MPEP § 1208 — Reply Briefs and Fee for Forwarding Appeal (Annotated Rules)

§1208 Reply Briefs and Fee for Forwarding Appeal

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1208, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Reply Briefs and Fee for Forwarding Appeal

This section addresses Reply Briefs and Fee for Forwarding Appeal. Primary authority: 37 CFR 1.181, 37 CFR 41.40, and 37 CFR 1.111. Contains: 3 requirements, 2 prohibitions, 4 permissions, and 10 other statements.

Key Rules

Topic

Appeal Brief Timing

6 rules
StatutoryInformativeAlways
[mpep-1208-9d93b482fdf607b428a8594b]
Timing Requirement for Petitions on New Grounds of Rejection
Note:
A petition to the Director under § 1.181 must be filed within two months from the entry of the examiner’s answer and before any reply brief, if appellant argues that a rejection should have been designated as a new ground.

(a) Timing. Any request to seek review of the primary examiner’s failure to designate a rejection as a new ground of rejection in an examiner’s answer must be by way of a petition to the Director under § 1.181 of this title filed within two months from the entry of the examiner’s answer and before the filing of any reply brief. Failure of appellant to timely file such a petition will constitute a waiver of any arguments that a rejection must be designated as a new ground of rejection.

Jump to MPEP Source · 37 CFR 1.181Appeal Brief TimingReply Brief FilingAppeal Brief Requirements
StatutoryRequiredAlways
[mpep-1208-7384333db37f14de66adfe4d]
Petition Required for New Ground of Rejection Designation
Note:
A petition to the Director must be filed within two months from the entry of an examiner’s answer if reviewing a failure to designate a rejection as a new ground, before any reply brief is filed.

(a) Timing. Any request to seek review of the primary examiner’s failure to designate a rejection as a new ground of rejection in an examiner’s answer must be by way of a petition to the Director under § 1.181 of this title filed within two months from the entry of the examiner’s answer and before the filing of any reply brief. Failure of appellant to timely file such a petition will constitute a waiver of any arguments that a rejection must be designated as a new ground of rejection.

Jump to MPEP Source · 37 CFR 1.181Appeal Brief TimingReply Brief FilingAppeal Brief Requirements
StatutoryInformativeAlways
[mpep-1208-fb67c161bd02c106a2656163]
Timing for Filing Reply Brief After Petition
Note:
If a reply brief is filed within two months of the examiner’s answer and after a petition to designate a new ground of rejection but before a decision on the petition, it will be treated as a request to withdraw the petition while maintaining the appeal.

(d) Withdrawal of petition and appeal maintained. If a reply brief under § 41.41 is filed within two months from the date of the examiner’s answer and on or after the filing of a petition under § 1.181 to designate a new ground of rejection in an examiner’s answer, but before a decision on the petition, the reply brief will be treated as a request to withdraw the petition and to maintain the appeal.

Jump to MPEP Source · 37 CFR 41.41Appeal Brief TimingReply Brief FilingAppeal Brief Requirements
StatutoryPermittedAlways
[mpep-1208-f39e798204a81bc1faa791c4]
Single Reply Brief Within Two Months
Note:
Appellants must file a single reply brief within two months of the examiner's answer or a decision on a petition to add new grounds.

(a) Timing. Appellant may file only a single reply brief to an examiner's answer within the later of two months from the date of either the examiner's answer, or a decision refusing to grant a petition under § 1.181 of this title to designate a new ground of rejection in an examiner's answer.

Jump to MPEP Source · 37 CFR 1.181Appeal Brief TimingNew Ground of Rejection in AnswerReply Brief Filing
StatutoryRequiredAlways
[mpep-1208-097f5cdbef3f930f59294beb]
Appellant Must File Reply Brief Within Two Months
Note:
If an appellant requests to maintain the appeal due to a new ground of rejection in an examiner’s answer, they must file a reply brief addressing each new ground within two months from receiving the answer.
If appellant requests that the appeal be maintained in response to a new ground of rejection made in an examiner’s answer or a substitute examiner’s answer, the appellant must file a reply brief to address each new ground of rejection set forth in the answer in compliance with 37 CFR 41.37(c)(1)(iv) within two months from the mailing of the answer. The reply brief should include the following items, with each item starting on a separate page, so as to follow the other requirements of a brief as set forth in 37 CFR 41.37(c):
  • (A) Identification page setting forth the appellant’s name(s), the application number, the filing date of the application, the title of the invention, the name of the examiner, the art unit of the examiner and the title of the paper (i.e., Reply Brief);
  • (B) Argument page(s).
Jump to MPEP Source · 37 CFR 41.37(c)(1)(iv)Appeal Brief TimingReply Brief FilingAppeal Brief Requirements
StatutoryPermittedAlways
[mpep-1208-75443c7933379d308ea37511]
Timely Appeal Reply Required
Note:
An appellant must file a reply brief or a response under 37 CFR 1.111 within two months of receiving an examiner's answer with new grounds for rejection to avoid dismissal of the appeal.

