MPEP § 2809.01 — Information Relating to the Correction of Factual Information (Annotated Rules)

§2809.01 Information Relating to the Correction of Factual Information

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2809.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Information Relating to the Correction of Factual Information

This section addresses Information Relating to the Correction of Factual Information. Primary authority: 35 U.S.C. 256, 35 U.S.C. 255, and 35 U.S.C. 102. Contains: 3 prohibitions, 5 guidance statements, 7 permissions, and 9 other statements.

Key Rules

Topic

Benefit Claim in ADS

8 rules
StatutoryPermittedAlways
[mpep-2809-01-53c84962dcb7626d96bf9a0a]
Factual Information Correction Requirement
Note:
Patent owners must provide factual information, such as missing priority documents or corrected benefit claims, to correct errors in the patent application.

In a request for supplemental examination, the patent owner may inform the Office of factual information believed to be relevant to the patent, which the patent owner wishes to correct. The factual information to be corrected may include, for example, a missing or erroneous foreign priority or benefit claim, or missing or erroneous information relating to the common ownership of the claimed invention. The item of information may be, for example, a patent document relating to the factual information, such as a priority document or parent patent in the case of a missing or erroneous foreign priority or domestic benefit claim, a declaration under 37 CFR 1.132 limited to a discussion of the factual information to be corrected, or, if no supporting document is submitted with the request, a discussion within the body of the request relating to the correction of the factual information.

Jump to MPEP Source · 37 CFR 1.132Benefit Claim in ADSContinuation Benefit ClaimsDomestic Benefit Claims (35 U.S.C. 120/121)
StatutoryInformativeAlways
[mpep-2809-01-8f03cfc4efd88845c8ed629e]
Correction of Missing or Erroneous Priority Claim Generally Does Not Raise Patentability Issue
Note:
A correction to a missing or erroneous foreign priority claim, alone, generally will not raise a new question of patentability unless additional information is provided that affects the claims under 35 U.S.C. 102 or 103.

However, an item of information limited to a correction of factual information, alone, may not raise a substantial new question of patentability. For example, an item of information limited to the correction of a missing or erroneous foreign priority or domestic benefit claim, alone, generally will not raise an issue of patentability. In order for the correction of a foreign priority or domestic benefit claim to raise a substantial new question of patentability, the request for supplemental examination should also include one or more additional item(s) of information, such as one or more intervening reference(s), that would cause the patentability of the claims under, e.g., 35 U.S.C. 102 or 103, to depend upon the foreign priority or domestic benefit claim. In such an instance, the item of information may raise a SNQ, depending upon whether the foreign priority or domestic benefit claim is or is not corrected. See MPEP § 2816.02 for a further discussion of whether a document raises a SNQ depending upon the correction of a foreign priority or domestic benefit claim. Similarly, information limited to the correction of other factual information, such as the common ownership of the claims, alone, may not raise a SNQ, in the absence of one or more additional item(s) of information that would cause the patentability of the claims to depend upon the issue of common ownership.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsDenial – No SNQ Raised
StatutoryRecommendedAlways
[mpep-2809-01-902bd8ee12cf490049e28b4d]
Correction of Foreign Priority Requires Additional Information
Note:
To raise a substantial new question of patentability, the correction of a foreign priority claim must include additional information like intervening references.

However, an item of information limited to a correction of factual information, alone, may not raise a substantial new question of patentability. For example, an item of information limited to the correction of a missing or erroneous foreign priority or domestic benefit claim, alone, generally will not raise an issue of patentability. In order for the correction of a foreign priority or domestic benefit claim to raise a substantial new question of patentability, the request for supplemental examination should also include one or more additional item(s) of information, such as one or more intervening reference(s), that would cause the patentability of the claims under, e.g., 35 U.S.C. 102 or 103, to depend upon the foreign priority or domestic benefit claim. In such an instance, the item of information may raise a SNQ, depending upon whether the foreign priority or domestic benefit claim is or is not corrected. See MPEP § 2816.02 for a further discussion of whether a document raises a SNQ depending upon the correction of a foreign priority or domestic benefit claim. Similarly, information limited to the correction of other factual information, such as the common ownership of the claims, alone, may not raise a SNQ, in the absence of one or more additional item(s) of information that would cause the patentability of the claims to depend upon the issue of common ownership.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsSNQ Criteria
StatutoryProhibitedAlways
[mpep-2809-01-c7f7dedf94ae698d3b83bfa3]
Correction of Foreign Priority Claim May Raise SNQ
Note:
The correction of a foreign priority claim may raise a substantial new question of patentability if additional information is provided that affects the claims' patentability.

