MPEP § 1216.01 — Appeals to the U.S. Court of Appeals for the Federal Circuit (Annotated Rules)

§1216.01 Appeals to the U.S. Court of Appeals for the Federal Circuit

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1216.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Appeals to the U.S. Court of Appeals for the Federal Circuit

This section addresses Appeals to the U.S. Court of Appeals for the Federal Circuit. Primary authority: 35 U.S.C. 142, 35 U.S.C. 143, and 35 U.S.C. 144. Contains: 10 requirements, 1 prohibition, 5 guidance statements, 4 permissions, and 1 other statement.

Key Rules

Topic

Notice of Appeal Filing

12 rules
StatutoryRequiredAlways
[mpep-1216-01-7a94fa0f78e3cb7e1355bd58]
Notice of Appeal to Federal Circuit Required Within 60 Days
Note:
Appellants must file a written notice of appeal with the Patent and Trademark Office within 60 days after the decision being appealed.

When an appeal is taken to the United States Court of Appeals for the Federal Circuit, the appellant shall file in the Patent and Trademark Office a written notice of appeal directed to the Director, within such time after the date of the decision from which the appeal is taken as the Director prescribes, but in no case less than 60 days after that date.

Jump to MPEP SourceNotice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryInformativeAlways
[mpep-1216-01-c5e4b21a7c5fc760a8167ed6]
Requirements for Filing Notice of Appeal to Federal Circuit
Note:
The rule outlines the necessary steps for filing an appeal to the U.S. Court of Appeals for the Federal Circuit, including submitting a notice of appeal to the Patent and Trademark Office, providing a copy to the Board, and filing with the Federal Circuit Clerk.

Filing an appeal to the U.S. Court of Appeals for the Federal Circuit requires that the applicant (A) file in the U.S. Patent and Trademark Office a written notice of appeal (35 U.S.C. 142) directed to the Director; (B) file a copy of the notice of appeal with the Board in the manner provided in 37 CFR 41.10(a), 41.10(b), or 42.6(b), as appropriate; and (C) file with the Clerk of the Federal Circuit a copy of the notice of appeal and pay the docket fee for the appeal, as provided by Federal Circuit Rule 52. 37 CFR 90.2(a).

Jump to MPEP Source · 37 CFR 41.10(a)Notice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryRequiredAlways
[mpep-1216-01-9d9ffc8a2d616a210fab26a9]
Notice of Appeal for Patent Owner in Ex Parte Reexamination
Note:
The patent owner involved in an ex parte reexamination proceeding must serve the notice of appeal as required and include sufficient information to allow the Director to determine whether to intervene.

Additionally, the owner of a patent involved in an ex parte reexamination proceeding must comply with these requirements, and additionally must also serve the notice of appeal as provided in 37 CFR 1.550(f). 37 CFR 90.2(a)(3)(i). A party appealing the Board’s decision in an inter partes review, post-grant review, covered business method patent review, or derivation proceeding must include sufficient information in the notice of appeal to allow the Director to determine whether to exercise the right to intervene in the appeal pursuant to 35 U.S.C. 143, and must serve the notice of appeal as provided in 37 CFR 42.6(e).

Jump to MPEP Source · 37 CFR 1.550(f)Notice of Appeal FilingNotice of AppealAppeals in Reexamination
StatutoryRequiredAlways
[mpep-1216-01-89fee745f87a44f535dbf8fb]
Notice of Appeal Must Include Sufficient Information for Director to Determine Intervention
Note:
A party appealing a Board’s decision must provide enough information in the notice of appeal to allow the Director to decide if they should intervene, and must follow specific serving procedures.

Additionally, the owner of a patent involved in an ex parte reexamination proceeding must comply with these requirements, and additionally must also serve the notice of appeal as provided in 37 CFR 1.550(f). 37 CFR 90.2(a)(3)(i). A party appealing the Board’s decision in an inter partes review, post-grant review, covered business method patent review, or derivation proceeding must include sufficient information in the notice of appeal to allow the Director to determine whether to exercise the right to intervene in the appeal pursuant to 35 U.S.C. 143, and must serve the notice of appeal as provided in 37 CFR 42.6(e).

Jump to MPEP Source · 37 CFR 1.550(f)Notice of Appeal FilingNotice of AppealAppeals in Reexamination
StatutoryRequiredAlways
[mpep-1216-01-68ff81100ef7729d70ff9b95]
Timely Notice of Appeal Must Reach USPTO
Note:
A notice of appeal must be filed within the time specified in 37 CFR 90.3 and can either reach the U.S. Patent and Trademark Office or be mailed by Priority Mail Express®.

For a notice of appeal to be considered timely filed in the U.S. Patent and Trademark Office, it must: (A) actually reach the U.S. Patent and Trademark Office within the time specified in 37 CFR 90.3 (including any extensions) or (B) be mailed within the time specified in 37 CFR 90.3 (including any extensions) by Priority Mail Express® in accordance with 37 CFR 1.10.

