MPEP § 1214.04 — Examiner Reversed in Whole (Annotated Rules)

§1214.04 Examiner Reversed in Whole

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1214.04, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Examiner Reversed in Whole

This section addresses Examiner Reversed in Whole. Primary authority: 37 CFR 41.50(b), 37 CFR 1.114, and 37 CFR 1.198. Contains: 1 requirement, 3 guidance statements, and 2 other statements.

Key Rules

Topic
2 rules
StatutoryRecommendedAlways
[mpep-1214-04-e097ef9a061552a7df622192]
Examiner Must Not Re-Search After Transfer
Note:
An examiner should not initiate a new prior art search after an application transfer if the new examiner finds the previous search incomplete.

Though the examiner is expected to bring the prior art search up-to-date prior to passing an application to issue, the examiner should never regard such a reversal as a challenge to make a new search to uncover other and better references. If the application or ex parte reexamination proceeding has been transferred or assigned to a new examiner and the new examiner considers the prior art search to be incomplete (i.e. a new claim interpretation is suggested in the decision), the examiner should raise the issue with their SPE.

Jump to MPEP SourcePrior Art SearchSearch Procedures (MPEP 904)Examination Procedures
StatutoryRecommendedAlways
[mpep-1214-04-767085dfe3296bc7954e3857]
New Examiner Must Notify SPE of Incomplete Search
Note:
If a new examiner finds the prior art search incomplete, they must inform their supervisory patent examiner (SPE).

Though the examiner is expected to bring the prior art search up-to-date prior to passing an application to issue, the examiner should never regard such a reversal as a challenge to make a new search to uncover other and better references. If the application or ex parte reexamination proceeding has been transferred or assigned to a new examiner and the new examiner considers the prior art search to be incomplete (i.e. a new claim interpretation is suggested in the decision), the examiner should raise the issue with their SPE.

Jump to MPEP SourcePrior Art SearchSearch Procedures (MPEP 904)Ex Parte Reexamination
Topic

Central Reexamination Unit Processing

2 rules
StatutoryRequiredAlways
[mpep-1214-04-1f26ea4144d2d7971b9d40dd]
Requirement for Reopening Prosecution After Rejection Reversal
Note:
An examiner must submit a request to reopen prosecution after proposing a new rejection for appealed claims that were previously reversed, unless under specific provisions.

If an examiner is proposing a new rejection for any reason (e.g. a change in statute, guiding case law, or agency guidance or the examiner has specific knowledge of the existence of a particular reference or references which indicate nonpatentability) of any of the appealed claims as to which the examiner was reversed, except under the provisions of 37 CFR 1.114 or 41.50, the examiner must submit the matter to the Technology Center (TC) Director or Central Reexamination Unit (CRU) Director for authorization to reopen prosecution under 37 CFR 1.198 for the purpose of entering the new rejection. See MPEP § 1002.02(c) and MPEP § 1214.07. The TC or CRU Director’s approval is placed on the action reopening prosecution.

Jump to MPEP Source · 37 CFR 1.114Central Reexamination Unit ProcessingEx Parte Reexamination
StatutoryInformativeAlways
[mpep-1214-04-4039932f567458eb010fe361]
TC or CRU Director Must Approve Reopening Prosecution
Note:
The TC or CRU Director must approve an examiner's action to reopen prosecution with a new rejection for appealed claims previously reversed.

If an examiner is proposing a new rejection for any reason (e.g. a change in statute, guiding case law, or agency guidance or the examiner has specific knowledge of the existence of a particular reference or references which indicate nonpatentability) of any of the appealed claims as to which the examiner was reversed, except under the provisions of 37 CFR 1.114 or 41.50, the examiner must submit the matter to the Technology Center (TC) Director or Central Reexamination Unit (CRU) Director for authorization to reopen prosecution under 37 CFR 1.198 for the purpose of entering the new rejection. See MPEP § 1002.02(c) and MPEP § 1214.07. The TC or CRU Director’s approval is placed on the action reopening prosecution.

Jump to MPEP Source · 37 CFR 1.114Central Reexamination Unit ProcessingEx Parte Reexamination
Topic

Examiner Reversed – Allowance Procedure

1 rules
StatutoryInformativeAlways
[mpep-1214-04-09bd3e918ba04589aeeca614]
Immediate Action Required When Examiner’s Rejection Is Reversed
Note:
If the examiner's rejection is reversed, the case must be immediately reviewed by the examiner. Further action depends on whether the reversal allows for immediate allowance or requires additional guidance from MPEP § 1214.06.

A complete reversal of the examiner’s rejection brings the case up for immediate action by the examiner. If the reversal does not place an application in condition for immediate allowance (e.g., the Board has entered a new ground of rejection under 37 CFR 41.50(b) or the application contains withdrawn claims to a non-elected invention), the examiner should refer to the situations outlined in MPEP § 1214.06 for appropriate guidance.

