MPEP § 1120 — Eighteen-Month Publication of Patent Applications (Annotated Rules)

§1120 Eighteen-Month Publication of Patent Applications

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1120, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Eighteen-Month Publication of Patent Applications

This section addresses Eighteen-Month Publication of Patent Applications. Primary authority: 35 U.S.C. 111(a), 35 U.S.C. 371, and 35 U.S.C. 111(b). Contains: 2 permissions and 8 other statements.

Key Rules

Topic

Petition for Delayed Priority Claim

7 rules
StatutoryInformativeAlways
[mpep-1120-e2025eaca1c27c0eed556937]
Timely Submission of Priority and Benefit Claims Required
Note:
Applicants must submit any desired priority and benefit claims on time to avoid filing a petition for unintentionally delayed claims and incurring additional fees.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-c8ae232356cf69799d7b3264]
Publication Based on Filed Application and Amendments
Note:
Applications are normally published based on the original filing and subsequent amendments.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-44b46a0c0acb6ace37afe335]
Proper CPA for Utility or Plant Patent Published on First Prior Application Date
Note:
A proper continued prosecution application (CPA) for utility or plant patents filed after November 29, 2000 will be published based on the first prior application's filing date.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-19fd1fba4694cb0312a9a483]
Utility and Plant Applications No Longer Published via CPA After July 14, 2003
Note:
After July 14, 2003, utility and plant patent applications no longer require continued prosecution applications for publication.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-84b8e385aa5b67f3f903a513]
Request for Continued Examination Does Not Cause Publication
Note:
An RCE under 37 CFR 1.114 does not trigger publication of an application filed before November 29, 2000.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-dfa471ad91993b45c6c95171]
Office Will Mail Publication Notice, Not Application Copy
Note:
The Office will mail a notice to the applicant indicating that their patent application has been published, but will not send a paper copy of the publication.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
StatutoryInformativeAlways
[mpep-1120-8f87889d74fb3eb40f624f12]
Publication of Patent Applications After Eighteen Months
Note:
Patent applications are published on the USPTO website after eighteen months from the earliest filing date, with certain exceptions.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardProcessing Fees
Topic

Nonpublication Requests

5 rules
StatutoryInformativeAlways
[mpep-1120-8af54c71c234f62e9bc98c46]
Nonpublication Request for Application
Note:
An application will not be published if it was filed with a nonpublication request in compliance with 37 CFR 1.213(a).

An application will not be published if one of the following exceptions as set forth in 37 CFR 1.211 applies:

(D) The application was filed with a nonpublication request in compliance with 37 CFR 1.213(a). See MPEP § 1122 – 1124.

Jump to MPEP Source · 37 CFR 1.211Nonpublication RequestsPublication of Patent Applications
StatutoryInformativeAlways
[mpep-1120-4402ed04ee7c23e922237b23]
Request to Convert Nonprovisional to Provisional Must Avoid Publication
Note:
The request to convert a nonprovisional application to provisional must be recognized in time for officials to remove it from the publication process to avoid publication.

Converting a nonprovisional application to a provisional application will not avoid the publication of the nonprovisional application unless the request to convert is recognized in sufficient time to permit the appropriate officials to remove the nonprovisional application from the publication process. The Office cannot ensure that it can remove an application from the publication process or avoid publication of application information any time after the publication process for the application has been initiated. Technical preparations for publication of an application generally begin four months prior to the projected publication date. The projected publication date is indicated on the filing receipt for the patent application.

Jump to MPEP Source · 37 CFR 1.211Nonpublication Requests
StatutoryProhibitedAlways
[mpep-1120-c46e79d7e1fe18e32822c5e4]
Office Cannot Remove Application After Publication Initiated
Note:
The Office cannot ensure removal of an application from the publication process once it has begun, even if a request to convert is made in time.

Converting a nonprovisional application to a provisional application will not avoid the publication of the nonprovisional application unless the request to convert is recognized in sufficient time to permit the appropriate officials to remove the nonprovisional application from the publication process. The Office cannot ensure that it can remove an application from the publication process or avoid publication of application information any time after the publication process for the application has been initiated. Technical preparations for publication of an application generally begin four months prior to the projected publication date. The projected publication date is indicated on the filing receipt for the patent application.

Jump to MPEP Source · 37 CFR 1.211Nonpublication Requests
StatutoryInformativeAlways
[mpep-1120-90c825ba7e3ff54c830861be]
Technical Preparations Begin Four Months Before Publication
Note:
The Office requires technical preparations for publishing an application to begin four months before the projected publication date, as indicated on the filing receipt.

Converting a nonprovisional application to a provisional application will not avoid the publication of the nonprovisional application unless the request to convert is recognized in sufficient time to permit the appropriate officials to remove the nonprovisional application from the publication process. The Office cannot ensure that it can remove an application from the publication process or avoid publication of application information any time after the publication process for the application has been initiated. Technical preparations for publication of an application generally begin four months prior to the projected publication date. The projected publication date is indicated on the filing receipt for the patent application.

Jump to MPEP Source · 37 CFR 1.211Nonpublication Requests
StatutoryInformativeAlways
[mpep-1120-91b38cf79fca3556d4de5b1f]
Projected Publication Date Must Be Shown on Filing Receipt
Note:
The projected publication date for a patent application must be indicated on the filing receipt.

Converting a nonprovisional application to a provisional application will not avoid the publication of the nonprovisional application unless the request to convert is recognized in sufficient time to permit the appropriate officials to remove the nonprovisional application from the publication process. The Office cannot ensure that it can remove an application from the publication process or avoid publication of application information any time after the publication process for the application has been initiated. Technical preparations for publication of an application generally begin four months prior to the projected publication date. The projected publication date is indicated on the filing receipt for the patent application.

Jump to MPEP Source · 37 CFR 1.211Nonpublication Requests
Topic

Unintentional Delay Standard

5 rules
StatutoryRecommendedAlways
[mpep-1120-bfd843619181d75294cc3f93]
Review and Correct Filing Receipt Promptly
Note:
Applicants must carefully check their filing receipts for accuracy and promptly correct any errors to avoid unintentional delays in the patent application process.