Jump to MPEP Source · 37 CFR 90.3Notice of Appeal FilingNotice of AppealPriority Mail Express
StatutoryRecommendedAlways
[mpep-1216-01-46415498f88fec6e7b4abaaf]
Notice of Appeal Must Be Filed with USPTO
Note:
A Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit should be filed with the U.S. Patent and Trademark Office in one of three specified ways.
A Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit should not be mailed to the Director, the Board or the examiner. Nor should it be mailed to the Office of the Solicitor’s mail service address for court papers given in MPEP § 1216. Instead, it should be filed in the U.S. Patent and Trademark Office in any one of the following ways:
  • (A) By mail addressed to the mailing address provided in 37 CFR 104.2(a), in which case the notice of appeal must actually reach the U.S. Patent and Trademark Office by the due date.
  • (B) By Priority Mail Express® under 37 CFR 1.10 addressed to the mailing address provided in 37 CFR 104.2(a), in which case the notice of appeal is deemed filed on the “date-accepted” on the Priority Mail Express® mailing label.
  • (C) By hand as provided in 37 CFR 104.2(b).
Jump to MPEP SourceNotice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryRequiredAlways
[mpep-1216-01-6f7c561442810e2949ec5963]
Notice of Appeal Must Reach Office by Due Date
Note:
The notice of appeal to the U.S. Court of Appeals for the Federal Circuit must be mailed to the U.S. Patent and Trademark Office by the due date.

A Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit should not be mailed to the Director, the Board or the examiner. Nor should it be mailed to the Office of the Solicitor’s mail service address for court papers given in MPEP § 1216. Instead, it should be filed in the U.S. Patent and Trademark Office in any one of the following ways (A) By mail addressed to the mailing address provided in 37 CFR 104.2(a), in which case the notice of appeal must actually reach the U.S. Patent and Trademark Office by the due date.

Jump to MPEP SourceNotice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryInformativeAlways
[mpep-1216-01-8581b3c7de7ba505faca19dd]
Notice of Appeal Must Be Filed by Priority Mail Express
Note:
The notice of appeal to the U.S. Court of Appeals for the Federal Circuit must be filed via Priority Mail Express as directed.

A Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit should not be mailed to the Director, the Board or the examiner. Nor should it be mailed to the Office of the Solicitor’s mail service address for court papers given in MPEP § 1216. Instead, it should be filed in the U.S. Patent and Trademark Office in any one of the following ways:

(B) By Priority Mail Express® under 37 CFR 1.10 addressed to the mailing address provided in 37 CFR 104.2(a), in which case the notice of appeal is deemed filed on the “date-accepted” on the Priority Mail Express® mailing label.

Jump to MPEP SourceNotice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryRecommendedAlways
[mpep-1216-01-acc0cb37797f0727be0b445f]
Notice of Appeal and Docket Fee Must Be Filed With Federal Circuit Clerk
Note:
The notice of appeal and docket fee must be submitted to the Clerk of the U.S. Court of Appeals for the Federal Circuit.

A copy of the notice of appeal and the docket fee should be filed with the Clerk of the U.S. Court of Appeals for the Federal Circuit, whose mailing and actual address is:

Jump to MPEP SourceNotice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryInformativeAlways
[mpep-1216-01-247bdb7430dd06fd1b7a58cb]
Application Not Open to Subsequent Prosecution After Appeal
Note:
An application is not open for further amendment and prosecution by the applicant after an appeal to the Federal Circuit, unless a continuation is filed before the court mandate.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Notice of Appeal FilingReinstatement of Dismissed AppealCivil Action
StatutoryPermittedAlways
[mpep-1216-01-c34170ed826c2915c9267920]
Application Cannot Be Revived After Appeal
Note:
An application cannot be revived by the USPTO on petition after all claims are rejected and a Notice of Appeal is filed or a civil action is commenced.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Notice of Appeal FilingReinstatement of Dismissed AppealCivil Action
StatutoryInformativeAlways
[mpep-1216-01-915083cdc32fe464eb3a76ea]
Appeal Notice Terminates Amendment Rights
Note:
An appeal to the Federal Circuit or filing of a civil action terminates an application's pending status, disallowing further amendments unless the case is terminated and the application remains open.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Notice of Appeal FilingCivil ActionAppeal to Federal Circuit
Topic

Appeal to Federal Circuit

9 rules
StatutoryRequiredAlways
[mpep-1216-01-ffaf782aff0382e6f9550e58]
Director Must Transmit Document List to Federal Circuit During Patent Appeal
Note:
The Director must provide a certified list of documents from the Patent and Trademark Office record to the U.S. Court of Appeals for the Federal Circuit when an appeal is filed under section 142.