Jump to MPEP Source · 37 CFR 41.50(b)Examiner Reversed – Allowance ProcedureProcedure After Board DecisionNew Ground of Rejection by Board
Topic

New Ground of Rejection by Board

1 rules
StatutoryRecommendedAlways
[mpep-1214-04-a7a597f556cdd04edab44c2a]
Board Decision on New Grounds Required for Immediate Action
Note:
If the reversal does not place an application in condition for immediate allowance, the examiner must refer to MPEP § 1214.06 for appropriate guidance on handling new grounds of rejection by the Board.

A complete reversal of the examiner’s rejection brings the case up for immediate action by the examiner. If the reversal does not place an application in condition for immediate allowance (e.g., the Board has entered a new ground of rejection under 37 CFR 41.50(b) or the application contains withdrawn claims to a non-elected invention), the examiner should refer to the situations outlined in MPEP § 1214.06 for appropriate guidance.

Jump to MPEP Source · 37 CFR 41.50(b)New Ground of Rejection by BoardExaminer Reversed – Allowance ProcedureBoard Decision
Topic

Request for Rehearing

1 rules
StatutoryPermittedAlways
[mpep-1214-04-374a8ce5e5c3fd4dfabf2c9a]
Examiner Can Seek Board Reconsideration of Decision
Note:
The examiner may request the Board to reconsider its decision within two months of receiving the application.

The examiner may request rehearing of the Board decision. Such a request should normally be made within 2 months of the return of the application to the TC or the reexamination proceeding or reissue application to the CRU.

Jump to MPEP SourceRequest for RehearingBoard Decision TypesBoard Decision
Topic

Reissue and Reexamination

1 rules
StatutoryRecommendedAlways
[mpep-1214-04-d32151672a82483f02529526]
Request for Rehearing Must Be Made Within 2 Months
Note:
An examiner must request a rehearing of the Board decision within 2 months after the application is returned to the TC or CRU.

The examiner may request rehearing of the Board decision. Such a request should normally be made within 2 months of the return of the application to the TC or the reexamination proceeding or reissue application to the CRU.

Jump to MPEP SourceReissue and ReexaminationCentral Reexamination Unit ProcessingConcurrent Reissue Proceedings
Topic

Appeals in Reexamination

1 rules
StatutoryRequiredAlways
[mpep-1214-04-62af0dfa6b7641849650c3f9]
Examiner Rehearing Requests Must Be Approved
Note:
Examiners must obtain approval from the TC or CRU Director and the Office of the Deputy Commissioner for Patent Examination Policy before requesting a Board rehearing.

All requests by the examiner to the Board for rehearing of a decision must be approved by the TC or CRU Director and must also be forwarded to the Office of the Deputy Commissioner for Patent Examination Policy for approval before mailing.

Jump to MPEP SourceAppeals in ReexaminationCentral Reexamination Unit ProcessingStatutory Authority for Examination
Topic

PTAB Jurisdiction

1 rules
StatutoryRequiredAlways
[mpep-1214-04-8897fe228650a770862f474e]
Points for Rehearing Must Be Specific
Note:
The request for rehearing must clearly identify the specific points believed to have been misunderstood or overlooked by the Board.

The request for rehearing must state with particularity the points believed to have been misapprehended or overlooked by the Board. Arguments not raised in the answers before the Board and evidence not previously relied upon in the answers are not permitted in the request for rehearing except that the examiner may present a new argument based upon a recent relevant decision of either the Board or a Federal Court.

Jump to MPEP SourcePTAB JurisdictionEx Parte Appeals to PTABPTAB Contested Case Procedures
Topic

Estoppel After Judgment

1 rules
StatutoryPermittedAlways
[mpep-1214-04-36a794773146d42afd92c92d]
Arguments Not Raised Before Board Not Permitted in Rehearing
Note:
The request for rehearing cannot include arguments or evidence not previously raised before the Board, except for new arguments based on recent relevant decisions from the Board or Federal Court.

The request for rehearing must state with particularity the points believed to have been misapprehended or overlooked by the Board. Arguments not raised in the answers before the Board and evidence not previously relied upon in the answers are not permitted in the request for rehearing except that the examiner may present a new argument based upon a recent relevant decision of either the Board or a Federal Court.

Jump to MPEP SourceEstoppel After JudgmentPTAB JurisdictionEx Parte Appeals to PTAB
Topic

Ex Parte Appeals to PTAB

1 rules
StatutoryRecommendedAlways
[mpep-1214-04-938c85a501b17ef9180cf090]
2 Month Reply Period for Appellant
Note:
The appellant must file a reply within 2 months of the request.

The request should set a period of 2 months for the appellant to file a reply.

Jump to MPEP SourceEx Parte Appeals to PTABExaminer Reversed – Allowance ProcedureProcedure After Board Decision

Citations

Primary topicCitation
Central Reexamination Unit Processing37 CFR § 1.114
Central Reexamination Unit Processing37 CFR § 1.198
Examiner Reversed – Allowance Procedure
New Ground of Rejection by Board
37 CFR § 41.50(b)
Central Reexamination Unit ProcessingMPEP § 1002.02(c)
Examiner Reversed – Allowance Procedure
New Ground of Rejection by Board
MPEP § 1214.06
Central Reexamination Unit ProcessingMPEP § 1214.07

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31