MPEP § 1412.01 — Reissue Claims Must Be for Same General Invention (Annotated Rules)

§1412.01 Reissue Claims Must Be for Same General Invention

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1412.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Reissue Claims Must Be for Same General Invention

This section addresses Reissue Claims Must Be for Same General Invention. Primary authority: 35 U.S.C. 251, 35 U.S.C. 112, and 37 CFR 251. Contains: 5 requirements, 4 prohibitions, 5 guidance statements, 4 permissions, and 8 other statements.

Key Rules

Topic

Original Patent Requirement (Same Invention)

30 rules
StatutoryRequiredAlways
[mpep-1412-01-2c43781479c2c5ce636eab5f]
Reissue Claims Must Match Original Patent’s Invention
Note:
The reissued claims must reflect the same invention as originally disclosed in the patent, as mandated by 35 U.S.C. 251.

The reissue claims must be for the same invention as that disclosed as being the invention in the original patent, as required by 35 U.S.C. 251. The entire disclosure, not just the claim(s), is considered in determining what the patentee objectively intended as the invention. The determination of the original patent requirement is “an essentially factual inquiry confined to the objective intent manifested by the original patent.” In re Amos, 953 F.2d 613, 618, 21 USPQ2d 1271, 1274 (Fed. Cir. 1991) (quoting In re Rowand, 526 F.2d 558, 560, 187 USPQ 487, 489 (CCPA 1975)) (emphasis added); See also In re Mead, 581 F.2d 251, 256, 198 USPQ 412, 417 (CCPA 1978) (“Thus, in Rowand and similar cases, ‘intent to claim’ has little to do with ‘intent’ per se, but rather is analogous to the requirement of § 112, first paragraph, that the specification contain ‘a written description of the invention, and of the manner and process of making and using it.’”).

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-44d6fa3bed765a647cf25725]
Entire Disclosure Determines Invention Intent for Reissue Claims
Note:
The patentee's objective intent as the invention is determined from the entire disclosure, not just claims, when drafting reissue claims.

The reissue claims must be for the same invention as that disclosed as being the invention in the original patent, as required by 35 U.S.C. 251. The entire disclosure, not just the claim(s), is considered in determining what the patentee objectively intended as the invention. The determination of the original patent requirement is “an essentially factual inquiry confined to the objective intent manifested by the original patent.” In re Amos, 953 F.2d 613, 618, 21 USPQ2d 1271, 1274 (Fed. Cir. 1991) (quoting In re Rowand, 526 F.2d 558, 560, 187 USPQ 487, 489 (CCPA 1975)) (emphasis added); See also In re Mead, 581 F.2d 251, 256, 198 USPQ 412, 417 (CCPA 1978) (“Thus, in Rowand and similar cases, ‘intent to claim’ has little to do with ‘intent’ per se, but rather is analogous to the requirement of § 112, first paragraph, that the specification contain ‘a written description of the invention, and of the manner and process of making and using it.’”).

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-6050253df82749f2330c1b89]
Requirement for Same Invention as Disclosed
Note:
Reissue claims must match the original patent's disclosed invention, based on objective intent.

The reissue claims must be for the same invention as that disclosed as being the invention in the original patent, as required by 35 U.S.C. 251. The entire disclosure, not just the claim(s), is considered in determining what the patentee objectively intended as the invention. The determination of the original patent requirement is “an essentially factual inquiry confined to the objective intent manifested by the original patent.” In re Amos, 953 F.2d 613, 618, 21 USPQ2d 1271, 1274 (Fed. Cir. 1991) (quoting In re Rowand, 526 F.2d 558, 560, 187 USPQ 487, 489 (CCPA 1975)) (emphasis added); See also In re Mead, 581 F.2d 251, 256, 198 USPQ 412, 417 (CCPA 1978) (“Thus, in Rowand and similar cases, ‘intent to claim’ has little to do with ‘intent’ per se, but rather is analogous to the requirement of § 112, first paragraph, that the specification contain ‘a written description of the invention, and of the manner and process of making and using it.’”).

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryRequiredAlways
[mpep-1412-01-38763e0db8a6245282fc9829]
Requirement for Same General Invention in Reissue Claims
Note:
Reissue claims must be for the same general invention as the original patent, as clarified by In re Amos.

The “original patent” requirement of 35 U.S.C. 251 must be understood in light of In re Amos, supra, where the Court of Appeals for the Federal Circuit stated:

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-95edbb2c41594d4824770abd]
New Claims Must Be Disclosed in Original Specification
Note:
The new claims must be supported by the original specification, requiring one skilled in the art to identify the subject matter as invented and disclosed by the patentees.

We conclude that, under both Mead and Rowand, a claim submitted in reissue may be rejected under the “original patent” clause if the original specification demonstrates, to one skilled in the art, an absence of disclosure sufficient to indicate that a patentee could have claimed the subject matter. Merely finding that the subject matter was “not originally claimed, not an object of the original patent, and not depicted in the drawing,” does not answer the essential inquiry under the “original patent” clause of § 251, which is whether one skilled in the art, reading the specification, would identify the subject matter of the new claims as invented and disclosed by the patentees. In short, the absence of an “intent,” even if objectively evident from the earlier claims, the drawings, or the original objects of the invention is simply not enough to establish that the new claims are not drawn to the invention disclosed in the original patent.

Jump to MPEP Source · 37 CFR 251Original Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-0dad1ff508345572d169af93]
New Claims Must Align with Original Invention
Note:
The new claims in a reissue must be based on the invention disclosed in the original patent, regardless of any objective evidence of intent or earlier claims.

We conclude that, under both Mead and Rowand, a claim submitted in reissue may be rejected under the “original patent” clause if the original specification demonstrates, to one skilled in the art, an absence of disclosure sufficient to indicate that a patentee could have claimed the subject matter. Merely finding that the subject matter was “not originally claimed, not an object of the original patent, and not depicted in the drawing,” does not answer the essential inquiry under the “original patent” clause of § 251, which is whether one skilled in the art, reading the specification, would identify the subject matter of the new claims as invented and disclosed by the patentees. In short, the absence of an “intent,” even if objectively evident from the earlier claims, the drawings, or the original objects of the invention is simply not enough to establish that the new claims are not drawn to the invention disclosed in the original patent.