With respect to an appeal described in section 142, the Director shall transmit to the United States Court of Appeals for the Federal Circuit a certified list of the documents comprising the record in the Patent and Trademark Office. The court may request that the Director forward the original or certified copies of such documents during the pendency of the appeal. In an ex parte case, the Director shall submit to the court in writing the grounds for the decision of the Patent and Trademark Office, addressing all of the issues raised in the appeal. The Director shall have the right to intervene in an appeal from a decision entered by the Patent Trial and Appeal Board in a derivation proceeding under section 135 or in an inter partes or post-grant review under chapter 31 or 32.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-01-67a3a9bd086abf7da3e08da0]
Federal Circuit Reviews Patent Office Decision
Note:
The United States Court of Appeals for the Federal Circuit reviews decisions from the Patent and Trademark Office based on the record, issuing a mandate and opinion that governs further proceedings.

The United States Court of Appeals for the Federal Circuit shall review the decision from which an appeal is taken on the record before the Patent and Trademark Office. Upon its determination the court shall issue to the Director its mandate and opinion, which shall be entered of record in the Patent and Trademark Office and shall govern the further proceedings in the case.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1216-01-3af64379ad0c474de8c92458]
Solicitor May Request Remand to Patent Office Before Federal Circuit Appeal
Note:
The Solicitor can ask for the case to be sent back to the U.S. Patent and Trademark Office for further prosecution before a decision is made by the U.S. Court of Appeals for the Federal Circuit.

The Solicitor, prior to a decision by the U.S. Court of Appeals for the Federal Circuit, may request that the case be remanded to the U.S. Patent and Trademark Office and prosecution reopened. See MPEP § 1214.07.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-01-3c8d29cabf0a1592c6a0e679]
Clerk of Federal Circuit Sends Mandate to Patent Office
Note:
The Clerk of the U.S. Court of Appeals for the Federal Circuit sends a certified copy of the court’s decision to the U.S. Patent and Trademark Office after an appeal is decided.

After the U.S. Court of Appeals for the Federal Circuit has heard and decided the appeal, the Clerk of the U.S. Court of Appeals for the Federal Circuit forwards to the U.S. Patent and Trademark Office a certified copy of the court’s decision. This certified copy is known as the “mandate.” The mandate is entered in the file of the application, reexamination or interference which was the subject of the appeal. The date the mandate was issued by the Federal Circuit marks the conclusion of the appeal, i.e., the termination of proceedings as that term is used in 35 U.S.C. 120. See 37 CFR 1.197.

Jump to MPEP Source · 37 CFR 1.197Appeal to Federal CircuitJudicial Review of Board DecisionsOrdering Certified Copies
StatutoryInformativeAlways
[mpep-1216-01-150ca338023e6ed3e1d2c0cd]
Mandate Marks Appeal Conclusion
Note:
The date the mandate was issued by the Federal Circuit marks the termination of appeal proceedings as defined in 35 U.S.C. 120.

After the U.S. Court of Appeals for the Federal Circuit has heard and decided the appeal, the Clerk of the U.S. Court of Appeals for the Federal Circuit forwards to the U.S. Patent and Trademark Office a certified copy of the court’s decision. This certified copy is known as the “mandate.” The mandate is entered in the file of the application, reexamination or interference which was the subject of the appeal. The date the mandate was issued by the Federal Circuit marks the conclusion of the appeal, i.e., the termination of proceedings as that term is used in 35 U.S.C. 120. See 37 CFR 1.197.

Jump to MPEP Source · 37 CFR 1.197Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryProhibitedAlways
[mpep-1216-01-0e9bd71aca5d163692b537cd]
Federal Circuit Opinion May Not Be Precedential
Note:
The U.S. Court of Appeals for the Federal Circuit’s opinion may not be binding precedent, but it still includes parts of the application available for public inspection.

The U.S. Court of Appeals for the Federal Circuit’s opinion may or may not be precedential. Whether or not the opinion is precedential, the U.S. Patent and Trademark Office will not give the public access to the administrative record of an involved application unless it is otherwise available to the public under 37 CFR 1.11. However, since the court record in a 35 U.S.C. 141 appeal generally includes a copy of at least part of the application, the application may be inspected at the Federal Circuit. In re Mosher, 248 F.2d 956, 115 USPQ 140 (CCPA 1957).

Jump to MPEP Source · 37 CFR 1.11Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1216-01-b0ca1e0089bf36320460dd0d]
Public Can Inspect Application During Federal Circuit Appeal
Note:
The U.S. Patent and Trademark Office will allow public inspection of an application's record if it is included in the court record during a 35 U.S.C. 141 appeal.