If a reply brief is filed in response to a substitute examiner’s answer under 37 CFR 41.50(a) that was written in response to a remand by the Board for further consideration of a rejection, any reply brief accompanied by an amendment, affidavit or other evidence will be treated as a request that prosecution be reopened before the examiner. If appellant fails to file a reply brief or a reply under 37 CFR 1.111 within two months from the mailing of the examiner’s answer that contains a new ground of rejection, or a substitute examiner’s answer under 37 CFR 41.50(a), the appeal may be dismissed. See MPEP § 1207.03 and § 1207.05.

Jump to MPEP Source · 37 CFR 41.50(a)Appeal Brief TimingNew Ground of Rejection by BoardReply Brief Filing
Topic

Reply Brief Filing

6 rules
StatutoryInformativeAlways
[mpep-1208-13fe8d0c2fedfb4b9a02468f]
Granting Petition to Reopen Prosecution
Note:
A granted petition under § 1.181 allows the reopening of prosecution for two months, requiring a timely reply under § 1.111; failure results in dismissal.

(b) Petition granted and prosecution reopened. A decision granting a petition under § 1.181 to designate a new ground of rejection in an examiner’s answer will provide a two-month time period in which appellant must file a reply under § 1.111 of this title to reopen the prosecution before the primary examiner. On failure to timely file a reply under § 1.111, the appeal will stand dismissed.

Jump to MPEP Source · 37 CFR 1.181Reply Brief FilingReply Brief and ForwardingEx Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1208-1b167d0e624fe53ab3b80938]
Two-Month Reply Brief Period After Petition Denial
Note:
If a petition to designate a new ground of rejection is denied, the appellant has two months to file one reply brief.

(c) Petition not granted and appeal maintained. A decision refusing to grant a petition under § 1.181 of this title to designate a new ground of rejection in an examiner’s answer will provide a two-month time period in which appellant may file only a single reply brief under § 41.41.

Jump to MPEP Source · 37 CFR 1.181Reply Brief FilingReply Brief and ForwardingEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-1208-be11dae7832411af61b1b8f9]
Single Reply Brief Within Two Months
Note:
An appellant may file one reply brief to an examiner's answer within two months of the later date between the examiner's answer and a decision refusing to grant a petition under § 1.181.

(a) Timing. Appellant may file only a single reply brief to an examiner's answer within the later of two months from the date of either the examiner's answer, or a decision refusing to grant a petition under § 1.181 of this title to designate a new ground of rejection in an examiner's answer.

Jump to MPEP Source · 37 CFR 1.181Reply Brief FilingReply Brief and ForwardingAppeal Brief Timing
StatutoryProhibitedAlways
[mpep-1208-eda6721d0411fb7b406675bc]
No New Evidence in Reply Briefs
Note:
A reply brief cannot include new amendments, affidavits, or other evidence not previously admitted. Arguments must be responsive to the examiner's answer unless good cause is shown.
(b) Content.
  • (1) A reply brief shall not include any new or non-admitted amendment, or any new or non-admitted affidavit or other Evidence. See § 37 CFR 1.116 of this title for amendments, affidavits or other evidence filed after final action but before or on the same date of filing an appeal and § 41.33 for amendments, affidavits or other Evidence filed after the date of filing the appeal.
  • (2) Any argument raised in the reply brief which was not raised in the appeal brief, or is not responsive to an argument raised in the examiner's answer, including any designated new ground of rejection, will not be considered by the Board for purposes of the present appeal, unless good cause is shown.
Jump to MPEP Source · 37 CFR 41.41Reply Brief FilingReply Brief and ForwardingEvidence Appendix
StatutoryProhibitedAlways
[mpep-1208-20c3cb6b8fcafdbaf4ac2db5]
No New Evidence in Reply Briefs
Note:
A reply brief must not include any new amendments, affidavits, or other evidence that has not been admitted.

