MPEP § 211.01(b) — Claiming the Benefit of a Nonprovisional Application (Annotated Rules)

§211.01(b) Claiming the Benefit of a Nonprovisional Application

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 211.01(b), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Claiming the Benefit of a Nonprovisional Application

This section addresses Claiming the Benefit of a Nonprovisional Application. Primary authority: 35 U.S.C. 120, 35 U.S.C. 122(b)(2)(B)(iii), and 35 U.S.C. 112(a). Contains: 8 requirements, 1 prohibition, 2 permissions, and 9 other statements.

Key Rules

Topic

Conversion to Nonprovisional

11 rules
StatutoryInformativeAlways
[mpep-211-01-b-dd0340073f27601403b4a96a]
Continuity of Same Subject Matter Between Applications
Note:
The later-filed application must claim the same subject matter as a prior application if they name at least one common inventor.

The term “continuity” is used to express the relationship of copendency of the same subject matter in two different applications naming the same inventor or at least one joint inventor in common. The later-filed application may be referred to as a continuing application when the prior application is not a provisional application. Continuing applications include divisional, continuation, and continuation-in-part applications. The statute is so worded that the prior application may disclose more than the later-filed application, or the later-filed application may disclose more than the prior application, and in either case the later-filed application is entitled to the benefit of the filing date of the prior application as to the common subject matter disclosed in compliance with 35 U.S.C. 112(a), except for the best mode requirement.

Jump to MPEP SourceConversion to NonprovisionalPriority and Benefit ClaimsProvisional Application Benefit
StatutoryInformativeAlways
[mpep-211-01-b-01508856e5d7728750df3704]
Continuing Application Types Include Divisional, Continuation, and Continuation-in-Part
Note:
This rule states that continuing applications can be divisional, continuation, or continuation-in-part applications when naming the same inventor or at least one joint inventor in common with a prior non-provisional application.

The term “continuity” is used to express the relationship of copendency of the same subject matter in two different applications naming the same inventor or at least one joint inventor in common. The later-filed application may be referred to as a continuing application when the prior application is not a provisional application. Continuing applications include divisional, continuation, and continuation-in-part applications. The statute is so worded that the prior application may disclose more than the later-filed application, or the later-filed application may disclose more than the prior application, and in either case the later-filed application is entitled to the benefit of the filing date of the prior application as to the common subject matter disclosed in compliance with 35 U.S.C. 112(a), except for the best mode requirement.

Jump to MPEP SourceConversion to NonprovisionalPriority and Benefit ClaimsProvisional Application Benefit
StatutoryPermittedAlways
[mpep-211-01-b-311f000e8fc9392369a5a48c]
Later Application Can Disclose More Than Prior
Note:
The later-filed application can include more detailed disclosure than the prior application, and still benefit from its filing date for common subject matter disclosed in compliance with section 112(a), except for best mode requirement.

The term “continuity” is used to express the relationship of copendency of the same subject matter in two different applications naming the same inventor or at least one joint inventor in common. The later-filed application may be referred to as a continuing application when the prior application is not a provisional application. Continuing applications include divisional, continuation, and continuation-in-part applications. The statute is so worded that the prior application may disclose more than the later-filed application, or the later-filed application may disclose more than the prior application, and in either case the later-filed application is entitled to the benefit of the filing date of the prior application as to the common subject matter disclosed in compliance with 35 U.S.C. 112(a), except for the best mode requirement.

