MPEP § 1216 — Judicial Review (Annotated Rules)

§1216 Judicial Review

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1216, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Judicial Review

This section addresses Judicial Review. Primary authority: 35 U.S.C. 145, 35 U.S.C. 306, and 35 U.S.C. 141. Contains: 12 requirements, 1 prohibition, 1 guidance statement, 9 permissions, and 2 other statements.

Key Rules

Topic

Appeal to Federal Circuit

17 rules
StatutoryPermittedAlways
[mpep-1216-0472fec6e343797f40f81a7a]
Applicant Can Appeal Board Decision to Federal Circuit
Note:
An applicant may appeal the Patent Trial and Appeal Board’s final decision to the United States Court of Appeals for the Federal Circuit if dissatisfied, but waives section 145 rights.

(a) EXAMINATIONS.—An applicant who is dissatisfied with the final decision in an appeal to the Patent Trial and Appeal Board under section 134(a) may appeal the Board’s decision to the United States Court of Appeals for the Federal Circuit. By filing such an appeal, the applicant waives his or her right to proceed under section 145.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEstoppel After Judgment
StatutoryPermittedAlways
[mpep-1216-42e6c0ace4ce2e5c9719effa]
Appeal to Federal Circuit Only for Dissatisfied Patent Owners
Note:
A patent owner who is dissatisfied with the final decision in an appeal of a reexamination to the Patent Trial and Appeal Board may only appeal the Board’s decision to the United States Court of Appeals for the Federal Circuit.

(b) REEXAMINATIONS.—A patent owner who is dissatisfied with the final decision in an appeal of a reexamination to the Patent Trial and Appeal Board under section 134(a) may appeal the Board’s decision only to the United States Court of Appeals for the Federal Circuit.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEstoppel After Judgment
StatutoryPermittedAlways
[mpep-1216-58156e8dfdbc7efa6e2ed961]
Appeals from Inter Partes Reviews Must Go to Federal Circuit
Note:
Parties dissatisfied with the final written decision of the Patent Trial and Appeal Board in inter partes reviews or post-grant reviews can only appeal to the United States Court of Appeals for the Federal Circuit.

(c) POST-GRANT AND INTER PARTES REVIEWS.—A party to an inter partes review or a post-grant review who is dissatisfied with the final written decision of the Patent Trial and Appeal Board under section 318(a) or 328(a) (as the case may be) may appeal the Board’s decision only to the United States Court of Appeals for the Federal Circuit.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsEstoppel After Judgment
StatutoryPermittedAlways
[mpep-1216-c8526445c1df78d0da5c73b0]
Patent Owner Can Appeal and Seek Review After Reexamination
Note:
A patent owner involved in a reexamination proceeding may appeal under section 134 and seek court review under sections 141 to 144 for any decision adverse to the patentability of claims.

The patent owner involved in a reexamination proceeding under this chapter may appeal under the provisions of section 134, and may seek court review under the provisions of sections 141 to 144, with respect to any decision adverse to the patentability of any original or proposed amended or new claim of the patent.

Jump to MPEP SourceAppeal to Federal CircuitJudicial Review of Board DecisionsAppeals in Reexamination
StatutoryRequiredAlways
[mpep-1216-1b71f22318664dce1992c1d8]
Requirements for Filing an Appeal to the Federal Circuit
Note:
This rule outlines the necessary steps and requirements for filing an appeal under 35 U.S.C. 141, including serving notice on the court and paying the required fee.
(a) For an appeal under 35 U.S.C. 141.
  • (1) In all appeals, the notice of appeal required by 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office as provided in § 104.2 of this title. A copy of the notice of appeal must also be filed with the Patent Trial and Appeal Board in the appropriate manner provided in § 41.10(a), 41.10(b), or 42.6(b).
  • (2) In all appeals, the party initiating the appeal must comply with the requirements of the Federal Rules of Appellate Procedure and Rules for the United States Court of Appeals for the Federal Circuit, including:
    • (i) Serving the requisite number of copies on the Court; and
    • (ii) Paying the requisite fee for the appeal.
  • (3) Additional requirements.
    • (i) In appeals arising out of an ex parte reexamination proceeding ordered pursuant to § 1.525, notice of the appeal must be served as provided in § 1.550(f) of this title.
    • (ii) In appeals arising out of an inter partes review, a post-grant review, a covered business method patent review, or a derivation proceeding, notice of the appeal must provide sufficient information to allow the Director to determine whether to exercise the right to intervene in the appeal pursuant to 35 U.S.C. 143, and it must be served as provided in § 42.6(e) of this title.
Jump to MPEP Source · 37 CFR 90.2Appeal to Federal CircuitJudicial Review of Board DecisionsAppeals in Reexamination
StatutoryRequiredAlways
[mpep-1216-8b6219213dd5a0a924eb9d04]
Notice of Appeal Must Be Filed Within 63 Days
Note:
The notice of appeal for an appeal under 35 U.S.C. 141 must be filed with the Director of the United States Patent and Trademark Office within sixty-three days after the date of the final Board decision.

(a) Filing deadline. (1) For an appeal under 35 U.S.C. 141. The notice of appeal filed pursuant to 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office no later than sixty-three (63) days after the date of the final Board decision. Any notice of cross-appeal is controlled by Rule 4(a)(3) of the Federal Rules of Appellate Procedure, and any other requirement imposed by the Rules of the United States Court of Appeals for the Federal Circuit.

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-99fe10927d9c4ddb488aa358]
Notice of Cross-Appeal Controlled by Federal Rules
Note:
The notice of cross-appeal for an appeal under 35 U.S.C. 141 must comply with Rule 4(a)(3) of the Federal Rules of Appellate Procedure and any additional requirements set by the United States Court of Appeals for the Federal Circuit.

(a) Filing deadline. (1) For an appeal under 35 U.S.C. 141. The notice of appeal filed pursuant to 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office no later than sixty-three (63) days after the date of the final Board decision. Any notice of cross-appeal is controlled by Rule 4(a)(3) of the Federal Rules of Appellate Procedure, and any other requirement imposed by the Rules of the United States Court of Appeals for the Federal Circuit.

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-2cd522c005168644f6c95541]
Filing Deadline for Notice of Election Under 35 U.S.C. 141(d)
Note:
The rule specifies the time limit for filing a notice of election under 35 U.S.C. 141(d).

(a) Filing deadline.

(2) For a notice of election under 35 U.S.C. 141(d).

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsCivil Action
StatutoryRequiredAlways
[mpep-1216-e494d2eda3f5dcad630bca30]
Filing Deadline for Notice of Election Required
Note:
The time for filing a notice of election under 35 U.S.C. 141(d) must be governed by the provisions of 35 U.S.C. 141(d).

(a) Filing deadline.

The time for filing a notice of election under 35 U.S.C. 141(d) is governed by 35 U.S.C. 141(d).

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsCivil Action
StatutoryPermittedAlways
[mpep-1216-e9a5c06a09e04291d3534c46]
Time for Appeal or Civil Action Reset on Rehearing
Note:
A timely request for rehearing resets the time for appeal or civil action, but subsequent requests do not unless ordered by the Board. Holidays extend the filing deadline.
(b) Time computation.
  • (1) Rehearing. A timely request for rehearing will reset the time for appeal or civil action to no later than sixty-three (63) days after action on the request. Any subsequent request for rehearing from the same party in the same proceeding will not reset the time for seeking judicial review, unless the additional request is permitted by order of the Board.
  • (2) Holidays. If the last day for filing an appeal or civil action falls on a Federal holiday in the District of Columbia, the time is extended pursuant to 35 U.S.C. 21(b).
Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitCivil ActionJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-115bb4d5d9c785c2238691d7]
Rehearing Resets Appeal Time
Note:
A timely rehearing request resets the time for appeal, but subsequent requests do not reset it unless permitted by the Board.