However, an item of information limited to a correction of factual information, alone, may not raise a substantial new question of patentability. For example, an item of information limited to the correction of a missing or erroneous foreign priority or domestic benefit claim, alone, generally will not raise an issue of patentability. In order for the correction of a foreign priority or domestic benefit claim to raise a substantial new question of patentability, the request for supplemental examination should also include one or more additional item(s) of information, such as one or more intervening reference(s), that would cause the patentability of the claims under, e.g., 35 U.S.C. 102 or 103, to depend upon the foreign priority or domestic benefit claim. In such an instance, the item of information may raise a SNQ, depending upon whether the foreign priority or domestic benefit claim is or is not corrected. See MPEP § 2816.02 for a further discussion of whether a document raises a SNQ depending upon the correction of a foreign priority or domestic benefit claim. Similarly, information limited to the correction of other factual information, such as the common ownership of the claims, alone, may not raise a SNQ, in the absence of one or more additional item(s) of information that would cause the patentability of the claims to depend upon the issue of common ownership.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsSNQ Criteria
StatutoryPermittedAlways
[mpep-2809-01-2dacc7b05412072bb0f5b719]
Factual Information Can Be Corrected During Reexamination
Note:
Corrections to factual information can be made during reexamination by filing appropriate amendments or petitions.

If, however, the Office determines that the request raises a SNQ, reexamination will be ordered. See 35 U.S.C. 257(b) and 37 CFR 1.625(b). The factual information may be corrected during the resulting reexamination proceeding in accordance with ex parte reexamination practice. For example, corrections may be made during the resulting reexamination proceeding by filing, where appropriate, an amendment after the initial Office action on the merits (see MPEP § 2813.01), or a petition for an unintentionally delayed foreign priority or domestic benefit claim (see MPEP § 2258, subsection IV.E.).

Jump to MPEP Source · 37 CFR 1.625(b)Benefit Claim in ADSCorrecting Benefit ClaimsContinuation Benefit Claims
StatutoryInformativeAlways
[mpep-2809-01-9cf8ccea8140d302ce28de6f]
Documents Causing Reconsideration of Effective Filing Date Required for Correction
Note:
The patent owner must include documents or information that caused reconsideration of the effective filing date when correcting foreign priority or domestic benefit claims.

For example, where the information to be corrected is a foreign priority or domestic benefit claim, the Office recommends that the patent owner include in the request, as one or more additional item(s) of information, any documents or other information, such as an intervening patent or printed publication, that caused the patent owner to reconsider the effective filing date of the claims. The effective date of some of the claims in a patent which resulted from a continuing application under 35 U.S.C. 120, for example, could be the filing date of the continuing application since those claims were not supported in the parent application. Therefore, intervening patents or printed publications may be available as prior art. See, e.g., In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958), In re van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972). See also MPEP § 211.05. Similarly, where the information to be corrected involves, for example, the common ownership of the claims, the patent owner should include with the request one or more additional items of information that cause(s) the patentability of the claims to depend upon the common ownership issue, such any prior art or other documents or information that caused the patent owner to reconsider the common ownership of the claims.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsRequest Content Requirements
StatutoryInformativeAlways
[mpep-2809-01-8bcd26f0238ac7122ef376b3]
Information Required for Claim Correction
Note:
Patent owners must provide additional information, such as intervening patents or publications, when correcting factual information related to claims.

For example, where the information to be corrected is a foreign priority or domestic benefit claim, the Office recommends that the patent owner include in the request, as one or more additional item(s) of information, any documents or other information, such as an intervening patent or printed publication, that caused the patent owner to reconsider the effective filing date of the claims. The effective date of some of the claims in a patent which resulted from a continuing application under 35 U.S.C. 120, for example, could be the filing date of the continuing application since those claims were not supported in the parent application. Therefore, intervening patents or printed publications may be available as prior art. See, e.g., In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958), In re van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972). See also MPEP § 211.05. Similarly, where the information to be corrected involves, for example, the common ownership of the claims, the patent owner should include with the request one or more additional items of information that cause(s) the patentability of the claims to depend upon the common ownership issue, such any prior art or other documents or information that caused the patent owner to reconsider the common ownership of the claims.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsRequest Content Requirements
StatutoryPermittedAlways
[mpep-2809-01-93f0f5bd2227ac47c85aacf5]
Patent Owner May Include Additional Prior Art References
Note:
The patent owner can include additional information unrelated to correcting factual errors, such as reference patents qualifying as prior art under 35 U.S.C. 102.

Alternatively, the patent owner may include in the request one or more additional items of information which are unrelated to the factual information to be corrected, but which raise a SNQ. For example, the patent owner may include, in addition to information limited to the correction of a domestic benefit claim, an item of information such as a reference patent that would qualify as prior art under 35 U.S.C. 102 even if the domestic benefit claim is corrected.

Jump to MPEP SourceBenefit Claim in ADSContinuation Benefit ClaimsPrior Consideration of Art
Topic

Reexamination Certificate

7 rules
StatutoryRecommendedAlways
[mpep-2809-01-4f09ecdedd0a75133171b202]
Patent Owner Must File Reissue Application or Certificate of Correction for Factual Errors
Note:
The patent owner should file a reissue application or request for certificate of correction to amend the patent file and correct factual information.

However, if the patent owner merely wishes to amend the patent file in order to correct factual information, the patent owner should file a reissue application or a request for certificate of correction, where appropriate. See MPEP §§ 1402 and 1405. If the patent owner only desires to correct the inventorship, the patent owner should file a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324, or, alternatively, the patent owner may file a reissue application. See MPEP §§ 1402, 1412.04, and 1481.02. Correction of inventorship may also be made, if desired, in an ex parte reexamination proceeding. See MPEP § 2258, subsection IV.F. If the information that the patent owner wishes to correct is only of a clerical or typographical nature, or of a minor character within the meaning of 35 U.S.C. 255 and 37 CFR 1.323, the patent owner should file a request for certificate of correction rather than a supplemental examination request. See, e.g., MPEP § 1481.

