-part application if it introduces new features not supported by the parent.

Where the prior application (a nonprovisional application) is found to be fatally defective because of insufficient disclosure to support allowable claims, a later-filed application filed as a “continuation-in-part” of the first application to supply the deficiency is not entitled to the benefit of the filing date of the first application. Hunt Co. v. Mallinckrodt Chemical Works, 177 F.2d 583, 587, 83 USPQ 277, 281 (2d Cir. 1949) and cases cited therein. Any claim in a continuation-in-part application which is directed solely to subject matter adequately disclosed under 35 U.S.C. 112 in the parent nonprovisional application is entitled to the benefit of the filing date of the parent nonprovisional application. However, if a claim in a continuation-in-part application recites a feature which was not disclosed or adequately supported by a proper disclosure under 35 U.S.C. 112 in the parent nonprovisional application, but which was first introduced or adequately supported in the continuation-in-part application, such a claim is entitled only to the filing date of the continuation-in-part application. See, e.g., In re Chu, 66 F.3d 292, 36 USPQ2d 1089 (Fed. Cir. 1995); Transco Products, Inc. v. Performance Contracting Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994); In re Van Lagenhoven, 458 F.2d 132, 136, 173 USPQ 426, 429 (CCPA 1972).

Jump to MPEP SourceDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-45c1949e647fa23ff09e4670]
Claim Support in Continuation-in-Part Requires Proper Disclosure
Note:
A claim in a continuation-in-part application that introduces new features not disclosed in the parent application is entitled to the filing date of the continuation-in-part, not the parent application.

Where the prior application (a nonprovisional application) is found to be fatally defective because of insufficient disclosure to support allowable claims, a later-filed application filed as a “continuation-in-part” of the first application to supply the deficiency is not entitled to the benefit of the filing date of the first application. Hunt Co. v. Mallinckrodt Chemical Works, 177 F.2d 583, 587, 83 USPQ 277, 281 (2d Cir. 1949) and cases cited therein. Any claim in a continuation-in-part application which is directed solely to subject matter adequately disclosed under 35 U.S.C. 112 in the parent nonprovisional application is entitled to the benefit of the filing date of the parent nonprovisional application. However, if a claim in a continuation-in-part application recites a feature which was not disclosed or adequately supported by a proper disclosure under 35 U.S.C. 112 in the parent nonprovisional application, but which was first introduced or adequately supported in the continuation-in-part application, such a claim is entitled only to the filing date of the continuation-in-part application. See, e.g., In re Chu, 66 F.3d 292, 36 USPQ2d 1089 (Fed. Cir. 1995); Transco Products, Inc. v. Performance Contracting Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994); In re Van Lagenhoven, 458 F.2d 132, 136, 173 USPQ 426, 429 (CCPA 1972).

Jump to MPEP SourceDisclosure Requirements
Topic

Priority and Benefit Claims

6 rules
StatutoryInformativeAlways
[mpep-211-05-d05065c784543bfa3acddadb]
Claim Entitled to Earlier Filing Date
Note:
A claim in a U.S. application is entitled to the filing date of an earlier filed U.S. application if it meets the disclosure requirements under 35 U.S.C. 112(a) except for the best mode requirement.

Under 35 U.S.C. 120, a claim in a U.S. application is entitled to the benefit of the filing date of an earlier filed U.S. application if the subject matter of the claim is disclosed in the manner provided by 35 U.S.C. 112(a) except for the best mode requirement, in the earlier filed application. See, e.g., Tronzo v. Biomet, Inc., 156 F.3d 1154, 47 USPQ2d 1829 (Fed. Cir. 1998); In re Scheiber, 587 F.2d 59, 199 USPQ 782 (CCPA 1978). A claim in a subsequently filed application that relies on a combination of prior applications may not be entitled to the benefit of an earlier filing date under 35 U.S.C. 120 since 35 U.S.C. 120 requires that the earlier filed application contain a disclosure which complies with 35 U.S.C. 112(a) except for the best mode requirement for each claim in the subsequently filed application. Studiengesellschaft Kohle m.b.H. v. Shell Oil Co., 112 F.3d 1561, 1564, 42 USPQ2d 1674, 1677 (Fed. Cir. 1997).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-40eb9b2782f09973b863563a]
Claims Must Be Supported by Earlier Application
Note:
Claims in a subsequently filed application must be supported by the disclosure in an earlier filed U.S. application to qualify for its filing date under 35 U.S.C. 120.