Jump to MPEP Source · 37 CFR 251Original Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryRequiredAlways
[mpep-1412-01-de1b4bb875a27ff34fbac010]
Disclosure Must Be Explicit for Reissue Claims
Note:
Reissue claims must explicitly disclose the particular combinations of safety features separate from the original invention to comply with the original patent requirement.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-762b26fed2203965ea04a02c]
Disclosure Must Be Explicit for Safety Features
Note:
The patent must explicitly disclose safety features separately from the main invention to avoid claims being held invalid.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-fc70731e52ead31694b71a80]
Safety Features Must Be Disclosed Separately
Note:
The patent must disclose safety features separately from the main invention to support reissue claims.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Patent PracticeReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-7bf60d8bfbfad4061000414c]
Specification Must Describe Safety Features Explicitly
Note:
The specification must explicitly and unequivocally disclose safety features separately from the main invention for them to be claimed in a reissue patent.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-e3195e26779d8080b4aa94de]
Reissue Claims Must Describe One General Invention
Note:
The reissue claims must describe the same general invention as originally disclosed, with repetitive use of 'jet injector' throughout the patent.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-122788858f4d13c8b2d33780]
Reissue Claims Must Match Original Invention
Note:
Reissue claims for safety features on non-jet injectors must align with the original patent's jet injector invention as disclosed.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryRequiredAlways
[mpep-1412-01-08ed05b4d659b8625863190c]
New Invention Must Be Clearly Disclosed Separately
Note:
The specification must clearly and unequivocally disclose the newly claimed invention as a separate invention when seeking reissue of an original patent.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Original Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-34b42ffe90804a4a69132187]
Claims Must Describe Separate Invention
Note:
Reissue claims must clearly and unequivocally disclose a newly claimed invention as a separate invention from the original patent.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Original Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-b04f82eefa4cb26d64545f03]
Reissue Claims Must Comply with Original Invention
Note:
The reissue claims must describe the newly claimed invention as a separate invention from the original patent, including all necessary fabrication methods.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Original Patent Requirement (Same Invention)Form of Reissue PatentReissue Claim Requirements
StatutoryRecommendedAlways
[mpep-1412-01-d28fa97459cc805028a4c554]
Review Reissue Claims for Same General Invention
Note:
Examiners must ensure reissued claims meet original patent requirements by verifying they are described, enabled, and clearly disclosed in the specification.
Examiners should review the reissue application to determine whether the original patent requirement is satisfied, by considering if:
  • (A) the claims presented in the reissue application are described in the original patent specification and enabled by the original patent specification such that 35 U.S.C. 112, first paragraph is satisfied;
  • (B) nothing in the original patent specification indicates an intent not to claim the subject matter of the claims presented in the reissue application; and
  • (C) the newly claimed invention is clearly and unequivocally disclosed in the specification as a separate invention with the claimed combination of features.
Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Application FilingReissue Claim Requirements
StatutoryRecommendedAlways
[mpep-1412-01-fdc854aa7e86be8a67f670bb]
Discussion Required for Failure to Meet Original Patent Requirement
Note:
Examiners must discuss potential rejections under 35 U.S.C. 251 related to failing the original patent requirement with their TQAS or SPRS.

Examiners should discuss any possible rejection under 35 U.S.C. 251 based on failure to meet the original patent requirement with their TQAS or SPRS.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryRecommendedAlways
[mpep-1412-01-30f3dd4a351535e0bf612f29]
Disclosure Does Not Prohibit Reissue Claim
Note:
Failure to claim a disclosed embodiment in the original patent does not prevent claiming it in reissue unless the specification explicitly states its unsuitability.

One should understand, however, that the mere failure to claim a disclosed embodiment in the original patent (absent an explicit statement in the original patent specification of unsuitability of the embodiment) would not be grounds for prohibiting a claim to that embodiment in the reissue.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-25a55c5b290d1f2ac7c25914]
Reissue Claims Must Cover Same General Invention
Note:
A reissue application must cover the same general invention as the original patent without claiming less than what was originally disclosed.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryRecommendedAlways
[mpep-1412-01-d12d2ff7ef21191b48c2bca0]
Reissue Claims Must Not Expand Original Patent
Note:
Reissue claims cannot add new inventions not originally claimed in the patent.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-fbe84653662e51090ec3e834]
Overlooked Aspects Are Distinct Elements Not Surrendered
Note:
Reissue claims that do not meet the original patent requirement cannot be considered overlooked aspects of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-1fa07a010ddea37008349e6d]
Overlooked Aspects Must Be Distinct and Unclaimed
Note:
Reissue claims that are overlooked aspects must be distinct elements not claimed in the original patent.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryRequiredAlways
[mpep-1412-01-2b1986f8af7e5e2d9433e43e]
Reissue Claim Must Meet Original Patent Requirement
Note:
A reissue claim must meet the original patent requirement under 35 U.S.C. 251 to be considered an overlooked aspect of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryProhibitedAlways
[mpep-1412-01-fc9bb6f7b691718867d91e7e]
Reissue Claim Must Meet Original Patent Requirement to Be an Overlooked Aspect
Note:
A reissue claim must meet the original patent's 'same invention' requirement under §251 before it can be considered an overlooked aspect of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-e5c03c7a70d0336b41ee18b4]
Requirement for Overlooked Aspects in Reissue Claims
Note:
Reissue claims must meet the original patent requirement and be directed to overlooked aspects not originally claimed.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-beb9955a75861f09ad0b1736]
Reissue Claims Must Meet Original Patent Requirement
Note:
A reissue claim must meet the original patent requirement to be considered an overlooked aspect of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-b263667b79bc7b64e570ca80]
Reissue Claim Must Meet Original Patent Requirement
Note:
A reissue claim must meet the original patent requirement to be considered an overlooked aspect of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-9c6d889e402f50f5f3db1be0]
Reissue Claim Not Drawn to Overlooked Aspect If Does Not Meet Original Patent Requirement
Note:
A reissue claim that does not meet the original patent requirement under §251 cannot be an overlooked aspect of the invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-a3bbbef656e84a92a57cf99f]
Reissue Claim Must Cover Original Patent
Note:
A reissue claim must cover the same invention as originally patented, even if it does not introduce new features that were overlooked.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
StatutoryInformativeAlways
[mpep-1412-01-69a523e6e0cfb1d0347f7d99]
Requirement for Overlooked Aspects in Reissue Claims
Note:
Reissue claims must meet the original patent requirement and be directed to overlooked aspects not covered by the originally claimed invention.