Jump to MPEP Source · 37 CFR 1.324Reexamination CertificateConsent of AssigneeConclusion of Ex Parte Reexamination
StatutoryRecommendedAlways
[mpep-2809-01-b7358e9eac8e367d82dab7f6]
Correcting Inventorship Requires Certificate of Correction or Reissue Application
Note:
Patent owners should file a request for a certificate of correction under 35 U.S.C. 256 and 37 CFR 1.324 to correct inventorship, or alternatively, file a reissue application.

However, if the patent owner merely wishes to amend the patent file in order to correct factual information, the patent owner should file a reissue application or a request for certificate of correction, where appropriate. See MPEP §§ 1402 and 1405. If the patent owner only desires to correct the inventorship, the patent owner should file a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324, or, alternatively, the patent owner may file a reissue application. See MPEP §§ 1402, 1412.04, and 1481.02. Correction of inventorship may also be made, if desired, in an ex parte reexamination proceeding. See MPEP § 2258, subsection IV.F. If the information that the patent owner wishes to correct is only of a clerical or typographical nature, or of a minor character within the meaning of 35 U.S.C. 255 and 37 CFR 1.323, the patent owner should file a request for certificate of correction rather than a supplemental examination request. See, e.g., MPEP § 1481.

Jump to MPEP Source · 37 CFR 1.324Reexamination CertificateConsent of AssigneeWho May File Reissue
StatutoryRecommendedAlways
[mpep-2809-01-48fe5981f1a2d99ad1520b81]
Clerical Errors Require Certificate of Correction
Note:
Patent owners should file a request for certificate of correction to correct clerical or minor errors, not a supplemental examination request.

However, if the patent owner merely wishes to amend the patent file in order to correct factual information, the patent owner should file a reissue application or a request for certificate of correction, where appropriate. See MPEP §§ 1402 and 1405. If the patent owner only desires to correct the inventorship, the patent owner should file a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324, or, alternatively, the patent owner may file a reissue application. See MPEP §§ 1402, 1412.04, and 1481.02. Correction of inventorship may also be made, if desired, in an ex parte reexamination proceeding. See MPEP § 2258, subsection IV.F. If the information that the patent owner wishes to correct is only of a clerical or typographical nature, or of a minor character within the meaning of 35 U.S.C. 255 and 37 CFR 1.323, the patent owner should file a request for certificate of correction rather than a supplemental examination request. See, e.g., MPEP § 1481.

Jump to MPEP Source · 37 CFR 1.324Reexamination CertificateConsent of AssigneeConclusion of Ex Parte Reexamination
StatutoryInformativeAlways
[mpep-2809-01-595ba5ff90b3a2150689e5f4]
Requirement for Correcting Factual Information
Note:
Patent owners must file a reissue application, request for certificate of correction, or ex parte reexamination to correct factual information in the patent.

However, if the patent owner merely wishes to amend the patent file in order to correct factual information, the patent owner should file a reissue application or a request for certificate of correction, where appropriate. See MPEP §§ 1402 and 1405. If the patent owner only desires to correct the inventorship, the patent owner should file a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324, or, alternatively, the patent owner may file a reissue application. See MPEP §§ 1402, 1412.04, and 1481.02. Correction of inventorship may also be made, if desired, in an ex parte reexamination proceeding. See MPEP § 2258, subsection IV.F. If the information that the patent owner wishes to correct is only of a clerical or typographical nature, or of a minor character within the meaning of 35 U.S.C. 255 and 37 CFR 1.323, the patent owner should file a request for certificate of correction rather than a supplemental examination request. See, e.g., MPEP § 1481.

Jump to MPEP Source · 37 CFR 1.324Reexamination CertificateConsent of AssigneeReissue and Reexamination
StatutoryInformativeAlways
[mpep-2809-01-71eb4e63cc785ce5f0e0a428]
Supplemental Examination Conclusion When No SNQ Is Raised
Note:
When the Office determines that no Substantial New Question (SNQ) is raised by a request, the supplemental examination concludes with an issuance of a certificate indicating no SNQ and no opportunity for factual information correction.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)Reexamination CertificateConclusion of Ex Parte ReexaminationSubstantial New Question of Patentability
StatutoryPermittedAlways
[mpep-2809-01-15fddfcd69f36af6c67aedaa]
Patent Owner May File Reissue Application to Correct Information
Note:
The patent owner may file a reissue application, certificate of correction, or other proceeding to correct factual information that cannot be corrected through the supplemental examination process.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)Reexamination CertificateConsent of AssigneeConclusion of Ex Parte Reexamination
StatutoryInformativeAlways
[mpep-2809-01-f0463a4bf6b0e84a55df5b71]
No SNQ Raised During Supplemental Examination Proceeding
Note:
If no Substantial New Matter (SNM) is raised, the supplemental examination does not result in any factual information correction and may require alternative actions like reissue or certificate of correction.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)Reexamination CertificateSNQ CriteriaConsent of Assignee
Topic

SNQ Criteria

5 rules
StatutoryInformativeAlways
[mpep-2809-01-d970d892e2e02358613e70f3]
Supplemental Examination Proceeding Is Limited to SNQ Determination
Note:
A supplemental examination proceeding is limited to determining whether the submitted information raises a substantial new question of patentability.