Applicants should carefully and promptly review their filing receipts. Applicants should promptly file a request for corrected filing receipt if the information on the filing receipt needs to be corrected. In addition, applicants should contact the Application Assistance Unit (see MPEP § 1730) if the projected publication date is incorrect or if a projected publication date has been assigned to an application that should not be published. Applicants should also promptly check any priority or benefit claims provided on the filing receipt and timely file or correct any priority or benefit claims if the filing receipt does not include the desired claims or includes incorrect claims. If the information is incorrect, Applicants should promptly file a request for corrected filing receipt to assist the Office in quickly processing the change prior to export of the application to the publisher. This will avoid the need to file a petition under 37 CFR 1.55 or 1.78 to accept unintentionally delayed claims and the surcharge under 37 CFR 1.17 (t). See MPEP § 211.04 and 214.02. Furthermore, if the corrections are not recognized by the Office before the technical preparation for publication has begun, the Office cannot change the projected publication date and include the corrections in the publication.

Jump to MPEP Source · 37 CFR 1.55Unintentional Delay StandardProcessing FeesDelayed Benefit/Priority Claims
StatutoryRecommendedAlways
[mpep-1120-0b85026b703d1e7bf21dc613]
Filing Receipt Corrections Must Be Promptly Filed
Note:
Applicants must promptly file a request for corrected filing receipt if the information on the filing receipt is incorrect to avoid unintentional delays and additional surcharges.

Applicants should carefully and promptly review their filing receipts. Applicants should promptly file a request for corrected filing receipt if the information on the filing receipt needs to be corrected. In addition, applicants should contact the Application Assistance Unit (see MPEP § 1730) if the projected publication date is incorrect or if a projected publication date has been assigned to an application that should not be published. Applicants should also promptly check any priority or benefit claims provided on the filing receipt and timely file or correct any priority or benefit claims if the filing receipt does not include the desired claims or includes incorrect claims. If the information is incorrect, Applicants should promptly file a request for corrected filing receipt to assist the Office in quickly processing the change prior to export of the application to the publisher. This will avoid the need to file a petition under 37 CFR 1.55 or 1.78 to accept unintentionally delayed claims and the surcharge under 37 CFR 1.17 (t). See MPEP § 211.04 and 214.02. Furthermore, if the corrections are not recognized by the Office before the technical preparation for publication has begun, the Office cannot change the projected publication date and include the corrections in the publication.

Jump to MPEP Source · 37 CFR 1.55Unintentional Delay StandardProcessing FeesDelayed Benefit/Priority Claims
StatutoryRecommendedAlways
[mpep-1120-a3948ae308d2d095816c9171]
Contact Application Assistance Unit for Incorrect Publication Dates
Note:
Applicants must contact the Application Assistance Unit if the projected publication date is incorrect or an application should not be published.

Applicants should carefully and promptly review their filing receipts. Applicants should promptly file a request for corrected filing receipt if the information on the filing receipt needs to be corrected. In addition, applicants should contact the Application Assistance Unit (see MPEP § 1730) if the projected publication date is incorrect or if a projected publication date has been assigned to an application that should not be published. Applicants should also promptly check any priority or benefit claims provided on the filing receipt and timely file or correct any priority or benefit claims if the filing receipt does not include the desired claims or includes incorrect claims. If the information is incorrect, Applicants should promptly file a request for corrected filing receipt to assist the Office in quickly processing the change prior to export of the application to the publisher. This will avoid the need to file a petition under 37 CFR 1.55 or 1.78 to accept unintentionally delayed claims and the surcharge under 37 CFR 1.17 (t). See MPEP § 211.04 and 214.02. Furthermore, if the corrections are not recognized by the Office before the technical preparation for publication has begun, the Office cannot change the projected publication date and include the corrections in the publication.

Jump to MPEP Source · 37 CFR 1.55Unintentional Delay StandardProcessing FeesDelayed Benefit/Priority Claims
StatutoryRecommendedAlways
[mpep-1120-098efb9dcf64f70ecfa1ae6c]
Check and Correct Priority or Benefit Claims on Filing Receipt
Note:
Applicants must promptly verify and update priority or benefit claims on the filing receipt, and file corrections if necessary.

Applicants should carefully and promptly review their filing receipts. Applicants should promptly file a request for corrected filing receipt if the information on the filing receipt needs to be corrected. In addition, applicants should contact the Application Assistance Unit (see MPEP § 1730) if the projected publication date is incorrect or if a projected publication date has been assigned to an application that should not be published. Applicants should also promptly check any priority or benefit claims provided on the filing receipt and timely file or correct any priority or benefit claims if the filing receipt does not include the desired claims or includes incorrect claims. If the information is incorrect, Applicants should promptly file a request for corrected filing receipt to assist the Office in quickly processing the change prior to export of the application to the publisher. This will avoid the need to file a petition under 37 CFR 1.55 or 1.78 to accept unintentionally delayed claims and the surcharge under 37 CFR 1.17 (t). See MPEP § 211.04 and 214.02. Furthermore, if the corrections are not recognized by the Office before the technical preparation for publication has begun, the Office cannot change the projected publication date and include the corrections in the publication.

Jump to MPEP Source · 37 CFR 1.55Unintentional Delay StandardProcessing FeesDelayed Benefit/Priority Claims
StatutoryProhibitedAlways
[mpep-1120-d6be91433137652c8325eace]
Request for Corrected Filing Receipt Required if Information is Incorrect
Note:
Applicants must promptly file a request for corrected filing receipt if the information on the filing receipt is incorrect to avoid delays and additional fees.

Applicants should carefully and promptly review their filing receipts. Applicants should promptly file a request for corrected filing receipt if the information on the filing receipt needs to be corrected. In addition, applicants should contact the Application Assistance Unit (see MPEP § 1730) if the projected publication date is incorrect or if a projected publication date has been assigned to an application that should not be published. Applicants should also promptly check any priority or benefit claims provided on the filing receipt and timely file or correct any priority or benefit claims if the filing receipt does not include the desired claims or includes incorrect claims. If the information is incorrect, Applicants should promptly file a request for corrected filing receipt to assist the Office in quickly processing the change prior to export of the application to the publisher. This will avoid the need to file a petition under 37 CFR 1.55 or 1.78 to accept unintentionally delayed claims and the surcharge under 37 CFR 1.17 (t). See MPEP § 211.04 and 214.02. Furthermore, if the corrections are not recognized by the Office before the technical preparation for publication has begun, the Office cannot change the projected publication date and include the corrections in the publication.

Jump to MPEP Source · 37 CFR 1.55Unintentional Delay StandardProcessing FeesDelayed Benefit/Priority Claims
Topic

Reply Period and Extensions

4 rules
StatutoryInformativeAlways
[mpep-1120-6413f679e26737cb9620f863]
Application Must Not Be Published If Reply Period Expired But Status Not Changed
Note:
An application will not be published if the reply period has expired but the Office has not yet changed its status to abandoned.