“Overlooked aspects, however, are not merely incidental features of the originally claimed invention. Rather, they are distinct elements which ‘were never claimed and thus never surrendered.’" Ex parte Yeo, Appeal No. 2020-001116, op. at 10-11 (PTAB March 2, 2020) (quoting Youman, 679 F.3d at 1347). In determining whether a reissue claim is drawn to overlooked aspects, the examiner must first determine if the claim meets the original patent requirement of 35 U.S.C. 251. “A reissue claim that does not meet the original patent (‘same invention’) requirement under § 251 cannot be an overlooked aspect of the invention because it is not directed to the disclosed invention of the patent. Therefore, as a first step, to determining whether reissue claim 6 is directed to an ‘overlooked aspect,’ we must determine whether reissue claim 6 meets the original patent (‘same invention’) requirement under § 251.” Yeo at 34. See subsection I above for guidance on the original patent requirement. In Yeo, the board found that reissue claim 6 did not meet the original patent requirement, and therefore, was not drawn to an overlooked aspect. Yeo at 34-41. For reissue claim 9, the board found the claim met the original patent requirement but was not drawn to an overlooked aspect because originally filed claim 1 covered the subject matter of reissue claim 9. Yeo at 41-43.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)PTAB JurisdictionReissue Claim Requirements
Topic

Reissue Patent Practice

11 rules
StatutoryInformativeAlways
[mpep-1412-01-7cade835dba4758e0b605ae0]
Reissue Claims Must Describe Safety Features Separately
Note:
The specification must explicitly and unequivocally disclose the particular combinations of safety features claimed in reissue patents separately from the jet injection invention.

Similarly, the disclosure requirement in Amos must be understood in light of Antares Pharma Inc., v. Medac Pharma Inc. and Medac GMBH, 771 F.3d 1354, 112 USPQ2d 1865 (Fed. Cir. 2014). In Antares Pharma, Inc., the court found "[n]owhere does the specification disclose, in an explicit and unequivocal manner, the particular combinations of safety features claimed on reissue, separate from the jet injection invention." Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Specifically, the court stated “[a]lthough safety features were mentioned in the specification, they were never described separately from the jet injector, nor were the particular combinations of safety features claimed on reissue ever disclosed in the specification.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. In other words, the court found that the patent only disclosed one invention, which was a particular class of jet injectors, due to the clearly repetitive use of “jet injector” in the title, the abstract, the summary of the invention, and the entirety of the specification of the patent. As a result, the claims in the reissue patent to the safety features on a generic injector (e.g., a non-jet injector) were held to violate the original patent requirement of 35 U.S.C. 251.

Jump to MPEP SourceReissue Patent PracticeOriginal Patent Requirement (Same Invention)Reissue Claim Requirements
StatutoryProhibitedAlways
[mpep-1412-01-7cf5b859119df35718419d25]
Non-Elected Inventions Cannot Be Recovered by Reissue
Note:
A patent granted on the elected invention cannot be expanded via reissue to include non-elected inventions or distinct subject matter not pursued in a continuing application.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceReissue Patent PracticeCivil ActionBroadening Reissue (Two-Year Limit)
StatutoryInformativeAlways
[mpep-1412-01-1c570c6b17923dc1630b7a2e]
Reissue Claims Must Cover Unclaimed Inventions
Note:
Reissue claims must cover inventions that were disclosed but not claimed in the original application.

Claims to separate inventions/embodiments/species that were disclosed but never covered by the claims in the original application prosecution are claims to overlooked aspects. In other words, the reissue claims are drawn to a separate invention or separate species or embodiment that was not covered by a claim (e.g., a generic claim) at any point during the prosecution of the original application. For example, if all the claims were drawn to species A in the original application, reissue claims drawn to species B are considered claims to overlooked aspects, assuming that there was not a generic claim that covered both species A and B in the original application. Stated another way, an added limitation that “was within the scope of at least one original claim” cannot be an overlooked aspect. In re General Electric Co., 789 F. App’x 857, 861, 2019 USPQ2d 399054 (Fed. Cir. 2019) (unpublished) (“Because the original claims encompass the jet assembly subcombination, that subcombination is not an overlooked aspect of the invention.”)

Jump to MPEP SourceReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-c07c4ee9c0eebb89fdd31755]
Reissue Claims Must Cover Uncovered Inventions
Note:
Reissue claims must cover inventions or species not previously claimed in the original application.

Claims to separate inventions/embodiments/species that were disclosed but never covered by the claims in the original application prosecution are claims to overlooked aspects. In other words, the reissue claims are drawn to a separate invention or separate species or embodiment that was not covered by a claim (e.g., a generic claim) at any point during the prosecution of the original application. For example, if all the claims were drawn to species A in the original application, reissue claims drawn to species B are considered claims to overlooked aspects, assuming that there was not a generic claim that covered both species A and B in the original application. Stated another way, an added limitation that “was within the scope of at least one original claim” cannot be an overlooked aspect. In re General Electric Co., 789 F. App’x 857, 861, 2019 USPQ2d 399054 (Fed. Cir. 2019) (unpublished) (“Because the original claims encompass the jet assembly subcombination, that subcombination is not an overlooked aspect of the invention.”)

Jump to MPEP SourceReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-7c2074c93daad4231a388498]
Reissue Claims Must Cover Overlooked Aspects
Note:
Reissue claims must cover aspects of the invention that were disclosed but not claimed in the original application.