A supplemental examination proceeding is limited to a determination of whether the information properly submitted as part of the request raises a substantial new question of patentability (SNQ). See 35 U.S.C. 257(a).

Jump to MPEP SourceSNQ CriteriaSubstantial New Question of PatentabilityEx Parte Reexamination
StatutoryProhibitedAlways
[mpep-2809-01-845bd75d0f00ebf37a010112]
Factual Correction Does Not Raise SNQ
Note:
A correction limited to factual information, such as priority claims or common ownership, does not raise a substantial new question of patentability unless additional references are provided.

However, an item of information limited to a correction of factual information, alone, may not raise a substantial new question of patentability. For example, an item of information limited to the correction of a missing or erroneous foreign priority or domestic benefit claim, alone, generally will not raise an issue of patentability. In order for the correction of a foreign priority or domestic benefit claim to raise a substantial new question of patentability, the request for supplemental examination should also include one or more additional item(s) of information, such as one or more intervening reference(s), that would cause the patentability of the claims under, e.g., 35 U.S.C. 102 or 103, to depend upon the foreign priority or domestic benefit claim. In such an instance, the item of information may raise a SNQ, depending upon whether the foreign priority or domestic benefit claim is or is not corrected. See MPEP § 2816.02 for a further discussion of whether a document raises a SNQ depending upon the correction of a foreign priority or domestic benefit claim. Similarly, information limited to the correction of other factual information, such as the common ownership of the claims, alone, may not raise a SNQ, in the absence of one or more additional item(s) of information that would cause the patentability of the claims to depend upon the issue of common ownership.

Jump to MPEP SourceSNQ CriteriaDenial – No SNQ RaisedSubstantial New Question of Patentability
StatutoryPermittedAlways
[mpep-2809-01-077ee062ab1cebac33c6eb35]
Supplemental Examination Without SNQ Does Not Correct Patent Information
Note:
Patent owner can request supplemental examination to correct patent information if a substantial new question is raised, but without such a question, the examination does not result in any corrections.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)SNQ CriteriaConsent of AssigneeSubstantial New Question of Patentability
StatutoryInformativeAlways
[mpep-2809-01-eedd61382e70a60d3b726a04]
Substantial New Question Requires Reexamination
Note:
If the Office determines a request raises a substantial new question, reexamination will be ordered and factual information may be corrected during the proceeding.

If, however, the Office determines that the request raises a SNQ, reexamination will be ordered. See 35 U.S.C. 257(b) and 37 CFR 1.625(b). The factual information may be corrected during the resulting reexamination proceeding in accordance with ex parte reexamination practice. For example, corrections may be made during the resulting reexamination proceeding by filing, where appropriate, an amendment after the initial Office action on the merits (see MPEP § 2813.01), or a petition for an unintentionally delayed foreign priority or domestic benefit claim (see MPEP § 2258, subsection IV.E.).

Jump to MPEP Source · 37 CFR 1.625(b)SNQ CriteriaReexamination OrderSubstantial New Question of Patentability
StatutoryPermittedAlways
[mpep-2809-01-c82df2bd5c9081e8415d8908]
Patent Owner May Request Supplemental Examination to Correct Factual Information
Note:
The patent owner can request a supplemental examination to correct factual information relevant to the patent, but no correction will be made unless a substantial new question is raised.

In summary, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, the supplemental examination proceeding will not result in a corrected patent. Any correction may only be made during a resulting reexamination proceeding, which is only initiated if the supplemental examination proceeding concludes with a determination that a SNQ was raised. For these reasons, the patent owner should include with the request, as one or more additional items of information, evidence that the patentability of the claims depends upon the factual information to be corrected. Such evidence may include, for example, one or more intervening references.

Jump to MPEP SourceSNQ CriteriaSubstantial New Question of PatentabilityEx Parte Reexamination
Topic

Amendments Adding New Matter

5 rules
StatutoryInformativeAlways
[mpep-2809-01-4dff08987745a97e88c50e4d]
Petitions Must Be Filed After Reexamination Ordered
Note:
Petitions for unintentionally delayed foreign priority or domestic benefit claims should be filed after reexamination is ordered and no amendments may be submitted with the request.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Amendments Adding New MatterFirst Office Action on MeritsOptional Amendment Content
StatutoryRecommendedAlways
[mpep-2809-01-c497cf523be6c5e45b38c531]
Petitions Should Not Include Amendments
Note:
Petitions for unintentionally delayed foreign priority or domestic benefit claims should not include amendments and must be filed after reexamination is ordered.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Amendments Adding New MatterFirst Office Action on MeritsOptional Amendment Content
StatutoryProhibitedAlways
[mpep-2809-01-e5a17251d9f4ea15292410c1]
Amendments to Patent Cannot Be Filed With Request
Note:
Patent amendments must not be submitted with the initial request; they can only be filed after reexamination is ordered.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Amendments Adding New MatterFirst Office Action on MeritsOptional Amendment Content
StatutoryPermittedAlways
[mpep-2809-01-991e0f6232c30fd3991274b0]
No Amendments Allowed in Supplemental Examination
Note:
Patent amendments are not permitted in supplemental examination proceedings.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Amendments Adding New MatterOptional Amendment ContentAmendments to Application
StatutoryInformativeAlways
[mpep-2809-01-6632c754549dda42b1779f30]
Petitions for Foreign Priority Not Allowed Before Reexamination
Note:
Petitions for unintentionally delayed foreign priority claims should not be submitted with the request but must be filed after reexamination is ordered.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Amendments Adding New MatterFirst Office Action on MeritsOptional Amendment Content
Topic

