MPEP § 1415.01 — Maintenance Fees on the Original Patent (Annotated Rules)

§1415.01 Maintenance Fees on the Original Patent

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1415.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Maintenance Fees on the Original Patent

This section addresses Maintenance Fees on the Original Patent. Primary authority: 35 U.S.C. 41(b), 35 U.S.C. 251, and 37 CFR 1.20. Contains: 9 requirements, 1 guidance statement, and 7 other statements.

Key Rules

Topic

Post-Issuance & Maintenance Fees

9 rules
StatutoryRecommendedAlways
[mpep-1415-01-9e11bc582174cfca0c78fe35]
Determine Maintenance Fee History Using Multiple Tools
Note:
Examiners must use the Patent Maintenance Fees Storefront, Fee Payment History Service, or Docket Application Viewer to confirm maintenance fee payments.
The history of maintenance fees is determined through any of the following tools. If one of the below does not show that a maintenance fee has been paid, the examiner should confirm through the use of the other tools.
  • (A) Patent Maintenance Fees Storefront — Go to the Patent Maintenance Fees Storefront at https://fees.uspto.gov/MaintenanceFees/. Enter both the patent number and the application number in the boxes provided, and select “Continue”.
  • (B) Fee Payment History Service — Go to the Fee Payment History Service webpage at https://feeprocessingportal.uspto.gov/fpng/ fees/historyservice. On the resulting screen, select “Patent” as the “Fee Reference Group” and select “Patent Maintenance Fees” as the “Fee Reference Group Item”. Then type in the patent number as the “Reference #”, and select “Submit”.
  • (C) Docket Application Viewer (DAV) — Open the patented file in DAV. From the “Application Data” tab, expand the “Contents” section to view paid maintenance fees.
Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryInformativeAlways
[mpep-1415-01-b419f9a559baa8c8f7e27f46]
Maintenance Fee Payment Required for Patent
Note:
Examiners must confirm payment of maintenance fees by checking the Patent Maintenance Fees Storefront. Enter patent and application numbers to verify payment.

The history of maintenance fees is determined through any of the following tools. If one of the below does not show that a maintenance fee has been paid, the examiner should confirm through the use of the other tools. (A) Patent Maintenance Fees Storefront — Go to the Patent Maintenance Fees Storefront at https://fees.uspto.gov/MaintenanceFees/. Enter both the patent number and the application number in the boxes provided, and select “Continue”.

Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryRequiredAlways
[mpep-1415-01-f7aa5b4fa5470e2178d65854]
Single Maintenance Fee for Multiple Reissues
Note:
A single maintenance fee is required for all reissue patents replacing a single original patent, payable to the latest reissue with the highest number.

If there was more than one reissue patent granted that replaced a single original patent, a single maintenance fee is required for all reissue patents. The maintenance fee must be directed to the latest reissue patent that has issued, i.e., the reissue patent with the highest reissue patent number. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent.

Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryRequiredAlways
[mpep-1415-01-da754630b5654f6c9239e127]
Maintenance Fee for Latest Reissue Patent
Note:
The maintenance fee must be directed to the reissue patent with the highest reissue number if multiple reissues are granted.

If there was more than one reissue patent granted that replaced a single original patent, a single maintenance fee is required for all reissue patents. The maintenance fee must be directed to the latest reissue patent that has issued, i.e., the reissue patent with the highest reissue patent number. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent.

Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryInformativeAlways
[mpep-1415-01-561fe38507bef21b87646002]
Single Fee Discontinued for Reissued Patents After Jan 16, 2018
Note:
The practice of paying a single maintenance fee for multiple reissued patents was discontinued as of January 16, 2018.

The practice of requiring only a single maintenance fee for multiple reissued patents was discontinued for maintenance fees due on or after January 16, 2018 in accordance with the USPTO’s fee setting authority. See Setting and Adjusting Patent Fees during Fiscal Year 2017, 82 FR 52780 (November 14, 2017). Maintenance fees with a due date on January 13, 14, or 15 of 2018 could have been paid on Tuesday, January 16, 2018 in accordance with 37 CFR 1.362(f). The procedures that allow payment on January 16, 2018 do not change the maintenance fee due dates from being prior to January 16, 2018.

Jump to MPEP Source · 37 CFR 1.362(f)Post-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryInformativeAlways
[mpep-1415-01-7f825007f7c8eea535af81ff]
Single Maintenance Fee Discontinued for Multiple Patents After January 15, 2018
Note:
The rule requires that a single maintenance fee no longer be paid for multiple reissued patents on or after January 16, 2018.