Claims to separate inventions/embodiments/species that were disclosed but never covered by the claims in the original application prosecution are claims to overlooked aspects. In other words, the reissue claims are drawn to a separate invention or separate species or embodiment that was not covered by a claim (e.g., a generic claim) at any point during the prosecution of the original application. For example, if all the claims were drawn to species A in the original application, reissue claims drawn to species B are considered claims to overlooked aspects, assuming that there was not a generic claim that covered both species A and B in the original application. Stated another way, an added limitation that “was within the scope of at least one original claim” cannot be an overlooked aspect. In re General Electric Co., 789 F. App’x 857, 861, 2019 USPQ2d 399054 (Fed. Cir. 2019) (unpublished) (“Because the original claims encompass the jet assembly subcombination, that subcombination is not an overlooked aspect of the invention.”)

Jump to MPEP SourceReissue Patent Practice
StatutoryProhibitedAlways
[mpep-1412-01-371929b72a284c20b140cd85]
Claimed Aspect Must Be Within Original Claim Scope
Note:
A reissue claim cannot add a limitation that was not within the scope of any original claim during prosecution.

Claims to separate inventions/embodiments/species that were disclosed but never covered by the claims in the original application prosecution are claims to overlooked aspects. In other words, the reissue claims are drawn to a separate invention or separate species or embodiment that was not covered by a claim (e.g., a generic claim) at any point during the prosecution of the original application. For example, if all the claims were drawn to species A in the original application, reissue claims drawn to species B are considered claims to overlooked aspects, assuming that there was not a generic claim that covered both species A and B in the original application. Stated another way, an added limitation that “was within the scope of at least one original claim” cannot be an overlooked aspect. In re General Electric Co., 789 F. App’x 857, 861, 2019 USPQ2d 399054 (Fed. Cir. 2019) (unpublished) (“Because the original claims encompass the jet assembly subcombination, that subcombination is not an overlooked aspect of the invention.”)

Jump to MPEP SourceReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-34e1df3cb11fefd96a2f0a3a]
Subcombination Not Overlooked If Covered By Original Claim
Note:
If the original claims encompass a jet assembly subcombination, it is not considered an overlooked aspect of the invention.

Claims to separate inventions/embodiments/species that were disclosed but never covered by the claims in the original application prosecution are claims to overlooked aspects. In other words, the reissue claims are drawn to a separate invention or separate species or embodiment that was not covered by a claim (e.g., a generic claim) at any point during the prosecution of the original application. For example, if all the claims were drawn to species A in the original application, reissue claims drawn to species B are considered claims to overlooked aspects, assuming that there was not a generic claim that covered both species A and B in the original application. Stated another way, an added limitation that “was within the scope of at least one original claim” cannot be an overlooked aspect. In re General Electric Co., 789 F. App’x 857, 861, 2019 USPQ2d 399054 (Fed. Cir. 2019) (unpublished) (“Because the original claims encompass the jet assembly subcombination, that subcombination is not an overlooked aspect of the invention.”)

Jump to MPEP SourceReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-d4b7f89ad7bb2c3cb8b9f2c8]
Claims to Overlooked Aspects Not Subject to Recapture During Reissue
Note:
Reissue claims that cover aspects not originally claimed are not subject to recapture because they are unrelated to the subject matter surrendered during prosecution.

Claims to overlooked aspects are not subject to recapture because the claims are, by definition, unrelated to subject matter that was surrendered during the prosecution of the original application. In the decision of In re Youman, 679 F.3d 1335, 102 USPQ2d 1862 (Fed. Cir. 2012), the Federal Circuit explained:

Jump to MPEP SourceReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-163f117976adc8273255982b]
Claims Must Not Recapture Overlooked Aspects
Note:
Reissue claims must not claim aspects of the invention that were previously abandoned during prosecution, as they are unrelated to the subject matter surrendered.

Claims to overlooked aspects are not subject to recapture because the claims are, by definition, unrelated to subject matter that was surrendered during the prosecution of the original application. In the decision of In re Youman, 679 F.3d 1335, 102 USPQ2d 1862 (Fed. Cir. 2012), the Federal Circuit explained:

Jump to MPEP SourceReissue Patent Practice
StatutoryRecommendedAlways
[mpep-1412-01-fdc52d87a237166e8d1032f4]
Examiner Must Identify Claims Drawing to Overlooked Aspects
Note:
The examiner must state on the record which claims are drawn to overlooked aspects when determining that such claims exist.

If the examiner determines that claims are drawn to overlooked aspects, the examiner should state which claims are drawn to overlooked aspects on the record.

Jump to MPEP SourceReissue Patent Practice
StatutoryPermittedAlways
[mpep-1412-01-3ee6eac8e75729c44cde1c40]
Avoid Recapture When Reissue Claims Are Narrower
Note:
This rule permits overcoming the recapture rule when reissued claims are narrower in aspects not previously claimed.

[T]his principle [i.e., avoidance of the recapture rule], in appropriate cases, may operate to overcome the recapture rule when the reissue claims are materially narrower in other overlooked aspects of the invention.

Jump to MPEP SourceReissue Patent Practice
Topic

Broadening Reissue (Two-Year Limit)

7 rules
StatutoryRecommendedAlways
[mpep-1412-01-edade24301de66986e0f6144]
Amended Reissue Claims Within Original Non-Elected Scope Must Be Rejected
Note:
Amended reissue claims that fall within the scope of original non-elected claims must be rejected under 35 U.S.C. 251.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Original Patent Requirement (Same Invention)Reissue Patent Practice
StatutoryRecommendedAlways
[mpep-1412-01-8dd717230934bd32634a80a5]
Narrower Reissue Claims Within Scope of Original Non-Elected Inventions
Note:
The rule states that narrower reissue claims fall within the scope of broader original non-elected claims and should have been pursued in a divisional application.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Judicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1412-01-dc00d6a6dd814b536b8acf6b]
Overlooked Aspects Inquiry for Reissue Claims
Note:
This rule applies when an examiner determines that a broadening aspect of a reissue claim relates to subject matter previously surrendered by the applicant during prosecution, requiring no further recapture analysis.