Request Content Requirements

4 rules
StatutoryInformativeAlways
[mpep-2809-01-0ee957f0dd9a06c9023adeef]
Patent Owner Must Request All Information for Supplemental Examination
Note:
The patent owner must request all information to be considered during supplemental examination; otherwise, it will not be reviewed.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Request Content RequirementsStatutory Authority for ExaminationExamination Procedures
StatutoryInformativeAlways
[mpep-2809-01-f2739ef8a22b35a7fee7deb4]
Requirement for Comprehensive Prior Art Consideration in Supplemental Examination
Note:
The patent owner must submit a detailed request including all relevant prior art documents and their relevance to each claim.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Request Content RequirementsStatutory Authority for ExaminationSupplemental Examination Request
StatutoryInformativeAlways
[mpep-2809-01-2fd27b60b451596ca5a540bd]
Each Prior Art Document Must Be Submitted Separately
Note:
The Office will consider each prior art document separately in a supplemental examination request, requiring detailed explanations for each claim.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Request Content RequirementsStatutory Authority for ExaminationSupplemental Examination Request
StatutoryInformativeAlways
[mpep-2809-01-2d899d570a99ecbc6d3bad1f]
Requirement for Proper Supplemental Examination Request
Note:
The request must include a separate list of prior art documents, copies where appropriate, and detailed explanations of their relevance to each claim.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Request Content RequirementsStatutory Authority for ExaminationSupplemental Examination
Topic

Substantial New Question of Patentability

4 rules
StatutoryPermittedAlways
[mpep-2809-01-2b1e1a12b9cb35ff33772765]
Correction Only During Reexamination If SNQ Raised
Note:
Patent owner can request correction during supplemental examination, but any changes are only made if a substantial new question of patentability is raised in reexamination.

In summary, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, the supplemental examination proceeding will not result in a corrected patent. Any correction may only be made during a resulting reexamination proceeding, which is only initiated if the supplemental examination proceeding concludes with a determination that a SNQ was raised. For these reasons, the patent owner should include with the request, as one or more additional items of information, evidence that the patentability of the claims depends upon the factual information to be corrected. Such evidence may include, for example, one or more intervening references.

Jump to MPEP SourceSubstantial New Question of PatentabilityEx Parte ReexaminationSNQ Criteria
StatutoryRecommendedAlways
[mpep-2809-01-41140faf9b8c13d69259bbca]
Evidence Required for Claim Patentability During Supplemental Examination
Note:
Patent owners must provide evidence showing claims depend on corrected factual information during supplemental examination to address substantial new questions of patentability.

In summary, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, the supplemental examination proceeding will not result in a corrected patent. Any correction may only be made during a resulting reexamination proceeding, which is only initiated if the supplemental examination proceeding concludes with a determination that a SNQ was raised. For these reasons, the patent owner should include with the request, as one or more additional items of information, evidence that the patentability of the claims depends upon the factual information to be corrected. Such evidence may include, for example, one or more intervening references.

Jump to MPEP SourceSubstantial New Question of PatentabilitySNQ CriteriaEx Parte Reexamination
StatutoryPermittedAlways
[mpep-2809-01-c0b3d477140dc3b27319e931]
Patent Owner May Include Unrelated SNQ-Raising Info
Note:
The patent owner can include additional information unrelated to factual corrections that raise a substantial new question of patentability.

Alternatively, the patent owner may include in the request one or more additional items of information which are unrelated to the factual information to be corrected, but which raise a SNQ. For example, the patent owner may include, in addition to information limited to the correction of a domestic benefit claim, an item of information such as a reference patent that would qualify as prior art under 35 U.S.C. 102 even if the domestic benefit claim is corrected.

Jump to MPEP SourceSubstantial New Question of PatentabilitySupplemental Examination RequestEx Parte Reexamination
StatutoryInformativeAlways
[mpep-2809-01-191c659d1e91243b075a7f6a]
Substantial New Question Not Raised for Factual Corrections
Note:
This rule explains when a substantial new question of patentability is not raised if the request includes only factual information corrections.

See MPEP § 2816.02, subsection II, for a further discussion of situations where a SNQ is or is not raised, when the request includes information limited to the correction of factual information.

Jump to MPEP SourceSubstantial New Question of PatentabilityEx Parte Reexamination
Topic

Reissue and Reexamination

3 rules
StatutoryPermittedAlways
[mpep-2809-01-810258d26e412fc336f0fae6]
Inventorship Can Be Corrected in Ex Parte Reexamination
Note:
Patent owners may correct inventorship through an ex parte reexamination proceeding if desired.