The practice of requiring only a single maintenance fee for multiple reissued patents was discontinued for maintenance fees due on or after January 16, 2018 in accordance with the USPTO’s fee setting authority. See Setting and Adjusting Patent Fees during Fiscal Year 2017, 82 FR 52780 (November 14, 2017). Maintenance fees with a due date on January 13, 14, or 15 of 2018 could have been paid on Tuesday, January 16, 2018 in accordance with 37 CFR 1.362(f). The procedures that allow payment on January 16, 2018 do not change the maintenance fee due dates from being prior to January 16, 2018.

Jump to MPEP Source · 37 CFR 1.362(f)Post-Issuance & Maintenance FeesMaintenance Fee AmountsMaintenance Fee Due Dates
StatutoryInformativeAlways
[mpep-1415-01-e5eaa54e103845b2c67d96d9]
Due Dates Unchanged for January 2018
Note:
The procedures allowing payment on January 16, 2018 do not change the maintenance fee due dates set before that date.

The practice of requiring only a single maintenance fee for multiple reissued patents was discontinued for maintenance fees due on or after January 16, 2018 in accordance with the USPTO’s fee setting authority. See Setting and Adjusting Patent Fees during Fiscal Year 2017, 82 FR 52780 (November 14, 2017). Maintenance fees with a due date on January 13, 14, or 15 of 2018 could have been paid on Tuesday, January 16, 2018 in accordance with 37 CFR 1.362(f). The procedures that allow payment on January 16, 2018 do not change the maintenance fee due dates from being prior to January 16, 2018.

Jump to MPEP Source · 37 CFR 1.362(f)Post-Issuance & Maintenance FeesMaintenance Fee AmountsFee Requirements
StatutoryRequiredAlways
[mpep-1415-01-4096339c5105a14ed5128e68]
Maintenance Fees Required for Pending Reissues
Note:
Original patents must pay maintenance fees even if not surrendered when reissue applications are pending.

Maintenance fee payments are required in original patents that are not surrendered because one or more reissue applications of the same original patent are still pending on the maintenance fee due date. Accordingly, each maintenance fee that comes due in a reissue patent family on or after January 16, 2018 must be separately paid in each reissue patent, and must also be paid in the original patent if the original patent is not surrendered on the maintenance fee due date.

Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsMaintenance Fee Due Dates
StatutoryRequiredAlways
[mpep-1415-01-481e99f289babb15f8520f97]
Maintenance Fees Must Be Paid Separately for Reissue Patents and Original Patent
Note:
Each maintenance fee due on or after January 16, 2018 must be paid separately in each reissue patent and the original patent if it is not surrendered.

Maintenance fee payments are required in original patents that are not surrendered because one or more reissue applications of the same original patent are still pending on the maintenance fee due date. Accordingly, each maintenance fee that comes due in a reissue patent family on or after January 16, 2018 must be separately paid in each reissue patent, and must also be paid in the original patent if the original patent is not surrendered on the maintenance fee due date.

Jump to MPEP SourcePost-Issuance & Maintenance FeesMaintenance Fee AmountsMaintenance Fee Due Dates
Topic

Reissue Claim Requirements

5 rules
StatutoryInformativeAlways
[mpep-1415-01-59e95d24974a99a3cb640b82]
Reissue Does Not Alter Original Patent Fee Schedule
Note:
A reissue application does not change the payment schedule for maintenance fees on the original patent, which must be paid as required by law.

The filing of a reissue application does not alter the schedule of payments of maintenance fees on the original patent. If maintenance fees have not been paid on the original patent as required by 35 U.S.C. 41(b) and 37 CFR 1.20, and the patent has expired, no reissue patent can be granted. 35 U.S.C. 251 only authorizes the granting of a reissue patent for the unexpired term of the original patent. Once a patent has expired, the Director of the USPTO no longer has the authority under 35 U.S.C. 251 to reissue the patent. See In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993).

Jump to MPEP Source · 37 CFR 1.20Reissue Claim RequirementsReissue Patent PracticeOriginal Patent Requirement (Same Invention)
StatutoryRequiredAlways
[mpep-1415-01-3f2fe07279098f4d4db01d97]
No Reissue for Expired Patents
Note:
A reissue patent cannot be granted if the original patent has expired due to unpaid maintenance fees.

The filing of a reissue application does not alter the schedule of payments of maintenance fees on the original patent. If maintenance fees have not been paid on the original patent as required by 35 U.S.C. 41(b) and 37 CFR 1.20, and the patent has expired, no reissue patent can be granted. 35 U.S.C. 251 only authorizes the granting of a reissue patent for the unexpired term of the original patent. Once a patent has expired, the Director of the USPTO no longer has the authority under 35 U.S.C. 251 to reissue the patent. See In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993).

