MPEP § 1504.05 — Restriction (Annotated Rules)

§1504.05 Restriction

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1504.05, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Restriction

This section addresses Restriction. Primary authority: 35 U.S.C. 121, 35 U.S.C. 103, and 35 U.S.C. 112(a). Contains: 3 requirements, 1 prohibition, 1 guidance statement, 8 permissions, and 6 other statements.

Key Rules

Topic

Distinct Inventions (MPEP 802.01)

10 rules
StatutoryProhibitedAlways
[mpep-1504-05-3d756cf8071d2dc6bb36fd54]
Restriction Required for Multiple Distinct Designs
Note:
An examiner must require restriction in design applications containing more than one patentably distinct design.

Unlike a utility patent application, which can contain plural claims directed to plural inventions, a design patent application may only have a single claim. See 37 CFR 1.153(a). More than one embodiment of a design may be protected by a single claim. However, such embodiments may be presented only if they involve a single inventive concept according to the nonstatutory double patenting practice for designs. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Therefore, the examiner will require restriction in each design application which contains more than one patentably distinct design. Additionally, while applicant, as a matter of right, may not shift from claiming one invention to claiming another, the examiner is not precluded from permitting a shift. See MPEP § 819. However, an examiner in a design patent application must ensure that the new invention is limited to a single inventive concept.

Jump to MPEP Source · 37 CFR 1.153(a)Distinct Inventions (MPEP 802.01)Patentably Distinct DesignsSingle Inventive Concept
StatutoryRequiredAlways
[mpep-1504-05-22c1ad35efd6f6c48aa5b308]
Requirement for Distinct Designs
Note:
A design patent application must claim designs that are not patentably distinct from each other to avoid a restriction requirement under 35 U.S.C. 121.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Prior Art for DesignsPatentably Distinct Designs
StatutoryInformativeAlways
[mpep-1504-05-f0750edcbdfa406efef90266]
Requirement for Similar Embodiments
Note:
A restriction requirement is necessary if multiple designs in a patent application are not basically the same and their differences are insufficient to be patentably distinct.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Patentably Distinct DesignsBasis for Restriction (MPEP 802)
StatutoryInformativeAlways
[mpep-1504-05-993a2d2c125887180c207fad]
Admission Without Evidence Is Not Sufficient
Note:
An admission that designs are not patentably distinct is insufficient without supporting evidence to meet the requirement for restriction.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Nonstatutory (Obviousness-Type) Double PatentingPrior Art for Designs
StatutoryInformativeAlways
[mpep-1504-05-a8d202c888e378570471c5ad]
Restriction Requirement for Non-Distinct Designs
Note:
A design patent application must be restricted to a single design if multiple designs are not patentably distinct from each other.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Nonstatutory (Obviousness-Type) Double PatentingPrior Art for Designs
StatutoryRequiredAlways
[mpep-1504-05-a9082e91ad4ea455ed09dcdd]
Requirement for Comparing Overall Appearances of Designs
Note:
Examiner must compare the overall appearances of multiple designs to determine patentable distinctness, considering elements as a whole and not individually.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Drawing Views RequiredDesign Obviousness Analysis
StatutoryInformativeAlways
[mpep-1504-05-dab96d8057ab8748aeb67c9d]
Designs Must Have Different Overall Appearances to Be Patentably Distinct
Note:
Patentable distinctness requires that designs have fundamentally different overall appearances and non-obvious differences.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Drawing Views RequiredDesign Obviousness Analysis
StatutoryPermittedAlways
[mpep-1504-05-a1bacbd4e1ab7d4d838a1559]
Designs Must Have Different Overall Appearances to Be Patentably Distinct
Note:
If the overall appearances of designs are not basically the same, they remain patentably distinct even if differences are obvious in prior art.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Drawing Views RequiredPrimary Reference Requirement
StatutoryPermittedAlways
[mpep-1504-05-bfc96fe5e55ab28a2414b8c5]
Different Scopes of Same Design Can Be Distinct
Note:
Embodiments claiming different scopes of the same design can be considered patentably distinct if they have sufficient differences in overall appearance.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Patentably Distinct DesignsBasis for Restriction (MPEP 802)
MPEP GuidanceRequiredAlways
[mpep-1504-05-6010787be45d7660acf03f22]
Requirement for Explaining Appearance Differences
Note:
Examiners must provide a brief explanation of the differences between embodiments that render them patentably distinct.