The Office will not publish applications that are recognized as no longer pending. See 37 CFR 1.211(a)(1). An application is not "recognized by the Office as no longer pending" when the period for reply (either the shortened statutory period for reply or the maximum extendable period for reply) to an Office action has expired, but the Office has not yet entered the change of status (to abandoned) of the application in the Office’s Patent Data Portal (PDP) system and mailed a notice of abandonment. An application will remain in the publication process until the Patent Data Portal system indicates that the application is abandoned. Once the Patent Data Portal system indicates that an application is abandoned, the Office will attempt to remove the application from the publication process and avoid dissemination of the application information.

Jump to MPEP Source · 37 CFR 1.211(a)(1)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Shortened Statutory Period
StatutoryInformativeAlways
[mpep-1120-06aa11b1fe3be4bb0abbb12c]
Application Not Abandoned Until Office Updates Status
Note:
An application is not considered abandoned by the Office until it updates its status in the Patent Data Portal system after the reply period expires.

The Office will not publish applications that are recognized as no longer pending. See 37 CFR 1.211(a)(1). An application is not "recognized by the Office as no longer pending" when the period for reply (either the shortened statutory period for reply or the maximum extendable period for reply) to an Office action has expired, but the Office has not yet entered the change of status (to abandoned) of the application in the Office’s Patent Data Portal (PDP) system and mailed a notice of abandonment. An application will remain in the publication process until the Patent Data Portal system indicates that the application is abandoned. Once the Patent Data Portal system indicates that an application is abandoned, the Office will attempt to remove the application from the publication process and avoid dissemination of the application information.

Jump to MPEP Source · 37 CFR 1.211(a)(1)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Shortened Statutory Period
StatutoryInformativeAlways
[mpep-1120-6a9c201f585c1a9073cc727f]
Application Must Remain Published Until Abandoned Indicated
Note:
An application will remain in the publication process until the Patent Data Portal system indicates that it is abandoned.

The Office will not publish applications that are recognized as no longer pending. See 37 CFR 1.211(a)(1). An application is not "recognized by the Office as no longer pending" when the period for reply (either the shortened statutory period for reply or the maximum extendable period for reply) to an Office action has expired, but the Office has not yet entered the change of status (to abandoned) of the application in the Office’s Patent Data Portal (PDP) system and mailed a notice of abandonment. An application will remain in the publication process until the Patent Data Portal system indicates that the application is abandoned. Once the Patent Data Portal system indicates that an application is abandoned, the Office will attempt to remove the application from the publication process and avoid dissemination of the application information.

Jump to MPEP Source · 37 CFR 1.211(a)(1)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Shortened Statutory Period
StatutoryInformativeAlways
[mpep-1120-1f5d2acdc1298faccb80ab43]
Office Must Remove Abandoned Applications from Publication Process
Note:
The Office is required to remove abandoned applications from the publication process once the Patent Data Portal system indicates they are abandoned.

The Office will not publish applications that are recognized as no longer pending. See 37 CFR 1.211(a)(1). An application is not "recognized by the Office as no longer pending" when the period for reply (either the shortened statutory period for reply or the maximum extendable period for reply) to an Office action has expired, but the Office has not yet entered the change of status (to abandoned) of the application in the Office’s Patent Data Portal (PDP) system and mailed a notice of abandonment. An application will remain in the publication process until the Patent Data Portal system indicates that the application is abandoned. Once the Patent Data Portal system indicates that an application is abandoned, the Office will attempt to remove the application from the publication process and avoid dissemination of the application information.

Jump to MPEP Source · 37 CFR 1.211(a)(1)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Shortened Statutory Period
Topic

Publication Fee Due at Issue

3 rules
StatutoryRequiredAlways
[mpep-1120-b57ebd4701ee3625ab06b13a]
Publication Fee Must Be Paid Before Granting Patent
Note:
The publication fee must be paid in each application before the patent is granted, and if subject to publication, it must also be included in the notice of allowance within three months.

(e) The publication fee set forth in § 1.18(d) must be paid in each application published under this section before the patent will be granted. If an application is subject to publication under this section, the sum specified in the notice of allowance under § 1.311 will also include the publication fee which must be paid within three months from the date of mailing of the notice of allowance to avoid abandonment of the application. This three-month period is not extendable. If the application is not published under this section, the publication fee (if paid) will be refunded.

Jump to MPEP Source · 37 CFR 1.18(d)Publication Fee Due at IssueIssue FeesIssue Fee Payment
StatutoryRequiredAlways
[mpep-1120-9f25a46c532155a71a1534ef]
Publication Fee Due on Notice of Allowance
Note:
The sum specified in the notice of allowance must include the publication fee, which must be paid within three months to avoid abandonment.

(e) The publication fee set forth in § 1.18(d) must be paid in each application published under this section before the patent will be granted. If an application is subject to publication under this section, the sum specified in the notice of allowance under § 1.311 will also include the publication fee which must be paid within three months from the date of mailing of the notice of allowance to avoid abandonment of the application. This three-month period is not extendable. If the application is not published under this section, the publication fee (if paid) will be refunded.

Jump to MPEP Source · 37 CFR 1.18(d)Publication Fee Due at IssueNotice of Allowance Period (3 Months)Issue Fees
StatutoryInformativeAlways
[mpep-1120-0006816aa571d338be68533b]
Refund of Publication Fee If Not Published
Note:
If an application is not published under this section, any publication fee paid will be refunded.

(e) The publication fee set forth in § 1.18(d) must be paid in each application published under this section before the patent will be granted. If an application is subject to publication under this section, the sum specified in the notice of allowance under § 1.311 will also include the publication fee which must be paid within three months from the date of mailing of the notice of allowance to avoid abandonment of the application. This three-month period is not extendable. If the application is not published under this section, the publication fee (if paid) will be refunded.

Jump to MPEP Source · 37 CFR 1.18(d)Publication Fee Due at IssueIssue FeesIssue Fee Payment
Topic

Withdrawal by USPTO Initiative

3 rules
StatutoryInformativeAlways
[mpep-1120-6fbf3e769a56a19bbd0c4be7]
Patent Publication During Issuance
Note:
The Office will not publish applications that have issued as patents until after the patent is actually granted.