Jump to MPEP Source · 37 CFR 1.20Reissue Claim RequirementsReissue Patent IssuanceReissue Patent Practice
StatutoryRequiredAlways
[mpep-1415-01-3b3d61f4c558fe94335cadb8]
No Maintenance Fees for Reissued Patents Without Original Fees
Note:
This rule states that reissue patents do not require maintenance fees if the original patent did not have them.

Pursuant to 37 CFR 1.362(b), maintenance fees are not required for a reissue patent if the original patent that was reissued did not require maintenance fees. Design and plant patents do not require the payment of maintenance fees. See 37 CFR 1.362(b).

Jump to MPEP Source · 37 CFR 1.362(b)Reissue Claim RequirementsReissue Patent IssuanceMaintenance Fee Payment
StatutoryRequiredAlways
[mpep-1415-01-11a40ec10a5317f1864e47ca]
Maintenance Fees for Reissued Patents Must Be Paid
Note:
If an original patent reissues and there are no pending applications, maintenance fees must be paid in the reissue patent to keep it active.

Once an original patent reissues and there is no pending application for reissue of the original patent, maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force. If more than one reissue patent replaced the original patent, maintenance fees must be paid in each of the reissue patents. Maintenance fees are no longer due in the original patent because it has been surrendered. However, if there is at least one pending application for reissue of the original patent, maintenance fees are still due in the original patent even if one or more reissue patents have issued. See paragraph 3 below for additional information.

Jump to MPEP SourceReissue Claim RequirementsReissue Patent IssuanceMaintenance Fee Payment
StatutoryRequiredAlways
[mpep-1415-01-31f8a62f16a498a0d094ed71]
Maintenance Fees for Multiple Reissue Patents
Note:
If more than one reissue patent replaces the original, maintenance fees must be paid in each reissue patent.

Once an original patent reissues and there is no pending application for reissue of the original patent, maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force. If more than one reissue patent replaced the original patent, maintenance fees must be paid in each of the reissue patents. Maintenance fees are no longer due in the original patent because it has been surrendered. However, if there is at least one pending application for reissue of the original patent, maintenance fees are still due in the original patent even if one or more reissue patents have issued. See paragraph 3 below for additional information.

Jump to MPEP SourceReissue Claim RequirementsReissue Patent IssuanceReissue Patent Practice
Topic

Maintenance Fee Amounts

4 rules
StatutoryInformativeAlways
[mpep-1415-01-c0a8c4ffdceb33d544371f12]
Schedule of Payments Continues for Reissue Patent
Note:
If the original patent required maintenance fees, the same fee schedule will apply to the reissued patent.

Where the original patent that was reissued did require maintenance fees, the schedule of payments of maintenance fees on the original patent will continue for the reissue patent. See 37 CFR 1.362(h).

Jump to MPEP Source · 37 CFR 1.362(h)Maintenance Fee AmountsMaintenance Fee PaymentReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1415-01-55f9338d6b2b9a464869368e]
Schedule of Payments Continues for Reissue Patent
Note:
If the original patent requiring maintenance fees is reissued, the payment schedule for those fees continues on the reissue patent.

If the original patent that was reissued requires maintenance fees, the schedule of payments of maintenance fees on the original patent will continue for the reissue patent. See 37 CFR 1.362(h). Maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force.

Jump to MPEP Source · 37 CFR 1.362(h)Maintenance Fee AmountsMaintenance Fee PaymentReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1415-01-bf8742440d8abe0ec21eea15]
Maintenance Fee for Reissues
Note:
A single maintenance fee is required for all reissue patents, due to the issuance of more than one reissue patent.

If there was more than one reissue patent granted that replaced a single original patent, a single maintenance fee is required for all reissue patents. The maintenance fee must be directed to the latest reissue patent that has issued, i.e., the reissue patent with the highest reissue patent number. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent.

Jump to MPEP SourceMaintenance Fee AmountsPost-Issuance & Maintenance FeesFee Requirements
StatutoryInformativeAlways
[mpep-1415-01-71df4904d5fd674e214df4a8]
Multiple Reissue Patents Do Not Alter Original Fee Schedule
Note:
Maintenance fee payments for the original patent must continue even if multiple reissue patents are issued.