The following form paragraphs may be used in a restriction requirement. Examiners must include a brief explanation of the differences between the appearances of the embodiments that render them patentably distinct.

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Basis for Restriction (MPEP 802)Restriction Requirement (MPEP 802-803)
Topic

Design Restriction Practice

5 rules
StatutoryRecommendedAlways
[mpep-1504-05-1f6eb255bcf263eefc38208a]
Restriction Not Based on Examiner Burden for Designs
Note:
A restriction requirement in design patent applications is not influenced by whether a full application search and examination would be burdensome to the examiner.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceDesign Restriction PracticeStatutory Authority for ExaminationRestriction and Election
StatutoryInformativeAlways
[mpep-1504-05-92b390c7121e3fc54297c641]
Independent Design Articles Must Be Disparate
Note:
Design inventions must be considered independent if the disclosed articles in drawings have no apparent relationship, such as a pair of eyeglasses and a door handle.

Design inventions are independent if there is no apparent relationship between two or more disparate articles disclosed in the drawings; for example, a pair of eyeglasses and a door handle; a bicycle and a camera; an automobile and a bathtub. Also note examples in MPEP § 806.06. Restriction in such cases is clearly proper. This situation may be rarely presented since design patent applications are seldom filed containing disclosures of independent articles.

Jump to MPEP SourceDesign Restriction PracticeDesign Patent Practice
StatutoryPermittedAlways
[mpep-1504-05-2c6db482923b00168e1b5650]
Restriction for Independent Articles in Design Patents
Note:
This rule requires that design patent applications containing unrelated articles, such as a bicycle and a camera, must be restricted to individual inventions.

Design inventions are independent if there is no apparent relationship between two or more disparate articles disclosed in the drawings; for example, a pair of eyeglasses and a door handle; a bicycle and a camera; an automobile and a bathtub. Also note examples in MPEP § 806.06. Restriction in such cases is clearly proper. This situation may be rarely presented since design patent applications are seldom filed containing disclosures of independent articles.

Jump to MPEP SourceDesign Restriction PracticeDesign Patent Practice
StatutoryInformativeAlways
[mpep-1504-05-7ebdd7a2dfea82739438778e]
Multiple Embodiments Must Share Single Inventive Concept
Note:
A design application must illustrate embodiments that share a single inventive concept, meaning they are patentably indistinct according to the nonstatutory double patenting standard.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign Restriction PracticeObviousness-Type Double Patenting RejectionAIA Effective Dates
StatutoryInformativeAlways
[mpep-1504-05-0e1f93beb7802b1a2ecdb22a]
Multiple Embodiments Must Share Single Inventive Concept
Note:
Design applications must illustrate multiple embodiments that share a single inventive concept, meaning they cannot be patentably distinct from each other.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign Restriction PracticeObviousness-Type Double Patenting RejectionAIA Effective Dates
Topic

Design Claim Form

3 rules
StatutoryPermittedAlways
[mpep-1504-05-20d802c5a5df8627630e6395]
Single Claim Per Design Application
Note:
A design patent application can only have one claim, unlike a utility patent application which may contain multiple claims for different inventions.

Unlike a utility patent application, which can contain plural claims directed to plural inventions, a design patent application may only have a single claim. See 37 CFR 1.153(a). More than one embodiment of a design may be protected by a single claim. However, such embodiments may be presented only if they involve a single inventive concept according to the nonstatutory double patenting practice for designs. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Therefore, the examiner will require restriction in each design application which contains more than one patentably distinct design. Additionally, while applicant, as a matter of right, may not shift from claiming one invention to claiming another, the examiner is not precluded from permitting a shift. See MPEP § 819. However, an examiner in a design patent application must ensure that the new invention is limited to a single inventive concept.

Jump to MPEP Source · 37 CFR 1.153(a)Design Claim FormSingle Claim RequirementLinking Claim Not Permitted
StatutoryPermittedAlways
[mpep-1504-05-a25d3994a288077028b4bdd6]
Multiple Embodiments Per Claim Allowed With Single Inventive Concept
Note:
A single claim in a design patent application can cover multiple embodiments if they share a common inventive concept.

Unlike a utility patent application, which can contain plural claims directed to plural inventions, a design patent application may only have a single claim. See 37 CFR 1.153(a). More than one embodiment of a design may be protected by a single claim. However, such embodiments may be presented only if they involve a single inventive concept according to the nonstatutory double patenting practice for designs. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Therefore, the examiner will require restriction in each design application which contains more than one patentably distinct design. Additionally, while applicant, as a matter of right, may not shift from claiming one invention to claiming another, the examiner is not precluded from permitting a shift. See MPEP § 819. However, an examiner in a design patent application must ensure that the new invention is limited to a single inventive concept.