However, if the patent owner merely wishes to amend the patent file in order to correct factual information, the patent owner should file a reissue application or a request for certificate of correction, where appropriate. See MPEP §§ 1402 and 1405. If the patent owner only desires to correct the inventorship, the patent owner should file a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324, or, alternatively, the patent owner may file a reissue application. See MPEP §§ 1402, 1412.04, and 1481.02. Correction of inventorship may also be made, if desired, in an ex parte reexamination proceeding. See MPEP § 2258, subsection IV.F. If the information that the patent owner wishes to correct is only of a clerical or typographical nature, or of a minor character within the meaning of 35 U.S.C. 255 and 37 CFR 1.323, the patent owner should file a request for certificate of correction rather than a supplemental examination request. See, e.g., MPEP § 1481.

Jump to MPEP Source · 37 CFR 1.324Reissue and ReexaminationConcurrent Reissue ProceedingsEx Parte Reexamination
StatutoryInformativeAlways
[mpep-2809-01-086787865cb6f8e8713551e4]
Ex Parte Reexamination Not Ordered If No SNQ Raised
Note:
If no Substantial New Question is raised by the request, ex parte reexamination will not be ordered and any factual information cannot be corrected through this process.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)Reissue and ReexaminationReexamination OrderSubstantial New Question of Patentability
StatutoryProhibitedAlways
[mpep-2809-01-9401be6ae17728984bfd0b5f]
No Correction Without SNQ
Note:
If the Office determines that no Substantial New Question is raised, factual information cannot be corrected through supplemental examination as there would have been an opportunity for reexamination.

If the Office determines that no SNQ is raised by the request, the supplemental examination proceeding concludes with the issuance of a supplemental examination certificate, indicating that no SNQ is raised. See 35 U.S.C. 257(a), 37 CFR 1.620(a), and 37 CFR 1.625(a). Because no SNQ is raised by the request, ex parte reexamination is not ordered. In such an instance, the factual information cannot be corrected because the procedure for making the correction of the factual information is the reexamination that would have been ordered, had the Office determined that a SNQ was raised in the request. In other words, the patent owner may inform the Office of factual information to be corrected during the supplemental examination proceeding, and thus request supplemental examination "to correct information believed to be relevant to the patent" in accordance with 35 U.S.C. 257(a). However, in the absence of information in the request that raises a SNQ, there is no opportunity to make the correction. Thus, the supplemental examination proceeding will not result in any correction to the patent. In such cases, the patent owner may wish to file a reissue application, a certificate of correction, or other proceeding, as applicable, in order to have the information corrected. See, e.g., MPEP §§ 1402, 1405 and 1481.

Jump to MPEP Source · 37 CFR 1.620(a)Reissue and ReexaminationReexamination OrderSubstantial New Question of Patentability
Topic

Statutory Authority for Examination

3 rules
StatutoryInformativeAlways
[mpep-2809-01-261171da6d5a120a0f7b7243]
Supplemental Examination Only Considers Submitted Items
Note:
The Office will only consider the information provided by the patent owner during a supplemental examination request and will not initiate examination based on additional prior art unless specifically requested.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Statutory Authority for ExaminationSupplemental ExaminationRequest Content Requirements
StatutoryInformativeAlways
[mpep-2809-01-b6015c4315922e450361c57d]
Supplemental Examination Requires Proper Information Submission
Note:
Patent owners must submit all relevant information for supplemental examination, and cannot request examination of all claims based solely on factual corrections.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Statutory Authority for ExaminationSupplemental ExaminationRequest Content Requirements
StatutoryRequiredAlways
[mpep-2809-01-84d89d195c2ff999881b59f6]
Supplemental Examination Requires Multiple Prior Art Documents
Note:
A request for supplemental examination must include a detailed explanation of each prior art document and its relevance to every claim, as 'all prior art in existence' typically includes more than twelve items.

When analyzing a request for supplemental examination, the Office will only consider the item(s) of information provided by the patent owner. The Office will not initiate supplemental examination of the patent in view of any item of information that was not requested by the patent owner to be considered, reconsidered or corrected. For example, any prior art of record in the patent file, that is not properly submitted as one or more additional item(s) of information in the request, will not, in general, be considered during the supplemental examination proceeding, except to determine whether the item(s) of information properly submitted with the request are cumulative to the prior art of record. Furthermore, a request for supplemental examination "of all of the patent claims" solely in view of the "the factual information to be corrected", without more, is improper. The patent owner is effectively requesting reconsideration of all of the patent claims in view of all prior art in existence (or, at a minimum, all of the prior art of record). Each prior art document, however, would be considered as a separate item of information. Such a request would be improper because it would not comply with the requirements of, for example, 37 CFR 1.610(b). It would fail to include, e.g., (a) a separate list of each prior art document as an item of information; (b) a copy of each item of information, where appropriate; c) a separate, detailed explanation of the relevance and manner of applying each prior art document to every claim for which supplemental examination is requested, etc. In addition, "all prior art in existence" is likely to include more than twelve items of information. See MPEP § 2811 for discussion of the required elements of a supplemental examination request as set forth in 37 CFR 1.610(b).