Under 35 U.S.C. 120, a claim in a U.S. application is entitled to the benefit of the filing date of an earlier filed U.S. application if the subject matter of the claim is disclosed in the manner provided by 35 U.S.C. 112(a) except for the best mode requirement, in the earlier filed application. See, e.g., Tronzo v. Biomet, Inc., 156 F.3d 1154, 47 USPQ2d 1829 (Fed. Cir. 1998); In re Scheiber, 587 F.2d 59, 199 USPQ 782 (CCPA 1978). A claim in a subsequently filed application that relies on a combination of prior applications may not be entitled to the benefit of an earlier filing date under 35 U.S.C. 120 since 35 U.S.C. 120 requires that the earlier filed application contain a disclosure which complies with 35 U.S.C. 112(a) except for the best mode requirement for each claim in the subsequently filed application. Studiengesellschaft Kohle m.b.H. v. Shell Oil Co., 112 F.3d 1561, 1564, 42 USPQ2d 1674, 1677 (Fed. Cir. 1997).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
StatutoryProhibitedAlways
[mpep-211-05-afb7bd2f4df76d0065bd7c14]
Subsequently Filed Application Claims Must Comply With Prior Disclosure
Note:
A claim in a subsequently filed application that relies on multiple prior applications cannot claim an earlier filing date unless each claim is supported by the disclosure in one of the prior applications.

Under 35 U.S.C. 120, a claim in a U.S. application is entitled to the benefit of the filing date of an earlier filed U.S. application if the subject matter of the claim is disclosed in the manner provided by 35 U.S.C. 112(a) except for the best mode requirement, in the earlier filed application. See, e.g., Tronzo v. Biomet, Inc., 156 F.3d 1154, 47 USPQ2d 1829 (Fed. Cir. 1998); In re Scheiber, 587 F.2d 59, 199 USPQ 782 (CCPA 1978). A claim in a subsequently filed application that relies on a combination of prior applications may not be entitled to the benefit of an earlier filing date under 35 U.S.C. 120 since 35 U.S.C. 120 requires that the earlier filed application contain a disclosure which complies with 35 U.S.C. 112(a) except for the best mode requirement for each claim in the subsequently filed application. Studiengesellschaft Kohle m.b.H. v. Shell Oil Co., 112 F.3d 1561, 1564, 42 USPQ2d 1674, 1677 (Fed. Cir. 1997).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-10941c667b7475ca1418c4bd]
Claim Must Be Supported by Earlier Filed Application
Note:
A claim in a subsequently filed application must be supported by the disclosure in an earlier filed U.S. application to qualify for its filing date under 35 U.S.C. 120.

Under 35 U.S.C. 120, a claim in a U.S. application is entitled to the benefit of the filing date of an earlier filed U.S. application if the subject matter of the claim is disclosed in the manner provided by 35 U.S.C. 112(a) except for the best mode requirement, in the earlier filed application. See, e.g., Tronzo v. Biomet, Inc., 156 F.3d 1154, 47 USPQ2d 1829 (Fed. Cir. 1998); In re Scheiber, 587 F.2d 59, 199 USPQ 782 (CCPA 1978). A claim in a subsequently filed application that relies on a combination of prior applications may not be entitled to the benefit of an earlier filing date under 35 U.S.C. 120 since 35 U.S.C. 120 requires that the earlier filed application contain a disclosure which complies with 35 U.S.C. 112(a) except for the best mode requirement for each claim in the subsequently filed application. Studiengesellschaft Kohle m.b.H. v. Shell Oil Co., 112 F.3d 1561, 1564, 42 USPQ2d 1674, 1677 (Fed. Cir. 1997).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-fb11b1ccd77654ba4ea32333]
Disclosure Must Enable Skilled Artisan to Use Invention
Note:
A claim in a later-filed application cannot benefit from the earlier filing date if the prior application does not provide sufficient detail for someone skilled in the art to use the claimed invention.