The U.S. Court of Appeals for the Federal Circuit’s opinion may or may not be precedential. Whether or not the opinion is precedential, the U.S. Patent and Trademark Office will not give the public access to the administrative record of an involved application unless it is otherwise available to the public under 37 CFR 1.11. However, since the court record in a 35 U.S.C. 141 appeal generally includes a copy of at least part of the application, the application may be inspected at the Federal Circuit. In re Mosher, 248 F.2d 956, 115 USPQ 140 (CCPA 1957).

Jump to MPEP Source · 37 CFR 1.11Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-01-04f37b951e5b8299e838dd6f]
Case Terminates on Federal Circuit Mandate
Note:
If all claims are rejected, the case is considered terminated upon issuance of the Federal Circuit mandate, preventing further amendment or prosecution.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Appeal to Federal CircuitJudicial Review of Board DecisionsNotice of Appeal Filing
StatutoryRecommendedAlways
[mpep-1216-01-ac9a4b0150094839e249c475]
Notice of Abandonment Required After Federal Circuit Mandate
Note:
A notice of abandonment must be mailed when an application is returned to the examiner after a Federal Circuit mandate, unless further action is specified in the mandate.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Appeal to Federal CircuitJudicial Review of Board DecisionsNotice of Appeal Filing
Topic

Judicial Review of Board Decisions

5 rules
StatutoryPermittedAlways
[mpep-1216-01-a40b4747eadc5ac98fb4f2f9]
Director Must Forward Documents During Appeal Pendency
Note:
The Director is required to provide original or certified copies of documents comprising the record during an appeal's pendency.

With respect to an appeal described in section 142, the Director shall transmit to the United States Court of Appeals for the Federal Circuit a certified list of the documents comprising the record in the Patent and Trademark Office. The court may request that the Director forward the original or certified copies of such documents during the pendency of the appeal. In an ex parte case, the Director shall submit to the court in writing the grounds for the decision of the Patent and Trademark Office, addressing all of the issues raised in the appeal. The Director shall have the right to intervene in an appeal from a decision entered by the Patent Trial and Appeal Board in a derivation proceeding under section 135 or in an inter partes or post-grant review under chapter 31 or 32.

Jump to MPEP SourceJudicial Review of Board DecisionsEx Parte Appeals to PTABAppeal to Federal Circuit
StatutoryRequiredAlways
[mpep-1216-01-fcae8239b3fbe6bee6a2a991]
Ex Parte Case Grounds Must Address All Appeal Issues
Note:
The Director must submit written grounds for the Patent and Trademark Office's decision in an ex parte case, covering all issues raised in the appeal.

With respect to an appeal described in section 142, the Director shall transmit to the United States Court of Appeals for the Federal Circuit a certified list of the documents comprising the record in the Patent and Trademark Office. The court may request that the Director forward the original or certified copies of such documents during the pendency of the appeal. In an ex parte case, the Director shall submit to the court in writing the grounds for the decision of the Patent and Trademark Office, addressing all of the issues raised in the appeal. The Director shall have the right to intervene in an appeal from a decision entered by the Patent Trial and Appeal Board in a derivation proceeding under section 135 or in an inter partes or post-grant review under chapter 31 or 32.

Jump to MPEP SourceJudicial Review of Board DecisionsEstoppel After JudgmentEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-01-fb99ea116b049be953467501]
Court Mandate Governs Further Proceedings
Note:
The court's mandate and opinion, which are entered in the Patent and Trademark Office, will govern further case proceedings.

The United States Court of Appeals for the Federal Circuit shall review the decision from which an appeal is taken on the record before the Patent and Trademark Office. Upon its determination the court shall issue to the Director its mandate and opinion, which shall be entered of record in the Patent and Trademark Office and shall govern the further proceedings in the case.

Jump to MPEP SourceJudicial Review of Board DecisionsAppeal to Federal CircuitEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-01-dacc139c32b59a336b08b9ef]
Continuation Required Before Court Mandate
Note:
An applicant must file a continuation before the court mandate is issued to continue prosecution of rejected claims.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Judicial Review of Board DecisionsPTAB JurisdictionNotice of Appeal Filing
StatutoryRecommendedAlways
[mpep-1216-01-387b89813cfd590ffa688843]
Abandonment for Missing Independent Claim Redraft
Note:
If dependent claim 2 cannot be redrafted as independent after affirming rejection of independent claim 1, the application must be abandoned.

The following examples illustrate the appropriate approach to be taken by the examiner in various situations in applications (A) If claims 1-2 are pending, the court affirms a rejection of independent claim 1, dependent claim 2 was objected to prior to forwarding of the appeal as being allowable except for its dependency from claim 1 and claim 2 remains in dependent form, the examiner should hold the application abandoned as there is no remaining time period to redraft claim 2 in independent form.

Jump to MPEP SourceJudicial Review of Board DecisionsEx Parte Appeals to PTAB
Topic

PTAB Jurisdiction

3 rules
StatutoryRequiredAlways
[mpep-1216-01-fd33ffe7d51d645e73f690b1]
Director Can Intervene in PTAB Appeals
Note:
The Director has the right to intervene in appeals from decisions made by the Patent Trial and Appeal Board in derivation, inter partes, or post-grant reviews.