The overlooked aspects inquiry is only applicable when an examiner determines that the broadening aspect(s) of that reissue claim relate(s) to subject matter that applicant previously surrendered during the prosecution of the original application (which became the patent to be reissued) in step 2 of the recapture analysis. See MPEP § 1412.02, subsection II.B. Recapture analysis would not need to be continued for claims drawn to overlooked aspects.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Reissue Claim RequirementsReissue Patent Practice
StatutoryPermittedAlways
[mpep-1412-01-e0aa396fb59a586db56973d0]
Removal of Added Limitation Permitted for Separate Invention
Note:
The Court of Federal Claims permits the complete removal of a limitation added to obtain a patent if the replacement claim represents an independent invention.

See also B.E. Meyers & Co. v. United States, 47 Fed. Cl. 200, 56 USPQ2d 1110 (Fed. Cl. 2000), where the Court of Federal Claims permitted the complete removal of a limitation that was added to obtain the patent, where the replacement limitation provided a separate invention. In Meyers, the patented invention pertained to night vision devices. The original patent application, as filed, contained only claims that included a pulsing infrared Light Emitting Diode (LED). The broadening reissue application sought claims that did not include the pulsing LED. The Meyers court found that the reissued claims were to an independent invention that used a light source funneled through a lens system, which had nothing to do with any type of pulsing circuitry.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-7b9ca1b4e1987fb85563b333]
Broadening Reissue Not Allowed for Different Invention
Note:
The reissued claims must be for the same general invention as the original, not a separate one like night vision devices without pulsing LEDs.

See also B.E. Meyers & Co. v. United States, 47 Fed. Cl. 200, 56 USPQ2d 1110 (Fed. Cl. 2000), where the Court of Federal Claims permitted the complete removal of a limitation that was added to obtain the patent, where the replacement limitation provided a separate invention. In Meyers, the patented invention pertained to night vision devices. The original patent application, as filed, contained only claims that included a pulsing infrared Light Emitting Diode (LED). The broadening reissue application sought claims that did not include the pulsing LED. The Meyers court found that the reissued claims were to an independent invention that used a light source funneled through a lens system, which had nothing to do with any type of pulsing circuitry.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-8b36b9d8de181b104b6921cc]
Broadening Reissue Claims Must Exclude Original Features
Note:
Reissued claims must exclude features present in the original patent to represent a distinct invention.

See also B.E. Meyers & Co. v. United States, 47 Fed. Cl. 200, 56 USPQ2d 1110 (Fed. Cl. 2000), where the Court of Federal Claims permitted the complete removal of a limitation that was added to obtain the patent, where the replacement limitation provided a separate invention. In Meyers, the patented invention pertained to night vision devices. The original patent application, as filed, contained only claims that included a pulsing infrared Light Emitting Diode (LED). The broadening reissue application sought claims that did not include the pulsing LED. The Meyers court found that the reissued claims were to an independent invention that used a light source funneled through a lens system, which had nothing to do with any type of pulsing circuitry.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Reissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-b9febfee1fdf17eb4d2b91c5]
Reissued Claims Must Be for Independent Invention
Note:
The reissued claims must represent a separate and independent invention, as demonstrated in the Meyers case where claims not involving pulsing circuitry were found to be distinct from the original.

See also B.E. Meyers & Co. v. United States, 47 Fed. Cl. 200, 56 USPQ2d 1110 (Fed. Cl. 2000), where the Court of Federal Claims permitted the complete removal of a limitation that was added to obtain the patent, where the replacement limitation provided a separate invention. In Meyers, the patented invention pertained to night vision devices. The original patent application, as filed, contained only claims that included a pulsing infrared Light Emitting Diode (LED). The broadening reissue application sought claims that did not include the pulsing LED. The Meyers court found that the reissued claims were to an independent invention that used a light source funneled through a lens system, which had nothing to do with any type of pulsing circuitry.

Jump to MPEP SourceBroadening Reissue (Two-Year Limit)Reissue Claim RequirementsReissue Patent Practice
Topic

Reissue Claim Requirements

4 rules
StatutoryPermittedAlways
[mpep-1412-01-9c2934310d6239e1befad5a3]
Reissue Claim Must Be Supported by Original Specification
Note:
A reissued claim must be supported by the original specification, demonstrating to a skilled artisan that the patentee could have claimed the subject matter originally disclosed.

We conclude that, under both Mead and Rowand, a claim submitted in reissue may be rejected under the “original patent” clause if the original specification demonstrates, to one skilled in the art, an absence of disclosure sufficient to indicate that a patentee could have claimed the subject matter. Merely finding that the subject matter was “not originally claimed, not an object of the original patent, and not depicted in the drawing,” does not answer the essential inquiry under the “original patent” clause of § 251, which is whether one skilled in the art, reading the specification, would identify the subject matter of the new claims as invented and disclosed by the patentees. In short, the absence of an “intent,” even if objectively evident from the earlier claims, the drawings, or the original objects of the invention is simply not enough to establish that the new claims are not drawn to the invention disclosed in the original patent.

Jump to MPEP Source · 37 CFR 251Reissue Claim RequirementsReissue Patent PracticeOriginal Patent Requirement (Same Invention)
StatutoryInformativeAlways
[mpep-1412-01-798959f638abdfeec8993152]
Original Patent Requirement Not Same as Written Description
Note:
Reissue claims must clearly disclose the newly claimed invention as a separate invention, not just an alternative or part of the original patent's written description.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Reissue Claim RequirementsReissue Patent PracticeAppeal to Federal Circuit
StatutoryRecommendedAlways
[mpep-1412-01-5aa11c022c3e8ec936e43c10]
Disclosure Must Evidence Applicant’s Intent
Note:
The original patent disclosure must show that the applicant intended to claim the material now considered part of the invention.

The presence of the disclosure in the original patent should evidence that applicant intended to claim or that applicant considered the material now claimed to be the invention.