Jump to MPEP Source · 37 CFR 1.153(a)Design Claim FormSingle Claim RequirementNonstatutory (Obviousness-Type) Double Patenting
StatutoryRequiredAlways
[mpep-1504-05-2d41e39b912e6f96528dc85e]
Multiple Embodiments Require Single Claim
Note:
Disclosure of multiple design embodiments does not justify more than one claim, which must be formally stated as per MPEP § 1503.01, subsection III.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign Claim FormSingle Claim RequirementLinking Claim Not Permitted
Topic

Design Specification

3 rules
StatutoryRecommendedAlways
[mpep-1504-05-773eed375d476c735a2ea014]
Specification Must Describe Multiple Embodiments Clearly
Note:
The specification must clearly describe multiple embodiments of a design invention and particularize the differences between them.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign SpecificationPatentably Distinct DesignsPatent Application Content
StatutoryRecommendedAlways
[mpep-1504-05-36376ab374fb9ef9062c5231]
Disclosure of Multiple Cabinet Designs Requires Clear Differentiation
Note:
The specification must clearly differentiate between multiple cabinet designs to ensure each design is patentably indistinct from the others.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign SpecificationDrawing Views RequiredSingle Inventive Concept
StatutoryPermittedAlways
[mpep-1504-05-df71db228ba7423b1cd77796]
Disclosure of First Embodiment Completes Second
Note:
The disclosure of the first embodiment must be incorporated into the second to satisfy the requirements for multiple design embodiments in a single application.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceDesign SpecificationSingle Inventive ConceptPatent Application Content
Topic

Differences Between Claimed Invention and Prior Art

3 rules
StatutoryRequiredAlways
[mpep-1504-05-389ec8b74a6fbcb39d482309]
Differences Between Embodiments Must Be Minor or Obvious
Note:
If embodiments have similar appearances, differences must be minor or obvious to a skilled designer in view of prior art for them to remain in the same application.

The obviousness standard under 35 U.S.C. 103 must be applied in determining whether multiple embodiments may be retained in a single application. See MPEP § 1504.03. That is, it must first be determined whether the embodiments have overall appearances that are basically the same as each other. If the appearances of the embodiments are considered to be basically the same, then it must be determined whether the differences are either minor between the embodiments and not a patentable distinction, or obvious to a designer of ordinary skill in view of the analogous prior art. If embodiments meet both of the above criteria they may be retained in a single application. If embodiments do not meet either one of the above criteria, restriction is required. It should be noted, that if the embodiments do not have overall appearances that are basically the same, restriction must be required since their appearances are patentably distinct. In such case it does not matter for restriction purposes, if the differences between the appearances of the embodiments are shown to be obvious in view of analogous prior art.

Jump to MPEP SourceDifferences Between Claimed Invention and Prior ArtLevel of Ordinary Skill in the ArtScope and Content of Prior Art
StatutoryPermittedAlways
[mpep-1504-05-5680d982676c9a32e9798a68]
Multiple Embodiments May Be Retained in Single Application If Basically the Same and Differences Are Not Patentable Distinction
Note:
If multiple embodiments have similar appearances and any differences are not patentably distinct, they can be included in a single application. Otherwise, restriction is required.

The obviousness standard under 35 U.S.C. 103 must be applied in determining whether multiple embodiments may be retained in a single application. See MPEP § 1504.03. That is, it must first be determined whether the embodiments have overall appearances that are basically the same as each other. If the appearances of the embodiments are considered to be basically the same, then it must be determined whether the differences are either minor between the embodiments and not a patentable distinction, or obvious to a designer of ordinary skill in view of the analogous prior art. If embodiments meet both of the above criteria they may be retained in a single application. If embodiments do not meet either one of the above criteria, restriction is required. It should be noted, that if the embodiments do not have overall appearances that are basically the same, restriction must be required since their appearances are patentably distinct. In such case it does not matter for restriction purposes, if the differences between the appearances of the embodiments are shown to be obvious in view of analogous prior art.

Jump to MPEP SourceDifferences Between Claimed Invention and Prior ArtLevel of Ordinary Skill in the ArtScope and Content of Prior Art
StatutoryRequiredAlways
[mpep-1504-05-aaf318680e70d5260fbd182e]
Embodiments Must Have Similar Appearances
Note:
If embodiments do not have basically the same overall appearance, restriction is required regardless of whether differences are obvious.