(b) Time computation. (1) Rehearing. A timely request for rehearing will reset the time for appeal or civil action to no later than sixty-three (63) days after action on the request. Any subsequent request for rehearing from the same party in the same proceeding will not reset the time for seeking judicial review, unless the additional request is permitted by order of the Board.

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitCivil ActionJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-0cec6aba3f98f1fc56f05f75]
Appeal to Federal Circuit for Ex Parte Reexamination
Note:
A patent owner can appeal the Board's final written decision in an ex parte reexamination to the U.S. Court of Appeals for the Federal Circuit.

A patent owner who is not satisfied with the final written decision of the Board in an ex parte reexamination may seek judicial review of the Board's decision only by appealing the decision of the Board to the U.S. Court of Appeals for the Federal Circuit pursuant to 35 U.S.C. 141. 35 U.S.C. 306.

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsAppeals in Reexamination
StatutoryPermittedAlways
[mpep-1216-89d13a16bce590fbdd8bb663]
Appeal to Federal Circuit for IPR, PGR, and CBM Decisions
Note:
Parties dissatisfied with Board decisions in inter partes review, post-grant review, or covered business method reviews must appeal to the United States Court of Appeals for the Federal Circuit.

A party dissatisfied with the final written decision of the Board in an inter partes review, post-grant review, or covered business method review proceeding may seek judicial review only by appealing the decision to the United States Court of Appeals for the Federal Circuit pursuant to 35 U.S.C. 141. See 35 U.S.C. 319 and 35 U.S.C. 329.

Jump to MPEP Source · 37 CFR 90.3Appeal to Federal CircuitJudicial Review of Board DecisionsEstoppel After Judgment
StatutoryInformativeAlways
[mpep-1216-4eb63b0af616ddea4324a9f4]
63-Day Time Limit for Filing Appeal to Federal Circuit
Note:
The time limit for filing a notice of appeal to the U.S. Court of Appeals for the Federal Circuit is within 63 days from the Board’s decision.

The time for filing a notice of a 35 U.S.C. 141 appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action under 35 U.S.C. 145 is within 63 days of the Board’s decision. 37 CFR 90.3(a). The time for filing a notice of election, and for commencing a civil action pursuant to a notice of election, in an appeal from a derivation proceeding is governed by 35 U.S.C. 141(d). See 37 CFR 90.2(a)(2). However, if a timely request for rehearing of the Board’s decision is filed, the time for filing a notice of appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action expires 63 days after a decision on a request for rehearing or reconsideration (37 CFR 90.3(b)(1)).

Jump to MPEP Source · 37 CFR 90.3(a)Appeal to Federal CircuitNotice of Appeal FilingTime for Judicial Appeal
StatutoryInformativeAlways
[mpep-1216-c3ca6cacea3309ed3a8d233b]
Cross-Appeal Notice Controlled by Federal Rules
Note:
The notice of cross-appeal must follow Rule 4(a)(3) of the Federal Rules of Appellate Procedure and any additional requirements from the U.S. Court of Appeals for the Federal Circuit.

Any notice of cross-appeal is controlled by Rule 4(a)(3) of the Federal Rules of Appellate Procedure, and any other requirement imposed by the Rules of the U.S. Court of Appeals for the Federal Circuit. See 37 CFR 90.3(a)(1).

Jump to MPEP Source · 37 CFR 90.3(a)(1)Appeal to Federal CircuitJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-62986d79a9ba2a4908245762]
Extensions Similar to Federal Courts for Judicial Review
Note:
The Office uses a standard similar to federal courts for granting extensions of time to seek judicial review after the last decision has been entered.

In 37 CFR 90.3(c), the Office has adopted a standard which is similar to the standard used in the Federal courts for granting extensions. Under the rule, the Director may extend the time (A) for good cause if requested before the expiration of the time provided for initiating judicial review or (B) upon a showing of excusable neglect in failing to initiate judicial review if requested after the expiration of the time period. This standard is applicable once the “last” decision has been entered, i.e., either the decision (in circumstances where no timely rehearing is sought) or the decision on rehearing of the Board in an ex parte appeal. Extensions of time under 37 CFR 1.136(b) and 37 CFR 1.550(c) and fee extensions under 37 CFR 1.136(a) are not available to extend the time for the purpose of seeking judicial review once a decision or a decision on rehearing has been entered.

Jump to MPEP Source · 37 CFR 90.3(c)Appeal to Federal CircuitCivil ActionJudicial Review of Board Decisions
StatutoryRecommendedAlways
[mpep-1216-bee61836e7ee42ccbac8dd4a]
Request for Extension to Seek Judicial Review Must Follow Specific Addressing Rules
Note:
Requests for extension of time to seek judicial review must be addressed as specified in 37 CFR 104.2.

Requests for extension of time to seek judicial review under 37 CFR 90.3(c) should be addressed or served as provided in 37 CFR 104.2. In addition, to expedite the handling of such a request, a copy of the request may be provided to the Office of the Solicitor as follows:

Jump to MPEP Source · 37 CFR 90.3(c)Appeal to Federal CircuitJudicial Review of Board DecisionsCivil Action
Topic

Civil Action

16 rules
StatutoryInformativeAlways
[mpep-1216-013c91ceca0eaee50b0aeb45]
Waiving Section 145 Right by Filing Appeal
Note:
By filing an appeal to the Federal Circuit, an applicant waives their right to proceed under section 145.

(a) EXAMINATIONS.—An applicant who is dissatisfied with the final decision in an appeal to the Patent Trial and Appeal Board under section 134(a) may appeal the Board’s decision to the United States Court of Appeals for the Federal Circuit. By filing such an appeal, the applicant waives his or her right to proceed under section 145.

Jump to MPEP SourceCivil ActionJudicial Review of Board DecisionsEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-84fcaf0def87112ba42bc2e7]
Appellant Must File Civil Action Within 30 Days
Note:
If the appellant does not file a civil action under section 146 within 30 days after receiving notice from an adverse party, the Board’s decision will govern further proceedings in the case.

(d) DERIVATION PROCEEDINGS.—A party to a derivation proceeding who is dissatisfied with the final decision of the Patent Trial and Appeal Board in the proceeding may appeal the decision to the United States Court of Appeals for the Federal Circuit, but such appeal shall be dismissed if any adverse party to such derivation proceeding, within 20 days after the appellant has filed notice of appeal in accordance with section 142, files notice with the Director that the party elects to have all further proceedings conducted as provided in section 146. If the appellant does not, within 30 days after the filing of such notice by the adverse party, file a civil action under section 146, the Board’s decision shall govern the further proceedings in the case.

Jump to MPEP SourceCivil ActionPTAB JurisdictionEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-15cf977947778600fa20edac]
Applicant Pays All Proceedings Expenses
Note:
The applicant must pay all expenses related to the civil action for obtaining a patent.

An applicant dissatisfied with the decision of the Patent Trial and Appeal Board in an appeal under section 134(a) may, unless appeal has been taken to the United States Court of Appeals for the Federal Circuit, have remedy by civil action against the Director in the United States District Court for the Eastern District of Virginia if commenced within such time after such decision, not less than sixty days, as the Director appoints. The court may adjudge that such applicant is entitled to receive a patent for his invention, as specified in any of his claims involved in the decision of the Patent Trial and Appeal Board, as the facts in the case may appear, and such adjudication shall authorize the Director to issue such patent on compliance with the requirements of law. All the expenses of the proceedings shall be paid by the applicant.