In some instances, more than one reissue patent will be granted to replace a single original patent. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent. The existence of multiple reissue patents for one original patent can arise where multiple divisional reissue applications are filed for the same patent, and the multiple divisional applications issue as reissue patents (all to replace the same original patent). In addition, a divisional application or continuation application of an existing reissue application may be filed, and both may then issue as reissue patents. Effective January 16, 2018, separate maintenance fee payments are required for each utility reissue patent during the unexpired part of the term of the original patent (unless the original patent was filed before December 12, 1980). Therefore, maintenance fee payments are required in each of the reissue patents that replace the single original patent.

Jump to MPEP SourceMaintenance Fee AmountsReissue Patent IssuanceReissue Patent Practice
Topic

Original Patent Requirement (Same Invention)

3 rules
StatutoryInformativeAlways
[mpep-1415-01-4a598ec1a67db513b5bee199]
Reissue Patent Only for Unexpired Original Term
Note:
A reissue patent can only be granted for the unexpired term of the original patent.

The filing of a reissue application does not alter the schedule of payments of maintenance fees on the original patent. If maintenance fees have not been paid on the original patent as required by 35 U.S.C. 41(b) and 37 CFR 1.20, and the patent has expired, no reissue patent can be granted. 35 U.S.C. 251 only authorizes the granting of a reissue patent for the unexpired term of the original patent. Once a patent has expired, the Director of the USPTO no longer has the authority under 35 U.S.C. 251 to reissue the patent. See In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993).

Jump to MPEP Source · 37 CFR 1.20Original Patent Requirement (Same Invention)Reissue Patent TermReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1415-01-89ff19d7108184240f01ba3a]
Director No Longer Has Reissue Authority After Patent Expiration
Note:
The Director of the USPTO cannot reissue a patent once it has expired.

The filing of a reissue application does not alter the schedule of payments of maintenance fees on the original patent. If maintenance fees have not been paid on the original patent as required by 35 U.S.C. 41(b) and 37 CFR 1.20, and the patent has expired, no reissue patent can be granted. 35 U.S.C. 251 only authorizes the granting of a reissue patent for the unexpired term of the original patent. Once a patent has expired, the Director of the USPTO no longer has the authority under 35 U.S.C. 251 to reissue the patent. See In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993).

Jump to MPEP Source · 37 CFR 1.20Original Patent Requirement (Same Invention)Reissue Patent PracticeReissue Patent Term
StatutoryInformativeAlways
[mpep-1415-01-7b8c74da6838e518b6d37ce0]
No Reissue for Expired Patents
Note:
A reissue patent cannot be granted if the original patent has expired due to unpaid maintenance fees.

The filing of a reissue application does not alter the schedule of payments of maintenance fees on the original patent. If maintenance fees have not been paid on the original patent as required by 35 U.S.C. 41(b) and 37 CFR 1.20, and the patent has expired, no reissue patent can be granted. 35 U.S.C. 251 only authorizes the granting of a reissue patent for the unexpired term of the original patent. Once a patent has expired, the Director of the USPTO no longer has the authority under 35 U.S.C. 251 to reissue the patent. See In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993).

Jump to MPEP Source · 37 CFR 1.20Original Patent Requirement (Same Invention)Reissue Patent TermReissue Claim Requirements
Topic

Grace Period Window

3 rules
StatutoryRequiredAlways
[mpep-1415-01-9ab61d9555003f43b30abcc8]
Maintenance Fee Must Be Paid Before Reissue Patent Issuance
Note:
The maintenance fee for the original patent must be paid before a reissue patent is issued to maintain both the reissue patent and any pending reissue applications.

If the maintenance fee is due prior to the issuance of a reissue patent, the maintenance fee must be paid in the original patent to maintain (1) the reissue patent in force beyond the end of the applicable grace period defined in 37 CFR 1.362(c) and (2) the pendency of any applications for reissue of the original patent. If the reissue application that is scheduled to issue is the only or last pending reissue application, payment should be made in the original patent at least a day prior to the issue date of the reissue application to avoid any uncertainty in the record about payment of the maintenance fee. This is because when that reissue application issues as a reissue patent, the original patent is surrendered and ceases to exist. If the maintenance fee is not paid before the issue date of the reissue application, payment of the maintenance fee during the grace period must be made to avoid expiration of the reissue patent. Payment of the maintenance fee should be made in the original patent because the maintenance fee was due before surrender of the original patent. In addition, the maintenance fee payment must include the surcharge under 37 CFR 1.20(h) if the maintenance fee is paid during the grace period (excluding any later payment authorized by 37 CFR 1.362(f)).