The obviousness standard under 35 U.S.C. 103 must be applied in determining whether multiple embodiments may be retained in a single application. See MPEP § 1504.03. That is, it must first be determined whether the embodiments have overall appearances that are basically the same as each other. If the appearances of the embodiments are considered to be basically the same, then it must be determined whether the differences are either minor between the embodiments and not a patentable distinction, or obvious to a designer of ordinary skill in view of the analogous prior art. If embodiments meet both of the above criteria they may be retained in a single application. If embodiments do not meet either one of the above criteria, restriction is required. It should be noted, that if the embodiments do not have overall appearances that are basically the same, restriction must be required since their appearances are patentably distinct. In such case it does not matter for restriction purposes, if the differences between the appearances of the embodiments are shown to be obvious in view of analogous prior art.

Jump to MPEP SourceDifferences Between Claimed Invention and Prior ArtScope and Content of Prior ArtGraham v. Deere Factors
Topic

Restriction Requirement (MPEP 802-803)

3 rules
MPEP GuidancePermittedAlways
[mpep-1504-05-2f4b0a2b6b4ec2fd04b5b6fe]
Examiner Must Explain Differences Between Embodiments
Note:
Examiners must include a brief explanation of the differences between embodiments that render them patentably distinct in restriction requirements.

The following form paragraphs may be used in a restriction requirement. Examiners must include a brief explanation of the differences between the appearances of the embodiments that render them patentably distinct.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)Distinct Inventions (MPEP 802.01)
MPEP GuidancePermittedAlways
[mpep-1504-05-2d4303a2ca65a84be2bcc9fa]
Requirement for Restricting Invention Scope
Note:
Examiner may use form paragraph 15.29 or 15.30 to require the applicant to restrict the invention scope if appropriate.

Form paragraph 15.29 or 15.30, if appropriate, may be used to make a restriction requirement.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
MPEP GuidancePermittedAlways
[mpep-1504-05-9d815492b1c19092fe487b0c]
Form Paragraphs for Restriction Requirement
Note:
Permits the use of specific form paragraphs in a restriction requirement.

The following form paragraphs may be used in a restriction requirement.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
Topic

Rosen-Durling Analysis

2 rules
StatutoryRequiredAlways
[mpep-1504-05-8fa7225167acb8aed9ee84dd]
Requirement for Distinct Subcombination Appearance
Note:
When an application illustrates a component that is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceRosen-Durling AnalysisSingle Inventive ConceptDesign Restriction Practice
StatutoryRequiredAlways
[mpep-1504-05-9f2920d3a52babe83e60a80f]
Requirement for Distinct Design Portions
Note:
When an application illustrates a portion of the design from another embodiment, that portion often has a distinct overall appearance and requires a restriction.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceRosen-Durling AnalysisSingle Inventive ConceptDesign Restriction Practice
Topic

Nonstatutory (Obviousness-Type) Double Patenting

1 rules
StatutoryPermittedAlways
[mpep-1504-05-858b4e7563e20cd3c418c7fb]
Patentably Indistinct Designs Must Be Covered by One Claim
Note:
If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one design over prior art applies equally to all.

Restriction will be required under 35 U.S.C. 121 if a design patent application claims multiple designs that are patentably distinct from each other. The issue of whether a search and examination of an entire application can be made without serious burden to an examiner (as noted in MPEP § 803) is not applicable to design applications when determining whether a restriction requirement should be made. Clear admission on the record by the applicant that the embodiments are not patentably distinct will not overcome a requirement for restriction if the embodiments do not meet the following two requirements: (A) the embodiments have overall appearances with basically the same design characteristics; and (B) the differences between the embodiments are insufficient to patentably distinguish one design from the other. Regarding the second requirement, without evidence, such an admission is merely a conclusory statement. If multiple designs are held to be patentably indistinct and can be covered by a single claim, any rejection of one over prior art will apply equally to all. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965).