Jump to MPEP SourceReissue Claim RequirementsReissue Patent Practice
StatutoryInformativeAlways
[mpep-1412-01-5945ce559b91354453c4e5d2]
Reissue Claims Must Not Include Added Limitations
Note:
Reissue claims must not include limitations that were added to obtain the original patent, especially if they relate to a separate invention.

See also B.E. Meyers & Co. v. United States, 47 Fed. Cl. 200, 56 USPQ2d 1110 (Fed. Cl. 2000), where the Court of Federal Claims permitted the complete removal of a limitation that was added to obtain the patent, where the replacement limitation provided a separate invention. In Meyers, the patented invention pertained to night vision devices. The original patent application, as filed, contained only claims that included a pulsing infrared Light Emitting Diode (LED). The broadening reissue application sought claims that did not include the pulsing LED. The Meyers court found that the reissued claims were to an independent invention that used a light source funneled through a lens system, which had nothing to do with any type of pulsing circuitry.

Jump to MPEP SourceReissue Claim RequirementsReissue Patent PracticeBroadening Reissue (Two-Year Limit)
Topic

Reissue Filing Requirements

4 rules
StatutoryInformativeAlways
[mpep-1412-01-dcaac4f75cf0fd8e54885df5]
Specification Must Clearly Disclose New Invention
Note:
The reissue application must clearly and unequivocally disclose the newly claimed invention with its specific combination of features in the specification.

Examiners should review the reissue application to determine whether the original patent requirement is satisfied, by considering if:

(C) the newly claimed invention is clearly and unequivocally disclosed in the specification as a separate invention with the claimed combination of features.

Jump to MPEP SourceReissue Filing RequirementsOriginal Patent Requirement (Same Invention)Reissue Application Filing
StatutoryInformativeAlways
[mpep-1412-01-7e51c9ac8de6ade7dab5617b]
Claims Must Not Add New Inventions
Note:
Reissue claims must not introduce new inventions that were not contemplated in the original specification, such as composition X despite its failure to provide quick drying.

The original patent specification discloses that composition X is not suitable (or not satisfactory) for molding an item because composition X fails to provide quick drying. The patent issues with claims directed only to composition Y. After the patent issues, it is found that composition X would be desirable for the molding in spite of the failure to provide quick drying, because of some other newly recognized benefit from composition X. The addition of a claim to composition X or a method of use thereof would not be permitted in a reissue application, because the original patent specification contained an explicit statement that composition X or a method of use thereof was not contemplated as the invention.

Jump to MPEP SourceReissue Filing RequirementsReissue Patent PracticeReissue Application Filing
StatutoryInformativeAlways
[mpep-1412-01-494eb583c9ee1097b04ed903]
Reissue Claims Must Not Add New Composition
Note:
Reissue claims must not add a claim to composition X or its method of use, even if it later becomes desirable for molding despite failing quick drying.

The original patent specification discloses that composition X is not suitable (or not satisfactory) for molding an item because composition X fails to provide quick drying. The patent issues with claims directed only to composition Y. After the patent issues, it is found that composition X would be desirable for the molding in spite of the failure to provide quick drying, because of some other newly recognized benefit from composition X. The addition of a claim to composition X or a method of use thereof would not be permitted in a reissue application, because the original patent specification contained an explicit statement that composition X or a method of use thereof was not contemplated as the invention.

Jump to MPEP SourceReissue Filing RequirementsReissue Application FilingReissue Patent Practice
StatutoryPermittedAlways
[mpep-1412-01-b029b583127e54b071fcb870]
Reissue Claims Must Not Add New Invention
Note:
Reissue claims cannot add a new composition (X) or its method of use if the original specification explicitly states it was not part of the invention.

The original patent specification discloses that composition X is not suitable (or not satisfactory) for molding an item because composition X fails to provide quick drying. The patent issues with claims directed only to composition Y. After the patent issues, it is found that composition X would be desirable for the molding in spite of the failure to provide quick drying, because of some other newly recognized benefit from composition X. The addition of a claim to composition X or a method of use thereof would not be permitted in a reissue application, because the original patent specification contained an explicit statement that composition X or a method of use thereof was not contemplated as the invention.

Jump to MPEP SourceReissue Filing RequirementsReissue Application FilingReissue Patent Practice
Topic

Appeal to Federal Circuit

3 rules
StatutoryInformativeAlways
[mpep-1412-01-71d0546bb5d6acd879a63999]
Reissue Claims Must Describe Separate Invention
Note:
Claims in a reissued patent must clearly and unequivocally disclose the newly claimed invention as a separate invention from what was originally disclosed.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Appeal to Federal CircuitOriginal Patent Requirement (Same Invention)Form of Reissue Patent
StatutoryInformativeAlways
[mpep-1412-01-2441b710bfe0f052d67fe921]
New Invention Must Be Clearly Disclosed Separately
Note:
The specification must clearly and unequivocally disclose the newly claimed invention as a separate invention, not just an alternative or part of the original invention.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Appeal to Federal CircuitOriginal Patent Requirement (Same Invention)Form of Reissue Patent
StatutoryInformativeAlways
[mpep-1412-01-8512e615b2f7f861255f65d3]
Written Description Must Be More Than Possession
Note:
The written description must provide more than what the skilled artisan would have understood as within the inventor's possession to satisfy the original patent requirement under §251.

To satisfy the original patent requirement where a new invention is sought by reissue, “… the specification must clearly and unequivocally disclose the newly claimed invention as a separate invention.” Antares Pharma, Inc., 771 F.3d at 1363, 112 USPQ2d at 1871. Accordingly, claims drawn to an invention comprising a newly claimed combination of features that were only disclosed in the original patent as suggested alternatives (and not as a single combination) or only as part of the original invention and not as an invention separate from the original invention would not satisfy the original patent requirement. See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019) (“nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals [315 U.S. 668 (1942)] and Antares.”). “The ‘original patent’ standard and the written description requirement are not the same. Where the written description requirement is based on what the skilled artisan would have understood was within the possession of the inventor, recent Federal Circuit case law indicates that the original patent requirement under § 251 requires something more.” See Ex parte Sandwick, Appeal No. 2018-008369, op. at 22 (PTAB July 23, 2019) (Rejection under 35 U.S.C. 251 was affirmed because the patent did not describe any fabrication method other than casting. While one of ordinary skill in the art would have understood that other fabrication methods, such as injection molding or 3D printing, were possible or conventional, the reissue claims that did not include casting did not comply with the original patent requirement.)

