MPEP § 715.07(c) — Acts Relied Upon Must Have Been Carried Out in This Country or a NAFTA or WTO Member Country (Annotated Rules)

§715.07(c) Acts Relied Upon Must Have Been Carried Out in This Country or a NAFTA or WTO Member Country

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 715.07(c), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Acts Relied Upon Must Have Been Carried Out in This Country or a NAFTA or WTO Member Country

This section addresses Acts Relied Upon Must Have Been Carried Out in This Country or a NAFTA or WTO Member Country. Primary authority: 35 U.S.C. 104 and 37 CFR 1.131(a). Contains: 1 requirement, 5 prohibitions, 1 permission, and 3 other statements.

Key Rules

Topic

AIA vs Pre-AIA Practice

8 rules
StatutoryInformativeAlways
[mpep-715-07-c-9c6c524a313a8feb25a215d2]
Affidavits or Declarations for AIA Prior Public Disclosures
Note:
Provides guidance on using affidavits or declarations to address prior public disclosures in applications subject to the first inventor to file provisions of the America Invents Act.

[Editor Note: This MPEP section is not applicable to applications subject to the first inventor to file provisions of the AIA unless being relied upon to overcome a rejection under pre-AIA 35 U.S.C. 102(g). See 35 U.S.C. 100 (note) and MPEP § 2159. For a discussion of 37 CFR 1.130, affidavits or declarations of attribution or prior public disclosure in applications subject to the first inventor to file provisions of the AIA, see MPEP § 717. For a discussion of affidavits or declarations under 37 CFR 1.131(c), see MPEP § 718.]

Jump to MPEP Source · 37 CFR 1.130AIA vs Pre-AIA PracticePre-AIA 102(a) – Known or Used (MPEP 2132)
StatutoryProhibitedAlways
[mpep-715-07-c-a4994d5a24e96d8d6877268d]
Invention Made Abroad Priority Rights
Note:
An applicant can claim priority rights for an invention made abroad if certain conditions are met, such as being domiciled in a NAFTA or WTO member country while serving with the U.S. or that country.
(a) IN GENERAL.—
  • (1) PROCEEDINGS.—In proceedings in the Patent and Trademark Office, in the courts, and before any other competent authority, an applicant for a patent, or a patentee, may not establish a date of invention by reference to knowledge or use thereof, or other activity with respect thereto, in a foreign country other than a NAFTA country or a WTO member country, except as provided in sections 119 and 365.
  • (2) RIGHTS.—If an invention was made by a person, civil or military—
    • (A) while domiciled in the United States, and serving in any other country in connection with operations by or on behalf of the United States,
    • (B) while domiciled in a NAFTA country and serving in another country in connection with operations by or on behalf of that NAFTA country, or
    • (C) while domiciled in a WTO member country and serving in another country in connection with operations by or on behalf of that WTO member country, that person shall be entitled to the same rights of priority in the United States with respect to such invention as if such invention had been made in the United States, that NAFTA country, or that WTO member country, as the case may be.
  • (3) USE OF INFORMATION.—To the extent that any information in a NAFTA country or a WTO member country concerning knowledge, use, or other activity relevant to proving or disproving a date of invention has not been made available for use in a proceeding in the Patent and Trademark Office, a court, or any other competent authority to the same extent as such information could be made available in the United States, the Director, court, or such other authority shall draw appropriate inferences, or take other action permitted by statute, rule, or regulation, in favor of the party that requested the information in the proceeding.
Jump to MPEP SourceAIA vs Pre-AIA PracticeAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryProhibitedAlways
[mpep-715-07-c-b9a5d2685ab266ce8413a6fe]
Rights for Inventions Made While Serving Overseas
Note:
If an invention was made by a person while domiciled in the United States and serving in another country on behalf of the U.S., specific rights apply.

(a) IN GENERAL.—
(2) RIGHTS.—If an invention was made by a person, civil or military— (A) while domiciled in the United States, and serving in any other country in connection with operations by or on behalf of the United States,