With respect to an appeal described in section 142, the Director shall transmit to the United States Court of Appeals for the Federal Circuit a certified list of the documents comprising the record in the Patent and Trademark Office. The court may request that the Director forward the original or certified copies of such documents during the pendency of the appeal. In an ex parte case, the Director shall submit to the court in writing the grounds for the decision of the Patent and Trademark Office, addressing all of the issues raised in the appeal. The Director shall have the right to intervene in an appeal from a decision entered by the Patent Trial and Appeal Board in a derivation proceeding under section 135 or in an inter partes or post-grant review under chapter 31 or 32.

Jump to MPEP SourcePTAB JurisdictionEx Parte Appeals to PTABPTAB Contested Case Procedures
StatutoryRequiredAlways
[mpep-1216-01-2a3b75255442a65013112d05]
Notice of Election Must Be Filed With Board
Note:
A party appealing a derivation proceeding to the Federal Circuit must file and serve a notice of election with the Board according to specific procedures.

An adverse party in a derivation proceeding appealed to the U.S. Court of Appeals for the Federal Circuit electing to have further judicial review proceedings conducted under 35 U.S.C. 146 must file a notice of election under 35 U.S.C. 141(d) with the Office as provided in 37 CFR 104.2. Such a party must also file a copy of the notice of election with the Board in the manner provided in 37 CFR 42.6(b), and, where necessary, must serve a copy of the notice of election pursuant to 37 CFR 42.6(e).

Jump to MPEP Source · 37 CFR 104.2PTAB JurisdictionEx Parte Appeals to PTABPTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-1216-01-d167aa6e25a174b4dd8250d3]
Continuation Required Before Mandate
Note:
An applicant must file a continuation before the court mandate to co-pend with the parent application.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114PTAB JurisdictionNotice of Appeal FilingReinstatement of Dismissed Appeal
Topic

Grounds for Dismissal of Appeal

3 rules
StatutoryPermittedAlways
[mpep-1216-01-eaa68b81a85a9f3835a7b9f7]
Failure to File Brief May Result in Appeal Dismissal
Note:
If an appellant fails to file a brief after appealing to the U.S. Court of Appeals for the Federal Circuit, the appeal may be dismissed by the court.

After an appeal is docketed in the U.S. Court of Appeals for the Federal Circuit, failure to prosecute the appeal, such as by appellant’s failure to file a brief, may result in dismissal of the appeal by the court. Under particular circumstances, the appeal also may be dismissed by the court on motion of the appellant and/or the Director.

Jump to MPEP SourceGrounds for Dismissal of AppealAppeal to Federal CircuitAppeal Withdrawal and Dismissal
StatutoryPermittedAlways
[mpep-1216-01-01e89331cd61829ee778949f]
Appeal May Be Dismissed on Motion
Note:
The appeal may be dismissed by the court upon motion from the appellant and/or the Director under certain circumstances.

After an appeal is docketed in the U.S. Court of Appeals for the Federal Circuit, failure to prosecute the appeal, such as by appellant’s failure to file a brief, may result in dismissal of the appeal by the court. Under particular circumstances, the appeal also may be dismissed by the court on motion of the appellant and/or the Director.

Jump to MPEP SourceGrounds for Dismissal of AppealJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-01-b9ad699e4044558d51c60a70]
Status Determined by Dismissal Reasons
Note:
The status of an application or reexamination proceeding must be determined based on the specific reasons for its dismissal, excluding failure to prosecute the appeal.

In the event of a dismissal for a reason other than failure to prosecute the appeal, the status of the application or reexamination proceeding must be determined according to the circumstances leading to the dismissal.

Jump to MPEP SourceGrounds for Dismissal of AppealAppeal Withdrawal and DismissalAppeals in Reexamination
Topic

Ex Parte Appeals to PTAB

2 rules
StatutoryInformativeAlways
[mpep-1216-01-38ddc368f39de0761e0453d9]
Mandate Must Be Entered In Appeal File
Note:
The mandate from the Federal Circuit must be recorded in the file of the appealed application, reexamination, or interference.

After the U.S. Court of Appeals for the Federal Circuit has heard and decided the appeal, the Clerk of the U.S. Court of Appeals for the Federal Circuit forwards to the U.S. Patent and Trademark Office a certified copy of the court’s decision. This certified copy is known as the “mandate.” The mandate is entered in the file of the application, reexamination or interference which was the subject of the appeal. The date the mandate was issued by the Federal Circuit marks the conclusion of the appeal, i.e., the termination of proceedings as that term is used in 35 U.S.C. 120. See 37 CFR 1.197.