Jump to MPEP SourceCivil ActionJudicial Review of Board DecisionsTime for Judicial Appeal
StatutoryRequiredAlways
[mpep-1216-b8ff4e54577e872a0467957e]
Requirement for Notice of Election Under 146
Note:
A party must file a notice with the Patent and Trademark Office to have further review proceedings conducted under 35 U.S.C. 146 instead of 141.
(b) For a notice of election under 35 U.S.C. 141(d) to proceed under 35 U.S.C. 146.
  • (1) Pursuant to 35 U.S.C. 141(d), if an adverse party elects to have all further review proceedings conducted under 35 U.S.C. 146 instead of under 35 U.S.C. 141, that party must file a notice of election with the United States Patent and Trademark Office as provided in § 104.2.
  • (2) A copy of the notice of election must also be filed with the Patent Trial and Appeal Board in the manner provided in § 42.6(b).
  • (3) A copy of the notice of election must also be served where necessary pursuant to § 42.6(e).
Jump to MPEP Source · 37 CFR 90.2Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryInformativeAlways
[mpep-1216-297bd4dcc248beafe06430e2]
Complaint Copy Must Be Filed With PTAB and USPTO Office of the Solicitor Within Five Business Days
Note:
The party initiating a civil action under 35 U.S.C. 146 must file a copy of the complaint with the Patent Trial and Appeal Board and the USPTO Office of the Solicitor within five business days.

(c) For a civil action under 35 U.S.C. 146. The party initiating an action under 35 U.S.C. 146 must file a copy of the complaint no later than five business days after filing the complaint in district court with the Patent Trial and Appeal Board in the manner provided in § 42.6(b), and the Office of the Solicitor pursuant to § 104.2. Failure to comply with this requirement can result in further action within the United States Patent and Trademark Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 90.2Civil ActionBoard Decision TypesBoard Decision
StatutoryRequiredAlways
[mpep-1216-600fad8ff0ed4982fca12a8c]
Complaint Must Be Filed with PTAB and Office of the Solicitor Within Five Business Days
Note:
The party initiating a civil action under 35 U.S.C. 146 must file a copy of the complaint within five business days in both the Patent Trial and Appeal Board and the Office of the Solicitor.

(c) For a civil action under 35 U.S.C. 146. The party initiating an action under 35 U.S.C. 146 must file a copy of the complaint no later than five business days after filing the complaint in district court with the Patent Trial and Appeal Board in the manner provided in § 42.6(b), and the Office of the Solicitor pursuant to § 104.2. Failure to comply with this requirement can result in further action within the United States Patent and Trademark Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 90.2Civil ActionJudicial Review of Board DecisionsPTAB Jurisdiction
StatutoryRequiredAlways
[mpep-1216-b1f7d0e5ddffa73b8377f833]
Time for Commencing Civil Action Under 141(d)
Note:
The time limit for filing a civil action following an election notice under 35 U.S.C. 141(d) is governed by the provisions of 35 U.S.C. 141(d).

(a) Filing deadline.
(3) For a civil action under 35 U.S.C. 145 or 146.

(ii) The time for commencing a civil action pursuant to a notice of election under 35 U.S.C. 141(d) is governed by 35 U.S.C. 141(d).

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-fbed02e504a19dc342e92162]
Rehearing Resets Appeal Time
Note:
A timely request for rehearing resets the time for appeal or civil action to no later than sixty-three days after the Board's action on the request.

(b) Time computation. (1) Rehearing. A timely request for rehearing will reset the time for appeal or civil action to no later than sixty-three (63) days after action on the request. Any subsequent request for rehearing from the same party in the same proceeding will not reset the time for seeking judicial review, unless the additional request is permitted by order of the Board.

Jump to MPEP Source · 37 CFR 90.3Civil ActionEx Parte Appeals to PTABAppeal to Federal Circuit
StatutoryPermittedAlways
[mpep-1216-0e320a5d7fbee13d8e642e83]
Applicant Can Seek Judicial Review By Appeal Or Civil Action
Note:
An applicant for a patent who is dissatisfied with a final written decision of the Board may seek judicial review by appealing to the U.S. Court of Appeals for the Federal Circuit or by filing a civil action in the U.S. District Court for the Eastern District of Virginia.

An applicant for a patent who is dissatisfied with a final written decision of the Board (other than a decision of the Board in a derivation proceeding) may seek judicial review either by an appeal to the U.S. Court of Appeals for the Federal Circuit (35 U.S.C. 141) or by a civil action in the U.S. District Court for the Eastern District of Virginia (35 U.S.C. 145). By filing an appeal to the U.S. Court of Appeals for the Federal Circuit, the applicant waives the right to seek judicial review by a civil action under 35 U.S.C. 145. See 35 U.S.C. 141.

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryInformativeAlways
[mpep-1216-dc793f99be28b988461933de]
Waive Civil Action by Filing Appeal to Federal Circuit
Note:
By filing an appeal to the U.S. Court of Appeals for the Federal Circuit, an applicant waives their right to seek judicial review through a civil action under 35 U.S.C. 145.

An applicant for a patent who is dissatisfied with a final written decision of the Board (other than a decision of the Board in a derivation proceeding) may seek judicial review either by an appeal to the U.S. Court of Appeals for the Federal Circuit (35 U.S.C. 141) or by a civil action in the U.S. District Court for the Eastern District of Virginia (35 U.S.C. 145). By filing an appeal to the U.S. Court of Appeals for the Federal Circuit, the applicant waives the right to seek judicial review by a civil action under 35 U.S.C. 145. See 35 U.S.C. 141.

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryInformativeAlways
[mpep-1216-d918bfcd9c2bcbe539f1a3ba]
Inter Partes Reexamination Not Subject to MPEP Section 1216
Note:
The rule states that inter partes reexamination proceedings are not governed by the judicial review procedures in MPEP section 1216 and instead follow pre-AIA 35 U.S.C. 315.

Because inter partes reexamination procedures are found in Chapter 31 (and not in Chapter 30) of Title 35 of the United States Code, 35 U.S.C. 306 does not apply to an inter partes reexamination proceeding. Instead, pre-AIA 35 U.S.C. 315 continues to apply to inter partes reexamination proceedings. See Leahy-Smith America Invents Act, Pub. L. No. 112-29 § 6(c)(3)(C) and 37 CFR 90.1. Accordingly, the regulations in effect on July 1, 2012 govern judicial review of such proceedings, and this MPEP section does not apply to them. See MPEP § 2683 for further information regarding judicial review of inter partes reexamination proceedings.

Jump to MPEP Source · 37 CFR 90.1Civil ActionAppeal to Federal CircuitAppeals in Reexamination
StatutoryPermittedAlways
[mpep-1216-ac11b29de8851b2bbe81eedd]
Appeal or Civil Action for Derivation Decision
Note:
A party can appeal a derivation proceeding decision to the Federal Circuit or file a civil action for further review.

A party dissatisfied with the final written decision of the Board in a derivation proceeding may seek judicial review either by appealing the decision to the United States Court of Appeals for the Federal Circuit pursuant to 35 U.S.C. 141 or filing a civil action pursuant to 35 U.S.C. 146. An adverse party in a derivation proceeding appealed to the Federal Circuit may elect to have further judicial review proceedings conducted under 35 U.S.C. 146 instead.

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-c6c1db30adc9c7c351ce0c99]
Adverse Party Can Choose Further Review Under 35 U.S.C. 146 After Federal Circuit Appeal
Note:
An adverse party in a derivation proceeding who has appealed to the Federal Circuit may choose to have further judicial review conducted under 35 U.S.C. 146 instead.