Jump to MPEP SourceConversion to NonprovisionalPriority and Benefit ClaimsProvisional Application Benefit
StatutoryInformativeAlways
[mpep-211-01-b-c9daecef8b557f9eab4e9827]
Requirement for Identifying Prior Applications in Chain
Note:
Applicant must identify all prior applications and their relationships in a chain of nonprovisional applications to establish copendency.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceConversion to NonprovisionalChain of Prior ApplicationsMultiple Priority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-2a5a79acb8c1fcddef95aaa6]
Requirement for Identifying All Prior Applications
Note:
The rule requires identifying all prior applications and their relationships to establish copendency throughout the chain of nonprovisional applications.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceConversion to NonprovisionalChain of Prior ApplicationsMultiple Priority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-ea240670cdbc9edc5045d687]
Specific Reference Required for Prior Applications
Note:
A patent must make a specific reference to each prior-filed application in the priority chain, even if another patent incorporates it by reference.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceConversion to NonprovisionalChain of Prior ApplicationsMultiple Priority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-4b9f4e8bc6f6187f5c03d1cb]
Requirement for Properly Referencing Prior Applications
Note:
The rule requires that a pending application must properly reference all prior applications in the chain of copending applications to establish their relationship and ensure proper benefit claims.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.
Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018) See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceConversion to NonprovisionalChain of Prior ApplicationsMultiple Priority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-2d274a39f1bb6cfca9655277]
Nonprovisional Application Must Be Filed Within 12 Months of Provisional
Note:
A nonprovisional application claiming the benefit of a provisional application must be filed within 12 months from the provisional's filing date unless the provisional's benefit has been restored.

A nonprovisional application that directly claims the benefit of a provisional application under 35 U.S.C. 119(e) must be filed within 12 months from the filing date of the provisional application unless the benefit of the provisional application has been restored. See 37 CFR 1.78(b) and MPEP § 211.01(a), subsection II. Although an application that itself directly claims the benefit of a provisional application is not required to specify the relationship to the provisional application, if the instant nonprovisional application is not filed within the 12 month period, but claims the benefit of an intermediate nonprovisional application under 35 U.S.C. 120 that was filed within 12 months from the filing date of the provisional application and claimed the benefit of the provisional application, the intermediate application must be clearly identified as claiming the benefit of the provisional application so that the Office can determine whether the intermediate nonprovisional application was filed within 12 months of the provisional application and thus, whether the claim is proper. Where the benefit of more than one provisional application is being claimed, the intermediate nonprovisional application(s) claiming the benefit of each provisional application must be indicated. See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP Source · 37 CFR 1.78(b)Conversion to NonprovisionalProvisional Application BenefitPriority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-8ea23564b63e946ccfe6b6e6]
Intermediate Nonprovisional Must Clearly Identify Provisional Benefit Claim
Note:
An intermediate nonprovisional application claiming the benefit of a provisional application must clearly identify this relationship to ensure it was filed within 12 months of the provisional.

A nonprovisional application that directly claims the benefit of a provisional application under 35 U.S.C. 119(e) must be filed within 12 months from the filing date of the provisional application unless the benefit of the provisional application has been restored. See 37 CFR 1.78(b) and MPEP § 211.01(a), subsection II. Although an application that itself directly claims the benefit of a provisional application is not required to specify the relationship to the provisional application, if the instant nonprovisional application is not filed within the 12 month period, but claims the benefit of an intermediate nonprovisional application under 35 U.S.C. 120 that was filed within 12 months from the filing date of the provisional application and claimed the benefit of the provisional application, the intermediate application must be clearly identified as claiming the benefit of the provisional application so that the Office can determine whether the intermediate nonprovisional application was filed within 12 months of the provisional application and thus, whether the claim is proper. Where the benefit of more than one provisional application is being claimed, the intermediate nonprovisional application(s) claiming the benefit of each provisional application must be indicated. See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP Source · 37 CFR 1.78(b)Conversion to NonprovisionalProvisional Application BenefitPriority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-6fbb1ca697fb6dcfbbcfdf96]
Intermediate Nonprovisional Application Must Indicate Benefit of Provisionals
Note:
An intermediate nonprovisional application claiming the benefit of more than one provisional application must clearly identify each such provisional application.