Jump to MPEP Source · 37 CFR 1.362(c)Grace Period WindowTerm Lapse for Maintenance FeeReissue Fees
StatutoryRequiredAlways
[mpep-1415-01-e793e2e3a859c5bc6519ed48]
Maintenance Fee During Grace Period Required for Reissue Patent
Note:
If the maintenance fee is not paid before the reissue application issue date, it must be paid during the grace period to avoid expiration of the reissue patent.

If the maintenance fee is due prior to the issuance of a reissue patent, the maintenance fee must be paid in the original patent to maintain (1) the reissue patent in force beyond the end of the applicable grace period defined in 37 CFR 1.362(c) and (2) the pendency of any applications for reissue of the original patent. If the reissue application that is scheduled to issue is the only or last pending reissue application, payment should be made in the original patent at least a day prior to the issue date of the reissue application to avoid any uncertainty in the record about payment of the maintenance fee. This is because when that reissue application issues as a reissue patent, the original patent is surrendered and ceases to exist. If the maintenance fee is not paid before the issue date of the reissue application, payment of the maintenance fee during the grace period must be made to avoid expiration of the reissue patent. Payment of the maintenance fee should be made in the original patent because the maintenance fee was due before surrender of the original patent. In addition, the maintenance fee payment must include the surcharge under 37 CFR 1.20(h) if the maintenance fee is paid during the grace period (excluding any later payment authorized by 37 CFR 1.362(f)).

Jump to MPEP Source · 37 CFR 1.362(c)Grace Period WindowTerm Lapse for Maintenance FeeReissue Fees
StatutoryRequiredAlways
[mpep-1415-01-07122bb295a122876947dace]
Maintenance Fee During Grace Period Must Include Surcharge
Note:
If the maintenance fee is paid during the grace period, it must include the surcharge under 37 CFR 1.20(h), except for later payments authorized by 37 CFR 1.362(f).

If the maintenance fee is due prior to the issuance of a reissue patent, the maintenance fee must be paid in the original patent to maintain (1) the reissue patent in force beyond the end of the applicable grace period defined in 37 CFR 1.362(c) and (2) the pendency of any applications for reissue of the original patent. If the reissue application that is scheduled to issue is the only or last pending reissue application, payment should be made in the original patent at least a day prior to the issue date of the reissue application to avoid any uncertainty in the record about payment of the maintenance fee. This is because when that reissue application issues as a reissue patent, the original patent is surrendered and ceases to exist. If the maintenance fee is not paid before the issue date of the reissue application, payment of the maintenance fee during the grace period must be made to avoid expiration of the reissue patent. Payment of the maintenance fee should be made in the original patent because the maintenance fee was due before surrender of the original patent. In addition, the maintenance fee payment must include the surcharge under 37 CFR 1.20(h) if the maintenance fee is paid during the grace period (excluding any later payment authorized by 37 CFR 1.362(f)).

Jump to MPEP Source · 37 CFR 1.362(c)Grace Period WindowTerm Lapse for Maintenance FeeReissue Fees
Topic

Term Lapse for Maintenance Fee

2 rules
StatutoryRecommendedAlways
[mpep-1415-01-579a9661e8f45015aa4ab660]
Payment Required Before Reissue Issuance
Note:
Pay maintenance fee in original patent at least one day before reissue issuance to avoid uncertainty and ensure reissue patent's validity.

If the maintenance fee is due prior to the issuance of a reissue patent, the maintenance fee must be paid in the original patent to maintain (1) the reissue patent in force beyond the end of the applicable grace period defined in 37 CFR 1.362(c) and (2) the pendency of any applications for reissue of the original patent. If the reissue application that is scheduled to issue is the only or last pending reissue application, payment should be made in the original patent at least a day prior to the issue date of the reissue application to avoid any uncertainty in the record about payment of the maintenance fee. This is because when that reissue application issues as a reissue patent, the original patent is surrendered and ceases to exist. If the maintenance fee is not paid before the issue date of the reissue application, payment of the maintenance fee during the grace period must be made to avoid expiration of the reissue patent. Payment of the maintenance fee should be made in the original patent because the maintenance fee was due before surrender of the original patent. In addition, the maintenance fee payment must include the surcharge under 37 CFR 1.20(h) if the maintenance fee is paid during the grace period (excluding any later payment authorized by 37 CFR 1.362(f)).

Jump to MPEP Source · 37 CFR 1.362(c)Term Lapse for Maintenance FeeReissue FeesPost-Issuance & Maintenance Fees
StatutoryRecommendedAlways
[mpep-1415-01-844cbd4088a254c29e788751]
Payment Must Be In Original Patent Before Surrender
Note:
The maintenance fee must be paid in the original patent before it is surrendered to maintain the reissue patent's validity.