A party dissatisfied with the final written decision of the Board in a derivation proceeding may seek judicial review either by appealing the decision to the United States Court of Appeals for the Federal Circuit pursuant to 35 U.S.C. 141 or filing a civil action pursuant to 35 U.S.C. 146. An adverse party in a derivation proceeding appealed to the Federal Circuit may elect to have further judicial review proceedings conducted under 35 U.S.C. 146 instead.

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-eab558d9b8faf7c45576a5f1]
Copy of Extension Request Must Be Sent to Office of Solicitor
Note:
A copy of a request for an extension of time to seek judicial review must be provided to the Office of the Solicitor to expedite handling.

Requests for extension of time to seek judicial review under 37 CFR 90.3(c) should be addressed or served as provided in 37 CFR 104.2. In addition, to expedite the handling of such a request, a copy of the request may be provided to the Office of the Solicitor as follows:

Jump to MPEP Source · 37 CFR 90.3(c)Civil ActionEx Parte Appeals to PTABAppeal to Federal Circuit
StatutoryPermittedAlways
[mpep-1216-f7314e58290d4a11f5e3910d]
Amendments Must Follow Specific Rules During Judicial Review
Note:
Any amendments to an application or reexamination must be made in accordance with the provisions of 37 CFR 1.198 during judicial review.

During judicial review, the involved application or reexamination is not under the jurisdiction of the examiner or the Board, unless remanded to the U.S. Patent and Trademark Office by the court. Any amendment can be admitted only under the provisions of 37 CFR 1.198. See MPEP § 1214.07.

Jump to MPEP Source · 37 CFR 1.198Civil ActionAppeal to Federal CircuitEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-6f2b62e1c72fe295f824dc51]
Proper Ways to Serve Papers Must Be Followed
Note:
The rule outlines the correct methods for serving papers in a civil action, including delivering them to the person or their office and mailing them to the last known address.

Rule 5(b) of the Federal Rules of Civil Procedure provides that if a party is represented by an attorney, service under this rule must be made on the attorney unless the court orders service on the party. The rule sets forth proper ways to serve papers, including delivering papers to the person or the person's office, or mailing papers to the person's last known address.

Jump to MPEP Source · 37 CFR 90.3Civil ActionAppeal to Federal CircuitEx Parte Appeals to PTAB
Topic

Ex Parte Appeals to PTAB

10 rules
StatutoryRequiredAlways
[mpep-1216-c8dbfda1f281e078dcde1776]
Notice of Appeal Must Provide Sufficient Information for Director to Determine Intervention Right
Note:
The notice of appeal in inter partes review, post-grant review, covered business method patent review, or derivation proceeding must provide enough information for the Director to decide whether to exercise the right to intervene and must be served as specified.

(a) For an appeal under 35 U.S.C. 141.
(3) Additional requirements.

(ii) In appeals arising out of an inter partes review, a post-grant review, a covered business method patent review, or a derivation proceeding, notice of the appeal must provide sufficient information to allow the Director to determine whether to exercise the right to intervene in the appeal pursuant to 35 U.S.C. 143, and it must be served as provided in § 42.6(e) of this title.

Jump to MPEP Source · 37 CFR 90.2Ex Parte Appeals to PTABAppeal to Federal CircuitJudicial Review of Board Decisions
StatutoryPermittedAlways
[mpep-1216-93197d157c08b8ce12fff471]
Federal Holidays Extend Time for Appeals
Note:
If the last day for filing an appeal falls on a Federal holiday in DC, the time is extended.

(b) Time computation.

(2) Holidays.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1216-57e35215eaa58160570cb9c8]
Time for Appeal or Civil Action Extended on Federal Holidays in DC
Note:
If the last day to file an appeal or civil action falls on a Federal holiday in the District of Columbia, the time is extended.

(b) Time computation.

If the last day for filing an appeal or civil action falls on a Federal holiday in the District of Columbia, the time is extended pursuant to 35 U.S.C. 21(b).

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-2b29e72f4c35ca235c93d1a4]
Request Must Be Filed As Provided
Note:
The request for appeal or civil action must be filed according to the requirements specified in §104.2 of this title.

(c) Extension of time.

(2) The request must be filed as provided in § 104.2 of this title.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-13e3390645f2c8c36cb10f1d]
Calendar Days for Filing Appeals and Civil Actions
Note:
The times specified for filing appeals or commencing civil actions must be calculated using calendar days, with extensions on Federal holidays in the District of Columbia.

The times specified in 37 CFR 90.3 are calendar days. If the last day of the time specified for appeal or commencing a civil action falls on a Federal holiday in the District of Columbia, the time is extended to the next day which is neither a Saturday, Sunday, nor a Federal holiday (37 CFR 90.3(b)(2)).

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-6a89af241985a2663d4b9c9f]
Extension for Filing on Federal Holidays in DC
Note:
If the last day to appeal or file a civil action falls on a Federal holiday in the District of Columbia, the deadline is extended to the next non-holiday weekday.

The times specified in 37 CFR 90.3 are calendar days. If the last day of the time specified for appeal or commencing a civil action falls on a Federal holiday in the District of Columbia, the time is extended to the next day which is neither a Saturday, Sunday, nor a Federal holiday (37 CFR 90.3(b)(2)).

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1216-24854e666cd6812df6ba307e]
Request May Be Hand-Carried to Solicitor's Office
Note:
A copy of the appeal request can also be physically delivered to the Office of the Solicitor.

A copy of the request may also be hand-carried to the Office of the Solicitor.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryRecommendedAlways
[mpep-1216-75be41f7b83109f8d1972957]
Mail Service Address Not for Patent Office Papers
Note:
The mail service address should not be used for any papers intended to be filed in the U.S. Patent and Trademark Office; such papers will be returned.

The above mail service address should not be used for noncourt papers, i.e., papers which are intended to be filed in the U.S. Patent and Trademark Office in connection with an application or other proceeding pending in the U.S. Patent and Trademark Office. ANY NONCOURT PAPERS WHICH ARE MAILED TO THE ABOVE MAIL SERVICE ADDRESS WILL BE RETURNED TO THE SENDER. NO EXCEPTIONS WILL BE MADE TO THIS POLICY.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-1d430466d938279a8c9aadad]
Noncourt Papers Returned to Sender
Note:
Papers intended for filing with the U.S. Patent and Trademark Office must not be mailed to the designated mail service address; any such papers will be returned.

The above mail service address should not be used for noncourt papers, i.e., papers which are intended to be filed in the U.S. Patent and Trademark Office in connection with an application or other proceeding pending in the U.S. Patent and Trademark Office. ANY NONCOURT PAPERS WHICH ARE MAILED TO THE ABOVE MAIL SERVICE ADDRESS WILL BE RETURNED TO THE SENDER. NO EXCEPTIONS WILL BE MADE TO THIS POLICY.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-064087c00e3d2fa674f084fa]
Noncourt Papers Not Acceptable at Mail Service Address
Note:
Papers intended for the U.S. Patent and Trademark Office must not be mailed to the designated mail service address; any such papers will be returned.

The above mail service address should not be used for noncourt papers, i.e., papers which are intended to be filed in the U.S. Patent and Trademark Office in connection with an application or other proceeding pending in the U.S. Patent and Trademark Office. ANY NONCOURT PAPERS WHICH ARE MAILED TO THE ABOVE MAIL SERVICE ADDRESS WILL BE RETURNED TO THE SENDER. NO EXCEPTIONS WILL BE MADE TO THIS POLICY.