A claim in the later-filed application is not entitled to the benefit of the filing date of the prior-filed application if the disclosure of the prior-filed application does not enable one skilled in the art to “use” the claimed invention. See In re Hafner, 410 F.2d 1403, 1406, 161 USPQ 783, 786 (CCPA 1969) (“[T]o be entitled to the benefits provided by [35 U.S.C. 120], the invention disclosed in the “previously filed” application must be described therein in such a manner as to satisfy all the requirements of the first paragraph of [35 U.S.C.] 112, including that which requires the description to be sufficient to enable one skilled in the art to use the [invention].”).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
StatutoryRequiredAlways
[mpep-211-05-00a485f6690428a37f19bba3]
Description Must Enable Skilled Person to Use Invention
Note:
The prior-filed application must describe the invention in sufficient detail for a skilled person to use it, satisfying all requirements of 35 U.S.C. 112.

A claim in the later-filed application is not entitled to the benefit of the filing date of the prior-filed application if the disclosure of the prior-filed application does not enable one skilled in the art to “use” the claimed invention. See In re Hafner, 410 F.2d 1403, 1406, 161 USPQ 783, 786 (CCPA 1969) (“[T]o be entitled to the benefits provided by [35 U.S.C. 120], the invention disclosed in the “previously filed” application must be described therein in such a manner as to satisfy all the requirements of the first paragraph of [35 U.S.C.] 112, including that which requires the description to be sufficient to enable one skilled in the art to use the [invention].”).

Jump to MPEP SourcePriority and Benefit ClaimsDisclosure Requirements
Topic

Conversion to Nonprovisional

5 rules
StatutoryRequiredAlways
[mpep-211-05-840f374e8b9af4678d52b259]
Written Description Must Support Nonprovisional Claims
Note:
The written description and drawings of the provisional application must adequately support and enable the subject matter claimed in the subsequent nonprovisional application.

Under 35 U.S.C. 119(e), the written description and drawing(s) (if any) of the provisional application must adequately support and enable the subject matter claimed in the nonprovisional application that claims the benefit of the provisional application. In New Railhead Mfg., L.L.C. v. Vermeer Mfg. Co., 298 F.3d 1290, 1294, 63 USPQ2d 1843, 1846 (Fed. Cir. 2002), the court held that for a nonprovisional application to be afforded the benefit date of the provisional application, “the specification of the provisional must ‘contain a written description of the invention and the manner and process of making and using it, in such full, clear, concise, and exact terms,’ 35 U.S.C. 112¶1, to enable an ordinarily skilled artisan to practice the invention claimed in the nonprovisional application.”

Jump to MPEP SourceConversion to NonprovisionalProvisional Application BenefitPriority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-05-479ad5e8ee02fd409a8e4858]
Provisional Specification Must Enable Invention
Note:
The provisional application's specification must provide a complete written description and enablement for the invention claimed in the nonprovisional application to qualify for its benefit date.

Under 35 U.S.C. 119(e), the written description and drawing(s) (if any) of the provisional application must adequately support and enable the subject matter claimed in the nonprovisional application that claims the benefit of the provisional application. In New Railhead Mfg., L.L.C. v. Vermeer Mfg. Co., 298 F.3d 1290, 1294, 63 USPQ2d 1843, 1846 (Fed. Cir. 2002), the court held that for a nonprovisional application to be afforded the benefit date of the provisional application, “the specification of the provisional must ‘contain a written description of the invention and the manner and process of making and using it, in such full, clear, concise, and exact terms,’ 35 U.S.C. 112¶1, to enable an ordinarily skilled artisan to practice the invention claimed in the nonprovisional application.”

Jump to MPEP SourceConversion to NonprovisionalProvisional Application BenefitPriority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-05-2bc17eb0f60f82f6784d8c34]
Provisional Application Must Support Nonprovisional Claims
Note:
The provisional application must fully describe the invention claimed in the nonprovisional patent to support its filing date.

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceConversion to NonprovisionalOne-Year Grace Period WindowProvisional Application Benefit
StatutoryInformativeAlways
[mpep-211-05-e77c09aba86eb619811397f6]
Provisional Does Not Support Claimed Angle
Note:
The provisional application does not adequately support the angle limitation recited in claim 1 of the ‘283 patent, resulting in invalidation under 35 U.S.C. 102(b).

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceConversion to NonprovisionalOne-Year Grace Period WindowOn Sale (MPEP 2152.02(d))
StatutoryPermittedAlways
[mpep-211-05-aeddeef980838bb81b124319]
Types of Prior Filed Applications for Claim Benefit
Note:
The prior-filed application can be a provisional, nonprovisional, PCT, or international design application that designates the United States.