If the maintenance fee is due prior to the issuance of a reissue patent, the maintenance fee must be paid in the original patent to maintain (1) the reissue patent in force beyond the end of the applicable grace period defined in 37 CFR 1.362(c) and (2) the pendency of any applications for reissue of the original patent. If the reissue application that is scheduled to issue is the only or last pending reissue application, payment should be made in the original patent at least a day prior to the issue date of the reissue application to avoid any uncertainty in the record about payment of the maintenance fee. This is because when that reissue application issues as a reissue patent, the original patent is surrendered and ceases to exist. If the maintenance fee is not paid before the issue date of the reissue application, payment of the maintenance fee during the grace period must be made to avoid expiration of the reissue patent. Payment of the maintenance fee should be made in the original patent because the maintenance fee was due before surrender of the original patent. In addition, the maintenance fee payment must include the surcharge under 37 CFR 1.20(h) if the maintenance fee is paid during the grace period (excluding any later payment authorized by 37 CFR 1.362(f)).

Jump to MPEP Source · 37 CFR 1.362(c)Term Lapse for Maintenance FeeReissue FeesPost-Issuance & Maintenance Fees
Topic

Recapture Doctrine

2 rules
StatutoryInformativeAlways
[mpep-1415-01-ac12c975fc06aed2002af2be]
Maintenance Fees Due for Original Patent with Pending Reissues
Note:
Maintenance fees are still required in the original patent if there is at least one pending application for reissuing it, even if reissue patents have been issued.

Once an original patent reissues and there is no pending application for reissue of the original patent, maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force. If more than one reissue patent replaced the original patent, maintenance fees must be paid in each of the reissue patents. Maintenance fees are no longer due in the original patent because it has been surrendered. However, if there is at least one pending application for reissue of the original patent, maintenance fees are still due in the original patent even if one or more reissue patents have issued. See paragraph 3 below for additional information.

Jump to MPEP SourceRecapture DoctrineReissue Claim RequirementsMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-1415-01-5c76b0606c0de4506bc87799]
Maintenance Fees Must Be Paid In Reissue Patents
Note:
If an original patent reissues and no pending applications for further reissue exist, maintenance fees must be paid in the reissued patents to keep them active.

Once an original patent reissues and there is no pending application for reissue of the original patent, maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force. If more than one reissue patent replaced the original patent, maintenance fees must be paid in each of the reissue patents. Maintenance fees are no longer due in the original patent because it has been surrendered. However, if there is at least one pending application for reissue of the original patent, maintenance fees are still due in the original patent even if one or more reissue patents have issued. See paragraph 3 below for additional information.

Jump to MPEP SourceRecapture DoctrineReissue Claim RequirementsReissue Patent Issuance
Topic

Reissue Patent Practice

2 rules
StatutoryPermittedAlways
[mpep-1415-01-76a35f1392cbe41de71becdc]
Multiple Reissue Patents for One Original Patent
Note:
When multiple divisional reissue applications are filed for the same original patent, they can issue as separate reissue patents.

In some instances, more than one reissue patent will be granted to replace a single original patent. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent. The existence of multiple reissue patents for one original patent can arise where multiple divisional reissue applications are filed for the same patent, and the multiple divisional applications issue as reissue patents (all to replace the same original patent). In addition, a divisional application or continuation application of an existing reissue application may be filed, and both may then issue as reissue patents. Effective January 16, 2018, separate maintenance fee payments are required for each utility reissue patent during the unexpired part of the term of the original patent (unless the original patent was filed before December 12, 1980). Therefore, maintenance fee payments are required in each of the reissue patents that replace the single original patent.

Jump to MPEP SourceReissue Patent PracticeReissue FeesReissue Patent Term
StatutoryInformativeAlways
[mpep-1415-01-2b29d9d4cd1a6cf241c4b989]
Maintenance Fees for Reissued Patents Required
Note:
The rule requires the payment of maintenance fees for reissued patents as detailed in MPEP § 2504, subsection I.

See MPEP § 2504, subsection I, for additional information on maintenance fees for reissue patents.

Jump to MPEP SourceReissue Patent PracticeReissue Claim Requirements
Topic

Reissue Application Filing

2 rules
StatutoryPermittedAlways
[mpep-1415-01-2071f60d95d54a5d6c8b0aad]
Divisional Application for Reissue Patent
Note:
A divisional application of an existing reissue application can be filed and may issue as a reissue patent, alongside the original reissue patents.

