MPEP § 1216.02 — Civil Suits Under 35 U.S.C. 145 and 146 (Annotated Rules)

§1216.02 Civil Suits Under 35 U.S.C. 145 and 146

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1216.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Civil Suits Under 35 U.S.C. 145 and 146

This section addresses Civil Suits Under 35 U.S.C. 145 and 146. Primary authority: 35 U.S.C. 145, 35 U.S.C. 145), and 35 U.S.C. 146. Contains: 1 requirement, 1 guidance statement, 2 permissions, and 2 other statements.

Key Rules

Topic

Civil Action

4 rules
StatutoryRequiredAlways
[mpep-1216-02-0bbe8306f18090d2f64d1743]
Complaint Must Be Filed With Board Within Five Days
Note:
The party initiating an action under 35 U.S.C. 146 must file a copy of the complaint with the Board within five days after filing it in district court.

The party initiating an action under 35 U.S.C. 146 must also file a copy of the complaint with the Board in the manner provided in 37 CFR 42.6(b) no later than five days after filing the complaint in district court. 37 CFR 90.2(c). Failure to comply with this requirement can result in further action within the Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 42.6(b)Civil ActionJudicial Review of Board DecisionsPTAB Jurisdiction
StatutoryInformativeAlways
[mpep-1216-02-a9eff19255989bc7644835d9]
Complaint Must Be Filed With Board Within Five Days
Note:
The party initiating an action under 35 U.S.C. 146 must file a copy of the complaint with the Board within five days of filing it in district court.

The party initiating an action under 35 U.S.C. 146 must also file a copy of the complaint with the Board in the manner provided in 37 CFR 42.6(b) no later than five days after filing the complaint in district court. 37 CFR 90.2(c). Failure to comply with this requirement can result in further action within the Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 42.6(b)Civil ActionJudicial Review of Board DecisionsBoard Decision Types
StatutoryInformativeAlways
[mpep-1216-02-e698a9b27f637d907b077be7]
Final Disposition Required After Civil Action
Note:
A statement of the court’s final disposition must be placed in the electronic file and returned to the examiner after a civil action is terminated.

Upon termination of the civil action, a statement of the court’s final disposition of the case is placed in the electronic file, which is then returned to the examiner for action in accordance with the same procedures as follow termination of a 35 U.S.C. 141 appeal. See MPEP § 1216.01. 37 CFR 1.197(b) provides that a civil action is terminated when the time to appeal the judgment expires. Where the exact date when the civil action was terminated is material, the date may be ascertained from the Office of the Solicitor.

Jump to MPEP Source · 37 CFR 1.197(b)Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-02-42c0c4150b3134bfcefc702b]
Termination Date of Civil Action Can Be Found at Office of the Solicitor
Note:
The exact date when a civil action was terminated can be determined by checking with the Office of the Solicitor.

Upon termination of the civil action, a statement of the court’s final disposition of the case is placed in the electronic file, which is then returned to the examiner for action in accordance with the same procedures as follow termination of a 35 U.S.C. 141 appeal. See MPEP § 1216.01. 37 CFR 1.197(b) provides that a civil action is terminated when the time to appeal the judgment expires. Where the exact date when the civil action was terminated is material, the date may be ascertained from the Office of the Solicitor.

Jump to MPEP Source · 37 CFR 1.197(b)Civil ActionJudicial Review of Board DecisionsAppeal to Federal Circuit
Topic

Board Decision Types

1 rules
StatutoryPermittedAlways
[mpep-1216-02-48956b68183fb550cb75e8f9]
Requirement for Filing Complaint with Board
Note:
Parties must file a copy of the complaint with the Board within five days of filing in district court to avoid further Office action.

The party initiating an action under 35 U.S.C. 146 must also file a copy of the complaint with the Board in the manner provided in 37 CFR 42.6(b) no later than five days after filing the complaint in district court. 37 CFR 90.2(c). Failure to comply with this requirement can result in further action within the Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 42.6(b)Board Decision TypesBoard DecisionEstoppel After Judgment
Topic

Notification Requirements

1 rules
StatutoryRecommendedAlways
[mpep-1216-02-0d6544cfe8b453811371f614]
Subpoenas for Application Files Must Be Hand-Delivered to Office of the Solicitor
Note:
Any subpoena from a district court requesting an application or reexamination file must be physically delivered to the Office of the Solicitor.

Any subpoena by the district court for an application or reexamination file should be hand-carried to the Office of the Solicitor.

Jump to MPEP SourceNotification RequirementsUSPTO Employee TestimonyEx Parte Reexamination

Citations

Primary topicCitation
Civil Action35 U.S.C. § 141
35 U.S.C. § 145
Board Decision Types
Civil Action
35 U.S.C. § 146
Civil Action37 CFR § 1.197(b)
Board Decision Types
Civil Action
37 CFR § 42.6(b)
Board Decision Types
Civil Action
37 CFR § 90.2(c)
37 CFR § 90.3(a)(3)(i)
MPEP § 1216
Civil ActionMPEP § 1216.01

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31