Jump to MPEP Source · 37 CFR 90.3Ex Parte Appeals to PTAB
Topic

Judicial Review of Board Decisions

9 rules
StatutoryPermittedAlways
[mpep-1216-761f8a63cc384f860ca6712d]
Subsequent Rehearings Do Not Reset Review Time Unless Permitted by Board
Note:
A party's subsequent request for rehearing in the same proceeding does not reset the time for seeking judicial review unless specifically permitted by the Board.

(b) Time computation. (1) Rehearing. A timely request for rehearing will reset the time for appeal or civil action to no later than sixty-three (63) days after action on the request. Any subsequent request for rehearing from the same party in the same proceeding will not reset the time for seeking judicial review, unless the additional request is permitted by order of the Board.

Jump to MPEP Source · 37 CFR 90.3Judicial Review of Board DecisionsPTAB JurisdictionEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-137f914adaad0903d8ef1c46]
Judicial Review Governed by Post-2012 Regulations for Inter Partes Reexamination Proceedings
Note:
The regulations in effect on July 1, 2012 govern the judicial review of inter partes reexamination proceedings, not this MPEP section.

Because inter partes reexamination procedures are found in Chapter 31 (and not in Chapter 30) of Title 35 of the United States Code, 35 U.S.C. 306 does not apply to an inter partes reexamination proceeding. Instead, pre-AIA 35 U.S.C. 315 continues to apply to inter partes reexamination proceedings. See Leahy-Smith America Invents Act, Pub. L. No. 112-29 § 6(c)(3)(C) and 37 CFR 90.1. Accordingly, the regulations in effect on July 1, 2012 govern judicial review of such proceedings, and this MPEP section does not apply to them. See MPEP § 2683 for further information regarding judicial review of inter partes reexamination proceedings.

Jump to MPEP Source · 37 CFR 90.1Judicial Review of Board DecisionsInter Partes ReexaminationCivil Action
StatutoryPermittedAlways
[mpep-1216-13d1578e9ec45f98a8c19894]
Director May Extend Time for Judicial Review
Note:
The Director can extend the time to seek judicial review if there is good cause before the deadline or excusable neglect after the deadline.

In 37 CFR 90.3(c), the Office has adopted a standard which is similar to the standard used in the Federal courts for granting extensions. Under the rule, the Director may extend the time (A) for good cause if requested before the expiration of the time provided for initiating judicial review or (B) upon a showing of excusable neglect in failing to initiate judicial review if requested after the expiration of the time period. This standard is applicable once the “last” decision has been entered, i.e., either the decision (in circumstances where no timely rehearing is sought) or the decision on rehearing of the Board in an ex parte appeal. Extensions of time under 37 CFR 1.136(b) and 37 CFR 1.550(c) and fee extensions under 37 CFR 1.136(a) are not available to extend the time for the purpose of seeking judicial review once a decision or a decision on rehearing has been entered.

Jump to MPEP Source · 37 CFR 90.3(c)Judicial Review of Board DecisionsCivil ActionAppeal to Federal Circuit
StatutoryInformativeAlways
[mpep-1216-2bed7e96068ab69fdef7b655]
Time Extensions Not Available for Judicial Review After Decision
Note:
Extensions of time and fee extensions cannot be used to extend the period for seeking judicial review once a decision or rehearing decision has been entered.

In 37 CFR 90.3(c), the Office has adopted a standard which is similar to the standard used in the Federal courts for granting extensions. Under the rule, the Director may extend the time (A) for good cause if requested before the expiration of the time provided for initiating judicial review or (B) upon a showing of excusable neglect in failing to initiate judicial review if requested after the expiration of the time period. This standard is applicable once the “last” decision has been entered, i.e., either the decision (in circumstances where no timely rehearing is sought) or the decision on rehearing of the Board in an ex parte appeal. Extensions of time under 37 CFR 1.136(b) and 37 CFR 1.550(c) and fee extensions under 37 CFR 1.136(a) are not available to extend the time for the purpose of seeking judicial review once a decision or a decision on rehearing has been entered.

Jump to MPEP Source · 37 CFR 90.3(c)Judicial Review of Board DecisionsEx Parte ReexaminationCivil Action
StatutoryInformativeAlways
[mpep-1216-04aab19d2b214d9a2fa6c8f8]
Administrative File Not Open to Public During Judicial Review
Note:
The U.S. Patent and Trademark Office will not make the administrative file of an application under judicial review public unless it is otherwise available to the public under 37 CFR 1.11.

The administrative file of an application under judicial review will not be opened to the public by the U.S. Patent and Trademark Office, unless it is otherwise available to the public under 37 CFR 1.11.

Jump to MPEP Source · 37 CFR 1.11Judicial Review of Board DecisionsCivil ActionAppeal to Federal Circuit
StatutoryInformativeAlways
[mpep-1216-97fdd7511a1a5c484571f092]
Review Not Under Examiner/Board Jurisdiction Unless Remanded
Note:
During judicial review, the application or reexamination is not under the examiner or Board's jurisdiction unless remanded by the court.

During judicial review, the involved application or reexamination is not under the jurisdiction of the examiner or the Board, unless remanded to the U.S. Patent and Trademark Office by the court. Any amendment can be admitted only under the provisions of 37 CFR 1.198. See MPEP § 1214.07.

Jump to MPEP Source · 37 CFR 1.198Judicial Review of Board DecisionsPTAB JurisdictionEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-1216-9f57259066418d00dbbb0fa1]
Service Must Be Made on Representing Attorney Unless Court Orders Otherwise
Note:
If a party is represented by an attorney, service of legal papers must be made on the attorney unless the court orders otherwise.

Rule 5(b) of the Federal Rules of Civil Procedure provides that if a party is represented by an attorney, service under this rule must be made on the attorney unless the court orders service on the party. The rule sets forth proper ways to serve papers, including delivering papers to the person or the person's office, or mailing papers to the person's last known address.

Jump to MPEP Source · 37 CFR 90.3Judicial Review of Board DecisionsCivil ActionAppeal to Federal Circuit
StatutoryRequiredAlways
[mpep-1216-38ac53b45cced35b274e70b0]
Service Copies Must Be Sent to Office of the Solicitor
Note:
All service copies of papers filed in court proceedings involving the Director must be sent to the Office of the Solicitor via hand or mail during specified hours.
Accordingly, all service copies of papers filed in court proceedings in which the Director is a party must be served on the Office of the Solicitor. Service on the Office of the Solicitor may be effected in either of the following ways:
  • (A) By hand between 8:30 A.M. and 5:00 P.M. EST to the Office of the Solicitor at 600 Dulany Street, Madison West Building, Room 8C43, Alexandria, VA 22314.
  • (B) By mail in an envelope addressed as follows:
Jump to MPEP Source · 37 CFR 90.3Judicial Review of Board DecisionsCivil ActionAppeal to Federal Circuit
StatutoryProhibitedAlways
[mpep-1216-ac26853d727fefc5872ce27f]
Mail Service Address Must Not Include U.S. Patent and Trademark Office
Note:
The mail service address for court cases must not include references to the Director or the U.S. Patent and Trademark Office, but may include the name of the assigned attorney.

While the above mail service address may be supplemented to include the name of the particular attorney assigned to the court case, it must not be supplemented to refer to either the Director or the U.S. Patent and Trademark Office.

Jump to MPEP Source · 37 CFR 90.3Judicial Review of Board DecisionsCivil ActionAppeal to Federal Circuit
Topic

Notice of Appeal Filing

7 rules
StatutoryRequiredAlways
[mpep-1216-aa3c60e6f5f4b94e1f833eb4]
Notice of Election to Conduct Further Proceedings as Provided in Section 146
Note:
An adverse party can elect to have further proceedings conducted under section 146, dismissing an appeal if the appellant does not file a civil action within 30 days.