Jump to MPEP SourceAIA vs Pre-AIA Practice
StatutoryProhibitedAlways
[mpep-715-07-c-4e3012b962b74cb766206686]
Rights for Inventions Made by Civil or Military Personnel
Note:
This rule outlines the rights associated with inventions created by civil or military individuals, as part of AIA practice.
(2) RIGHTS.—If an invention was made by a person, civil or military—
  • (A) while domiciled in the United States, and serving in any other country in connection with operations by or on behalf of the United States,
  • (B) while domiciled in a NAFTA country and serving in another country in connection with operations by or on behalf of that NAFTA country, or
  • (C) while domiciled in a WTO member country and serving in another country in connection with operations by or on behalf of that WTO member country, that person shall be entitled to the same rights of priority in the United States with respect to such invention as if such invention had been made in the United States, that NAFTA country, or that WTO member country, as the case may be.
Jump to MPEP SourceAIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-715-07-c-3c8d2f078791071deb5f4e54]
Definitions for NAFTA and WTO Countries
Note:
This rule defines the terms 'NAFTA country' and 'WTO member country' as used in section 715.07(c) of the MPEP.
(b) DEFINITIONS.—As used in this section—
  • (1) The term “NAFTA country” has the meaning given that term in section 2(4) of the North American Free Trade Agreement Implementation Act; and
  • (2) The term “WTO member country” has the meaning given that term in section 2(10) of the Uruguay Round Agreements Act.
Jump to MPEP SourceAIA vs Pre-AIA PracticeAIA Overview and Effective Dates
StatutoryInformativeAlways
[mpep-715-07-c-a3e61f2097280ef32be54383]
Definition of WTO Member Country
Note:
This rule defines the term 'WTO member country' as specified in section 2(10) of the Uruguay Round Agreements Act.

(b) DEFINITIONS.—As used in this section—

(2) The term “WTO member country” has the meaning given that term in section 2(10) of the Uruguay Round Agreements Act.

Jump to MPEP SourceAIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-715-07-c-5ad02531845d4fdeddf82a2b]
Affidavit Must Allege Acts Carried Out in This Country or NAFTA/WTO Member Country
Note:
The affidavit must allege that the acts relied upon to establish the date prior to the reference or activity were carried out in this country, a NAFTA country, or a WTO member country.

The 37 CFR 1.131(a) affidavit or declaration must contain an allegation that the acts relied upon to establish the date prior to the reference or activity were carried out in this country or in a NAFTA country or WTO member country. See pre-AIA 35 U.S.C. 104.

Jump to MPEP Source · 37 CFR 1.131(a)AIA vs Pre-AIA PracticeInventor's Oath/Declaration Requirements
StatutoryProhibitedAlways
[mpep-715-07-c-4ced8eb78f9eabac94e9a835]
Date of Completion Cannot Predate NAFTA/URAA Effective Dates
Note:
Patent applicants cannot establish a date of invention completion under 37 CFR 1.131(a) before December 8, 1993 in NAFTA countries or January 1, 1996 in WTO countries other than NAFTA.

Under 37 CFR 1.131(a), which provides for the establishment of a date of completion of the invention in a NAFTA or WTO member country, as well as in the United States, the applicant or patent owner can establish a date of completion in a NAFTA member country on or after December 8, 1993, the effective date of section 331 of Public Law 103-182, the North American Free Trade Agreement Act, and can establish a date of completion in a WTO member country other than a NAFTA member country on or after January 1, 1996, the effective date of section 531 of Public Law 103-465, the Uruguay Round Agreements Act. Acts occurring prior to the effective dates of NAFTA or URAA may be relied upon to show completion of the invention; however, a date of completion of the invention may not be established under 37 CFR 1.131(a) before December 8, 1993 in a NAFTA country or before January 1, 1996 in a WTO country other than a NAFTA country.

Jump to MPEP Source · 37 CFR 1.131(a)AIA vs Pre-AIA PracticeAIA Effective DatesAssignee as Applicant Signature
Topic

Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)

1 rules
StatutoryInformativeAlways
[mpep-715-07-c-3d4f8d9b95e543d01f38cc48]
Requirement for Prior Art Under Pre-AIA 35 U.S.C. 102
Note:
The rule requires that prior art relied upon must have been carried out in the United States, a NAFTA or WTO member country.

[Editor Note: This MPEP section is not applicable to applications subject to the first inventor to file provisions of the AIA unless being relied upon to overcome a rejection under pre-AIA 35 U.S.C. 102(g). See 35 U.S.C. 100 (note) and MPEP § 2159. For a discussion of 37 CFR 1.130, affidavits or declarations of attribution or prior public disclosure in applications subject to the first inventor to file provisions of the AIA, see MPEP § 717. For a discussion of affidavits or declarations under 37 CFR 1.131(c), see MPEP § 718.]