A nonprovisional application that directly claims the benefit of a provisional application under 35 U.S.C. 119(e) must be filed within 12 months from the filing date of the provisional application unless the benefit of the provisional application has been restored. See 37 CFR 1.78(b) and MPEP § 211.01(a), subsection II. Although an application that itself directly claims the benefit of a provisional application is not required to specify the relationship to the provisional application, if the instant nonprovisional application is not filed within the 12 month period, but claims the benefit of an intermediate nonprovisional application under 35 U.S.C. 120 that was filed within 12 months from the filing date of the provisional application and claimed the benefit of the provisional application, the intermediate application must be clearly identified as claiming the benefit of the provisional application so that the Office can determine whether the intermediate nonprovisional application was filed within 12 months of the provisional application and thus, whether the claim is proper. Where the benefit of more than one provisional application is being claimed, the intermediate nonprovisional application(s) claiming the benefit of each provisional application must be indicated. See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP Source · 37 CFR 1.78(b)Conversion to NonprovisionalProvisional Application BenefitPriority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-934a918688aeb9812ae3c0c2]
Provisional to Nonprovisional Conversion Must Indicate Benefit Claim
Note:
The rule requires that a benefit claim from a provisional application to an intermediate and final nonprovisional application must be properly indicated within the required time frame.

If a benefit claim to a provisional application is submitted without an indication that an intermediate application directly claims the benefit of the provisional application and the instant nonprovisional application is not filed within the 12 month period (or 14 month period if the benefit of the provisional application has been restored pursuant to 37 CFR 1.78(b)) or the relationship between each nonprovisional application is not indicated, the Office will not recognize such benefit claim and will not include the benefit claim on the filing receipt. Therefore, a petition under 37 CFR 1.78(c) and the petition fee set forth in 37 CFR 1.17(m) will be required if the intermediate application and the relationship of each nonprovisional application are not indicated within the period set forth in 37 CFR 1.78. See MPEP § 201.04.

Jump to MPEP Source · 37 CFR 1.78(b))Conversion to NonprovisionalProcessing FeesProvisional Application Benefit
Topic

Issue Fees

6 rules
StatutoryInformativeAlways
[mpep-211-01-b-ad216fc96f49eea491996aa0]
Patents Issue Shortly After Fee Payment
Note:
Patents are granted shortly after the payment of the issue fee, giving applicants a limited time to file related applications.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceIssue FeesMaintenance Fee AmountsIssue Fee Payment
StatutoryInformativeAlways
[mpep-211-01-b-1bf0eaa1809efd23b8f9195c]
Time Constraint for Filing Continuing Applications After Issue Fee Payment
Note:
Applicants must file continuing applications within a limited time after paying the issue fee of their prior application.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceIssue FeesMaintenance Fee AmountsIssue Fee Payment
StatutoryInformativeAlways
[mpep-211-01-b-8507f18307929bf6d5e8cc0e]
Best Practice for Filing Before Issue Fee Payment
Note:
Applicants should file continuing applications before paying the issue fee to ensure benefit of the prior application.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceIssue FeesMaintenance Fee AmountsIssue Fee Payment
StatutoryRequiredAlways
[mpep-211-01-b-97c0bb0136a0cd78701c8a05]
Later Application Must Be Filed Before Prior Abandonment
Note:
The later-filed application must be submitted before the prior application is abandoned to qualify as copending.

If the prior application is abandoned, the later-filed application must be filed before the abandonment in order for it to be copending with the prior application. The term “abandoned,” refers to abandonment for failure to prosecute (MPEP § 711.02), express abandonment (MPEP § 711.01), abandonment for failure to pay the issue fee (37 CFR 1.316), and abandonment for failure to notify the Office of a foreign filing after filing a nonpublication request under 35 U.S.C. 122(b)(2)(B)(iii) (MPEP § 1124). The expression “termination of proceedings” includes the situations when an application is abandoned or when a patent has been issued, and hence this expression is the broadest of the three copendency definitions.

Jump to MPEP Source · 37 CFR 1.316)Issue FeesFee RequirementsPriority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-1ccddc5730b38396db130c38]
Abandonment for Missing Filing Requirements
Note:
The term 'abandoned' refers to failure to prosecute, express abandonment, failure to pay issue fee, and failure to notify the Office of a foreign filing.