2. This form paragraph may be used when there is lack of support or enablement in the prior-filed application for the claims in the application that is claiming the benefit of the prior-filed application under 35 U.S.C. 120, 121, 365(c), or 386(c) or under 35 U.S.C. 119(e). The prior-filed application can be a provisional application, a nonprovisional application, an international application (PCT) that designates the United States, or an international design application that designates the United States.

35 U.S.C.Conversion to NonprovisionalNo Provisional Benefit for DesignsDesignation of United States
Topic

Ex Parte Appeals to PTAB

5 rules
StatutoryProhibitedAlways
[mpep-211-05-66f4e38a0178878f04c91069]
Continuation Application Must Match Prior Disclosure
Note:
The continuation application must include the same disclosure as the prior-filed application and cannot introduce new matter.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceEx Parte Appeals to PTABDisclosure Requirements
StatutoryRequiredAlways
[mpep-211-05-464da8805d94495aaeb4b23d]
Divisional Application Must Include Prior Disclosure
Note:
A divisional application must disclose the same information as the prior-filed application or at least the relevant portion germane to the claimed invention.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceEx Parte Appeals to PTABDisclosure Requirements
StatutoryProhibitedAlways
[mpep-211-05-c4014f74ce4f1994d3abbdfe]
Disclosure Must Match Prior Application
Note:
The disclosure in a continuation application must match the prior-filed application, including no new matter that wasn't originally disclosed.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceEx Parte Appeals to PTABDisclosure Requirements
StatutoryPermittedAlways
[mpep-211-05-fb89dd1ba9047829546825d3]
Continuation-In-Part May Include New Matter
Note:
A continuation-in-part application can include new information not disclosed in the original application, while other types of applications must adhere to the disclosure of their prior-filed counterparts.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceEx Parte Appeals to PTABDisclosure Requirements
StatutoryInformativeAlways
[mpep-211-05-e512beaad95522353dda1a14]
Written Description Requirement for Prior-Filed Applications
Note:
Patent claims must be supported by sufficient written description in prior-filed applications to qualify for their filing dates.

The disclosure of a continuation application must be the same as the disclosure of the prior-filed application; i.e., the continuation must not include anything which would constitute new matter if inserted in the original application. See MPEP § 201.07. The disclosure of a divisional application must be the same as the disclosure of the prior-filed application, or include at least that portion of the disclosure of the prior-filed application that is germane to the invention claimed in the divisional application. See MPEP § 201.06. The disclosure of a continuation or divisional application cannot include anything which would constitute new matter if inserted in the prior-filed application. A continuation-in-part application may include matter not disclosed in the prior-filed application. See MPEP § 201.08. Only the claims of the continuation-in-part application that are disclosed in the manner provided by 35 U.S.C. 112(a) in the prior-filed application are entitled to the benefit of the filing date of the prior-filed application. If there is a continuous chain of copending nonprovisional applications, each copending application must disclose the claimed invention of the later-filed application in the manner provided by 35 U.S.C. 112(a) in order for the later-filed application to be entitled to the benefit of the earliest filing date. See Regents of the University of Minnesota v. Gilead Scis., Inc., 61 F.4th 1350, 1358, 1360, 2023 USPQ2d 269 (Fed. Cir. 2023) (affirming the PTAB's decision in an inter partes review proceeding and holding that the patentee was not entitled to rely on the earlier filing dates of two nonprovisional applications and a provisional application because the prior-filed applications did not provide sufficient written description to support the invention claimed in the challenged patent).

Jump to MPEP SourceEx Parte Appeals to PTABDisclosure Requirements
Topic

Continuation Benefit Claims

3 rules
StatutoryRecommendedAlways
[mpep-211-05-ef3ee6e050e4540513d9c1b5]
Change Continuation to Continuation-in-Part When New Matter Added
Note:
When an applicant claims the benefit of a prior nonprovisional application and adds new matter in the later-filed application, form paragraph 2.10.01 must be used to change the relationship from continuation or divisional to continuation-in-part.

Form paragraph 2.10.01 should be used where applicant is claiming the benefit of a prior nonprovisional application under 35 U.S.C. 120, 121, or 365(c) and the relationship (continuation or divisional) of the applications should be changed to continuation-in-part because the disclosure of the later-filed application contains matter not disclosed in the prior-filed nonprovisional application.