Jump to MPEP Source · 37 CFR 251Appeal to Federal CircuitOriginal Patent Requirement (Same Invention)Judicial Review of Board Decisions
Topic

Grounds for Reissue

3 rules
StatutoryPermittedAlways
[mpep-1412-01-0fb3a9eee0f4441673141abe]
Reissue Claims Must Not Eliminate Original Limitations
Note:
Reissue claims must not eliminate original limitations that were surrendered, such as pressure and temperature ranges for ion implantation methods.

Assume that, in the original prosecution of the patent, applicant claimed a method of making glass lens, where the ion implantation step used a molten bath to diffuse ions into the lens, and that step was amended to recite a pressure of 50-60 PSI and temperature between 150-200 degrees C to define the invention over the art. The pressure and temperature range are surrender generating limitations for any molten bath ion implantation claim, and if such limitations are completely or substantially eliminated by reissue, recapture will bar such claims. See MPEP § 1412.02. However, if in the original application, applicant had failed to claim a disclosed embodiment to plasma ion implantation (i.e., using a plasma stream rather than a molten bath to provide the ions), and the original application was not subject to any restriction requirement, that is a proper 35 U.S.C. 251 error, which can be corrected by reissue. Applicant can, in a reissue application, add a set of claims to plasma ion implantation, without including the “50-60 PSI and temperature between 150-200 degrees C” limitations. The “50-60 PSI and 150-200 degrees C" limitations are totally irrelevant to plasma implantation. Also, if in the original application that was not subject to any restriction requirement, applicant failed to claim the disclosed method of placing two lenses made by the invention in a specified series to modulate a laser for cutting chocolate, that too is a proper 35 U.S.C. 251 error, which can be corrected by reissue. In this lens placement method, it does not matter how the specific lens having the implanted ion gradient was made, and the “50-60 PSI and temperature between 150-200 degrees C” limitations are again not relevant.

Jump to MPEP SourceGrounds for ReissueRestriction Requirement (MPEP 802-803)Reissue Patent Practice
StatutoryPermittedAlways
[mpep-1412-01-19b591464ae00120d1ce346d]
Reissue Claims Must Not Include Irrelevant Limitations
Note:
In a reissue application, claims must not include limitations that are irrelevant to the method of plasma ion implantation or other disclosed embodiments.

Assume that, in the original prosecution of the patent, applicant claimed a method of making glass lens, where the ion implantation step used a molten bath to diffuse ions into the lens, and that step was amended to recite a pressure of 50-60 PSI and temperature between 150-200 degrees C to define the invention over the art. The pressure and temperature range are surrender generating limitations for any molten bath ion implantation claim, and if such limitations are completely or substantially eliminated by reissue, recapture will bar such claims. See MPEP § 1412.02. However, if in the original application, applicant had failed to claim a disclosed embodiment to plasma ion implantation (i.e., using a plasma stream rather than a molten bath to provide the ions), and the original application was not subject to any restriction requirement, that is a proper 35 U.S.C. 251 error, which can be corrected by reissue. Applicant can, in a reissue application, add a set of claims to plasma ion implantation, without including the “50-60 PSI and temperature between 150-200 degrees C” limitations. The “50-60 PSI and 150-200 degrees C" limitations are totally irrelevant to plasma implantation. Also, if in the original application that was not subject to any restriction requirement, applicant failed to claim the disclosed method of placing two lenses made by the invention in a specified series to modulate a laser for cutting chocolate, that too is a proper 35 U.S.C. 251 error, which can be corrected by reissue. In this lens placement method, it does not matter how the specific lens having the implanted ion gradient was made, and the “50-60 PSI and temperature between 150-200 degrees C” limitations are again not relevant.

Jump to MPEP SourceGrounds for ReissueRestriction Requirement (MPEP 802-803)Reissue Patent Practice
StatutoryProhibitedAlways
[mpep-1412-01-af7297cbfd7dbce0e98d2837]
Failure to Present Overlooked Aspects Not an Error
Note:
The failure to include claims for overlooked aspects in a patent application does not constitute an error under reissue proceedings, even if the elected invention issues as a patent.

Even though claims drawn to overlooked aspects are not subject to recapture, the failure to present such claims may not be a proper error under 35 U.S.C. 251. Specifically, where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. See subsection II above for more information.

Jump to MPEP SourceGrounds for ReissueReissue Patent PracticeReissue Application Filing
Topic

Reissue Application Filing

3 rules
StatutoryPermittedAlways
[mpep-1412-01-916f7fc7a121df52db865c79]
Reissue Can Add Plasma Ion Implantation Claims Without Pressure-Temperature Limitations
Note:
In a reissue application, applicant can add claims for plasma ion implantation without including the pressure and temperature limitations from the original claims.

Assume that, in the original prosecution of the patent, applicant claimed a method of making glass lens, where the ion implantation step used a molten bath to diffuse ions into the lens, and that step was amended to recite a pressure of 50-60 PSI and temperature between 150-200 degrees C to define the invention over the art. The pressure and temperature range are surrender generating limitations for any molten bath ion implantation claim, and if such limitations are completely or substantially eliminated by reissue, recapture will bar such claims. See MPEP § 1412.02. However, if in the original application, applicant had failed to claim a disclosed embodiment to plasma ion implantation (i.e., using a plasma stream rather than a molten bath to provide the ions), and the original application was not subject to any restriction requirement, that is a proper 35 U.S.C. 251 error, which can be corrected by reissue. Applicant can, in a reissue application, add a set of claims to plasma ion implantation, without including the “50-60 PSI and temperature between 150-200 degrees C” limitations. The “50-60 PSI and 150-200 degrees C" limitations are totally irrelevant to plasma implantation. Also, if in the original application that was not subject to any restriction requirement, applicant failed to claim the disclosed method of placing two lenses made by the invention in a specified series to modulate a laser for cutting chocolate, that too is a proper 35 U.S.C. 251 error, which can be corrected by reissue. In this lens placement method, it does not matter how the specific lens having the implanted ion gradient was made, and the “50-60 PSI and temperature between 150-200 degrees C” limitations are again not relevant.