Jump to MPEP Source · 37 CFR 1.197Ex Parte Appeals to PTABAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryRecommendedAlways
[mpep-1216-01-82f0ea9040e5cd50d146a00b]
Timely Response Needed to Avoid Abandonment
Note:
Applicant must respond within 2 months to rewrite dependent claims as independent; failure leads to application abandonment.

The following examples illustrate the appropriate approach to be taken by the examiner in various situations in applications:
(B) If the court affirms a rejection against an independent claim and reverses all rejections against a claim dependent thereon, the examiner should proceed in one of two ways:

If no timely reply is received, the application is abandoned because no claims stand allowed.

Jump to MPEP SourceEx Parte Appeals to PTABTime for Judicial AppealExtension Limits
Topic

Reinstatement of Dismissed Appeal

2 rules
StatutoryProhibitedAlways
[mpep-1216-01-91471261ae3c7b4677f2c885]
Application Cannot Be Revived After Federal Appeal
Note:
The USPTO lacks jurisdiction to consider a petition to revive an application after it has been appealed to the U.S. Court of Appeals for the Federal Circuit.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Reinstatement of Dismissed AppealPTAB JurisdictionPTAB Contested Case Procedures
StatutoryProhibitedAlways
[mpep-1216-01-fd32827a3af45a9c066ffe4a]
Application Abandonment Due to External Actions Cannot Be Revived
Note:
The USPTO lacks authority to revive an application abandoned due to actions taken in external proceedings outside the agency.

If all claims in the case stand rejected, proceedings in the case are considered terminated on the issue date of the U.S. Court of Appeals for the Federal Circuit’s mandate. Because the case is no longer considered pending, it is ordinarily not open to subsequent amendment and prosecution by the applicant. Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970). An applicant wanting to continue prosecution must file a continuation prior to the court mandate being entered. Failure to file the continuation prior to the mandate will prevent co-pendency with the parent application. The procedure set forth in 37 CFR 1.114 is not available in an application after the filing of a Notice of Appeal to the Federal Circuit or the commencement of a civil action in federal district court, unless the appeal or civil action is terminated and the application is still pending. Once the application is returned to the examiner, a notice of abandonment should be mailed, unless the mandate clearly indicates that further action in the U.S. Patent and Trademark Office (USPTO) is to be taken in accordance with the U.S. Court of Appeals for the Federal Circuit’s opinion. The application may not be revived on petition to the USPTO, as the USPTO has no jurisdiction and lacks the authority to consider a petition to revive. In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989), the subject application may not be revived by the USPTO on petition because the USPTO’s authority to revive applications does not extend to an alleged abandonment resulting from actions taken in proceedings outside the agency.

Jump to MPEP Source · 37 CFR 1.114Reinstatement of Dismissed AppealNotice of Appeal FilingCivil Action
Topic

Time for Judicial Appeal

2 rules
StatutoryRecommendedAlways
[mpep-1216-01-a7ba7495d7f723604ca273fd]
Dependent Claim Conversion to Independent Form Upon Reversal of Rejection
Note:
Examiner must convert dependent claim to independent form if the rejection against an independent claim is reversed and all other rejections are affirmed.
The following examples illustrate the appropriate approach to be taken by the examiner in various situations in applications:
  • (A) If claims 1-2 are pending, the court affirms a rejection of independent claim 1, dependent claim 2 was objected to prior to forwarding of the appeal as being allowable except for its dependency from claim 1 and claim 2 remains in dependent form, the examiner should hold the application abandoned as there is no remaining time period to redraft claim 2 in independent form.
  • (B) If the court affirms a rejection against an independent claim and reverses all rejections against a claim dependent thereon, the examiner should proceed in one of two ways:
    • (1) Convert the dependent claim into independent form by examiner’s amendment, cancel all claims in which the rejection was affirmed, and issue the application; or
    • (2) Set a 2-month time limit in which appellant may rewrite the dependent claim(s) in independent form. Extensions of time under 37 CFR 1.136(a) are available. If no timely reply is received, the application is abandoned because no claims stand allowed.
Jump to MPEP SourceTime for Judicial AppealExtension LimitsJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-01-ce261c2f4ea3e782dd234da5]
Appellant Must Rewrite Dependent Claims as Independent Within 2 Months
Note:
The appellant must rewrite dependent claims in independent form within a 2-month time limit. Extensions of time are available, but abandonment occurs if no timely reply is received.

The following examples illustrate the appropriate approach to be taken by the examiner in various situations in applications:
(B) If the court affirms a rejection against an independent claim and reverses all rejections against a claim dependent thereon, the examiner should proceed in one of two ways:

(2) Set a 2-month time limit in which appellant may rewrite the dependent claim(s) in independent form.

