MPEP § 2413.01(g) — The “Sequence Listing XML” Must Contain a Sequence Data Part (Annotated Rules)

§2413.01(g) The “Sequence Listing XML” Must Contain a Sequence Data Part

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2413.01(g), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

The “Sequence Listing XML” Must Contain a Sequence Data Part

This section addresses The “Sequence Listing XML” Must Contain a Sequence Data Part. Primary authority: 37 CFR 1.831(b) and 37 CFR 1.833. Contains: 16 requirements and 1 permission.

Key Rules

Topic

Sequence Listing Content

49 rules
StatutoryInformativeAlways
[mpep-2413-01-g-b05c988964068fd637f4909c]
Sequence Listing XML Must Contain Sequence Data Part
Note:
The 'Sequence Listing XML' must include the required sequence data as defined in 37 CFR 1.831(b) for applications filed on or after July 1, 2022.

[Editor Note: This section is applicable to all applications with a filing date, or, for national phase applications, an international filing date, on or after July 1, 2022, having disclosure of one or more nucleotide and/or amino acid sequences as defined in 37 CFR 1.831(b). Formatting representations of XML (eXtensible Markup Language) elements in this section appear different than shown in Standard ST.26, which may be accessed at: www.wipo.int /export/sites/www/standards/en/pdf/03-26-01.pdf.]

37 CFR 1.77 · 37 CFR 1.831(b)Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryInformativeAlways
[mpep-2413-01-g-7717051e116ee2145cfd9f00]
Sequence Listing XML Must Contain Sequence Data Part
Note:
The 'Sequence Listing XML' must include a part that contains individual nucleotide or amino acid sequences and their associated data.

The sequence data part is the part of the “Sequence Listing XML” that contains each individual nucleotide or amino acid sequence that meets the definition for inclusion in a “Sequence Listing XML” together with sequence-associated data. WIPO Standard ST.26, paragraph 50, specifies that the sequence data part must be composed of one or more SequenceData elements, each element containing information about one sequence.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-3e166ad82e44513ae5e62d16]
SequenceData Element Must Contain SequenceIDNumber
Note:
Each SequenceData element must have a mandatory attribute sequenceIDNumber to contain the sequence identifier for each sequence.

WIPO Standard ST.26, paragraph 51, specifies that each SequenceData element must have a mandatory attribute sequenceIDNumber, in which the sequence identifier (see MPEP § 2412.05(a)) for each sequence is contained.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-69d1e3ae841b2922c804e418]
XML for Sequence Data Part Required
Note:
The 'Sequence Listing XML' must contain a sequence data part as required by the MPEP § 2413.01(g) and 37 CFR 1.833.

See MPEP § 2412.05(a) for information about intentionally skipped sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-c52efa158e5aac2e3047fcff]
Sequence Listing XML Must Disclose DNA or RNA
Note:
The 'Sequence Listing XML' must indicate whether the nucleotide sequence is DNA or RNA.

WIPO Standard ST.26, paragraph 54, specifies that the element INSDSeq_moltype must disclose the type of molecule that is being represented. For nucleotide sequences, including nucleotide analogue sequences, the molecule type must be indicated as DNA or RNA. For amino acid sequences, the molecule type must be indicated as AA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryRequiredAlways
[mpep-2413-01-g-5acd10907683c87788367838]
Molecule Type for Amino Acid Sequences Must Be Indicated as AA
Note:
The molecule type for amino acid sequences in a sequence listing must be specified as AA.

WIPO Standard ST.26, paragraph 54, specifies that the element INSDSeq_moltype must disclose the type of molecule that is being represented. For nucleotide sequences, including nucleotide analogue sequences, the molecule type must be indicated as DNA or RNA. For amino acid sequences, the molecule type must be indicated as AA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryRequiredAlways
[mpep-2413-01-g-2eb806e33a12a35e34dafbe9]
DNA Required for Combined DNA/RNA Molecules
Note:
The molecule type must be indicated as DNA for nucleotide sequences containing both DNA and RNA segments, with additional description required in the feature table.

WIPO Standard ST.26, paragraph 55, specifies that for a nucleotide sequence that contains both DNA and RNA segments of one or more nucleotides, the molecule type must be indicated as DNA. The combined DNA/RNA molecule must be further described in the feature table, using the feature key “source” and the mandatory qualifier “organism” with the value “synthetic construct” and the mandatory qualifier “mol_type” with the value “other DNA.” Each DNA and RNA segment of the combined DNA/RNA molecule must be further described with the feature key “misc_feature” and the qualifier “note,” wherein the qualifier value indicates whether the segment is DNA or RNA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-ccc6180de409e315df16581b]
Requirement for Describing Combined DNA/RNA Molecules in Sequence Listing XML
Note:
The feature table must include the source of a combined DNA/RNA molecule, specifying it as a synthetic construct with other DNA.