Jump to MPEP SourceNonstatutory (Obviousness-Type) Double PatentingLinking Claim Not PermittedRejection on Prior Art
Topic

Establishing Prima Facie Case

1 rules
StatutoryRequiredAlways
[mpep-1504-05-c2e7e9f1c275a46e1a55d397]
Designs Must Be Considered as a Whole
Note:
When determining patentable distinctness, each design must be evaluated in its entirety rather than considering individual elements separately.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceEstablishing Prima Facie CaseDesign NonobviousnessPrima Facie Case of Obviousness
Topic

Primary Reference Requirement

1 rules
StatutoryInformativeAlways
[mpep-1504-05-07cb08a00654025bf39338b2]
Designs Must Have Distinct Overall Appearance
Note:
Patentable distinctness requires that designs have basically the same overall appearance and differences must be significant enough to distinguish them.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourcePrimary Reference RequirementRosen-Durling AnalysisDifferences Between Claimed Invention and Prior Art
Topic

Design Obviousness Analysis

1 rules
StatutoryPermittedAlways
[mpep-1504-05-5722905d2bc00f10270bc299]
Differences Must Be Significant to Patentably Distinguish Designs
Note:
The examiner must ensure that differences between designs are not de minimis or obvious to a designer of ordinary skill in the art for patentable distinctness under 35 U.S.C. 121.

In determining patentable distinctness, the examiner must compare the overall appearances of the multiple designs. Each design must be considered as a whole, i.e., the elements of the design are not considered individually as they may be when establishing a prima facie case of obviousness under 35 U.S.C. 103. Designs are not distinct inventions if: (A) the multiple designs have overall appearances with basically the same design characteristics; and (B) the differences between the multiple designs are insufficient to patentably distinguish one design from the other. Differences may be considered insufficient to patentably distinguish when they are de minimis or obvious to a designer of ordinary skill in the art. Therefore, in determining the question of patentable distinctness under 35 U.S.C. 121 in a design application, a search of the prior art may be necessary. Both of the above considerations are important. Differences between the designs may prove to be obvious in view of the prior art, but if the overall appearances are not basically the same, the designs remain patentably distinct. Embodiments claiming different scopes of the same design can be patentably distinct using the two-step analysis above. When an application illustrates a component, which is a subcombination of another embodiment, the subcombination often has a distinct overall appearance and a restriction should be required. When an application illustrates only a portion of the design, which is the subject of another embodiment, that portion often has a distinct overall appearance and a restriction should be required.

Jump to MPEP SourceDesign Obviousness AnalysisDifferences Between Claimed Invention and Prior ArtLevel of Ordinary Skill in the Art
Topic

Single Inventive Concept

1 rules
StatutoryPermittedAlways
[mpep-1504-05-a2db6beedcd17fc4e6ff152b]
Multiple Embodiments Must Share Single Invention
Note:
Design applications can include multiple embodiments if they share a single inventive concept, as determined by nonstatutory double patenting standards.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceSingle Inventive ConceptDesign Restriction PracticeObviousness-Type Double Patenting Rejection
Topic

Obviousness-Type Double Patenting Rejection

1 rules
StatutoryInformativeAlways
[mpep-1504-05-47262161d70cb680e14ac8c8]
Two Designs Must Be Patentably Indistinct for Same Application
Note:
Two designs must be patentably indistinct according to nonstatutory double patenting standard to be included in the same design application.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceObviousness-Type Double Patenting RejectionNonstatutory (Obviousness-Type) Double PatentingSingle Inventive Concept
Topic

Patentably Distinct Designs

1 rules
StatutoryProhibitedAlways
[mpep-1504-05-8cb481a6b31bf83ee45e152f]
Embodiments Must Share Single Inventive Concept
Note:
Design embodiments that are patentably distinct cannot be included in the same application as they do not share a single inventive concept.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourcePatentably Distinct DesignsSingle Inventive ConceptDouble Patenting and Claims
Topic

AIA Effective Dates

1 rules
StatutoryRequiredAlways
[mpep-1504-05-72b6b5a83217846fe90b4f69]
Disclosure of Embodiments Must Be Clear and Complete
Note:
If one embodiment relies on another for completeness, the differences must be identified in figure descriptions or a descriptive statement in the specification.