Jump to MPEP SourceTime for Judicial AppealExtension LimitsEx Parte Appeals to PTAB
Topic

Examiner Sustained – Amendment Options

2 rules
StatutoryPermittedAlways
[mpep-1216-01-e9ea968b46d4ef8738386ede]
Requirement for Reopening Prosecution After Court Decision
Note:
Any Office action proposing to reopen prosecution after a court decision must be approved by the Deputy Commissioner for Patent Examination Policy.

In some situations it may be necessary to reopen prosecution of an application after a court decision. Any Office action proposing to reopen prosecution after a court decision must be forwarded to the Office of the Deputy Commissioner for Patent Examination Policy for written approval, which will be indicated on the Office action.

Jump to MPEP SourceExaminer Sustained – Amendment OptionsReopening Prosecution After AppealProcedure After Board Decision
StatutoryRequiredAlways
[mpep-1216-01-2cf3016f77d64887844cdadb]
Office Action for Court Decision Reopening Requires Deputy Commissioner Approval
Note:
An Office action proposing to reopen prosecution after a court decision must be forwarded to the Office of the Deputy Commissioner for Patent Examination Policy for written approval, which will be indicated on the Office action.

In some situations it may be necessary to reopen prosecution of an application after a court decision. Any Office action proposing to reopen prosecution after a court decision must be forwarded to the Office of the Deputy Commissioner for Patent Examination Policy for written approval, which will be indicated on the Office action.

Jump to MPEP SourceExaminer Sustained – Amendment OptionsReopening Prosecution After AppealProcedure After Board Decision
Topic

Civil Action

1 rules
StatutoryRequiredAlways
[mpep-1216-01-ab4414953753a5853d82d5c9]
Notice of Election Required for Federal Circuit Appeal
Note:
An adverse party in a derivation proceeding must file a notice of election with the Office and Board when appealing to the U.S. Court of Appeals for the Federal Circuit.

An adverse party in a derivation proceeding appealed to the U.S. Court of Appeals for the Federal Circuit electing to have further judicial review proceedings conducted under 35 U.S.C. 146 must file a notice of election under 35 U.S.C. 141(d) with the Office as provided in 37 CFR 104.2. Such a party must also file a copy of the notice of election with the Board in the manner provided in 37 CFR 42.6(b), and, where necessary, must serve a copy of the notice of election pursuant to 37 CFR 42.6(e).

Jump to MPEP Source · 37 CFR 104.2Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
Topic

Ordering Certified Copies

1 rules
StatutoryInformativeAlways
[mpep-1216-01-b79cbc0785be9492dede437f]
Certified Copy of Federal Circuit Decision Required for Appeal
Note:
The U.S. Patent and Trademark Office must receive a certified copy of the court’s decision after an appeal to the U.S. Court of Appeals for the Federal Circuit.

After the U.S. Court of Appeals for the Federal Circuit has heard and decided the appeal, the Clerk of the U.S. Court of Appeals for the Federal Circuit forwards to the U.S. Patent and Trademark Office a certified copy of the court’s decision. This certified copy is known as the “mandate.” The mandate is entered in the file of the application, reexamination or interference which was the subject of the appeal. The date the mandate was issued by the Federal Circuit marks the conclusion of the appeal, i.e., the termination of proceedings as that term is used in 35 U.S.C. 120. See 37 CFR 1.197.

Jump to MPEP Source · 37 CFR 1.197Ordering Certified CopiesCertified Copies of DocumentsAppeal to Federal Circuit
Topic

Extension of Time (37 CFR 1.136)

1 rules
StatutoryRecommendedAlways
[mpep-1216-01-68e93f71c9e5b20b37cb72ae]
Dependent Claim Rewrite Deadline with Extension Option
Note:
Examiner sets a 2-month time limit for rewriting dependent claims as independent, with extensions under 37 CFR 1.136(a) available.

The following examples illustrate the appropriate approach to be taken by the examiner in various situations in applications:
(B) If the court affirms a rejection against an independent claim and reverses all rejections against a claim dependent thereon, the examiner should proceed in one of two ways:

Extensions of time under 37 CFR 1.136(a) are available.

Jump to MPEP SourceExtension of Time (37 CFR 1.136)Ex Parte Appeals to PTABTime for Judicial Appeal
Topic

Notice of Intent to Issue Reexamination Certificate (NIRC)

1 rules
StatutoryPermittedAlways
[mpep-1216-01-f92c8345bc8585ba8ea38cda]
Examiner May Cancel Rejected Claims
Note:
The examiner can cancel rejected claims, allowing the application to proceed on allowed claims if no formal matters remain.

It is not necessary for the applicant or patent owner to cancel the rejected claims, since they may be canceled by the examiner in an examiner’s amendment. Thus, if no formal matters remain to be attended to, the examiner will pass the application to issue forthwith on the allowed claims or, in the case of a reexamination, will issue a “Notice of Intent to Issue a Reexamination Certificate.” See MPEP § 2287. The examiner should set forth the reasons for allowance, referring to and incorporating a copy of the appellate brief and the court decision. See MPEP § 1302.14.