If the prior application is abandoned, the later-filed application must be filed before the abandonment in order for it to be copending with the prior application. The term “abandoned,” refers to abandonment for failure to prosecute (MPEP § 711.02), express abandonment (MPEP § 711.01), abandonment for failure to pay the issue fee (37 CFR 1.316), and abandonment for failure to notify the Office of a foreign filing after filing a nonpublication request under 35 U.S.C. 122(b)(2)(B)(iii) (MPEP § 1124). The expression “termination of proceedings” includes the situations when an application is abandoned or when a patent has been issued, and hence this expression is the broadest of the three copendency definitions.

Jump to MPEP Source · 37 CFR 1.316)Issue FeesFee RequirementsIssue Fee Payment
StatutoryInformativeAlways
[mpep-211-01-b-8bce6c2953ec15cb7f77aa17]
Termination of Proceedings Includes Abandonment and Issuance
Note:
The term 'termination of proceedings' encompasses situations where an application is abandoned or a patent has been issued, making it the broadest definition among copendency conditions.

If the prior application is abandoned, the later-filed application must be filed before the abandonment in order for it to be copending with the prior application. The term “abandoned,” refers to abandonment for failure to prosecute (MPEP § 711.02), express abandonment (MPEP § 711.01), abandonment for failure to pay the issue fee (37 CFR 1.316), and abandonment for failure to notify the Office of a foreign filing after filing a nonpublication request under 35 U.S.C. 122(b)(2)(B)(iii) (MPEP § 1124). The expression “termination of proceedings” includes the situations when an application is abandoned or when a patent has been issued, and hence this expression is the broadest of the three copendency definitions.

Jump to MPEP Source · 37 CFR 1.316)Issue FeesFee RequirementsPriority and Benefit Claims
Topic

Priority and Benefit Claims

5 rules
StatutoryInformativeAlways
[mpep-211-01-b-bf5ecf2c073b3663febcb538]
Proceeding Terminated Upon Mandate Issuance After Federal Circuit Affirmation of Rejection
Note:
The proceeding is terminated when the mandate is issued by the court after all claims are rejected in a decision by the Court of Appeals for the Federal Circuit.

After a decision by the Court of Appeals for the Federal Circuit in which the rejection of all claims is affirmed, the proceeding is terminated when the mandate is issued by the court. There are several other situations in which proceedings are terminated as is explained in MPEP § 711.02(c).

Jump to MPEP SourcePriority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-a6d01de2488f4f7425b4664a]
Termination of Proceedings After Federal Circuit Affirmance
Note:
Proceedings are terminated when the mandate is issued after a Federal Circuit affirmance of all claims rejection, or in other specified situations as detailed in MPEP § 711.02(c).

After a decision by the Court of Appeals for the Federal Circuit in which the rejection of all claims is affirmed, the proceeding is terminated when the mandate is issued by the court. There are several other situations in which proceedings are terminated as is explained in MPEP § 711.02(c).

Jump to MPEP SourcePriority and Benefit Claims
StatutoryPermittedAlways
[mpep-211-01-b-d7bcbc4c44a39801976eca1e]
Terminated Application Treated as Abandoned
Note:
When an application’s proceedings are terminated, it is considered abandoned and the term 'abandoned application' applies broadly.

When proceedings in an application are terminated, the application is treated in the same manner as an abandoned application, and the term “abandoned application” may be used broadly to include such applications.

Jump to MPEP SourcePriority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-e0bcc5ec69525207a1f49f04]
Prohibition on Using Form Paragraph for Benefit Claims to Provisionals
Note:
This rule prohibits using a specific form paragraph for claiming benefit from provisional applications in nonprovisional patent applications.