It is permissible to illustrate more than one embodiment of a design invention in a single application. However, such embodiments may be presented only if they involve a single inventive concept. Two designs involve a single inventive concept when the two designs are patentably indistinct according to the standard of nonstatutory double patenting. See In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct over one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner, 155 USPQ 222 (Comm’r Pat. 1967). The disclosure of plural embodiments does not require or justify more than a single claim, which claim must be in the formal terms stated in MPEP § 1503.01, subsection III. The specification should make clear that multiple embodiments are disclosed and should particularize the differences between the embodiments. If the disclosure of any embodiment relies on the disclosure of another embodiment for completeness to satisfy the requirements of 35 U.S.C. 112(a) (or for applications filed prior to September 16, 2012, 35 U.S.C. 112, first paragraph), the differences between the embodiments must be identified either in the figure descriptions or by way of a descriptive statement in the specification of the application as filed. For example, the second embodiment of a cabinet discloses a single view showing only the difference in the front door of the cabinet of the first embodiment; the figure description should state that this view “is a second embodiment of Figure 1, the only difference being the configuration of the door, it being understood that all other surfaces are the same as those of the first embodiment.” This type of statement in the description is understood to incorporate the disclosure of the first embodiment to complete the disclosure of the second embodiment. However, in the absence of such a statement in the specification of an application as filed, the disclosure of one embodiment will normally not be permitted to provide antecedent basis for any written or visual amendment to the disclosure of other embodiments.

Jump to MPEP SourceAIA Effective DatesDesign SpecificationSingle Inventive Concept
Topic

Obviousness

1 rules
StatutoryRequiredAlways
[mpep-1504-05-9e9c844824c91b6761bb5224]
Requirement for Similar Embodiments in Single Application
Note:
Determine if multiple embodiments have basically the same appearance and if differences are obvious or minor before retaining them in a single application.

The obviousness standard under 35 U.S.C. 103 must be applied in determining whether multiple embodiments may be retained in a single application. See MPEP § 1504.03. That is, it must first be determined whether the embodiments have overall appearances that are basically the same as each other. If the appearances of the embodiments are considered to be basically the same, then it must be determined whether the differences are either minor between the embodiments and not a patentable distinction, or obvious to a designer of ordinary skill in view of the analogous prior art. If embodiments meet both of the above criteria they may be retained in a single application. If embodiments do not meet either one of the above criteria, restriction is required. It should be noted, that if the embodiments do not have overall appearances that are basically the same, restriction must be required since their appearances are patentably distinct. In such case it does not matter for restriction purposes, if the differences between the appearances of the embodiments are shown to be obvious in view of analogous prior art.

Jump to MPEP SourceObviousnessDifferences Between Claimed Invention and Prior Art

Examiner Form Paragraphs

Examiner form paragraphs are standard language that you might see in an Office Action or communication from the USPTO. Examiners have latitude to change the form paragraphs, but you will often see this exact language.

¶ 15.27 ¶ 15.27 Restriction Under 35 U.S.C. 121

This application discloses the following embodiments:

Embodiment 1 – Figs. [1]

Embodiment 2 – Figs. [2]

[3]

Multiple embodiments of a single inventive concept may be included in the same design application only if they are patentably indistinct. See In re Rubinfield , 270 F.2d 391, 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct from one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner , 155 USPQ 222 (Comm’r Pat. 1967). The [4] create(s) patentably distinct designs.

Because of the differences identified, the embodiments are considered to either have overall appearances that are not basically the same, or if they are basically the same, the differences are not minor and patentably indistinct or are not shown to be obvious in view of analogous prior art.

The above embodiments divide into the following patentably distinct groups of designs:

Group I: Embodiment [5]

Group II: Embodiment [6]

[7]

Restriction is required under 35 U.S.C. 121 to one of the above identified patentably distinct groups of designs.

A reply to this requirement must include an election of a single group for prosecution on the merits, even if this requirement is traversed, 37 CFR 1.143 . Any reply that does not include election of a single group will be held nonresponsive. Applicant is also requested to direct cancellation of all drawing figures and the corresponding descriptions which are directed to the nonelected groups.

Should applicant traverse this requirement on the grounds that the groups are not patentably distinct, applicant should present evidence or identify such evidence now of record showing the groups to be obvious variations of one another. If the groups are determined not to be patentably distinct and they remain in this application, any rejection of one group over prior art will apply equally to all other embodiments. See Ex parte Appeal No. 315-40, 152 USPQ 71 (Bd. App. 1965). No argument asserting patentability based on the differences between the groups will be considered once the groups have been determined to comprise a single inventive concept.

In view of the above requirement, action on the merits is deferred pending compliance with the requirement in accordance with Ex parte Heckman , 135 USPQ 229 (P.O. Super. Exam. 1960).