Jump to MPEP SourceContinuation Benefit ClaimsContinuation-in-Part BenefitDomestic Benefit Claims (35 U.S.C. 120/121)
StatutoryRecommendedAlways
[mpep-211-05-02f768894d3ed3ee5fa57cb3]
Continuation Application Must Not Contain New Matter
Note:
An application claiming the benefit of a prior-filed application under specific sections must not include new matter relative to that prior filing if it purports to be a continuation, division, or divisional application.

1. This form paragraph should be used when an application, which claims the benefit of a prior-filed application under 35 U.S.C. 120, 121, 365(c), or 386(c) contains new matter relative to the prior-filed application, and purports to be a “continuation,” “division,” or “divisional application” of the prior-filed application. Do not use this form paragraph if the applicant is claiming the benefit of a provisional application under 35 U.S.C. 119(e).

35 U.S.C.Continuation Benefit ClaimsDivisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)
StatutoryInformativeAlways
[mpep-211-05-0e1a669046611d536fde63dc]
Requirement for No New Matter in Continuation
Note:
A continuation application must not include new matter relative to the prior-filed application.

1. This form paragraph should be used when an application, which claims the benefit of a prior-filed application under 35 U.S.C. 120, 121, 365(c), or 386(c) contains new matter relative to the prior-filed application, and purports to be a “continuation,” “division,” or “divisional application” of the prior-filed application. Do not use this form paragraph if the applicant is claiming the benefit of a provisional application under 35 U.S.C. 119(e).

35 U.S.C.Continuation Benefit ClaimsProvisional Application BenefitPriority and Benefit Claims
Topic

One-Year Grace Period Window

2 rules
StatutoryInformativeAlways
[mpep-211-05-2e8a99229b02c991186b1f45]
Provisional Application Must Support Claims
Note:
The provisional application must fully support the claims of the nonprovisional patent to be valid under the one-year grace period.

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceOne-Year Grace Period WindowProvisional Application BenefitGrace Period Exception – 102(b) (MPEP 2153)
StatutoryInformativeAlways
[mpep-211-05-a557481231fe0cac3dc717ab]
Patent Invalid if Not Affording Benefit Date
Note:
The '283 patent is invalid under 35 U.S.C. 102(b) if it was not afforded the benefit date of the provisional application filed after a commercial offer for sale.

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceOne-Year Grace Period WindowOn Sale (MPEP 2152.02(d))Provisional Application Benefit
Topic

Provisional Application Benefit

2 rules
StatutoryInformativeAlways
[mpep-211-05-22c4c5aeb69063a6c39e1700]
Claim Must Be Supported by Provisional Description
Note:
The court found that claim 1 of the '283 patent is not supported by the provisional application, invalidating the patent under 35 U.S.C. 102(b).

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceProvisional Application BenefitConversion to NonprovisionalOne-Year Grace Period Window
StatutoryInformativeAlways
[mpep-211-05-1671ff0892ae285a5a738caa]
Provisional Application Must Adequately Support Claims
Note:
The provisional application must adequately describe the invention as claimed in the nonprovisional patent to qualify for its filing date under 35 U.S.C. 119(e)(1).

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceProvisional Application BenefitPriority and Benefit ClaimsNovelty / Prior Art
Topic

Patented Prior Art (MPEP 2152.02(a))

2 rules
StatutoryInformativeAlways
[mpep-211-05-ae0e64859530a398899bd2f6]
Claims of Continuation-In-Part Must Not Read on Published Art
Note:
The claims in a continuation-in-part application that are only entitled to the filing date must not cover published, publicly used, or patented subject matter.

By way of further illustration, if the claims of a continuation-in-part application which are only entitled to the continuation-in-part filing date “read on” published, publicly used or sold, or patented subject matter (e.g., as in a genus-species relationship) a rejection under 35 U.S.C. 102 would be proper. Cases of interest in this regard are as follows: Mendenhall v. Cedarapids Inc., 5 F.3d 1557, 28 USPQ2d 1081 (Fed. Cir. 1993); In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971); In re Hafner, 410 F.2d 1403, 161 USPQ 783 (CCPA 1969); In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958); In re Steenbock, 83 F.2d 912, 30 USPQ 45 (CCPA 1936); and Ex parte Hageman, 179 USPQ 747 (Bd. App. 1971).