In some instances, more than one reissue patent will be granted to replace a single original patent. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent. The existence of multiple reissue patents for one original patent can arise where multiple divisional reissue applications are filed for the same patent, and the multiple divisional applications issue as reissue patents (all to replace the same original patent). In addition, a divisional application or continuation application of an existing reissue application may be filed, and both may then issue as reissue patents. Effective January 16, 2018, separate maintenance fee payments are required for each utility reissue patent during the unexpired part of the term of the original patent (unless the original patent was filed before December 12, 1980). Therefore, maintenance fee payments are required in each of the reissue patents that replace the single original patent.

Jump to MPEP SourceReissue Application FilingReissue Patent PracticeReissue Fees
StatutoryInformativeAlways
[mpep-1415-01-375f8aaad03425b4b25f6d41]
Maintenance Fees for Reissued Patents and Originals with Pending Reissues
Note:
This rule outlines the maintenance fee requirements for reissued patents and original patents that have pending reissue applications.

See MPEP § 2504, subsection I, for additional information on maintenance fees for reissue patents and original patents for which a reissue application is pending.

Jump to MPEP SourceReissue Application FilingReissue Patent PracticeReissue Claim Requirements
Topic

Statutory Authority for Examination

1 rules
StatutoryRequiredAlways
[mpep-1415-01-d4605387b0cf2cd8f015cb82]
Examiner Must Verify Paid Maintenance Fees Before Examining Reissue Application
Note:
The examiner must ensure all required maintenance fees have been paid before examining a reissue application and should verify this again prior to issuing any office action.

The examiner should determine whether all required maintenance fees have been paid before conducting an examination of a reissue application. In addition, prior to issuing any Office action and during the process of preparing the reissue application for issue, the examiner should again determine whether all maintenance fees required to date have been paid.

Jump to MPEP SourceStatutory Authority for ExaminationExamination ProceduresExaminer Docket Management
Topic

Examination Procedures

1 rules
StatutoryRequiredAlways
[mpep-1415-01-e1f90891c68eeb3a0731743b]
Examiner Must Verify Payment of Maintenance Fees Before Issuing Office Action
Note:
The examiner must ensure all maintenance fees have been paid before issuing any office action and during the preparation of the reissue application for issue.

The examiner should determine whether all required maintenance fees have been paid before conducting an examination of a reissue application. In addition, prior to issuing any Office action and during the process of preparing the reissue application for issue, the examiner should again determine whether all maintenance fees required to date have been paid.

Jump to MPEP SourceExamination ProceduresStatutory Authority for ExaminationTypes of Office Actions
Topic

Reissue and Reexamination

1 rules
StatutoryRecommendedAlways
[mpep-1415-01-f01435ed26427520077aab9f]
Contact OPLA for Unpaid Maintenance Fees
Note:
If maintenance fees are not paid by the due date, contact the Office of Patent Legal Administration for instructions.

If the window for the maintenance fee due has closed (maintenance fees are due by the day of the 4th, 8th and 12th year anniversary of the grant of the original patent), but the maintenance fee has not been paid, the Office of Patent Legal Administration (OPLA) should be contacted by the Technology Center (TC) Special Program Examiner (SPRE), appropriate Quality Assurance Specialist (TQAS), or Supervisory Patent Reexamination Specialist (SPRS) for instructions as to what appropriate action to take.

Jump to MPEP SourceReissue and ReexaminationQuality Assurance Specialist ReviewPost-Issuance & Maintenance Fees
Topic

Fee Requirements

1 rules
StatutoryInformativeAlways
[mpep-1415-01-503803199f22c98da742dfe0]
No Maintenance Fees for Design and Plant Patents
Note:
This rule states that design and plant patents do not require the payment of maintenance fees.

Pursuant to 37 CFR 1.362(b), maintenance fees are not required for a reissue patent if the original patent that was reissued did not require maintenance fees. Design and plant patents do not require the payment of maintenance fees. See 37 CFR 1.362(b).

Jump to MPEP Source · 37 CFR 1.362(b)Fee RequirementsMaintenance Fee PaymentReissue Claim Requirements
Topic

Maintenance Fee Payment

1 rules
StatutoryRequiredAlways
[mpep-1415-01-6cfe85c9578196cb70a8cdff]
Maintenance Fees for Reissued Patents Must Be Paid
Note:
Maintain the reissue patent in force by paying maintenance fees due after its issuance.

If the original patent that was reissued requires maintenance fees, the schedule of payments of maintenance fees on the original patent will continue for the reissue patent. See 37 CFR 1.362(h). Maintenance fees due after the issuance of the reissue patent must be paid in the reissue patent to maintain the reissue patent in force.