¶ 15.28 ¶ 15.28 Telephone Restriction Under 35 U.S.C. 121

This application discloses the following embodiments:

Embodiment 1 – Figs. [1]

Embodiment 2 – Figs. [2]

[3]

Multiple embodiments of a single inventive concept may be included in the same design application only if they are patentably indistinct. See In re Rubinfield , 123 USPQ 210 (CCPA 1959). Embodiments that are patentably distinct from one another do not constitute a single inventive concept and thus may not be included in the same design application. See In re Platner , 155 USPQ 222 (Comm’r Pat. 1967). The [4] create(s) patentably distinct designs. See In re Platner , 155 USPQ 222 (Comm’r Pat. 1967).

Because of the differences identified, the embodiments of each Group are considered to either have overall appearances that are not basically the same, or, if they are basically the same, the differences are not minor and patentably indistinct or are not shown to be obvious in view of analogous prior art.

The above disclosed embodiments divide into the following patentably distinct groups of designs:

Group I: Embodiment [5]

Group II: Embodiment [6]

[7]

Restriction is required under 35 U.S.C. 121 to one of the patentably distinct groups of designs.

During a telephone discussion with [8] on [9] , a provisional election was made [10] traverse to prosecute the design(s) of group [11] . Affirmation of this election should be made by applicant in replying to this Office action.

Group [12] is withdrawn from further consideration by the examiner, 37 CFR 1.142(b) , as being for a nonelected design(s).

¶ 15.31 ¶ 15.31 Provisional Election Required ( 37 CFR 1.143 )

Applicant is advised that the reply to be complete must include a provisional election of one of the enumerated designs, even though the requirement may be traversed ( 37 CFR 1.143 ).

¶ 15.29 ¶ 15.29 Restriction Under 35 U.S.C. 121 (Segregable Parts or Combination/Subcombination)

This application discloses the following embodiments:

Embodiment 1 – Figs. [1] drawn to a [2] .

Embodiment 2 – Figs. [3] drawn to a [4] .

[5]

Restriction to one of the following inventions is required under 35 U.S.C. 121 :

Group I – Embodiment [6]

Group II – Embodiment [7]

[8]

The designs as grouped are distinct from each other since under the law a design patent covers only the invention disclosed as an entirety, and does not extend to patentably distinct segregable parts; the only way to protect such segregable parts is to apply for separate patents. See Ex parte Sanford , 1914 CD 69, 204 OG 1346 (Comm’r Pat. 1914); and Blumcraft of Pittsburgh v. Ladd , 238 F. Supp. 648, 144 USPQ 562 (D.D.C. 1965). It is further noted that patentably distinct combination/subcombination subject matter must be supported by separate claims, whereas only a single claim is permissible in a design patent application. See In re Rubinfield , 270 F.2d 391, 123 USPQ 210 (CCPA 1959).

[9]

Because the designs are distinct for the reason(s) given above, and have acquired separate status in the art, restriction for examination purposes as indicated is proper ( 35 U.S.C. 121 ).

A reply to this requirement must include an election of a single group for prosecution on the merits, even if this requirement is traversed. 37 CFR 1.143 . Any reply that does not include an election of a single group will be held nonresponsive. Applicant is also requested to direct cancellation of all drawing figures and the corresponding descriptions which are directed to the nonelected groups.

Should applicant traverse this requirement on the grounds that the groups are not patentably distinct, applicant should present evidence or identify such evidence now of record showing the groups to be obvious variations of one another. If the groups are determined not to be patentably distinct and they remain in this application, any rejection of one group over the prior art will apply equally to all other groups. See Ex parte Appeal No. 315-40 , 152 USPQ 71 (Bd. App. 1965). No argument asserting patentability based on the differences between the groups will be considered once the groups have been determined to comprise a single inventive concept.

In view of the above requirement, action on the merits is deferred pending compliance with the requirement in accordance with Ex parte Heckman , 135 USPQ 229 (P.O. Super. Exam. 1960).

¶ 15.30 ¶ 15.30 Telephone Restriction Under 35 U.S.C. 121 (Segregable Parts or Combination/Subcombination)

This application discloses the following embodiments:

Embodiment 1 – Figs. [1] drawn to a [2] .

Embodiment 2 – Figs. [3] drawn to a [4] .

[5]

Restriction to one of the following inventions is required under 35 U.S.C. 121 :

Group I – Embodiment [6]

Group II – Embodiment [7]

[8]

The designs as grouped are distinct from each other since under the law a design patent covers only the invention disclosed as an entirety, and does not extend to patentably distinct segregable parts; the only way to protect such segregable parts is to apply for separate patents. See Ex parte Sanford , 1914 CD 69, 204 OG 1346 (Comm’r Pat. 1914); and Blumcraft of Pittsburgh v. Ladd , 238 F. Supp. 648, 144 USPQ 562 (D.D.C. 1965). It is further noted that patentably distinct combination/subcombination subject matter must be supported by separate claims, whereas only a single claim is permissible in a design patent application. See In re Rubinfield , 270 F.2d 391, 123 USPQ 210 (CCPA 1959).