2. Do not use this form paragraph for benefit claims under 35 U.S.C. 119(e) to provisional applications.

35 U.S.C.Priority and Benefit Claims
StatutoryInformativeAlways
[mpep-211-01-b-dedc9a7c400337ecdb90ff03]
Requirement for Specific Reference to Each Prior-Filed Application in Priority Chain
Note:
Patent must specifically claim benefit to each prior-filed application in the priority chain, not just incorporate by reference.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourcePriority and Benefit ClaimsConversion to NonprovisionalChain of Prior Applications
Topic

Chain of Prior Applications

5 rules
StatutoryInformativeAlways
[mpep-211-01-b-49eb89b425f98bae68cc8c02]
Pending Application Must Reference First and Intermediate Applications for Copendency
Note:
A pending application in a series must reference both the first filed and an intermediate application to establish copendency, even if not directly copending with the first.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceChain of Prior ApplicationsConversion to NonprovisionalMultiple Priority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-466c79cf12f820914870e99d]
Pending Application Must Refer to First Filed Application in Priority Chain
Note:
If a pending application seeks the benefit of the filing date of the first filed application, it must explicitly reference both the intermediate and first applications.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceChain of Prior ApplicationsConversion to NonprovisionalMultiple Priority and Benefit Claims
StatutoryRequiredAlways
[mpep-211-01-b-176b33758052514a33d6ac96]
References Required for Chain of Prior Applications
Note:
Each intermediate application in the chain of prior applications must reference all prior-filed applications and their relationships to establish copendency.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceChain of Prior ApplicationsConversion to NonprovisionalMultiple Priority and Benefit Claims
StatutoryProhibitedAlways
[mpep-211-01-b-9a10e6e2cead62d7cd076d2d]
Specific Reference Required for Each Prior-Filed Application in Chain
Note:
A specific reference must be made to each prior-filed application in a chain of applications, not just incorporated by reference from a prior application.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceChain of Prior ApplicationsMultiple Priority and Benefit ClaimsConversion to Nonprovisional
StatutoryInformativeAlways
[mpep-211-01-b-cf91993ff0dbbcb8cdbb9d40]
Claim to Grandparent Application Not Permitted Without Specific Reference
Note:
A claim under 35 U.S.C. 119(e) to a grandparent application is not permitted unless the patent specifically references all prior applications in the chain of priorities.

Sometimes a pending application is one of a series of applications wherein the pending application is not copending with the first filed application but is copending with an intermediate application entitled to the benefit of the filing date of the first application. If applicant wishes that the pending application have the benefit of the filing date of the first filed application, applicant must, besides making reference to the intermediate application, also make reference to the first application. See Sticker Indus. Supply Corp. v. Blaw-Knox Co., 405 F.2d 90, 160 USPQ 177 (7th Cir. 1968) and Hovlid v. Asari, 305 F.2d 747, 134 USPQ 162 (9th Cir. 1962). The reference to the prior applications must identify all of the prior applications and indicate the relationship (i.e., continuation, divisional, or continuation-in-part) between each nonprovisional application in order to establish copendency throughout the entire chain of prior applications. Appropriate references must be made in each intermediate application in the chain of prior applications. A specific reference is required to each prior-filed application in a chain of applications and cannot be incorporated by reference from a prior application. See Droplets, Inc. v. E*TRADE Bank, 887 F.3d 1309, 126 USPQ2d 1317 (Fed. Cir. 2018)(although the patent includes a proper benefit claim to an immediate prior parent application and incorporated the immediate prior parent by reference, the patent did not itself claim benefit to each prior-filed application in the priority chain. That another patent that is incorporated by reference in its entirety in the reviewed patent makes its own specific reference to a prior application does not substitute for making the necessary specific reference in the reviewed patent or application. As only the filing date of the alleged grandparent application was within 12 months of a prior provisional application, the claim under 35 U.S.C. 119(e) made in the patent was not appropriate because the patent under review did not make a claim to the alleged grandparent application). Cf. Nat. Alts. Int’l, Inc. v. Iancu, 904 F.3d 1375, 1380, 128 USPQ2d 1235, 1239 (Fed. Cir. 2018). See MPEP § 211.02 for guidance regarding properly referencing prior applications.