Jump to MPEP Source · 37 CFR 1.362(h)Maintenance Fee PaymentMaintenance Fee AmountsReissue Patent Issuance
Topic

Maintenance Fee Due Dates

1 rules
StatutoryInformativeAlways
[mpep-1415-01-be72bce3185fa26ed6e653f5]
Payment Allowed on January 16 for 2018 Fees
Note:
Patents with maintenance fees due on January 13-15, 2018 could be paid on January 16, 2018.

The practice of requiring only a single maintenance fee for multiple reissued patents was discontinued for maintenance fees due on or after January 16, 2018 in accordance with the USPTO’s fee setting authority. See Setting and Adjusting Patent Fees during Fiscal Year 2017, 82 FR 52780 (November 14, 2017). Maintenance fees with a due date on January 13, 14, or 15 of 2018 could have been paid on Tuesday, January 16, 2018 in accordance with 37 CFR 1.362(f). The procedures that allow payment on January 16, 2018 do not change the maintenance fee due dates from being prior to January 16, 2018.

Jump to MPEP Source · 37 CFR 1.362(f)Maintenance Fee Due DatesMaintenance Fee PaymentPost-Issuance & Maintenance Fees
Topic

Reissue Patent Issuance

1 rules
StatutoryInformativeAlways
[mpep-1415-01-77eb59cd9518837d5fe655cc]
Multiple Reissue Patents for One Original Patent
Note:
When an original patent is reissued, multiple reissue patents may be granted. Separate maintenance fee payments are required for each reissue patent during the unexpired term of the original patent.

In some instances, more than one reissue patent will be granted to replace a single original patent. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent. The existence of multiple reissue patents for one original patent can arise where multiple divisional reissue applications are filed for the same patent, and the multiple divisional applications issue as reissue patents (all to replace the same original patent). In addition, a divisional application or continuation application of an existing reissue application may be filed, and both may then issue as reissue patents. Effective January 16, 2018, separate maintenance fee payments are required for each utility reissue patent during the unexpired part of the term of the original patent (unless the original patent was filed before December 12, 1980). Therefore, maintenance fee payments are required in each of the reissue patents that replace the single original patent.

Jump to MPEP SourceReissue Patent IssuanceReissue Patent PracticeReissue Fees
Topic

Reissue Fees

1 rules
StatutoryRequiredAlways
[mpep-1415-01-96f4de320e57c8405826032f]
Separate Maintenance Fees for Reissue Patents
Note:
Maintenance fee payments are required for each reissue patent during the original patent's term, starting from January 16, 2018.

In some instances, more than one reissue patent will be granted to replace a single original patent. The issuance of more than one reissue patent does not alter the schedule of payments of maintenance fees on the original patent. The existence of multiple reissue patents for one original patent can arise where multiple divisional reissue applications are filed for the same patent, and the multiple divisional applications issue as reissue patents (all to replace the same original patent). In addition, a divisional application or continuation application of an existing reissue application may be filed, and both may then issue as reissue patents. Effective January 16, 2018, separate maintenance fee payments are required for each utility reissue patent during the unexpired part of the term of the original patent (unless the original patent was filed before December 12, 1980). Therefore, maintenance fee payments are required in each of the reissue patents that replace the single original patent.

Jump to MPEP SourceReissue FeesReissue Patent TermPost-Issuance & Maintenance Fees

Citations

Primary topicCitation
Original Patent Requirement (Same Invention)
Reissue Claim Requirements
35 U.S.C. § 251
Original Patent Requirement (Same Invention)
Reissue Claim Requirements
35 U.S.C. § 41(b)
Original Patent Requirement (Same Invention)
Reissue Claim Requirements
37 CFR § 1.20
Grace Period Window
Term Lapse for Maintenance Fee
37 CFR § 1.20(h)
Fee Requirements
Reissue Claim Requirements
37 CFR § 1.362(b)
Grace Period Window
Term Lapse for Maintenance Fee
37 CFR § 1.362(c)
Grace Period Window
Maintenance Fee Due Dates
Post-Issuance & Maintenance Fees
Term Lapse for Maintenance Fee
37 CFR § 1.362(f)
Maintenance Fee Amounts
Maintenance Fee Payment
37 CFR § 1.362(h)
Reissue Application Filing
Reissue Patent Practice
MPEP § 2504
Original Patent Requirement (Same Invention)
Reissue Claim Requirements
In re Morgan, 990 F.2d 1230, 26 USPQ2d 1392 (Fed. Cir. 1993)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31