(d) DERIVATION PROCEEDINGS.—A party to a derivation proceeding who is dissatisfied with the final decision of the Patent Trial and Appeal Board in the proceeding may appeal the decision to the United States Court of Appeals for the Federal Circuit, but such appeal shall be dismissed if any adverse party to such derivation proceeding, within 20 days after the appellant has filed notice of appeal in accordance with section 142, files notice with the Director that the party elects to have all further proceedings conducted as provided in section 146. If the appellant does not, within 30 days after the filing of such notice by the adverse party, file a civil action under section 146, the Board’s decision shall govern the further proceedings in the case.

Jump to MPEP SourceNotice of Appeal FilingCivil ActionAppeal to Federal Circuit
StatutoryRequiredAlways
[mpep-1216-bced5ae50c15471c60d2f176]
Notice of Appeal Must Be Filed With Director
Note:
The notice of appeal required by 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office as specified in § 104.2.

(a) For an appeal under 35 U.S.C. 141. (1) In all appeals, the notice of appeal required by 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office as provided in § 104.2 of this title. A copy of the notice of appeal must also be filed with the Patent Trial and Appeal Board in the appropriate manner provided in § 41.10(a), 41.10(b), or 42.6(b).

Jump to MPEP Source · 37 CFR 90.2Notice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryRequiredAlways
[mpep-1216-9645ed980c249d031e2b9929]
Copy Must Be Filed with Patent Trial and Appeal Board
Note:
A copy of the notice of appeal must be filed with the Patent Trial and Appeal Board in the appropriate manner as specified.

(a) For an appeal under 35 U.S.C. 141. (1) In all appeals, the notice of appeal required by 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office as provided in § 104.2 of this title. A copy of the notice of appeal must also be filed with the Patent Trial and Appeal Board in the appropriate manner provided in § 41.10(a), 41.10(b), or 42.6(b).

Jump to MPEP Source · 37 CFR 90.2Notice of Appeal FilingAppeal to Federal CircuitNotice of Appeal
StatutoryRequiredAlways
[mpep-1216-5cc5176df9043dd6d3ff2c83]
Notice of Appeal Must Be Filed Within 63 Days
Note:
The notice of appeal must be filed with the Director of the United States Patent and Trademark Office within sixty-three days after the final Board decision.

(a) Filing deadline. (1) For an appeal under 35 U.S.C. 141. The notice of appeal filed pursuant to 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office no later than sixty-three (63) days after the date of the final Board decision. Any notice of cross-appeal is controlled by Rule 4(a)(3) of the Federal Rules of Appellate Procedure, and any other requirement imposed by the Rules of the United States Court of Appeals for the Federal Circuit.

Jump to MPEP Source · 37 CFR 90.3Notice of Appeal FilingBoard Decision TypesAppeal to Federal Circuit
StatutoryRequiredAlways
[mpep-1216-4232328dc536927c3d498cb1]
Notice of Appeal Must Provide Sufficient Information for Director to Determine Intervention Right
Note:
The notice of appeal must include enough details so the Director can decide whether to intervene in the appeal.

Any notice of appeal filed in an inter partes review, post-grant review, covered business method review, or derivation proceeding must provide sufficient information to allow the Director to determine whether to exercise the right to intervene in the appeal pursuant to 35 U.S.C. 143. See 37 CFR 90.2(a)(3)(ii).

Jump to MPEP Source · 37 CFR 90.2(a)(3)(ii)Notice of Appeal FilingNotice of AppealEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-a888d638f882497806a5e1cc]
Time for Filing Notice of Appeal After Rehearing
Note:
If a timely request for rehearing is filed, the time to file a notice of appeal or commence a civil action expires 63 days after the decision on the request.

The time for filing a notice of a 35 U.S.C. 141 appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action under 35 U.S.C. 145 is within 63 days of the Board’s decision. 37 CFR 90.3(a). The time for filing a notice of election, and for commencing a civil action pursuant to a notice of election, in an appeal from a derivation proceeding is governed by 35 U.S.C. 141(d). See 37 CFR 90.2(a)(2). However, if a timely request for rehearing of the Board’s decision is filed, the time for filing a notice of appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action expires 63 days after a decision on a request for rehearing or reconsideration (37 CFR 90.3(b)(1)).

Jump to MPEP Source · 37 CFR 90.3(a)Notice of Appeal FilingTime for Judicial AppealCivil Action
StatutoryInformativeAlways
[mpep-1216-5b0e404f914b1860957e20b9]
Proper Service for Appeal and Civil Action Notices
Note:
Describes the correct method of serving a notice of appeal to the U.S. Court of Appeals for the Federal Circuit and a complaint in a civil action on the Director.

See MPEP § 1216.01 for the proper way to effect service on the Director of a notice of appeal to the U.S. Court of Appeals for the Federal Circuit. See MPEP § 1216.02 for the proper way to effect service on the Director of a complaint in a civil action.

Jump to MPEP Source · 37 CFR 90.3Notice of Appeal FilingCivil ActionAppeal to Federal Circuit
Topic

Time for Judicial Appeal

3 rules
StatutoryRequiredAlways
[mpep-1216-13861e76a99a039df538f4f0]
Appeal to District Court for Patent Invention
Note:
An applicant can appeal a Patent Trial and Appeal Board decision by filing a civil action in the Eastern District of Virginia within 60 days, unless appealed to the Federal Circuit.

An applicant dissatisfied with the decision of the Patent Trial and Appeal Board in an appeal under section 134(a) may, unless appeal has been taken to the United States Court of Appeals for the Federal Circuit, have remedy by civil action against the Director in the United States District Court for the Eastern District of Virginia if commenced within such time after such decision, not less than sixty days, as the Director appoints. The court may adjudge that such applicant is entitled to receive a patent for his invention, as specified in any of his claims involved in the decision of the Patent Trial and Appeal Board, as the facts in the case may appear, and such adjudication shall authorize the Director to issue such patent on compliance with the requirements of law. All the expenses of the proceedings shall be paid by the applicant.

Jump to MPEP SourceTime for Judicial AppealCivil ActionAppeal to Federal Circuit
StatutoryRequiredAlways
[mpep-1216-cc53b2d5973da7dd49a60d4b]
Appeal and Civil Action Filing Deadline
Note:
The notice of appeal or civil action must be filed within 63 days of the final Board decision.
(a) Filing deadline.
  • (1) For an appeal under 35 U.S.C. 141. The notice of appeal filed pursuant to 35 U.S.C. 142 must be filed with the Director of the United States Patent and Trademark Office no later than sixty-three (63) days after the date of the final Board decision. Any notice of cross-appeal is controlled by Rule 4(a)(3) of the Federal Rules of Appellate Procedure, and any other requirement imposed by the Rules of the United States Court of Appeals for the Federal Circuit.
  • (2) For a notice of election under 35 U.S.C. 141(d). The time for filing a notice of election under 35 U.S.C. 141(d) is governed by 35 U.S.C. 141(d).
  • (3) For a civil action under 35 U.S.C. 145 or 146.
    • (i) A civil action must be commenced no later than sixty-three (63) days after the date of the final Board decision.
    • (ii) The time for commencing a civil action pursuant to a notice of election under 35 U.S.C. 141(d) is governed by 35 U.S.C. 141(d).
Jump to MPEP Source · 37 CFR 90.3Time for Judicial AppealAppeal to Federal CircuitNotice of Appeal Filing
StatutoryInformativeAlways
[mpep-1216-1615502d6941ac299db85d5a]
63 Days for Appeal or Civil Action After Board Decision
Note:
The time to appeal a Board decision or file a civil action must be within 63 days of the Board’s decision.