Jump to MPEP Source · 37 CFR 1.130Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)AIA vs Pre-AIA Practice
Topic

Antedating Reference – Pre-AIA (MPEP 2136.05)

1 rules
StatutoryInformativeAlways
[mpep-715-07-c-cba064ea6cf6cb59cfbd73a7]
Affidavits or Declarations Under 37 CFR 1.131(c) Requirement
Note:
This rule requires affidavits or declarations under 37 CFR 1.131(c) to be discussed in MPEP § 718, which provides guidance on their use.

[Editor Note: This MPEP section is not applicable to applications subject to the first inventor to file provisions of the AIA unless being relied upon to overcome a rejection under pre-AIA 35 U.S.C. 102(g). See 35 U.S.C. 100 (note) and MPEP § 2159. For a discussion of 37 CFR 1.130, affidavits or declarations of attribution or prior public disclosure in applications subject to the first inventor to file provisions of the AIA, see MPEP § 717. For a discussion of affidavits or declarations under 37 CFR 1.131(c), see MPEP § 718.]

Jump to MPEP Source · 37 CFR 1.130Antedating Reference – Pre-AIA (MPEP 2136.05)Pre-AIA 102(a) – Known or Used (MPEP 2132)
Topic

Assignee as Applicant Signature

1 rules
StatutoryProhibitedAlways
[mpep-715-07-c-fb9738d3a8588829fc81545b]
Date of Invention Not Establishable from Foreign Non-NAFTA/WTO Use
Note:
An applicant cannot establish the date of invention based on knowledge, use, or other activities in a foreign country that is not part of NAFTA or a WTO member country.

(a) IN GENERAL.— (1) PROCEEDINGS.—In proceedings in the Patent and Trademark Office, in the courts, and before any other competent authority, an applicant for a patent, or a patentee, may not establish a date of invention by reference to knowledge or use thereof, or other activity with respect thereto, in a foreign country other than a NAFTA country or a WTO member country, except as provided in sections 119 and 365.

Jump to MPEP SourceAssignee as Applicant SignatureApplicant and Assignee Filing Under AIAAIA vs Pre-AIA Practice
Topic

Inventor's Oath/Declaration Requirements

1 rules
StatutoryRequiredAlways
[mpep-715-07-c-9a3a7da0ad6d0682cc3bcedd]
Requirement for Affidavit/Declaration on Acts Relied Upon
Note:
The affidavit or declaration must allege that the acts relied upon to establish the date prior to the reference or activity were carried out in this country, a NAFTA country, or a WTO member country.

The 37 CFR 1.131(a) affidavit or declaration must contain an allegation that the acts relied upon to establish the date prior to the reference or activity were carried out in this country or in a NAFTA country or WTO member country. See pre-AIA 35 U.S.C. 104.

Jump to MPEP Source · 37 CFR 1.131(a)Inventor's Oath/Declaration RequirementsAIA vs Pre-AIA Practice
Topic

AIA Effective Dates

1 rules
StatutoryPermittedAlways
[mpep-715-07-c-b54e7ffea137d20d51b8148a]
Date of Completion Requirement for NAFTA and WTO Countries
Note:
Patent applicants can establish a date of completion in NAFTA countries from December 8, 1993, and in non-NAFTA WTO countries from January 1, 1996.

Under 37 CFR 1.131(a), which provides for the establishment of a date of completion of the invention in a NAFTA or WTO member country, as well as in the United States, the applicant or patent owner can establish a date of completion in a NAFTA member country on or after December 8, 1993, the effective date of section 331 of Public Law 103-182, the North American Free Trade Agreement Act, and can establish a date of completion in a WTO member country other than a NAFTA member country on or after January 1, 1996, the effective date of section 531 of Public Law 103-465, the Uruguay Round Agreements Act. Acts occurring prior to the effective dates of NAFTA or URAA may be relied upon to show completion of the invention; however, a date of completion of the invention may not be established under 37 CFR 1.131(a) before December 8, 1993 in a NAFTA country or before January 1, 1996 in a WTO country other than a NAFTA country.

Jump to MPEP Source · 37 CFR 1.131(a)AIA Effective DatesAssignee as Applicant SignatureAIA Overview and Effective Dates

Citations

Primary topicCitation
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
35 U.S.C. § 100
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
35 U.S.C. § 102(g)
AIA vs Pre-AIA Practice
Inventor's Oath/Declaration Requirements
35 U.S.C. § 104
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
37 CFR § 1.130
AIA Effective Dates
AIA vs Pre-AIA Practice
Inventor's Oath/Declaration Requirements
37 CFR § 1.131(a)
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
37 CFR § 1.131(c)
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
MPEP § 2159
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
MPEP § 717
AIA vs Pre-AIA Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
MPEP § 718

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31