Jump to MPEP SourceReissue Application FilingReissue Patent PracticeGrounds for Reissue
StatutoryProhibitedAlways
[mpep-1412-01-76999abf44eb738734bca296]
Non-Elected Inventions Cannot Be Recovered by Reissue
Note:
A reissue application cannot recover non-elected inventions or distinct subject matter not claimed in the original application if the elected invention issued as a patent without filing a continuing application.

Even though claims drawn to overlooked aspects are not subject to recapture, the failure to present such claims may not be a proper error under 35 U.S.C. 251. Specifically, where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. See subsection II above for more information.

Jump to MPEP SourceReissue Application FilingReissue Patent PracticeGrounds for Reissue
StatutoryInformativeAlways
[mpep-1412-01-0bdcd59e754fcb6b761e1645]
Non-Elected Inventions Not Recoverable in Reissue
Note:
A reissue application cannot recover non-elected inventions or distinct subject matter not claimed in the original patent.

Even though claims drawn to overlooked aspects are not subject to recapture, the failure to present such claims may not be a proper error under 35 U.S.C. 251. Specifically, where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. See subsection II above for more information.

Jump to MPEP SourceReissue Application FilingGrounds for ReissueReissue Patent Practice
Topic

Civil Action

2 rules
StatutoryInformativeAlways
[mpep-1412-01-1bec99119d573660cc0bd2ef]
Reissue Claims Cannot Recover Non-Elected Inventions
Note:
A reissue application cannot recover inventions that were not elected and pursued in a divisional application.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceCivil ActionOriginal Patent Requirement (Same Invention)Judicial Review of Board Decisions
StatutoryInformativeAlways
[mpep-1412-01-6ac951fd188b5fd83af4910d]
Non-Elected Invention Not Filed as Divisional Application
Note:
If the non-elected invention was not filed as a divisional application, it cannot be recovered by filing a reissue application.

Where a restriction (or an election of species) requirement was made in an application and applicant permitted the elected invention to issue as a patent without filing a continuing application on the non-elected invention(s) or on non-claimed subject matter distinct from the elected invention, the non-elected invention(s) and non-claimed, distinct subject matter cannot be recovered by filing a reissue application. A reissue applicant’s failure to timely file a continuing application is not considered to be error causing a patent granted on the elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Accordingly, this is not correctable by reissue of the original patent under 35 U.S.C. 251. See In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990); In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986); In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977); see also In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978). In this situation, the reissue claims should be rejected under 35 U.S.C. 251 for lack of any defect in the original patent and lack of any error in obtaining the original patent. In addition, amended reissue claims that clearly fall within the scope of the original non-elected claims should also be rejected under 35 U.S.C. 251. See Ex parte Sandwick, Appeal No. 2018-008369, op. at 25 (PTAB July 23, 2019) (“narrower reissue claims fall clearly within the scope of the broader original non-elected claims, and thus within the scope of the non-elected and restricted inventions that should have been properly pursued in a divisional application, whether claimed more broadly or more narrowly.”). Compare with In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002) where the court permitted the patentee to file a reissue application to present a so-called linking claim, a claim broad enough to read on or link the invention elected (and patented) together with the invention not elected. The non-elected invention(s) were inadvertently not filed as a divisional application.

Jump to MPEP SourceCivil ActionBroadening Reissue (Two-Year Limit)Original Patent Requirement (Same Invention)

Citations

Primary topicCitation
Original Patent Requirement (Same Invention)35 U.S.C. § 112
Appeal to Federal Circuit
Broadening Reissue (Two-Year Limit)
Civil Action
Grounds for Reissue
Original Patent Requirement (Same Invention)
Reissue Application Filing
Reissue Claim Requirements
Reissue Patent Practice
35 U.S.C. § 251
Broadening Reissue (Two-Year Limit)
Grounds for Reissue
Reissue Application Filing
MPEP § 1412.02
Original Patent Requirement (Same Invention)In re Amos, 953 F.2d 613, 618, 21 USPQ2d 1271, 1274 (Fed. Cir. 1991)
Broadening Reissue (Two-Year Limit)
Civil Action
Original Patent Requirement (Same Invention)
Reissue Patent Practice
In re Doyle, 293 F.3d 1355, 63 USPQ2d 1161 (Fed. Cir. 2002)
Broadening Reissue (Two-Year Limit)
Civil Action
Original Patent Requirement (Same Invention)
Reissue Patent Practice
In re Mead, 581 F.2d 251, 198 USPQ 412 (CCPA 1978)
Broadening Reissue (Two-Year Limit)
Civil Action
Original Patent Requirement (Same Invention)
Reissue Patent Practice
In re Orita, 550 F.2d 1277, 1280, 193 USPQ 145, 148 (CCPA 1977)
Original Patent Requirement (Same Invention)In re Rowand, 526 F.2d 558, 560, 187 USPQ 487, 489 (CCPA 1975)
Broadening Reissue (Two-Year Limit)
Civil Action
Original Patent Requirement (Same Invention)
Reissue Patent Practice
In re Watkinson, 900 F.2d 230, 14 USPQ2d 1407 (Fed. Cir. 1990)
Broadening Reissue (Two-Year Limit)
Civil Action
Original Patent Requirement (Same Invention)
Reissue Patent Practice
In re Weiler, 790 F.2d 1576, 229 USPQ 673 (Fed. Cir. 1986)
Reissue Patent PracticeIn re Youman, 679 F.3d 1335, 102 USPQ2d 1862 (Fed. Cir. 2012)
Appeal to Federal Circuit
Original Patent Requirement (Same Invention)
Reissue Claim Requirements
See also Forum US, Inc. v. Flow Valve, LLC, 926 F.3d 1346, 1352, 2019 USPQ2d 221227 (Fed. Cir. 2019)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31