Jump to MPEP SourcePatented Prior Art (MPEP 2152.02(a))Prior Art Under 102(a)(1) (MPEP 2152.02)Novelty / Prior Art
StatutoryInformativeAlways
[mpep-211-05-2e20a9a9821e316183755616]
Requirement for Continuation-In-Part Read on Published Art
Note:
The rule requires that claims in a continuation-in-part application must not read on publicly used or patented subject matter, otherwise a rejection under 35 U.S.C. 102 would be proper.

By way of further illustration, if the claims of a continuation-in-part application which are only entitled to the continuation-in-part filing date “read on” published, publicly used or sold, or patented subject matter (e.g., as in a genus-species relationship) a rejection under 35 U.S.C. 102 would be proper. Cases of interest in this regard are as follows: Mendenhall v. Cedarapids Inc., 5 F.3d 1557, 28 USPQ2d 1081 (Fed. Cir. 1993); In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971); In re Hafner, 410 F.2d 1403, 161 USPQ 783 (CCPA 1969); In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958); In re Steenbock, 83 F.2d 912, 30 USPQ 45 (CCPA 1936); and Ex parte Hageman, 179 USPQ 747 (Bd. App. 1971).

Jump to MPEP SourcePatented Prior Art (MPEP 2152.02(a))Prior Art Under 102(a)(1) (MPEP 2152.02)Novelty / Prior Art
Topic

On Sale (MPEP 2152.02(d))

1 rules
StatutoryInformativeAlways
[mpep-211-05-82f481bf8bc1d54879e3ccba]
Provisional Application Must Support Claims
Note:
The provisional application must fully support the claims of the subsequent nonprovisional patent to avoid invalidation under the on-sale bar.

In New Railhead, the patented drill bit was the subject of a commercial offer for sale. A provisional application was filed after the sale offer, but well within the one year grace period of 35 U.S.C. 102(b). A nonprovisional application, which issued as Patent No. 5,899,283, was filed within one year of the filing of the provisional application but more than one year after the sale offer. If the ‘283 patent was not afforded the benefit date of the provisional application, the patent would be invalid under 35 U.S.C. 102(b) since it was filed more than one year after the commercial offer for sale. The court looked at claim 1 of the ‘283 patent which recites a bit body being angled with respect to the sonde housing. The court then reviewed the provisional application and concluded that nowhere in the provisional application is the bit body expressly described as “being angled with respect to the sonde housing” as recited in claim 1 of the ‘283 patent. The court held that the disclosure of the provisional application does not adequately support the invention claimed in the ‘283 patent as to the angle limitation and therefore, the ‘283 patent is not entitled to the filing date of the provisional application under 35 U.S.C. 119(e)(1) and the ‘283 patent is invalid under 35 U.S.C. 102(b).

Jump to MPEP SourceOn Sale (MPEP 2152.02(d))Patented Prior Art (MPEP 2152.02(a))Prior Art Under 102(a)(1) (MPEP 2152.02)
Topic

Design Benefit Claims

1 rules
StatutoryPermittedAlways
[mpep-211-05-9e9935b6e407e454a429e342]
Claimed Subject Matter Must Be Supported by Prior Filed Application
Note:
The claims in an application claiming the benefit of a prior-filed application must be supported and enabled by that prior-filed application under specific legal provisions.

2. This form paragraph may be used when there is lack of support or enablement in the prior-filed application for the claims in the application that is claiming the benefit of the prior-filed application under 35 U.S.C. 120, 121, 365(c), or 386(c) or under 35 U.S.C. 119(e). The prior-filed application can be a provisional application, a nonprovisional application, an international application (PCT) that designates the United States, or an international design application that designates the United States.

35 U.S.C.Design Benefit Claims35 U.S.C. 112 ConsiderationsArticle 19 Amendment Scope
Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

1 rules
StatutoryInformativeAlways
[mpep-211-05-473eed0016ef13d88ba70020]
Issued Patent Can Serve As Prior Art
Note:
An issued patent can be used as prior art for a reference under AIA 35 U.S.C. 102(a)(2) or pre-AIA 35 U.S.C. 102(e) from the filing date of a prior application.

