MPEP § 2920 — National Processing of International Design Applications Designating the United States (Annotated Rules)
§2920 National Processing of International Design Applications Designating the United States
This page consolidates and annotates all enforceable requirements under MPEP § 2920, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
National Processing of International Design Applications Designating the United States
This section addresses National Processing of International Design Applications Designating the United States. Primary authority: 37 CFR 1.14 and 37 CFR 1.14(j). Contains: 1 permission and 2 other statements.
Key Rules
Hague Definitions
(1) [Effect as Application Under Applicable Law] The international registration shall, from the date of the international registration, have at least the same effect in each designated Contracting Party as a regularly-filed application for the grant of protection of the industrial design under the law of that Contracting Party.
The Office will examine an international design application designating the United States pursuant to Title 35 United States Code. See 35 U.S.C. 389(a). An applicant does not need to file any submissions with the Office to initiate examination of an international design application designating the United States. Rather, published international design registrations that designate the United States will be systematically received from the International Bureau pursuant to Hague Agreement Article 10(3) and examined in due course.
Pursuant to 37 CFR 1.9(a)(1), the term “national application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. Pursuant to 37 CFR 1.9(a)(3), the term “nonprovisional application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. An international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10 is also referred to herein as a “nonprovisional international design application”.
Pursuant to 37 CFR 1.9(a)(1), the term “national application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. Pursuant to 37 CFR 1.9(a)(3), the term “nonprovisional application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. An international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10 is also referred to herein as a “nonprovisional international design application”.
Pursuant to 37 CFR 1.9(a)(1), the term “national application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. Pursuant to 37 CFR 1.9(a)(3), the term “nonprovisional application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. An international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10 is also referred to herein as a “nonprovisional international design application”.
Title Format Requirements
(a) IN GENERAL.—The Director shall cause an examination to be made pursuant to this title of an international design application designating the United States.
(d) ISSUANCE OF PATENT.—The Director may issue a patent based on an international design application designating the United States, in accordance with the provisions of this title. Such patent shall have the force and effect of a patent issued on an application filed under chapter 16.
The Office will examine an international design application designating the United States pursuant to Title 35 United States Code. See 35 U.S.C. 389(a). An applicant does not need to file any submissions with the Office to initiate examination of an international design application designating the United States. Rather, published international design registrations that designate the United States will be systematically received from the International Bureau pursuant to Hague Agreement Article 10(3) and examined in due course.
The Office will examine an international design application designating the United States pursuant to Title 35 United States Code. See 35 U.S.C. 389(a). An applicant does not need to file any submissions with the Office to initiate examination of an international design application designating the United States. Rather, published international design registrations that designate the United States will be systematically received from the International Bureau pursuant to Hague Agreement Article 10(3) and examined in due course.
Designation of United States
(c) FEES.—The Director may prescribe fees for filing international design applications, for designating the United States, and for any other processing, services, or materials relating to international design applications, and may provide for later payment of such fees, including surcharges for later submission of fees.
The U.S. application file will be made available to the public via Patent Center after publication under Article 10(3) of an international registration designating the United States. The U.S. application number corresponding to the international registration may be found by searching the international registration number using Patent Center. Prior to publication, access will only be provided in accordance with 37 CFR 1.14. See 37 CFR 1.14(j).
Mandatory Application Elements
(b) APPLICABILITY OF CHAPTER 16.—All questions of substance and, unless otherwise required by the treaty and Regulations, procedures regarding an international design application designating the United States shall be determined as in the case of applications filed under chapter 16.
Request Content and Form
(1) [Right to Refuse] The Office of any designated Contracting Party may, where the conditions for the grant of protection under the law of that Contracting Party are not met in respect of any or all of the industrial designs that are the subject of an international registration, refuse the effects, in part or in whole, of the international registration in the territory of the said Contracting Party, provided that no Office may refuse the effects, in part or in whole, of any international registration on the ground that requirements relating to the form or contents of the international application that are provided for in this Act or the Regulations or are additional to, or different from, those requirements have not been satisfied under the law of the Contracting Party concerned.
International Design Applications
The U.S. application file will be made available to the public via Patent Center after publication under Article 10(3) of an international registration designating the United States. The U.S. application number corresponding to the international registration may be found by searching the international registration number using Patent Center. Prior to publication, access will only be provided in accordance with 37 CFR 1.14. See 37 CFR 1.14(j).
Notification of Refusal
The U.S. application file will be made available to the public via Patent Center after publication under Article 10(3) of an international registration designating the United States. The U.S. application number corresponding to the international registration may be found by searching the international registration number using Patent Center. Prior to publication, access will only be provided in accordance with 37 CFR 1.14. See 37 CFR 1.14(j).