The Office will not publish applications that have issued as patents in sufficient time to be removed from the publication process. See 37 CFR 1.211(a)(3). If the pre-grant publication process coincides with the patent issue process, the Office will continue with the pre-grant publication process until a patent actually issues. This is because there are many instances in which the Office mails a notice of allowance in an application but the application does not issue as a patent in regular course (e.g., abandonment due to failure to pay the issue fee, or withdrawal from issue). Therefore, the Office will not discontinue the pre-grant publication process until a patent has actually issued. Since the Office cannot discontinue the pre-grant publication process during the last two to four weeks of the publication process, this will result in a few applications being issued as patents and subsequently being published as patent application publications.

Jump to MPEP Source · 37 CFR 1.211(a)(3)Withdrawal by USPTO InitiativeIssue FeesMaintenance Fee Amounts
StatutoryInformativeAlways
[mpep-1120-a19eb81badc699447330f611]
Pre-Grant Publication Continues Until Patent Issues
Note:
The Office continues pre-grant publication until a patent actually issues, even if the issue process coincides with publication.

The Office will not publish applications that have issued as patents in sufficient time to be removed from the publication process. See 37 CFR 1.211(a)(3). If the pre-grant publication process coincides with the patent issue process, the Office will continue with the pre-grant publication process until a patent actually issues. This is because there are many instances in which the Office mails a notice of allowance in an application but the application does not issue as a patent in regular course (e.g., abandonment due to failure to pay the issue fee, or withdrawal from issue). Therefore, the Office will not discontinue the pre-grant publication process until a patent has actually issued. Since the Office cannot discontinue the pre-grant publication process during the last two to four weeks of the publication process, this will result in a few applications being issued as patents and subsequently being published as patent application publications.

Jump to MPEP Source · 37 CFR 1.211(a)(3)Withdrawal by USPTO InitiativeIssue FeesMaintenance Fee Amounts
StatutoryProhibitedAlways
[mpep-1120-a13317b7d72cfc7c342555d5]
Pre-Grant Publication Continues Until Patent Issues
Note:
The Office will continue pre-grant publication until a patent issues, even if an application is abandoned or fails to pay the issue fee.

The Office will not publish applications that have issued as patents in sufficient time to be removed from the publication process. See 37 CFR 1.211(a)(3). If the pre-grant publication process coincides with the patent issue process, the Office will continue with the pre-grant publication process until a patent actually issues. This is because there are many instances in which the Office mails a notice of allowance in an application but the application does not issue as a patent in regular course (e.g., abandonment due to failure to pay the issue fee, or withdrawal from issue). Therefore, the Office will not discontinue the pre-grant publication process until a patent has actually issued. Since the Office cannot discontinue the pre-grant publication process during the last two to four weeks of the publication process, this will result in a few applications being issued as patents and subsequently being published as patent application publications.

Jump to MPEP Source · 37 CFR 1.211(a)(3)Withdrawal by USPTO InitiativeIssue FeesMaintenance Fee Amounts
Topic

AIA Oath/Declaration Requirements (37 CFR 1.63)

3 rules
StatutoryPermittedAlways
[mpep-1120-ed03e6b15d30b0ed3f2db9ef]
Requirements for Delayed Publication
Note:
The Office may delay publication until the application includes specific requirements such as fees, specifications, abstracts, drawings, sequence listings, and oaths or declarations.
The Office may delay publication until the application includes:
  • (A) any application size fee required by the Office under 37 CFR 1.16(s) or 37 CFR 1.492(j);
  • (B) a specification in compliance with 37 CFR 1.52;
  • (C) an abstract in compliance with 37 CFR 1.72(b);
  • (D) drawings (if any) in compliance with 37 CFR 1.84;
  • (E) a “Sequence Listing” in compliance with 37 CFR 1.821 through 1.825 (if applicable) for an application filed before July 1, 2022;
  • (F) a “Sequence Listing XML” in compliance with 37 CFR 1.831 through 1.835 (if applicable) for an application filed on or after July 1, 2022; and
  • (G) an oath or declaration or an application data sheet containing the information specified in 37 CFR 1.63(b).
Jump to MPEP Source · 37 CFR 1.211AIA Oath/Declaration Requirements (37 CFR 1.63)Drawing StandardsInventor's Oath/Declaration Requirements
StatutoryPermittedAlways
[mpep-1120-acc8f11a1b09546db96d7e98]
Specification and Oath/Declaration Requirements for Publication
Note:
The application must include a specification, claims, drawings of sufficient quality, and an AIA oath or declaration with required information by the eighteen-month deadline to avoid delayed publication.

If an application does not contain the content specified in 37 CFR 1.211(c) and papers or drawings of sufficient quality to create a patent application publication by eighteen months from the earliest filing date for which benefit is claimed, the Office will publish the application as soon as practical after these deficiencies are corrected. For example, publication of the patent application publication may be delayed if the application papers submitted on the filing date of the application do not include the content needed (e.g., an abstract or the information specified in 37 CFR 1.63(b) in an oath or declaration or an application data sheet) or the specification (including claims) or drawings are not of sufficient quality to be used to create a patent application publication. In such a situation, the Office will issue a preexamination notice requiring a substitute specification or replacement drawings. The applicant’s reply (e.g., substitute specification or replacement drawings) to the notice will be used for creating the patent application publication. If the application on filing includes papers that are of sufficient quality to create the publication, the Office will publish the application using the originally filed application papers.

Jump to MPEP Source · 37 CFR 1.211(c)AIA Oath/Declaration Requirements (37 CFR 1.63)Components Required for Filing DateInventor's Oath/Declaration Requirements
StatutoryInformativeAlways
[mpep-1120-ed4fd22587d12cd015d70282]
Specification and Claims Must Be Sufficient for Publication
Note:
The Office will publish the application using the originally filed papers if they meet quality standards for creating a patent publication.

If an application does not contain the content specified in 37 CFR 1.211(c) and papers or drawings of sufficient quality to create a patent application publication by eighteen months from the earliest filing date for which benefit is claimed, the Office will publish the application as soon as practical after these deficiencies are corrected. For example, publication of the patent application publication may be delayed if the application papers submitted on the filing date of the application do not include the content needed (e.g., an abstract or the information specified in 37 CFR 1.63(b) in an oath or declaration or an application data sheet) or the specification (including claims) or drawings are not of sufficient quality to be used to create a patent application publication. In such a situation, the Office will issue a preexamination notice requiring a substitute specification or replacement drawings. The applicant’s reply (e.g., substitute specification or replacement drawings) to the notice will be used for creating the patent application publication. If the application on filing includes papers that are of sufficient quality to create the publication, the Office will publish the application using the originally filed application papers.