(b) Content. (1) A reply brief shall not include any new or non-admitted amendment, or any new or non-admitted affidavit or other Evidence. See § 37 CFR 1.116 of this title for amendments, affidavits or other evidence filed after final action but before or on the same date of filing an appeal and § 41.33 for amendments, affidavits or other Evidence filed after the date of filing the appeal.

Jump to MPEP Source · 37 CFR 41.41Reply Brief FilingReply Brief and ForwardingEx Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-1208-0af286f7d8e604e62d85e7f7]
No Acknowledgement Required for Reply Briefs
Note:
The examiner does not need to acknowledge a reply brief and cannot make further arguments before the Board's decision, unless remanded by the Board.

After receipt of a reply brief under 37 CFR 41.41, jurisdiction over the appeal passes to the Board. Normally, the examiner does not need to acknowledge the reply brief and will not have an opportunity for further argument prior to a decision by the Board. However, the Board may remand the appeal to the examiner to furnish a substitute examiner’s answer responsive to the remand.

Jump to MPEP Source · 37 CFR 41.41Reply Brief FilingReply Brief and ForwardingPTAB Jurisdiction
Topic

Ex Parte Appeals to PTAB

4 rules
StatutoryRequiredAlways
[mpep-1208-196c0ffa0623f3fd25c19345]
Two-Month Time Limit for Petition Reply
Note:
After a petition under § 1.181 is granted, the appellant must file a reply within two months to reopen prosecution before the primary examiner.

(b) Petition granted and prosecution reopened. A decision granting a petition under § 1.181 to designate a new ground of rejection in an examiner’s answer will provide a two-month time period in which appellant must file a reply under § 1.111 of this title to reopen the prosecution before the primary examiner. On failure to timely file a reply under § 1.111, the appeal will stand dismissed.

Jump to MPEP Source · 37 CFR 1.181Ex Parte Appeals to PTABReply Brief FilingReply Brief and Forwarding
StatutoryInformativeAlways
[mpep-1208-27b9b15a5437157a8fdb8555]
Timely Reply Required to Maintain Appeal
Note:
A timely reply under § 1.111 must be filed within two months of a decision granting a petition under § 1.181; failure to do so will result in dismissal of the appeal.

(b) Petition granted and prosecution reopened. A decision granting a petition under § 1.181 to designate a new ground of rejection in an examiner’s answer will provide a two-month time period in which appellant must file a reply under § 1.111 of this title to reopen the prosecution before the primary examiner. On failure to timely file a reply under § 1.111, the appeal will stand dismissed.

Jump to MPEP Source · 37 CFR 1.181Ex Parte Appeals to PTABReply Brief FilingReply Brief and Forwarding
StatutoryInformativeAlways
[mpep-1208-b55079249c5df4d3a960290f]
Appeal Maintained After Petition Denial
Note:
If a petition to designate a new ground of rejection is denied, the appellant has two months to file a single reply brief.

(c) Petition not granted and appeal maintained. A decision refusing to grant a petition under § 1.181 of this title to designate a new ground of rejection in an examiner’s answer will provide a two-month time period in which appellant may file only a single reply brief under § 41.41.

Jump to MPEP Source · 37 CFR 1.181Ex Parte Appeals to PTABReply Brief FilingReply Brief and Forwarding
StatutoryInformativeAlways
[mpep-1208-77ade6b8f73048a3d01b2b08]
Request to Withdraw Petition and Maintain Appeal
Note:
A reply brief filed within two months of the examiner’s answer, after a petition under §1.181 but before its decision, is treated as a request to withdraw the petition while maintaining the appeal.

(d) Withdrawal of petition and appeal maintained. If a reply brief under § 41.41 is filed within two months from the date of the examiner’s answer and on or after the filing of a petition under § 1.181 to designate a new ground of rejection in an examiner’s answer, but before a decision on the petition, the reply brief will be treated as a request to withdraw the petition and to maintain the appeal.