Citations
| Primary topic | Citation |
|---|---|
| Hague Definitions Title Format Requirements | 35 U.S.C. § 389(a) |
| Designation of United States International Design Applications Notification of Refusal | 37 CFR § 1.14 |
| Designation of United States International Design Applications Notification of Refusal | 37 CFR § 1.14(j) |
| Hague Definitions | 37 CFR § 1.9(a)(1) |
| Hague Definitions | 37 CFR § 1.9(a)(3) |
Source Text from USPTO’s MPEP
This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.
Official MPEP § 2920 — National Processing of International Design Applications Designating the United States
Source: USPTO2920 National Processing of International Design Applications Designating the United States [R-07.2022]
35 U.S.C. 389 Examination of international design application.
- (a) IN GENERAL.—The Director shall cause an examination to be made pursuant to this title of an international design application designating the United States.
- (b) APPLICABILITY OF CHAPTER 16.—All questions of substance and, unless otherwise required by the treaty and Regulations, procedures regarding an international design application designating the United States shall be determined as in the case of applications filed under chapter 16.
- (c) FEES.—The Director may prescribe fees for filing international design applications, for designating the United States, and for any other processing, services, or materials relating to international design applications, and may provide for later payment of such fees, including surcharges for later submission of fees.
- (d) ISSUANCE OF PATENT.—The Director may issue a patent based on an international design application designating the United States, in accordance with the provisions of this title. Such patent shall have the force and effect of a patent issued on an application filed under chapter 16.
37 CFR 1.9 Definitions.
- (a)
- (1) A national application as used in this chapter means either a U.S. application for patent which was filed in the Office under 35 U.S.C. 111, an international application filed under the Patent Cooperation Treaty in which the basic national fee under 35 U.S.C. 41(a)(1)(F) has been paid, or an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10.
- *****
- (3) A nonprovisional application as used in this chapter means either a U.S. national application for patent which was filed in the Office under 35 U.S.C. 111(a), an international application filed under the Patent Cooperation Treaty in which the basic national fee under 35 U.S.C. 41(a)(1)(F) has been paid, or an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10.
*****
Hague Article 10
International Registration, Date of the International Registration, Publication and Confidential Copies of the International Registration
*****
- (3) [Publication]
- (a) The international registration shall be published by the International Bureau. Such publication shall be deemed in all Contracting Parties to be sufficient publicity, and no other publicity may be required of the holder.
- (b) The International Bureau shall send a copy of the publication of the international registration to each designated Office.
*****
Hague Article 14
Effects of the International Registration
- (1) [Effect as Application Under Applicable Law] The international registration shall, from the date of the international registration, have at least the same effect in each designated Contracting Party as a regularly-filed application for the grant of protection of the industrial design under the law of that Contracting Party.
*****
Hague Article 12
Refusal
- (1) [Right to Refuse] The Office of any designated Contracting Party may, where the conditions for the grant of protection under the law of that Contracting Party are not met in respect of any or all of the industrial designs that are the subject of an international registration, refuse the effects, in part or in whole, of the international registration in the territory of the said Contracting Party, provided that no Office may refuse the effects, in part or in whole, of any international registration on the ground that requirements relating to the form or contents of the international application that are provided for in this Act or the Regulations or are additional to, or different from, those requirements have not been satisfied under the law of the Contracting Party concerned.
*****
The Office will examine an international design application designating the United States pursuant to Title 35 United States Code. See 35 U.S.C. 389(a). An applicant does not need to file any submissions with the Office to initiate examination of an international design application designating the United States. Rather, published international design registrations that designate the United States will be systematically received from the International Bureau pursuant to Hague Agreement Article 10(3) and examined in due course.
Upon receipt of the publication under Article 10(3), the Office will establish an application file for examination. Where the Office was also the office of indirect filing, the application file established as the office of indirect filing will be used as the application for examination, thus retaining the same application number. The Office will send a filing receipt to the applicant shortly after receipt of the publication under Article 10(3) indicating the U.S. application number, U.S. filing date, inventorship, applicant, and other relevant application data of record.
The U.S. application file will be made available to the public via Patent Center after publication under Article 10(3) of an international registration designating the United States. The U.S. application number corresponding to the international registration may be found by searching the international registration number using Patent Center. Prior to publication, access will only be provided in accordance with 37 CFR 1.14. See 37 CFR 1.14(j).
Pursuant to 37 CFR 1.9(a)(1), the term “national application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. Pursuant to 37 CFR 1.9(a)(3), the term “nonprovisional application” as used in the U.S. rules includes an international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10. An international design application filed under the Hague Agreement in which the Office has received a copy of the international registration pursuant to Hague Agreement Article 10 is also referred to herein as a “nonprovisional international design application”.