Jump to MPEP Source · 37 CFR 1.211(c)AIA Oath/Declaration Requirements (37 CFR 1.63)Components Required for Filing DateFiling Date Deficiency Notice
Topic

Filing, Search & Examination Fees

2 rules
StatutoryRequiredAlways
[mpep-1120-772f310cffea64fb6c271a27]
Basic Filing Fee and English Translation Required for Publication
Note:
An application will not be published until it includes the basic filing fee and any required English translation.

(c) An application filed under 35 U.S.C. 111(a) will not be published until it includes the basic filing fee (§ 1.16(a) or (c)) and any English translation required by § 1.52(d). The Office may delay publishing any application until it includes any application size fee required by the Office under § 1.16(s) or § 1.492(j), a specification having papers in compliance with § 1.52 and an abstract (§ 1.72(b)), drawings in compliance with § 1.84, a “Sequence Listing” in compliance with §§ 1.821 through 1.825 (if applicable) for an application filed before July 1, 2022, a “Sequence Listing XML” in compliance with §§ 1.831 through 1.835 (if applicable) for an application filed on or after July 1, 2022, and the inventor's oath or declaration or application data sheet containing the information specified in § 1.63(b).

Jump to MPEP Source · 37 CFR 1.211Filing, Search & Examination FeesFee RequirementsDrawing Standards
StatutoryInformativeAlways
[mpep-1120-2040b65bf31ecf1bc44630a1]
Application Must Include Filing Fee and Translation
Note:
The application must include the basic filing fee and an English translation if it is in a language other than English before publication can occur.
In accordance with 37 CFR 1.211(c), publication will not occur or will be delayed in certain circumstances. The Office will not publish an application until the application includes:
  • (A) the basic filing fee; and
  • (B) an English translation if the application is in a language other than English.
Jump to MPEP Source · 37 CFR 1.211(c)Filing, Search & Examination FeesFee RequirementsPublication of Patent Applications
Topic

Express Abandonment to Avoid Publication

2 rules
StatutoryRequiredAlways
[mpep-1120-67ac08641af2ced01478ff8b]
Petition Required to Avoid Publication
Note:
An applicant must file a petition under 37 CFR 1.138(c) to expressly abandon an application and avoid publication unless notified of abandonment at least 4 weeks before the projected publication date.

Unless an applicant has received a notice of abandonment at least 4 weeks prior to the projected publication date, an applicant who wants to abandon the application to avoid publication must file a petition under 37 CFR 1.138(c) to expressly abandon the application and avoid publication. See MPEP § 1125. An applicant who seeks to avoid publication by permitting an application to become abandoned (for failure to reply to an Office action) and passively waiting for the Office to recognize that the application has become abandoned bears the risk that the Office will not recognize that the application has become abandoned and change the status of the application in the Patent Data Portal system in sufficient time to avoid publication.

Jump to MPEP Source · 37 CFR 1.138(c)Express Abandonment to Avoid PublicationAbandonment & PublicationExpress Abandonment
StatutoryInformativeAlways
[mpep-1120-40979757c8d045b845c7e817]
Risk of Publication by Passive Abandonment
Note:
An applicant risks publication if they permit abandonment without filing a petition and the Office fails to update the status in time.

Unless an applicant has received a notice of abandonment at least 4 weeks prior to the projected publication date, an applicant who wants to abandon the application to avoid publication must file a petition under 37 CFR 1.138(c) to expressly abandon the application and avoid publication. See MPEP § 1125. An applicant who seeks to avoid publication by permitting an application to become abandoned (for failure to reply to an Office action) and passively waiting for the Office to recognize that the application has become abandoned bears the risk that the Office will not recognize that the application has become abandoned and change the status of the application in the Patent Data Portal system in sufficient time to avoid publication.

Jump to MPEP Source · 37 CFR 1.138(c)Express Abandonment to Avoid PublicationAbandonment & PublicationExpress Abandonment
Topic

Components Required for Filing Date

2 rules
StatutoryInformativeAlways
[mpep-1120-48c935933939cb57e31750aa]
Requirement for Substitute Specification or Replacement Drawings
Note:
The Office will issue a preexamination notice requiring a substitute specification or replacement drawings if the application does not meet the content and quality requirements by the eighteen-month mark.

If an application does not contain the content specified in 37 CFR 1.211(c) and papers or drawings of sufficient quality to create a patent application publication by eighteen months from the earliest filing date for which benefit is claimed, the Office will publish the application as soon as practical after these deficiencies are corrected. For example, publication of the patent application publication may be delayed if the application papers submitted on the filing date of the application do not include the content needed (e.g., an abstract or the information specified in 37 CFR 1.63(b) in an oath or declaration or an application data sheet) or the specification (including claims) or drawings are not of sufficient quality to be used to create a patent application publication. In such a situation, the Office will issue a preexamination notice requiring a substitute specification or replacement drawings. The applicant’s reply (e.g., substitute specification or replacement drawings) to the notice will be used for creating the patent application publication. If the application on filing includes papers that are of sufficient quality to create the publication, the Office will publish the application using the originally filed application papers.

Jump to MPEP Source · 37 CFR 1.211(c)Components Required for Filing DateFiling Date Deficiency NoticePatent Application Content
StatutoryInformativeAlways
[mpep-1120-505553e8750046126cee1a54]
Applicant’s Reply Needed for Publication
Note:
The applicant must submit a substitute specification or replacement drawings in response to a pre-examination notice to create the patent application publication.

If an application does not contain the content specified in 37 CFR 1.211(c) and papers or drawings of sufficient quality to create a patent application publication by eighteen months from the earliest filing date for which benefit is claimed, the Office will publish the application as soon as practical after these deficiencies are corrected. For example, publication of the patent application publication may be delayed if the application papers submitted on the filing date of the application do not include the content needed (e.g., an abstract or the information specified in 37 CFR 1.63(b) in an oath or declaration or an application data sheet) or the specification (including claims) or drawings are not of sufficient quality to be used to create a patent application publication. In such a situation, the Office will issue a preexamination notice requiring a substitute specification or replacement drawings. The applicant’s reply (e.g., substitute specification or replacement drawings) to the notice will be used for creating the patent application publication. If the application on filing includes papers that are of sufficient quality to create the publication, the Office will publish the application using the originally filed application papers.