Jump to MPEP Source · 37 CFR 41.41Ex Parte Appeals to PTABAppeal Brief TimingReply Brief Filing
Topic

Ex Parte Reexamination

4 rules
StatutoryInformativeAlways
[mpep-1208-19a3c39deb6a2f783c9906f5]
No Time Extensions for Reply Briefs
Note:
This rule indicates that time extensions under § 1.136(a) do not apply to the period set forth in this section, specifically regarding reply briefs.

(e) Extensions of time. Extensions of time under § 1.136(a) of this title for patent applications are not applicable to the time period set forth in this section. See § 1.136(b) of this title for extensions of time to reply for patent applications and § 1.550(c) of this title for extensions of time to reply for ex parte reexamination proceedings.

Jump to MPEP Source · 37 CFR 1.136(a)Ex Parte Reexamination
StatutoryInformativeAlways
[mpep-1208-6670bd36cfaed7b0c9b0dc3a]
No §1.136(a) Extensions for Reply Briefs
Note:
Extensions of time under §1.136(a) do not apply to the period set for filing a reply brief, with alternatives provided in other sections.

(e) Extensions of time. Extensions of time under § 1.136(a) of this title for patent applications are not applicable to the time period set forth in this section. See § 1.136(b) of this title for extensions of time to reply for patent applications and § 1.550(c) of this title for extensions of time to reply for ex parte reexamination proceedings.

Jump to MPEP Source · 37 CFR 1.136(a)Ex Parte Reexamination
StatutoryInformativeAlways
[mpep-1208-a01106a0482620e1cd2210a5]
No Time Extensions for Reply Periods
Note:
This rule indicates that extensions of time under § 1.136(a) do not apply to the specified reply periods, directing readers to other sections for applicable extension procedures.

(c) Extensions of time. Extensions of time under § 1.136(a) of this title for patent applications are not applicable to the time period set forth in this section. See § 1.136(b) of this title for extensions of time to reply for patent applications and § 1.550(c) of this title for extensions of time to reply for ex parte reexamination proceedings.

Jump to MPEP Source · 37 CFR 1.136(a)Ex Parte Reexamination
StatutoryInformativeAlways
[mpep-1208-4d5b2c106366ccf268b326b2]
No §1.136(a) Extensions for Reply Time
Note:
Extensions of time under §1.136(a) do not apply to the reply period in this section, with alternatives provided in §1.136(b) and §1.550(c).

(c) Extensions of time. Extensions of time under § 1.136(a) of this title for patent applications are not applicable to the time period set forth in this section. See § 1.136(b) of this title for extensions of time to reply for patent applications and § 1.550(c) of this title for extensions of time to reply for ex parte reexamination proceedings.

Jump to MPEP Source · 37 CFR 1.136(a)Ex Parte Reexamination
Topic

New Ground of Rejection in Answer

1 rules
StatutoryProhibitedAlways
[mpep-1208-9a7ef3d655cba8b263110475]
New Arguments Not Considered Without Good Cause
Note:
The Board will not consider arguments in a reply brief that were not included in the initial appeal brief or do not respond to points raised by the examiner, unless good cause is shown.

(b) Content.

(2) Any argument raised in the reply brief which was not raised in the appeal brief, or is not responsive to an argument raised in the examiner's answer, including any designated new ground of rejection, will not be considered by the Board for purposes of the present appeal, unless good cause is shown.

Jump to MPEP Source · 37 CFR 41.41New Ground of Rejection in AnswerReply Brief FilingExaminer's Answer
Topic

