MPEP § 2760 — Trade Secret, Confidential, and Protective Order Material (Annotated Rules)

§2760 Trade Secret, Confidential, and Protective Order Material

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2760, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Trade Secret, Confidential, and Protective Order Material

This section addresses Trade Secret, Confidential, and Protective Order Material. Primary authority: 35 U.S.C. 156 and 37 CFR 1.740(b). Contains: 1 requirement, 2 guidance statements, and 7 other statements.

Key Rules

Topic

PTE Application Requirements

5 rules
StatutoryRecommendedAlways
[mpep-2760-a8b8f6849ede55f890abe9a6]
Trade Secrets Must Be Submitted According to MPEP §724.02
Note:
Proprietary information must be submitted following the procedures outlined in MPEP §724.02 for patent term extension applications.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Application RequirementsPTE Determination ProcedurePatent Term Extension
StatutoryInformativeAlways
[mpep-2760-849128565d31ec98e2c28c08]
USPTO May Waive Electronic Filing Requirement for Trade Secret Submissions
Note:
The USPTO can waive the electronic filing requirement if a submission is made in accordance with specified procedures and identifies trade secret material.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Application RequirementsPTE Determination ProcedurePatent Term Extension
StatutoryRecommendedAlways
[mpep-2760-0297ba5dc2a81da47f293eb8]
Identify Trade Secrets By Page, Line, and Word
Note:
The rule requires identifying trade secret material in a patent term extension application by specifying the exact location on each page.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Application RequirementsPTE Determination ProcedurePatent Term Extension
StatutoryInformativeAlways
[mpep-2760-50967f22b6be9e318fc3048d]
Applicant Determines Trade Secret Information
Note:
The applicant is responsible for identifying trade secret information in the patent term extension application, and the Office will not determine this on its own.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Application RequirementsPTE Determination ProcedurePatent Term Extension
StatutoryInformativeAlways
[mpep-2760-537f6808f969f5c6f319b056]
Submission of Proprietary Information for PTE
Note:
Applicants must submit proprietary or trade secret information in accordance with MPEP § 724.02, and the USPTO will waive electronic filing requirements if submitted properly.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Application RequirementsPTE Determination ProcedurePatent Term Extension
Topic

Patent Term Extension

2 rules
StatutoryRequiredAlways
[mpep-2760-010a3130c32e21c5bc03a591]
Public Disclosure of Patent Term Extension Materials
Note:
Materials submitted for patent term extension applications must generally be made public, but the Office considers the difficulties this imposes on submitters.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)Patent Term ExtensionPatent TermPTE Application Requirements
StatutoryInformativeAlways
[mpep-2760-f60e3ba65f787802acd34505]
Petition to Expunge Trade Secrets Before Certificate Issuance
Note:
If a petition to expunge trade secret information is filed before the certificate of patent extension is issued, the information will be removed from the file and returned to the applicant.

The information will not be made public as part of the patent file before a certificate of patent extension is issued. Should the Office receive a Freedom of Information Act (FOIA) request for the material, the applicant will be provided notice and an opportunity to substantiate its claim that the material is proprietary before the Office determines whether disclosure of the material is required under the FOIA. If such information was material to a determination of eligibility or any other Office responsibility under 35 U.S.C. 156, it will be made public at the time the certificate of extension is issued. Otherwise, if a suitable petition to expunge is filed before the issuance of the certificate, the trade secret or confidential information will be expunged from the file and returned to the patent term extension applicant. If a petition to expunge is not filed prior to the issuance of the certificate, all of the information will be open to public inspection.

Jump to MPEP SourcePatent Term ExtensionPatent TermFOIA Access to Patent Files
Topic

Third Party Access to Files (MPEP 103, 1134.01)

2 rules
StatutoryInformativeAlways
[mpep-2760-83172b8f27a969d256467c4a]
Information Not Public Before Extension Certificate Issuance
Note:
The patent file information will not be disclosed until after the certificate of extension is issued, with exceptions for FOIA requests and expungement petitions.