Jump to MPEP Source · 37 CFR 1.211(c)Components Required for Filing DateFiling Date Deficiency NoticePatent Application Content
Topic

International Filing Date

1 rules
StatutoryInformativeAlways
[mpep-1120-6fbe94737b048a89c05e5424]
Eighteen-Month Publication of Patent Applications Unless Excluded
Note:
Unless the application is no longer pending, classified, issued as a patent, or filed with a nonpublication request, it will be published after eighteen months from the earliest filing date.
(a) Each U.S. national application for patent filed in the Office under 35 U.S.C. 111(a) and each international application in compliance with 35 U.S.C. 371 will be published promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under title 35, United States Code, unless:
  • (1) The application is recognized by the Office as no longer pending;
  • (2) The application is national security classified (see § 5.2(c)), subject to a secrecy order under 35 U.S.C. 181, or under national security review;
  • (3) The application has issued as a patent in sufficient time to be removed from the publication process; or
  • (4) The application was filed with a nonpublication request in compliance with § 1.213(a).
Jump to MPEP Source · 37 CFR 1.211International Filing DateEffect of International FilingNationals and Residents
Topic

Request Content and Form

1 rules
StatutoryInformativeAlways
[mpep-1120-ec11614e7450ff027fdb718a]
Nonpublication Request for Application
Note:
An application can be filed with a nonpublication request, which complies with §1.213(a) and prevents its publication after the eighteen-month period.

(a) Each U.S. national application for patent filed in the Office under 35 U.S.C. 111(a) and each international application in compliance with 35 U.S.C. 371 will be published promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under title 35, United States Code, unless:

(4) The application was filed with a nonpublication request in compliance with § 1.213(a).

Jump to MPEP Source · 37 CFR 1.211Request Content and FormPCT Request FormPublication Language
Topic

International Design Examination

1 rules
StatutoryProhibitedAlways
[mpep-1120-b70a170e03ff7cd85503b6ce]
Provisional and Design Applications Exempt from Publication
Note:
Prohibits the publication of provisional, design, international design, and reissue applications under specific chapters of U.S. patent law.

(b) Provisional applications under 35 U.S.C. 111(b) shall not be published, and design applications under 35 U.S.C. chapter 16, international design applications under 35 U.S.C. chapter 38, and reissue applications under 35 U.S.C. chapter 25 shall not be published under this section.

Jump to MPEP Source · 37 CFR 1.211International Design ExaminationInternational Design ApplicationsReissue Patent Practice
Topic

Drawing Standards

1 rules
StatutoryRequiredAlways
[mpep-1120-84c60d2ef761839c4b4f0dd6]
Sequence Listing Requirement for Filing After July 1, 2022
Note:
The Office requires a 'Sequence Listing XML' in compliance with § 1.831 through 1.835 for applications filed on or after July 1, 2022.

(c) An application filed under 35 U.S.C. 111(a) will not be published until it includes the basic filing fee (§ 1.16(a) or (c)) and any English translation required by § 1.52(d). The Office may delay publishing any application until it includes any application size fee required by the Office under § 1.16(s) or § 1.492(j), a specification having papers in compliance with § 1.52 and an abstract (§ 1.72(b)), drawings in compliance with § 1.84, a “Sequence Listing” in compliance with §§ 1.821 through 1.825 (if applicable) for an application filed before July 1, 2022, a “Sequence Listing XML” in compliance with §§ 1.831 through 1.835 (if applicable) for an application filed on or after July 1, 2022, and the inventor's oath or declaration or application data sheet containing the information specified in § 1.63(b).

Jump to MPEP Source · 37 CFR 1.211Drawing StandardsFiling, Search & Examination Fees
Topic

Content of Patent Application Publication

1 rules
StatutoryPermittedAlways
[mpep-1120-52f335be9b01c580b1c7dffe]
Office May Refuse Publication of Offensive Material
Note:
The Office can refuse to publish a patent application if it contains offensive or disparaging material, or if publishing it would violate Federal or state law.

(d) The Office may refuse to publish an application, or to include a portion of an application in the patent application publication (§ 1.215), if publication of the application or portion thereof would violate Federal or state law, or if the application or portion thereof contains offensive or disparaging material.

Jump to MPEP Source · 37 CFR 1.215Content of Patent Application PublicationPublication of Patent Applications
Topic

Notice of Allowance Period (3 Months)

1 rules
StatutoryInformativeAlways
[mpep-1120-3fe41173457bcb9c4997657e]
Three-Month Publication Fee Deadline Not Extendable
Note:
The three-month period to pay the publication fee after receiving notice of allowance cannot be extended.

(e) The publication fee set forth in § 1.18(d) must be paid in each application published under this section before the patent will be granted. If an application is subject to publication under this section, the sum specified in the notice of allowance under § 1.311 will also include the publication fee which must be paid within three months from the date of mailing of the notice of allowance to avoid abandonment of the application. This three-month period is not extendable. If the application is not published under this section, the publication fee (if paid) will be refunded.

Jump to MPEP Source · 37 CFR 1.18(d)Notice of Allowance Period (3 Months)Publication Fee Due at IssueIssue Fees
Topic

Access to Published Application File

1 rules
StatutoryInformativeAlways
[mpep-1120-c458b8c1693817f19df431f6]
Utility and Plant Applications Published After Eighteen Months
Note:
Nonprovisional utility and plant applications filed on or after November 29, 2000 are published promptly after the expiration of eighteen months from the earliest filing date for which a benefit is sought.
With certain exceptions, nonprovisional utility and plant applications for patent filed on or after November 29, 2000 are published promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under title 35, United States Code (eighteen-month publication or pre-grant publication (PGPub)). See 35 U.S.C. 122(b). The Office will generally publish:
  • (A) utility and plant applications filed under 35 U.S.C. 111(a) on or after November 29, 2000; and
  • (B) nonprovisional applications which entered the national stage after compliance with 35 U.S.C. 371 from an international application under 35 U.S.C. 363 filed on or after November 29, 2000 (regardless of whether the international application has been published by the International Bureau (IB) under PCT Article 21 in English).
Jump to MPEP Source · 37 CFR 1.211Access to Published Application FileInternational Filing DateNationals and Residents
Topic

Access to National Stage Applications

1 rules
StatutoryInformativeAlways
[mpep-1120-9bc6e201bef2591d059946aa]
Publication of National Stage Applications Filed After November 29, 2000
Note:
The Office will publish nonprovisional applications that entered the national stage after compliance with 35 U.S.C. 371 from international applications filed on or after November 29, 2000.