Jump to MPEP Source · 37 CFR 1.610(b)Statutory Authority for ExaminationSupplemental Examination RequestSupplemental Examination
Topic

Correcting Benefit Claims

1 rules
StatutoryPermittedAlways
[mpep-2809-01-c37d6bc2ff30bf649da06597]
Patent Owner May Provide Corrective Information During Supplemental Examination
Note:
The patent owner can submit factual information to correct errors in the patent, such as missing or incorrect priority and benefit claims.

In a request for supplemental examination, the patent owner may inform the Office of factual information believed to be relevant to the patent, which the patent owner wishes to correct. The factual information to be corrected may include, for example, a missing or erroneous foreign priority or benefit claim, or missing or erroneous information relating to the common ownership of the claimed invention. The item of information may be, for example, a patent document relating to the factual information, such as a priority document or parent patent in the case of a missing or erroneous foreign priority or domestic benefit claim, a declaration under 37 CFR 1.132 limited to a discussion of the factual information to be corrected, or, if no supporting document is submitted with the request, a discussion within the body of the request relating to the correction of the factual information.

Jump to MPEP Source · 37 CFR 1.132Correcting Benefit ClaimsBenefit Claim in ADSContinuation Benefit Claims
Topic

Continuation Benefit Claims

1 rules
StatutoryPermittedAlways
[mpep-2809-01-b347101356a243beb13991da]
Correcting Factual Information in Patent
Note:
Patent owners can inform the Office of factual information to be corrected, such as missing or erroneous foreign priority claims and common ownership information.

In a request for supplemental examination, the patent owner may inform the Office of factual information believed to be relevant to the patent, which the patent owner wishes to correct. The factual information to be corrected may include, for example, a missing or erroneous foreign priority or benefit claim, or missing or erroneous information relating to the common ownership of the claimed invention. The item of information may be, for example, a patent document relating to the factual information, such as a priority document or parent patent in the case of a missing or erroneous foreign priority or domestic benefit claim, a declaration under 37 CFR 1.132 limited to a discussion of the factual information to be corrected, or, if no supporting document is submitted with the request, a discussion within the body of the request relating to the correction of the factual information.

Jump to MPEP Source · 37 CFR 1.132Continuation Benefit ClaimsPriority and Benefit ClaimsBenefit Claim in ADS
Topic

Ex Parte Reexamination

1 rules
StatutoryPermittedAlways
[mpep-2809-01-cddd330b8e83763eb259fdad]
Factual Information Can Be Corrected During Ex Parte Reexamination
Note:
The factual information in a patent application can be corrected during an ex parte reexamination proceeding according to the established practice.

If, however, the Office determines that the request raises a SNQ, reexamination will be ordered. See 35 U.S.C. 257(b) and 37 CFR 1.625(b). The factual information may be corrected during the resulting reexamination proceeding in accordance with ex parte reexamination practice. For example, corrections may be made during the resulting reexamination proceeding by filing, where appropriate, an amendment after the initial Office action on the merits (see MPEP § 2813.01), or a petition for an unintentionally delayed foreign priority or domestic benefit claim (see MPEP § 2258, subsection IV.E.).

Jump to MPEP Source · 37 CFR 1.625(b)Ex Parte ReexaminationBenefit Claim in ADSCorrecting Benefit Claims
Topic

Supplemental Examination

1 rules
StatutoryRecommendedAlways
[mpep-2809-01-43ad94a3c78ec8b5eabba1ad]
Supplemental Examination Requires Additional Evidence
Note:
A request for supplemental examination to correct factual information must include additional evidence showing the corrected information affects patentability.

The Office recommends that any request for supplemental examination, that includes an item of information limited to the correction of factual information, should also include one or more additional item(s) of information that potentially provide evidence that the patentability of the claims depends upon the factual information to be corrected.

Jump to MPEP SourceSupplemental Examination
Topic

Domestic Benefit Claims (35 U.S.C. 120/121)

1 rules
StatutoryPermittedAlways
[mpep-2809-01-1b31243b36cc1902c3da3b23]
Claims in Continuing Applications May Use Filing Date
Note:
The effective date of claims in a continuing application under 35 U.S.C. 120 can be the filing date if not supported by the parent application, allowing intervening patents or publications to serve as prior art.

For example, where the information to be corrected is a foreign priority or domestic benefit claim, the Office recommends that the patent owner include in the request, as one or more additional item(s) of information, any documents or other information, such as an intervening patent or printed publication, that caused the patent owner to reconsider the effective filing date of the claims. The effective date of some of the claims in a patent which resulted from a continuing application under 35 U.S.C. 120, for example, could be the filing date of the continuing application since those claims were not supported in the parent application. Therefore, intervening patents or printed publications may be available as prior art. See, e.g., In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958), In re van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972). See also MPEP § 211.05. Similarly, where the information to be corrected involves, for example, the common ownership of the claims, the patent owner should include with the request one or more additional items of information that cause(s) the patentability of the claims to depend upon the common ownership issue, such any prior art or other documents or information that caused the patent owner to reconsider the common ownership of the claims.

Jump to MPEP SourceDomestic Benefit Claims (35 U.S.C. 120/121)Priority and Benefit ClaimsBenefit Claim in ADS
Topic

Supplemental Examination Request

1 rules
StatutoryRecommendedAlways
[mpep-2809-01-9a8d9f853bc204c2bb1a6298]
Patent Owner Must Include Relevant Documents for Common Ownership
Note:
The patent owner must provide additional documents that affect the common ownership of claims when requesting corrections.