The information will not be made public as part of the patent file before a certificate of patent extension is issued. Should the Office receive a Freedom of Information Act (FOIA) request for the material, the applicant will be provided notice and an opportunity to substantiate its claim that the material is proprietary before the Office determines whether disclosure of the material is required under the FOIA. If such information was material to a determination of eligibility or any other Office responsibility under 35 U.S.C. 156, it will be made public at the time the certificate of extension is issued. Otherwise, if a suitable petition to expunge is filed before the issuance of the certificate, the trade secret or confidential information will be expunged from the file and returned to the patent term extension applicant. If a petition to expunge is not filed prior to the issuance of the certificate, all of the information will be open to public inspection.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)FOIA Access to Patent FilesPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2760-b3c2546a9637b573c1bc8860]
Petition to Expunge Required Before Certificate Issuance
Note:
A petition to expunge must be filed before the certificate is issued to keep trade secret or confidential information from being publicly inspected.

The information will not be made public as part of the patent file before a certificate of patent extension is issued. Should the Office receive a Freedom of Information Act (FOIA) request for the material, the applicant will be provided notice and an opportunity to substantiate its claim that the material is proprietary before the Office determines whether disclosure of the material is required under the FOIA. If such information was material to a determination of eligibility or any other Office responsibility under 35 U.S.C. 156, it will be made public at the time the certificate of extension is issued. Otherwise, if a suitable petition to expunge is filed before the issuance of the certificate, the trade secret or confidential information will be expunged from the file and returned to the patent term extension applicant. If a petition to expunge is not filed prior to the issuance of the certificate, all of the information will be open to public inspection.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)FOIA Access to Patent Files
Topic

PTE Determination Procedure

1 rules
StatutoryInformativeAlways
[mpep-2760-9fddbfb8549ca2eb131d640b]
Only Applicant Can Determine Proprietary Info
Note:
The applicant must identify proprietary or trade secret information in the patent term extension application, as the Office will not determine this on its own.

There is no provision in the statute or the rules for withholding from the public any information that is submitted to the Office or the regulatory agency relating to an application for patent term extension. While one submitting such materials to the Office in relation to a pending application for patent term extension must generally assume that such materials will be made of record in the file and be made public, the Office is not unmindful of the difficulties this sometimes imposes. Proprietary or trade secret information should be submitted generally in accordance with the procedures set forth in MPEP § 724.02. If the USPTO receives a submission in accordance with the procedures of this section and MPEP § 724.02, the USPTO will, on its own initiative, waive the electronic filing requirement under 37 CFR 1.740(b) for the submission. Identification of the propriety or trade secret material should be made by page, line, and word, as necessary. The Office will not in the first instance undertake the task of determining the precise material in the application which is proprietary or trade secret information. Only the applicant is in a position to make this determination. See In re Schering-Plough Corp., 1 USPQ2d 1926, 1926 (Comm’r Pat. & Tm. 1986).

Jump to MPEP Source · 37 CFR 1.740(b)PTE Determination ProcedurePTE Application RequirementsPatent Term Extension
Topic

FOIA Access to Patent Files

1 rules
StatutoryRequiredAlways
[mpep-2760-b9f44a10e250cc717e405e08]
Notice and Substantiation Before FOIA Disclosure for Patent Extensions
Note:
Applicants must be notified and given a chance to prove material is proprietary before the Office decides on FOIA disclosure, especially if it affects eligibility or other responsibilities under 35 U.S.C. 156.

The information will not be made public as part of the patent file before a certificate of patent extension is issued. Should the Office receive a Freedom of Information Act (FOIA) request for the material, the applicant will be provided notice and an opportunity to substantiate its claim that the material is proprietary before the Office determines whether disclosure of the material is required under the FOIA. If such information was material to a determination of eligibility or any other Office responsibility under 35 U.S.C. 156, it will be made public at the time the certificate of extension is issued. Otherwise, if a suitable petition to expunge is filed before the issuance of the certificate, the trade secret or confidential information will be expunged from the file and returned to the patent term extension applicant. If a petition to expunge is not filed prior to the issuance of the certificate, all of the information will be open to public inspection.

Jump to MPEP SourceFOIA Access to Patent FilesPTE Determination ProcedureThird Party Access to Files (MPEP 103, 1134.01)

Citations

Primary topicCitation
FOIA Access to Patent Files
Patent Term Extension
Third Party Access to Files (MPEP 103, 1134.01)
35 U.S.C. § 156
PTE Application Requirements
PTE Determination Procedure
Patent Term Extension
37 CFR § 1.740(b)
PTE Application Requirements
PTE Determination Procedure
Patent Term Extension
MPEP § 724.02

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31