Jump to MPEP SourceNotice of Intent to Issue Reexamination Certificate (NIRC)Reexamination CertificateConclusion of Ex Parte Reexamination
Topic

Appeals in Reexamination

1 rules
StatutoryRecommendedAlways
[mpep-1216-01-2628d74dc6bad5c5aa742a4b]
Examiner Must Include Reasons and Court Decision in Allowance Notice
Note:
The examiner is required to provide the reasons for allowance, referencing and incorporating a copy of the appellate brief and court decision.

It is not necessary for the applicant or patent owner to cancel the rejected claims, since they may be canceled by the examiner in an examiner’s amendment. Thus, if no formal matters remain to be attended to, the examiner will pass the application to issue forthwith on the allowed claims or, in the case of a reexamination, will issue a “Notice of Intent to Issue a Reexamination Certificate.” See MPEP § 2287. The examiner should set forth the reasons for allowance, referring to and incorporating a copy of the appellate brief and the court decision. See MPEP § 1302.14.

Jump to MPEP SourceAppeals in ReexaminationNotice of Intent to Issue Reexamination Certificate (NIRC)Reexamination Certificate
Topic

Reply Period and Extensions

1 rules
StatutoryRecommendedAlways
[mpep-1216-01-a56036eadc31b0ee4b087528]
Examiner Must Promptly Address Formal Matters
Note:
The examiner is required to promptly address any remaining formal matters through an amendment or setting a two-month reply period, while the application remains closed for further prosecution except for these matters.

If formal matters remain to be attended to, the examiner promptly should take appropriate action on such matters, such as by an examiner’s amendment or by an Office action setting a two month shortened statutory period for reply. However, the application or reexamination proceeding is considered closed to further prosecution except as to such matters.

Jump to MPEP SourceReply Period and ExtensionsAmendments Adding New MatterResponse Time Periods

Citations

Primary topicCitation
Appeal to Federal Circuit
Ex Parte Appeals to PTAB
Ordering Certified Copies
35 U.S.C. § 120
Appeal to Federal Circuit35 U.S.C. § 141
Civil Action
PTAB Jurisdiction
35 U.S.C. § 141(d)
Notice of Appeal Filing35 U.S.C. § 142
Notice of Appeal Filing35 U.S.C. § 143
Civil Action
PTAB Jurisdiction
35 U.S.C. § 146
Notice of Appeal Filing37 CFR § 1.10
Appeal to Federal Circuit37 CFR § 1.11
Appeal to Federal Circuit
Judicial Review of Board Decisions
Notice of Appeal Filing
PTAB Jurisdiction
Reinstatement of Dismissed Appeal
37 CFR § 1.114
Ex Parte Appeals to PTAB
Extension of Time (37 CFR 1.136)
Time for Judicial Appeal
37 CFR § 1.136(a)
Appeal to Federal Circuit
Ex Parte Appeals to PTAB
Ordering Certified Copies
37 CFR § 1.197
Notice of Appeal Filing37 CFR § 1.550(f)
Civil Action
PTAB Jurisdiction
37 CFR § 104.2
Notice of Appeal Filing37 CFR § 104.2(a)
Notice of Appeal Filing37 CFR § 104.2(b)
Notice of Appeal Filing37 CFR § 41.10(a)
Civil Action
PTAB Jurisdiction
37 CFR § 42.6(b)
Civil Action
Notice of Appeal Filing
PTAB Jurisdiction
37 CFR § 42.6(e)
Notice of Appeal Filing37 CFR § 90.2(a)
Notice of Appeal Filing37 CFR § 90.2(a)(3)(i)
Notice of Appeal Filing37 CFR § 90.3
Appeal to Federal CircuitMPEP § 1214.07
Notice of Appeal FilingMPEP § 1216
Appeals in Reexamination
Notice of Intent to Issue Reexamination Certificate (NIRC)
MPEP § 1302.14
Appeals in Reexamination
Notice of Intent to Issue Reexamination Certificate (NIRC)
MPEP § 2287
Appeal to Federal Circuit
Judicial Review of Board Decisions
Notice of Appeal Filing
PTAB Jurisdiction
Reinstatement of Dismissed Appeal
Continental Can Company v. Schuyler, 326 F. Supp. 283, 168 USPQ 625 (D.D.C. 1970)
Appeal to Federal Circuit
Judicial Review of Board Decisions
Notice of Appeal Filing
PTAB Jurisdiction
Reinstatement of Dismissed Appeal
In accordance with Morganroth v. Quigg, 885 F.2d 843, 845, 12 USPQ2d 1125, 1126 (Fed. Cir. 1989)
Appeal to Federal CircuitIn re Mosher, 248 F.2d 956, 115 USPQ 140 (CCPA 1957)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31