Jump to MPEP SourceChain of Prior ApplicationsProvisional Application BenefitPriority and Benefit Claims
Topic

Simultaneous Issue of Patents

4 rules
StatutoryRequiredAlways
[mpep-211-01-b-4f4ada60e9b8352d050eb768]
Later-Filed Application Must Be Copending With Prior Application
Note:
The later-filed application claiming the benefit of a prior-filed nonprovisional application must be filed before the patenting, abandonment, or termination of the prior application.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceSimultaneous Issue of PatentsIssue FeesMaintenance Fee Amounts
StatutoryRequiredAlways
[mpep-211-01-b-558c5fad7ecfb9fdaa8e1608]
Later Application Must Be Copending Before Patenting, Abandonment, or Termination of Prior Application
Note:
The later-filed application must be filed before the patenting, abandonment, or termination of the prior application to claim its benefit.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceSimultaneous Issue of PatentsIssue FeesMaintenance Fee Amounts
StatutoryInformativeAlways
[mpep-211-01-b-845878c259faacdf6ee31bce]
Copending Application Before Patent Issuance
Note:
The later-filed application must be copending with the prior application if it is filed on the same date or before the patent issues on the prior application.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceSimultaneous Issue of PatentsIssue FeesMaintenance Fee Amounts
StatutoryInformativeAlways
[mpep-211-01-b-a3be4e187afe76edbb20ff77]
Child Application Entitled to Parent's Filing Date on Issuance
Note:
A child application can claim the filing date of a parent application if it is filed on the same day as the parent’s patent issuance.

When a later-filed application is claiming the benefit of a prior-filed nonprovisional application under 35 U.S.C. 120, 121, 365(c), or 386(c), the later-filed application must be copending with the prior application or with an intermediate nonprovisional application similarly entitled to the benefit of the filing date of the prior application. Copendency is defined in the clause which requires that the later-filed application must be filed before: (A) the patenting of the prior application; (B) the abandonment of the prior application; or (C) the termination of proceedings in the prior application. If the prior application issues as a patent, it is sufficient for the later-filed application to be copending with it if the later-filed application is filed on the same date, or before the date that the patent issues on the prior application. See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016), holding that a child application was entitled to the benefit of a parent application where the child application was filed on the same day that a patent issued on the parent application. Patents issue shortly after the payment of the issue fee. As a result, applicants have a limited time, after the payment of the issue fee, to file continuing applications. The best practice is for applicants to file continuing applications before the payment of the issue fee.

Jump to MPEP SourceSimultaneous Issue of PatentsIssue FeesMaintenance Fee Amounts
Topic

Provisional Application Benefit

1 rules
StatutoryPermittedAlways
[mpep-211-01-b-fe7118c76c73a28b786474c4]
Later-Filed Application as Continuing Application
Note:
A later-filed application can be referred to as a continuing application when the prior application is not provisional.

The term “continuity” is used to express the relationship of copendency of the same subject matter in two different applications naming the same inventor or at least one joint inventor in common. The later-filed application may be referred to as a continuing application when the prior application is not a provisional application. Continuing applications include divisional, continuation, and continuation-in-part applications. The statute is so worded that the prior application may disclose more than the later-filed application, or the later-filed application may disclose more than the prior application, and in either case the later-filed application is entitled to the benefit of the filing date of the prior application as to the common subject matter disclosed in compliance with 35 U.S.C. 112(a), except for the best mode requirement.

Jump to MPEP SourceProvisional Application BenefitConversion to NonprovisionalPriority and Benefit Claims
Topic

Filing Date Requirements

1 rules
StatutoryInformativeAlways
[mpep-211-01-b-bb9f63e937c488cf0ef58ae3]
Filing Date for Later Filed Applications
Note:
Prior art against claims in a later-filed application is determined by its filing date, not the prior application's filing date.

A later-filed application which is not copending with the prior application (which includes those called “substitute” applications as set forth in MPEP § 201.02) is not entitled to the benefit of the filing date of the prior application. Therefore, prior art against the claims of the later-filed application is determined based on the filing date of the later-filed application. An applicant should not refer to such prior application(s) in an application data sheet (see 37 CFR 1.76) and is not required to refer to the prior application in the specification of the later-filed application, but is required to otherwise call the examiner’s attention to the prior application if it or its contents or prosecution is material to patentability of the later-filed application as defined in 37 CFR 1.56(b).