[9]

During a telephone discussion with [10] on [11] , a provisional election was made [12] traverse to prosecute the invention of Group [13] . Affirmation of this election should be made by applicant in replying to this Office action.

Group [14] withdrawn from further consideration by the examiner, 37 CFR 1.142(b) as being for a nonelected invention.

¶ 15.33 ¶ 15.33 Qualifying Statement To Be Used In Restriction When A Common Embodiment Is Included In More Than One Group

The common embodiment is included in more than a single group as it is patentably indistinct from the other embodiment(s) in those groups and to give applicant the broadest possible choices in the election. If the common embodiment is elected in this application, then applicant is advised that the common embodiment should not be included in any continuing application to avoid a rejection on the ground of double patenting under 35 U.S.C. 171 in the new application.

¶ 15.34 ¶ 15.34 Groups Withdrawn From Consideration After Traverse

Group [1] withdrawn from further consideration by the examiner, 37 CFR 1.142(b) , as being for a nonelected design, the requirement having been traversed in the reply filed on [2] .

¶ 15.35 ¶ 15.35 Cancel Nonelected Design (Traverse)

The restriction requirement maintained in this application is or has been made final. Applicant must cancel Group [1] directed to the design(s) nonelected with traverse in the reply filed on [2] , or take other timely appropriate action ( 37 CFR 1.144 ).

¶ 15.36 ¶ 15.36 Groups Withdrawn From Consideration Without Traverse

Group [1] withdrawn from further consideration by the examiner, 37 CFR 1.142(b) , as being for the nonelected design. Election was made without traverse in the reply filed on [2] .

¶ 15.37 ¶ 15.37 Cancellation of Nonelected Groups, No Traverse

In view of the fact that this application is in condition for allowance except for the presence of Group [1] directed to a design or designs nonelected without traverse in the reply filed on [2] , and without the right to petition, such Group(s) have been canceled.

Citations

Primary topicCitation
Design Obviousness Analysis
Differences Between Claimed Invention and Prior Art
Distinct Inventions (MPEP 802.01)
Establishing Prima Facie Case
Obviousness
Primary Reference Requirement
Rosen-Durling Analysis
35 U.S.C. § 103
AIA Effective Dates
Design Claim Form
Design Restriction Practice
Design Specification
Obviousness-Type Double Patenting Rejection
Patentably Distinct Designs
Single Inventive Concept
35 U.S.C. § 112
AIA Effective Dates
Design Claim Form
Design Restriction Practice
Design Specification
Obviousness-Type Double Patenting Rejection
Patentably Distinct Designs
Single Inventive Concept
35 U.S.C. § 112(a)
Design Obviousness Analysis
Design Restriction Practice
Distinct Inventions (MPEP 802.01)
Establishing Prima Facie Case
Nonstatutory (Obviousness-Type) Double Patenting
Primary Reference Requirement
Rosen-Durling Analysis
35 U.S.C. § 121
Design Claim Form
Distinct Inventions (MPEP 802.01)
37 CFR § 1.153(a)
AIA Effective Dates
Design Claim Form
Design Restriction Practice
Design Specification
Obviousness-Type Double Patenting Rejection
Patentably Distinct Designs
Single Inventive Concept
MPEP § 1503.01
Differences Between Claimed Invention and Prior Art
Obviousness
MPEP § 1504.03
Design Restriction Practice
Distinct Inventions (MPEP 802.01)
Nonstatutory (Obviousness-Type) Double Patenting
MPEP § 803
Design Restriction PracticeMPEP § 806.06
Design Claim Form
Distinct Inventions (MPEP 802.01)
MPEP § 819
Form Paragraph § 15.27.02
Form Paragraph § 15.27.06
Restriction Requirement (MPEP 802-803)Form Paragraph § 15.29
AIA Effective Dates
Design Claim Form
Design Restriction Practice
Design Specification
Distinct Inventions (MPEP 802.01)
Obviousness-Type Double Patenting Rejection
Patentably Distinct Designs
Single Inventive Concept
In re Rubinfield, 270 F.2d 391, 123 USPQ 210 (CCPA 1959)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31