The time for filing a notice of a 35 U.S.C. 141 appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action under 35 U.S.C. 145 is within 63 days of the Board’s decision. 37 CFR 90.3(a). The time for filing a notice of election, and for commencing a civil action pursuant to a notice of election, in an appeal from a derivation proceeding is governed by 35 U.S.C. 141(d). See 37 CFR 90.2(a)(2). However, if a timely request for rehearing of the Board’s decision is filed, the time for filing a notice of appeal to the U.S. Court of Appeals for the Federal Circuit or for commencing a civil action expires 63 days after a decision on a request for rehearing or reconsideration (37 CFR 90.3(b)(1)).

Jump to MPEP Source · 37 CFR 90.3(a)Time for Judicial AppealCivil ActionAppeal to Federal Circuit
Topic

Appeals in Reexamination

2 rules
StatutoryRequiredAlways
[mpep-1216-819972fb6cc59a7306e292a1]
Notice of Appeal Required for Ex Parte Reexamination Appeals
Note:
The notice of appeal in ex parte reexamination proceedings must be served according to the requirements specified in § 1.550(f).

(a) For an appeal under 35 U.S.C. 141.
(3) Additional requirements. (i) In appeals arising out of an ex parte reexamination proceeding ordered pursuant to § 1.525, notice of the appeal must be served as provided in § 1.550(f) of this title.

Jump to MPEP Source · 37 CFR 90.2Appeals in ReexaminationReexamination OrderEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1216-f3bb540822135292dcce9349]
Time for Judicial Review After Final Decision
Note:
The Director may extend the time to seek judicial review after the final decision in an ex parte appeal, either the initial decision or the decision on rehearing.

In 37 CFR 90.3(c), the Office has adopted a standard which is similar to the standard used in the Federal courts for granting extensions. Under the rule, the Director may extend the time (A) for good cause if requested before the expiration of the time provided for initiating judicial review or (B) upon a showing of excusable neglect in failing to initiate judicial review if requested after the expiration of the time period. This standard is applicable once the “last” decision has been entered, i.e., either the decision (in circumstances where no timely rehearing is sought) or the decision on rehearing of the Board in an ex parte appeal. Extensions of time under 37 CFR 1.136(b) and 37 CFR 1.550(c) and fee extensions under 37 CFR 1.136(a) are not available to extend the time for the purpose of seeking judicial review once a decision or a decision on rehearing has been entered.

Jump to MPEP Source · 37 CFR 90.3(c)Appeals in ReexaminationPTAB JurisdictionEx Parte Appeals to PTAB
Topic

PTAB Jurisdiction

2 rules
StatutoryRequiredAlways
[mpep-1216-94a928a5a6b2ca6079b84b5b]
Adverse Party Must File Notice to Proceed Under 35 U.S.C. 146
Note:
An adverse party must file a notice with the USPTO if they elect to have all further review proceedings conducted under 35 U.S.C. 146 instead of 35 U.S.C. 141.

(b) For a notice of election under 35 U.S.C. 141(d) to proceed under 35 U.S.C. 146. (1) Pursuant to 35 U.S.C. 141(d), if an adverse party elects to have all further review proceedings conducted under 35 U.S.C. 146 instead of under 35 U.S.C. 141, that party must file a notice of election with the United States Patent and Trademark Office as provided in § 104.2.

Jump to MPEP Source · 37 CFR 90.2PTAB JurisdictionPTAB Contested Case Procedures
StatutoryRequiredAlways
[mpep-1216-29a144760f901236b6ff7700]
Copy of Notice of Election Must Be Filed with PTAB
Note:
A copy of the notice of election must be filed with the Patent Trial and Appeal Board in the specified manner.

(b) For a notice of election under 35 U.S.C. 141(d) to proceed under 35 U.S.C. 146.

(2) A copy of the notice of election must also be filed with the Patent Trial and Appeal Board in the manner provided in § 42.6(b).

Jump to MPEP Source · 37 CFR 90.2PTAB JurisdictionEx Parte Appeals to PTABPTAB Contested Case Procedures
Topic

Board Decision Types

2 rules
StatutoryPermittedAlways
[mpep-1216-8bacd669fb591c992974abd6]
Requirement for Complaint Filing with PTAB and USPTO
Note:
The party initiating a civil action under 35 U.S.C. 146 must file a copy of the complaint within five business days in both the Patent Trial and Appeal Board and the Office of the Solicitor, or face further action by the United States Patent and Trademark Office.

(c) For a civil action under 35 U.S.C. 146. The party initiating an action under 35 U.S.C. 146 must file a copy of the complaint no later than five business days after filing the complaint in district court with the Patent Trial and Appeal Board in the manner provided in § 42.6(b), and the Office of the Solicitor pursuant to § 104.2. Failure to comply with this requirement can result in further action within the United States Patent and Trademark Office consistent with the final Board decision.

Jump to MPEP Source · 37 CFR 90.2Board Decision TypesBoard DecisionEstoppel After Judgment
StatutoryRequiredAlways
[mpep-1216-a9d49a530e14e4f23839a2d5]
Civil Action Must Be Filed Within 63 Days of Final Board Decision
Note:
A civil action under 35 U.S.C. 145 or 146 must be commenced no later than sixty-three days after the date of the final Board decision.

(a) Filing deadline.
(3) For a civil action under 35 U.S.C. 145 or 146. (i) A civil action must be commenced no later than sixty-three (63) days after the date of the final Board decision.

Jump to MPEP Source · 37 CFR 90.3Board Decision TypesCivil ActionBoard Decision
Topic

Patent Term Expiration

2 rules
StatutoryRequiredAlways
[mpep-1216-0964c6f4358b0b3ef96066b5]
Request for Extension of Appeal or Civil Action Filing Period
Note:
The Director may grant an extension to file an appeal or commence a civil action if requested before the deadline with good cause, or after the deadline due to excusable neglect.
(c) Extension of time.
  • (1) The Director, or his designee, may extend the time for filing an appeal, or commencing a civil action, upon written request if:
    • (i) Requested before the expiration of the period for filing an appeal or commencing a civil action, and upon a showing of good cause; or
    • (ii) Requested after the expiration of the period for filing an appeal of commencing a civil action, and upon a showing that the failure to act was the result of excusable neglect.
  • (2) The request must be filed as provided in § 104.2 of this title.
Jump to MPEP Source · 37 CFR 90.3Patent Term ExpirationEx Parte Appeals to PTABPatent Term
StatutoryRequiredAlways
[mpep-1216-07e8b9fd08da5923ff4bb45b]
Extension of Time for Filing Appeal or Commencing Civil Action Upon Excusable Neglect
Note:
Allows extension of time to file an appeal or commence a civil action if the failure was due to excusable neglect.

(c) Extension of time.
(1) The Director, or his designee, may extend the time for filing an appeal, or commencing a civil action, upon written request if:

(ii) Requested after the expiration of the period for filing an appeal of commencing a civil action, and upon a showing that the failure to act was the result of excusable neglect.

Jump to MPEP Source · 37 CFR 90.3Patent Term ExpirationEx Parte Appeals to PTABPatent Term
Topic

Inter Partes Reexamination Appeal

1 rules
StatutoryInformativeAlways
[mpep-1216-73c7bc090d25673f2a69d329]
Judicial Review for Patent Trial and Appeal Board Decisions
Note:
This rule governs the judicial review of decisions made by the Patent Trial and Appeal Board under chapter 13 of title 35, United States Code.