Jump to MPEP Source · 37 CFR 1.76)Filing Date RequirementsTiming of DutyMaterial Information Definition
Topic

Timing of Duty

1 rules
StatutoryRequiredAlways
[mpep-211-01-b-88fff2bc05466b703f9f604e]
Prior Application Must Not Be Referenced in Later-Filed Specification
Note:
An applicant must not reference a prior application in the later-filed specification but must call examiner’s attention if material to patentability.

A later-filed application which is not copending with the prior application (which includes those called “substitute” applications as set forth in MPEP § 201.02) is not entitled to the benefit of the filing date of the prior application. Therefore, prior art against the claims of the later-filed application is determined based on the filing date of the later-filed application. An applicant should not refer to such prior application(s) in an application data sheet (see 37 CFR 1.76) and is not required to refer to the prior application in the specification of the later-filed application, but is required to otherwise call the examiner’s attention to the prior application if it or its contents or prosecution is material to patentability of the later-filed application as defined in 37 CFR 1.56(b).

Jump to MPEP Source · 37 CFR 1.76)Timing of DutyMaterial Information DefinitionComponents Required for Filing Date
Topic

Continuation Benefit Claims

1 rules
StatutoryInformativeAlways
[mpep-211-01-b-8b8faf0ca5dc30e955c8ba59]
Copending Applications Required for Benefit Claim
Note:
The rule requires that the benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) must be supported by copending applications.

Use form paragraphs 2.09 and 2.11 to indicate the benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) is improper because there is no copendency between the applications.

Jump to MPEP SourceContinuation Benefit ClaimsCopendency RequirementDomestic Benefit Claims (35 U.S.C. 120/121)

Examiner Form Paragraphs

Examiner form paragraphs are standard language that you might see in an Office Action or communication from the USPTO. Examiners have latitude to change the form paragraphs, but you will often see this exact language.

¶ 2.11 ¶ 2.11 Application Must Be Copending With Parent

This application is claiming the benefit of prior-filed application No. [1] under 35 U.S.C. 120 , 121 , 365(c) , or 386(c) . Copendency between the current application and the prior application is required. Since the applications are not copending, the benefit claim to the prior-filed application is improper. Applicant is required to delete the claim to the benefit of the prior-filed application, unless applicant can establish copendency between the applications.

Citations

Primary topicCitation
Conversion to Nonprovisional
Provisional Application Benefit
35 U.S.C. § 112(a)
Chain of Prior Applications
Conversion to Nonprovisional
Priority and Benefit Claims
35 U.S.C. § 119(e)
Continuation Benefit Claims
Conversion to Nonprovisional
Issue Fees
Simultaneous Issue of Patents
35 U.S.C. § 120
Issue Fees35 U.S.C. § 122(b)(2)(B)(iii)
Conversion to Nonprovisional37 CFR § 1.17(m)
Issue Fees37 CFR § 1.316
Filing Date Requirements
Timing of Duty
37 CFR § 1.56(b)
Filing Date Requirements
Timing of Duty
37 CFR § 1.76
Conversion to Nonprovisional37 CFR § 1.78
Conversion to Nonprovisional37 CFR § 1.78(b)
Conversion to Nonprovisional37 CFR § 1.78(c)
Issue FeesMPEP § 1124
Filing Date Requirements
Timing of Duty
MPEP § 201.02
Conversion to NonprovisionalMPEP § 201.04
Conversion to NonprovisionalMPEP § 211.01(a)
Chain of Prior Applications
Conversion to Nonprovisional
Priority and Benefit Claims
MPEP § 211.02
MPEP § 2190
Issue FeesMPEP § 711.01
Issue FeesMPEP § 711.02
Priority and Benefit ClaimsMPEP § 711.02(c)
MPEP § 711.03(c)
Form Paragraph § 2.09
Issue Fees
Simultaneous Issue of Patents
See Immersion Corp. v. HTC Corp., 826 F.3d 1357, 1359, 119 USPQ2d 1083, 1084 (Fed. Cir. 2016)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31