For example, where the information to be corrected is a foreign priority or domestic benefit claim, the Office recommends that the patent owner include in the request, as one or more additional item(s) of information, any documents or other information, such as an intervening patent or printed publication, that caused the patent owner to reconsider the effective filing date of the claims. The effective date of some of the claims in a patent which resulted from a continuing application under 35 U.S.C. 120, for example, could be the filing date of the continuing application since those claims were not supported in the parent application. Therefore, intervening patents or printed publications may be available as prior art. See, e.g., In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958), In re van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972). See also MPEP § 211.05. Similarly, where the information to be corrected involves, for example, the common ownership of the claims, the patent owner should include with the request one or more additional items of information that cause(s) the patentability of the claims to depend upon the common ownership issue, such any prior art or other documents or information that caused the patent owner to reconsider the common ownership of the claims.

Jump to MPEP SourceSupplemental Examination RequestSupplemental ExaminationBenefit Claim in ADS
Topic

Unintentional Delay Standard

1 rules
StatutoryRecommendedAlways
[mpep-2809-01-98899ecc18c36181e408ec73]
Petitions Must Follow Reexamination Order
Note:
Petitions for unintentionally delayed foreign priority or domestic benefit claims can only be filed after reexamination is ordered.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)Unintentional Delay StandardReexamination OrderDelayed Benefit/Priority Claims
Topic

First Office Action on Merits

1 rules
StatutoryPermittedAlways
[mpep-2809-01-51a2c9d294a59e40968992d1]
Amendments Permitted After First Office Action in Reexamination
Note:
Allows amendments to be filed after the initial office action on merits when reexamination is ordered.

See MPEP § 2809, subsection IV. Petitions should not be submitted with the request. Petitions including, for example, petitions for unintentionally delayed foreign priority or domestic benefit claims, should only be filed after reexamination is ordered. See MPEP § 2809.01. In addition, amendments to the patent may not be submitted with the request. No amendment may be filed in a supplemental examination proceeding. 37 CFR 1.620(f). If reexamination is ordered, amendments may be filed after an initial Office action on the merits in the resulting reexamination proceeding. See MPEP § 2813.01.

Jump to MPEP Source · 37 CFR 1.620(f)First Office Action on MeritsExamination in ReexaminationReexamination Order

Citations

Primary topicCitation
Benefit Claim in ADS
SNQ Criteria
Substantial New Question of Patentability
35 U.S.C. § 102
Benefit Claim in ADS
Domestic Benefit Claims (35 U.S.C. 120/121)
Supplemental Examination Request
35 U.S.C. § 120
Reexamination Certificate
Reissue and Reexamination
35 U.S.C. § 255
Reexamination Certificate
Reissue and Reexamination
35 U.S.C. § 256
Reexamination Certificate
Reissue and Reexamination
SNQ Criteria
Substantial New Question of Patentability
35 U.S.C. § 257(a)
Benefit Claim in ADS
Ex Parte Reexamination
SNQ Criteria
35 U.S.C. § 257(b)
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
37 CFR § 1.132
Reexamination Certificate
Reissue and Reexamination
37 CFR § 1.323
Reexamination Certificate
Reissue and Reexamination
37 CFR § 1.324
Request Content Requirements
Statutory Authority for Examination
37 CFR § 1.610(b)
Reexamination Certificate
Reissue and Reexamination
SNQ Criteria
37 CFR § 1.620(a)
Amendments Adding New Matter
First Office Action on Merits
Unintentional Delay Standard
37 CFR § 1.620(f)
Reexamination Certificate
Reissue and Reexamination
SNQ Criteria
37 CFR § 1.625(a)
Benefit Claim in ADS
Ex Parte Reexamination
SNQ Criteria
37 CFR § 1.625(b)
Reexamination Certificate
Reissue and Reexamination
SNQ Criteria
MPEP § 1402
Reexamination Certificate
Reissue and Reexamination
MPEP § 1481
Benefit Claim in ADS
Domestic Benefit Claims (35 U.S.C. 120/121)
Supplemental Examination Request
MPEP § 211.05
Benefit Claim in ADS
Ex Parte Reexamination
Reexamination Certificate
Reissue and Reexamination
SNQ Criteria
MPEP § 2258
Amendments Adding New Matter
First Office Action on Merits
Unintentional Delay Standard
MPEP § 2809
Amendments Adding New Matter
First Office Action on Merits
Unintentional Delay Standard
MPEP § 2809.01
Request Content Requirements
Statutory Authority for Examination
MPEP § 2811
Amendments Adding New Matter
Benefit Claim in ADS
Ex Parte Reexamination
First Office Action on Merits
SNQ Criteria
Unintentional Delay Standard
MPEP § 2813.01
Benefit Claim in ADS
SNQ Criteria
Substantial New Question of Patentability
MPEP § 2816.02
Benefit Claim in ADS
Domestic Benefit Claims (35 U.S.C. 120/121)
Supplemental Examination Request
In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958)
Benefit Claim in ADS
Domestic Benefit Claims (35 U.S.C. 120/121)
Supplemental Examination Request
In re van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31