With certain exceptions, nonprovisional utility and plant applications for patent filed on or after November 29, 2000 are published promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under title 35, United States Code (eighteen-month publication or pre-grant publication (PGPub)). See 35 U.S.C. 122(b). The Office will generally publish:

(B) nonprovisional applications which entered the national stage after compliance with 35 U.S.C. 371 from an international application under 35 U.S.C. 363 filed on or after November 29, 2000 (regardless of whether the international application has been published by the International Bureau (IB) under PCT Article 21 in English).

Jump to MPEP Source · 37 CFR 1.211Access to National Stage ApplicationsArticle 19 Amendment ScopeNationals and Residents
Topic

Access to Patent Application Files (MPEP 101-106)

1 rules
StatutoryInformativeAlways
[mpep-1120-c506751aee1e31ae3bd32d97]
Provisional, Design, and Reissue Applications Not Published
Note:
The Office will not publish provisional, design, international design, and reissue applications.
The Office will not publish the following applications under 35 U.S.C. 122(b):
  • (A) Provisional applications filed under 35 U.S.C. 111(b) (for more information see subsection II. EXCEPTIONS below);
  • (B) Design applications filed under 35 U.S.C. 171;
  • (C) International design applications filed under 35 U.S.C. 385; and
  • (D) Reissue applications filed under 35 U.S.C. 251 (because reissue applications are not kept confidential under 35 U.S.C. 122(a)).
Jump to MPEP Source · 37 CFR 1.211Access to Patent Application Files (MPEP 101-106)Publication of Patent ApplicationsInternational Design Examination
Topic

Grounds for Reissue

1 rules
StatutoryInformativeAlways
[mpep-1120-f6b28a81e3c2f5e3c3abe10b]
Reissue Applications Not Kept Confidential
Note:
Reissue applications filed under 35 U.S.C. 251 are not kept confidential and will not be published by the Office.

The Office will not publish the following applications under 35 U.S.C. 122(b):

(D) Reissue applications filed under 35 U.S.C. 251 (because reissue applications are not kept confidential under 35 U.S.C. 122(a)).

Jump to MPEP Source · 37 CFR 1.211Grounds for ReissueAccess to Patent Application Files (MPEP 101-106)Publication of Patent Applications
Topic

Priority and Benefit Claims

1 rules
StatutoryInformativeAlways
[mpep-1120-793a2b8516cbb2bb4a274a60]
Eighteen-Month Publication After Earliest Filing Date
Note:
Patent applications will be published after eighteen months from the earliest filing date, including U.S., international, or earlier application claims.

Applications will be published after the expiration of a period of eighteen months from the earliest of: (1) the U.S. filing date; (2) the international filing date; or (3) the filing date of an earlier application for which a benefit is sought under 35 U.S.C. 119, 120, 121, 365, or 386. Applicants are encouraged to timely submit any desired priority and benefit claims to ensure that their applications will be published on time and to avoid the need to file a petition to accept unintentionally delayed priority or benefit claims under 37 CFR 1.55 or 1.78 and the surcharge set forth in 37 CFR 1.17(t). See MPEP § 211.04 and 214.02. Applications are normally published based on the application as filed and certain amendments. See MPEP § 1121. A proper continued prosecution application (CPA) for utility or plant patent filed on or after November 29, 2000 will be published based upon the application papers deposited on the filing date of the first prior application. (Note: CPA practice has been eliminated as to utility and plant applications effective July 14, 2003. See MPEP § 201.06(d).) Since a request for continued examination (RCE) under 37 CFR 1.114 is not the filing of a new application, filing an RCE will not cause an application filed before November 29, 2000 to be published. The Office will not mail a paper copy of the patent application publication to the applicant, but will mail a notice to the applicant indicating that the application has been published. See MPEP § 1127. Patent application publications are available on the USPTO website (www.uspto.gov).

Jump to MPEP Source · 37 CFR 1.55Priority and Benefit ClaimsPetition for Delayed Priority ClaimUnintentional Delay Standard
Topic

Abandonment & Publication

1 rules
StatutoryInformativeAlways
[mpep-1120-89a7846dfed99d4ade94bb0e]
Exceptions to Application Publication
Note:
This rule outlines conditions under which an application will not be published, including abandonment, national security classification, issuance as a patent, and nonpublication requests.
An application will not be published if one of the following exceptions as set forth in 37 CFR 1.211 applies:
  • (A) The application is recognized by the Office as no longer pending; for information on express abandonment to avoid publication see 37 CFR 1.138(c) and MPEP § 1125;
  • (B) The application is national security classified (see 37 CFR 5.2(c)), subject to a secrecy order under 35 U.S.C. 181, or under national security review;
  • (C) The application has issued as a patent in sufficient time to be removed from the publication process; or
  • (D) The application was filed with a nonpublication request in compliance with 37 CFR 1.213(a). See MPEP § 1122 – 1124.
Jump to MPEP Source · 37 CFR 1.211Abandonment & PublicationExpress Abandonment to Avoid PublicationExpress Abandonment
Topic

Application Publication

1 rules
StatutoryPermittedAlways
[mpep-1120-36037362ad34a4aa2b9b04b0]
Requirement for Not Publishing Violating Applications
Note:
The Office may refuse to publish an application if it violates Federal or state law or contains offensive material.

The Office may refuse to publish an application, or to include a portion of an application in the publication, if publication of the application or portion thereof would violate Federal or state law, or if the application or portion thereof contains offensive or disparaging material. See 37 CFR 1.211(d). The Office may require a substitute specification to delete the portion of the application that would violate Federal or state law, or that contains offensive or disparaging material.

Jump to MPEP Source · 37 CFR 1.211(d)Application PublicationPublication of Patent ApplicationsPatent Application Content
Topic

Patent Application Content

1 rules
StatutoryPermittedAlways
[mpep-1120-316463bfd087a7792fd47b45]
Requirement for Deleting Violative Material from Application
Note:
The Office may require a substitute specification to remove portions of an application that violate Federal or state law or contain offensive material.

The Office may refuse to publish an application, or to include a portion of an application in the publication, if publication of the application or portion thereof would violate Federal or state law, or if the application or portion thereof contains offensive or disparaging material. See 37 CFR 1.211(d). The Office may require a substitute specification to delete the portion of the application that would violate Federal or state law, or that contains offensive or disparaging material.