See MPEP § 2154.01(b) and MPEP § 2136.03 for discussion of when an issued patent, patent application publication under 35 U.S.C. 122(b), or application deemed published under 35 U.S.C. 122(b) is available as a reference under 35 U.S.C. 102(a)(2) or pre-AIA 35 U.S.C. 102(e) as of a prior provisional or nonprovisional application’s filing date.

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)Content of Patent Application Publication

Examiner Form Paragraphs

Examiner form paragraphs are standard language that you might see in an Office Action or communication from the USPTO. Examiners have latitude to change the form paragraphs, but you will often see this exact language.

¶ 2.09 ¶ 2.09 Heading for Conditions for Benefit Claims Under 35 U.S.C. 119(e) , 120 , 121 , 365(c) , or 386(c)
¶ 2.10 ¶ 2.10 Disclosure of Prior-Filed Application Does Not Provide Support for Claimed Subject Matter

The later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or earlier-filed nonprovisional application or provisional application for which benefit is claimed). The disclosure of the invention in the parent application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) or the first paragraph of pre-AIA 35 U.S.C. 112 , except for the best mode requirement. See Transco Products, Inc. v. Performance Contracting, Inc ., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994).

The disclosure of the prior-filed application, Application No. [1] , fails to provide adequate support or enablement in the manner provided by 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112 , first paragraph for one or more claims of this application. [2]

Citations

Primary topicCitation
Patented Prior Art (MPEP 2152.02(a))35 U.S.C. § 102
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)35 U.S.C. § 102(a)(2)
Conversion to Nonprovisional
On Sale (MPEP 2152.02(d))
One-Year Grace Period Window
Provisional Application Benefit
35 U.S.C. § 102(b)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)35 U.S.C. § 102(e)
35 U.S.C. 112 – Disclosure Requirements
Conversion to Nonprovisional
35 U.S.C. § 112
35 U.S.C. 112 – Disclosure Requirements
Ex Parte Appeals to PTAB
Priority and Benefit Claims
35 U.S.C. § 112(a)
Continuation Benefit Claims
Conversion to Nonprovisional
Design Benefit Claims
35 U.S.C. § 119(e)
Conversion to Nonprovisional
On Sale (MPEP 2152.02(d))
One-Year Grace Period Window
Provisional Application Benefit
35 U.S.C. § 119(e)(1)
Continuation Benefit Claims
Conversion to Nonprovisional
Design Benefit Claims
Priority and Benefit Claims
35 U.S.C. § 120
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)35 U.S.C. § 122(b)
35 U.S.C. 112 – Disclosure Requirements
Ex Parte Appeals to PTAB
MPEP § 201.06
35 U.S.C. 112 – Disclosure Requirements
Ex Parte Appeals to PTAB
MPEP § 201.07
35 U.S.C. 112 – Disclosure Requirements
Ex Parte Appeals to PTAB
MPEP § 201.08
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 2136.03
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 2154.01(b)
Form Paragraph § 2.09
Continuation Benefit ClaimsForm Paragraph § 2.10.01
35 U.S.C. 112 – Disclosure RequirementsIn re Chu, 66 F.3d 292, 36 USPQ2d 1089 (Fed. Cir. 1995)
Patented Prior Art (MPEP 2152.02(a))
Priority and Benefit Claims
In re Hafner, 410 F.2d 1403, 161 USPQ 783 (CCPA 1969)
Patented Prior Art (MPEP 2152.02(a))In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971)
Patented Prior Art (MPEP 2152.02(a))In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958)
Priority and Benefit ClaimsIn re Scheiber, 587 F.2d 59, 199 USPQ 782 (CCPA 1978)
Patented Prior Art (MPEP 2152.02(a))In re Steenbock, 83 F.2d 912, 30 USPQ 45 (CCPA 1936)
35 U.S.C. 112 – Disclosure RequirementsIn re Van Lagenhoven, 458 F.2d 132, 136, 173 USPQ 426, 429 (CCPA 1972)
Patented Prior Art (MPEP 2152.02(a))Mendenhall v. Cedarapids Inc., 5 F.3d 1557, 28 USPQ2d 1081 (Fed. Cir. 1993)
35 U.S.C. 112 – Disclosure RequirementsTransco Products, Inc. v. Performance Contracting Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994)
Priority and Benefit ClaimsTronzo v. Biomet, Inc., 156 F.3d 1154, 47 USPQ2d 1829 (Fed. Cir. 1998)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31