The provisions herein govern judicial review for Patent Trial and Appeal Board decisions under chapter 13 of title 35, United States Code. Judicial review of decisions arising out of inter partes reexamination proceedings that are requested under 35 U.S.C. 311, and where available, judicial review of decisions arising out of interferences declared pursuant to 35 U.S.C. 135 continue to be governed by the pertinent regulations in effect on July 1, 2012.

Jump to MPEP Source · 37 CFR 90.1Inter Partes Reexamination AppealPTAB JurisdictionInter Partes Reexamination
Topic

Ex Parte Reexamination

1 rules
StatutoryInformativeAlways
[mpep-1216-3701943efefb7e67c07334e6]
Inter Partes Reexamination Not Subject to 306
Note:
The rule states that inter partes reexamination procedures, found in Chapter 31 of Title 35, are not governed by 35 U.S.C. 306 but instead follow pre-AIA 35 U.S.C. 315.

Because inter partes reexamination procedures are found in Chapter 31 (and not in Chapter 30) of Title 35 of the United States Code, 35 U.S.C. 306 does not apply to an inter partes reexamination proceeding. Instead, pre-AIA 35 U.S.C. 315 continues to apply to inter partes reexamination proceedings. See Leahy-Smith America Invents Act, Pub. L. No. 112-29 § 6(c)(3)(C) and 37 CFR 90.1. Accordingly, the regulations in effect on July 1, 2012 govern judicial review of such proceedings, and this MPEP section does not apply to them. See MPEP § 2683 for further information regarding judicial review of inter partes reexamination proceedings.

Jump to MPEP Source · 37 CFR 90.1Ex Parte ReexaminationInter Partes ReexaminationCivil Action
Topic

Inter Partes Reexamination

1 rules
StatutoryInformativeAlways
[mpep-1216-bc471be6f008213ae84cee60]
Pre-AIA 35 U.S.C. 315 Applies to Inter Partes Reexamination
Note:
The pre-AIA version of 35 U.S.C. 315 governs inter partes reexamination proceedings, not the current provisions in Chapter 30.

Because inter partes reexamination procedures are found in Chapter 31 (and not in Chapter 30) of Title 35 of the United States Code, 35 U.S.C. 306 does not apply to an inter partes reexamination proceeding. Instead, pre-AIA 35 U.S.C. 315 continues to apply to inter partes reexamination proceedings. See Leahy-Smith America Invents Act, Pub. L. No. 112-29 § 6(c)(3)(C) and 37 CFR 90.1. Accordingly, the regulations in effect on July 1, 2012 govern judicial review of such proceedings, and this MPEP section does not apply to them. See MPEP § 2683 for further information regarding judicial review of inter partes reexamination proceedings.

Jump to MPEP Source · 37 CFR 90.1Inter Partes ReexaminationCivil ActionAppeal to Federal Circuit
Topic

PTAB Contested Case Procedures

1 rules
StatutoryRequiredAlways
[mpep-1216-ce3f55bc539d62e8c741a971]
Service Must Be On Counsel for Represented Parties
Note:
Rule requires service of a party represented by counsel to be made on the party’s counsel.

Similarly, Rule 25(b) of the Federal Rules of Appellate Procedure provides that “[s]ervice on a party represented by counsel must be made on the party’s counsel.”

Jump to MPEP Source · 37 CFR 90.3PTAB Contested Case ProceduresEx Parte Appeals to PTAB

Citations

Primary topicCitation
Inter Partes Reexamination Appeal35 U.S.C. § 135
Appeal to Federal Circuit
Appeals in Reexamination
Civil Action
Ex Parte Appeals to PTAB
Notice of Appeal Filing
PTAB Jurisdiction
Time for Judicial Appeal
35 U.S.C. § 141
Appeal to Federal Circuit
Civil Action
Notice of Appeal Filing
PTAB Jurisdiction
Time for Judicial Appeal
35 U.S.C. § 141(d)
Appeal to Federal Circuit
Notice of Appeal Filing
Time for Judicial Appeal
35 U.S.C. § 142
Appeal to Federal Circuit
Ex Parte Appeals to PTAB
Notice of Appeal Filing
35 U.S.C. § 143
Appeal to Federal Circuit
Board Decision Types
Civil Action
Notice of Appeal Filing
Time for Judicial Appeal
35 U.S.C. § 145
Board Decision Types
Civil Action
PTAB Jurisdiction
35 U.S.C. § 146
Appeal to Federal Circuit
Ex Parte Appeals to PTAB
35 U.S.C. § 21(b)
Appeal to Federal Circuit
Civil Action
Ex Parte Reexamination
Inter Partes Reexamination
Judicial Review of Board Decisions
35 U.S.C. § 306
Inter Partes Reexamination Appeal35 U.S.C. § 311
Civil Action
Ex Parte Reexamination
Inter Partes Reexamination
Judicial Review of Board Decisions
35 U.S.C. § 315
Appeal to Federal Circuit35 U.S.C. § 319
Appeal to Federal Circuit35 U.S.C. § 329
Judicial Review of Board Decisions37 CFR § 1.11
Appeal to Federal Circuit
Appeals in Reexamination
Judicial Review of Board Decisions
37 CFR § 1.136(a)
Appeal to Federal Circuit
Appeals in Reexamination
Judicial Review of Board Decisions
37 CFR § 1.136(b)
Civil Action
Judicial Review of Board Decisions
37 CFR § 1.198
Appeal to Federal Circuit
Appeals in Reexamination
37 CFR § 1.525
Appeal to Federal Circuit
Appeals in Reexamination
Judicial Review of Board Decisions
37 CFR § 1.550(c)
Appeal to Federal Circuit
Appeals in Reexamination
37 CFR § 1.550(f)
Appeal to Federal Circuit
Board Decision Types
Civil Action
Ex Parte Appeals to PTAB
Notice of Appeal Filing
PTAB Jurisdiction
Patent Term Expiration
37 CFR § 104.2
Appeal to Federal Circuit
Notice of Appeal Filing
37 CFR § 41.10(a)
Board Decision Types
Civil Action
PTAB Jurisdiction
37 CFR § 42.6(b)
Appeal to Federal Circuit
Civil Action
Ex Parte Appeals to PTAB
37 CFR § 42.6(e)
Civil Action
Ex Parte Reexamination
Inter Partes Reexamination
Judicial Review of Board Decisions
37 CFR § 6(c)(3)(C)
Civil Action
Ex Parte Reexamination
Inter Partes Reexamination
Judicial Review of Board Decisions
37 CFR § 90.1
Appeal to Federal Circuit
Notice of Appeal Filing
Time for Judicial Appeal
37 CFR § 90.2(a)(2)
Notice of Appeal Filing37 CFR § 90.2(a)(3)(ii)
Ex Parte Appeals to PTAB37 CFR § 90.3
Appeal to Federal Circuit
Notice of Appeal Filing
Time for Judicial Appeal
37 CFR § 90.3(a)
Appeal to Federal Circuit37 CFR § 90.3(a)(1)
Appeal to Federal Circuit
Notice of Appeal Filing
Time for Judicial Appeal
37 CFR § 90.3(b)(1)
Ex Parte Appeals to PTAB37 CFR § 90.3(b)(2)
Appeal to Federal Circuit
Appeals in Reexamination
Civil Action
Judicial Review of Board Decisions
37 CFR § 90.3(c)
Civil Action
Judicial Review of Board Decisions
MPEP § 1214.07
Notice of Appeal FilingMPEP § 1216.01
Notice of Appeal FilingMPEP § 1216.02
Civil Action
Ex Parte Reexamination
Inter Partes Reexamination
Judicial Review of Board Decisions
MPEP § 2683

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31