Decision on 1.181 Petition

1 rules
StatutoryRequiredAlways
[mpep-1208-d7af971850559793a9f3b273]
Requirement for Reply Brief After Examiner's Answer
Note:
Appellants must file a reply brief within two months of the examiner’s answer or a decision refusing to grant a petition under CFR 1.181, unless granted an extension.
Under 37 CFR 41.41(a)(1), appellant may file a single reply brief as a matter of right within the later of two months from the date of either the examiner’s answer, or a decision refusing to grant a petition under 37 CFR 1.181 to designate a new ground of rejection in an examiner’s answer. Extensions of time to file the reply brief may be granted pursuant to 37 CFR 1.136(b) (for patent applications) or 1.550(c) (for ex parte reexamination proceedings). Extensions of time under 37 CFR 1.136(a) are not permitted. Normally, appellant is not required to file a reply brief to respond to an examiner’s answer, and if appellant does not file a reply brief within the two month period of time, the application will be forwarded to the Board for decision on the appeal. In response to the following, however, appellant is required to file either a reply brief to maintain the appeal or a reply under 37 CFR 1.111 to reopen prosecution:
  • (A) An examiner’s answer that designates a new ground of rejection pursuant to 37 CFR 41.39 (see MPEP § 1207.03); or
  • (B) A substitute examiner’s answer responding to a remand by the Board for further consideration of a rejection pursuant to 37 CFR 41.50(a) (see MPEP § 1207.05). Such a substitute examiner’s answer may contain a new ground of rejection (also see MPEP § 1207.03).
Jump to MPEP Source · 37 CFR 41.41(a)(1)Decision on 1.181 PetitionTiming for 1.181 PetitionAppeal Brief Timing
Topic

Board Decision Types

1 rules
StatutoryInformativeAlways
[mpep-1208-71017fa1e3d76bb5709faa6c]
Amended Reply Brief Reopens Prosecution
Note:
A reply brief with amendments, affidavits, or evidence in response to a substitute examiner’s answer following a Board remand will be treated as a request to reopen prosecution before the examiner.

If a reply brief is filed in response to a substitute examiner’s answer under 37 CFR 41.50(a) that was written in response to a remand by the Board for further consideration of a rejection, any reply brief accompanied by an amendment, affidavit or other evidence will be treated as a request that prosecution be reopened before the examiner. If appellant fails to file a reply brief or a reply under 37 CFR 1.111 within two months from the mailing of the examiner’s answer that contains a new ground of rejection, or a substitute examiner’s answer under 37 CFR 41.50(a), the appeal may be dismissed. See MPEP § 1207.03 and § 1207.05.

Jump to MPEP Source · 37 CFR 41.50(a)Board Decision TypesReply Brief FilingAppeal Brief Requirements
Topic

Jurisdiction Transfer to Board

1 rules
StatutoryInformativeAlways
[mpep-1208-40d6e2959937f0f13aab8a64]
Board Takes Jurisdiction After Reply Brief
Note:
After the submission of a reply brief, jurisdiction over an appeal transfers to the Board, which then makes decisions without further input from the examiner unless remanded.

After receipt of a reply brief under 37 CFR 41.41, jurisdiction over the appeal passes to the Board. Normally, the examiner does not need to acknowledge the reply brief and will not have an opportunity for further argument prior to a decision by the Board. However, the Board may remand the appeal to the examiner to furnish a substitute examiner’s answer responsive to the remand.

Jump to MPEP Source · 37 CFR 41.41Jurisdiction Transfer to BoardReply Brief FilingReply Brief and Forwarding

Citations

Primary topicCitation
Appeal Brief Timing
Board Decision Types
Decision on 1.181 Petition
Ex Parte Appeals to PTAB
Reply Brief Filing
37 CFR § 1.111
Reply Brief Filing37 CFR § 1.116
Decision on 1.181 Petition
Ex Parte Reexamination
37 CFR § 1.136(a)
Decision on 1.181 Petition
Ex Parte Reexamination
37 CFR § 1.136(b)
Appeal Brief Timing
Decision on 1.181 Petition
Ex Parte Appeals to PTAB
Reply Brief Filing
37 CFR § 1.181
Ex Parte Reexamination37 CFR § 1.550(c)
Appeal Brief Timing
Board Decision Types
37 CFR § 1207.05
Reply Brief Filing37 CFR § 41.33
Appeal Brief Timing37 CFR § 41.37(c)
Appeal Brief Timing37 CFR § 41.37(c)(1)(iv)
Decision on 1.181 Petition37 CFR § 41.39
Appeal Brief Timing
Ex Parte Appeals to PTAB
Jurisdiction Transfer to Board
Reply Brief Filing
37 CFR § 41.41
Decision on 1.181 Petition37 CFR § 41.41(a)(1)
Appeal Brief Timing
Board Decision Types
Decision on 1.181 Petition
37 CFR § 41.50(a)
Appeal Brief Timing
Board Decision Types
Decision on 1.181 Petition
MPEP § 1207.03
Decision on 1.181 PetitionMPEP § 1207.05

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31