Jump to MPEP Source · 37 CFR 1.211(d)Patent Application ContentApplication PublicationPublication of Patent Applications
Topic

Publication of Patent Applications

1 rules
StatutoryInformativeAlways
[mpep-1120-a4d4e1f683d762d867757958]
English Translation Requirement for Non-English Applications
Note:
The Office will not publish an application unless it includes an English translation if the original is in a language other than English.

In accordance with 37 CFR 1.211(c), publication will not occur or will be delayed in certain circumstances. The Office will not publish an application until the application includes:

(B) an English translation if the application is in a language other than English.

Jump to MPEP Source · 37 CFR 1.211(c)Publication of Patent Applications
Topic

Filing Date Requirements

1 rules
StatutoryInformativeAlways
[mpep-1120-0f28aa7473d50b7f23714488]
Patent Application Content and Quality Requirements for Eighteen-Month Publication
Note:
If an application lacks required content or quality drawings by the eighteen-month mark, it will be published after corrections are made.

If an application does not contain the content specified in 37 CFR 1.211(c) and papers or drawings of sufficient quality to create a patent application publication by eighteen months from the earliest filing date for which benefit is claimed, the Office will publish the application as soon as practical after these deficiencies are corrected. For example, publication of the patent application publication may be delayed if the application papers submitted on the filing date of the application do not include the content needed (e.g., an abstract or the information specified in 37 CFR 1.63(b) in an oath or declaration or an application data sheet) or the specification (including claims) or drawings are not of sufficient quality to be used to create a patent application publication. In such a situation, the Office will issue a preexamination notice requiring a substitute specification or replacement drawings. The applicant’s reply (e.g., substitute specification or replacement drawings) to the notice will be used for creating the patent application publication. If the application on filing includes papers that are of sufficient quality to create the publication, the Office will publish the application using the originally filed application papers.

Jump to MPEP Source · 37 CFR 1.211(c)Filing Date RequirementsAIA Oath/Declaration Requirements (37 CFR 1.63)Components Required for Filing Date
Topic

PTA Reduction – Applicant Delay

1 rules
StatutoryPermittedAlways
[mpep-1120-205941599aae4ef20bf9b792]
Patent Term Adjustment Reduction for Delays
Note:
Applicants who intentionally delay submission of application content necessary for publication may face a reduction in patent term adjustment.

Applicants who attempt to delay publication by intentionally delaying the submission of the application content necessary for publication may encounter a reduction in any patent term adjustment under 35 U.S.C. 154(b). See 35 U.S.C. 154(b)(2)(C)(ii) and 37 CFR 1.704(b).

Jump to MPEP Source · 37 CFR 1.704(b)PTA Reduction – Applicant DelayPatent Term AdjustmentPatent Term

Citations

Primary topicCitation
Access to Published Application File
Drawing Standards
Filing, Search & Examination Fees
International Filing Date
Request Content and Form
35 U.S.C. § 111(a)
Access to Patent Application Files (MPEP 101-106)
International Design Examination
35 U.S.C. § 111(b)
Petition for Delayed Priority Claim
Priority and Benefit Claims
35 U.S.C. § 119
Access to Patent Application Files (MPEP 101-106)
Grounds for Reissue
35 U.S.C. § 122(a)
Access to National Stage Applications
Access to Patent Application Files (MPEP 101-106)
Access to Published Application File
Grounds for Reissue
35 U.S.C. § 122(b)
PTA Reduction – Applicant Delay35 U.S.C. § 154(b)
PTA Reduction – Applicant Delay35 U.S.C. § 154(b)(2)(C)(ii)
Access to Patent Application Files (MPEP 101-106)35 U.S.C. § 171
Abandonment & Publication
International Filing Date
35 U.S.C. § 181
Access to Patent Application Files (MPEP 101-106)
Grounds for Reissue
35 U.S.C. § 251
Access to National Stage Applications
Access to Published Application File
35 U.S.C. § 363
Access to National Stage Applications
Access to Published Application File
International Filing Date
Request Content and Form
35 U.S.C. § 371
Access to Patent Application Files (MPEP 101-106)35 U.S.C. § 385
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.114
Abandonment & Publication
Express Abandonment to Avoid Publication
37 CFR § 1.138(c)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.16(a)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.16(s)
Unintentional Delay Standard37 CFR § 1.17
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.17(t)
Notice of Allowance Period (3 Months)
Publication Fee Due at Issue
37 CFR § 1.18(d)
Abandonment & Publication
Nonpublication Requests
37 CFR § 1.211
Reply Period and Extensions37 CFR § 1.211(a)(1)
Withdrawal by USPTO Initiative37 CFR § 1.211(a)(3)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Components Required for Filing Date
Filing Date Requirements
Filing, Search & Examination Fees
Publication of Patent Applications
37 CFR § 1.211(c)
Application Publication
Patent Application Content
37 CFR § 1.211(d)
Abandonment & Publication
International Filing Date
Nonpublication Requests
Request Content and Form
37 CFR § 1.213(a)
Content of Patent Application Publication37 CFR § 1.215
Notice of Allowance Period (3 Months)
Publication Fee Due at Issue
37 CFR § 1.311
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.492(j)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.52
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.52(d)
Petition for Delayed Priority Claim
Priority and Benefit Claims
Unintentional Delay Standard
37 CFR § 1.55
AIA Oath/Declaration Requirements (37 CFR 1.63)
Components Required for Filing Date
Drawing Standards
Filing Date Requirements
Filing, Search & Examination Fees
37 CFR § 1.63(b)
PTA Reduction – Applicant Delay37 CFR § 1.704(b)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.72(b)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.821
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.831
AIA Oath/Declaration Requirements (37 CFR 1.63)
Drawing Standards
Filing, Search & Examination Fees
37 CFR § 1.84
Abandonment & Publication
International Filing Date
37 CFR § 5.2(c)
Petition for Delayed Priority Claim
Priority and Benefit Claims
MPEP § 1121
Abandonment & Publication
Nonpublication Requests
MPEP § 1122
Abandonment & Publication
Express Abandonment to Avoid Publication
MPEP § 1125
Petition for Delayed Priority Claim
Priority and Benefit Claims
MPEP § 1127
Unintentional Delay StandardMPEP § 1730
Petition for Delayed Priority Claim
Priority and Benefit Claims
MPEP § 201.06(d)
Petition for Delayed Priority Claim
Priority and Benefit Claims
Unintentional Delay Standard
MPEP § 211.04
Access to National Stage Applications
Access to Published Application File
PCT Article 21

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31