WIPO Standard ST.26, paragraph 55, specifies that for a nucleotide sequence that contains both DNA and RNA segments of one or more nucleotides, the molecule type must be indicated as DNA. The combined DNA/RNA molecule must be further described in the feature table, using the feature key “source” and the mandatory qualifier “organism” with the value “synthetic construct” and the mandatory qualifier “mol_type” with the value “other DNA.” Each DNA and RNA segment of the combined DNA/RNA molecule must be further described with the feature key “misc_feature” and the qualifier “note,” wherein the qualifier value indicates whether the segment is DNA or RNA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-2ca240ec3a58e3abaa0e1c14]
DNA and RNA Segments Must Be Described
Note:
Each DNA and RNA segment in a combined molecule must be described using the 'misc_feature' key with the qualifier 'note' indicating whether it is DNA or RNA.

WIPO Standard ST.26, paragraph 55, specifies that for a nucleotide sequence that contains both DNA and RNA segments of one or more nucleotides, the molecule type must be indicated as DNA. The combined DNA/RNA molecule must be further described in the feature table, using the feature key “source” and the mandatory qualifier “organism” with the value “synthetic construct” and the mandatory qualifier “mol_type” with the value “other DNA.” Each DNA and RNA segment of the combined DNA/RNA molecule must be further described with the feature key “misc_feature” and the qualifier “note,” wherein the qualifier value indicates whether the segment is DNA or RNA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-fc7b3b4ac3de5f77432464ba]
Feature Table Must Be Contained In INSDSeq_feature-table Element
Note:
The feature table, which contains information on sequence regions, must be included within the INSDSeq_feature-table element.

According to WIPO Standard ST.26, a “feature table” “contains information on the location and roles of various regions within a particular sequence. A feature table is required for every sequence, except for any intentionally skipped sequence, in which case it must not be included. The feature table is contained in the element INSDSeq_feature-table, which consists of one or more INSDFeature elements.” (WIPO Standard ST.26, paragraph 60).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-0d293f2db2e858cb1d5f859f]
Requirement for Exclusive Sequence Feature Keys
Note:
WIPO Standard ST.26 requires the exclusive use of feature keys listed in Annex I Sections 5 and 7 for nucleotide and amino acid sequences in a ‘Sequence Listing XML’.

WIPO Standard ST.26, paragraph 62, specifies that Annex I contains the exclusive listing of feature keys that must be used when preparing and submitting a “Sequence Listing XML,” along with an exclusive listing of associated qualifiers and an indication as to whether those qualifiers are mandatory or optional. Section 5 of Annex I of WIPO Standard ST.26 provides the exclusive listing of feature keys for nucleotide sequences and Section 7 of Annex I of WIPO Standard ST.26 provides the exclusive listing of feature keys for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-61647efa6d359f0fb70b12c2]
Source Feature Key Required for Sequences
Note:
The 'source' feature key is mandatory for all nucleotide and amino acid sequences in a sequence listing, except for intentionally skipped sequences.

WIPO Standard ST.26, paragraph 63, specifies that the “source” feature key is mandatory for all nucleotide sequences and for all amino acid sequences, except for any intentionally skipped sequence. Each sequence must have a single “source” feature key spanning the entire sequence. Where a sequence originates from multiple sources, those sources may be further described in the feature table, using the feature key “misc_feature” and the qualifier “note” for nucleotide sequences, and the feature key “REGION” and the qualifier “note” for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryPermittedAlways
[mpep-2413-01-g-ff0f6a31105eaad0f30a95d5]
Requirement for Describing Multiple Sources in Sequence Listing XML
Note:
For sequences originating from multiple sources, specify these using 'misc_feature' and 'note' for nucleotide sequences or 'REGION' and 'note' for amino acid sequences.

WIPO Standard ST.26, paragraph 63, specifies that the “source” feature key is mandatory for all nucleotide sequences and for all amino acid sequences, except for any intentionally skipped sequence. Each sequence must have a single “source” feature key spanning the entire sequence. Where a sequence originates from multiple sources, those sources may be further described in the feature table, using the feature key “misc_feature” and the qualifier “note” for nucleotide sequences, and the feature key “REGION” and the qualifier “note” for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-06aa84802b22e68613cfe857]
Single Location Descriptor Required for Amino Acids
Note:
Amino acid sequences must include exactly one location descriptor in the INSDFeature_location element.

WIPO Standard ST.26, paragraph 64, specifies that the mandatory element INSDFeature_location must contain at least one location descriptor, which defines a site or a region corresponding to a feature of the sequence in the INSDSeq_sequence element. Amino acid sequences must contain one and only one location descriptor in the mandatory INSDFeature_location element. Nucleotide sequences may have more than one location descriptor in the mandatory INSDFeature_location element when used in conjunction with one or more location operator(s) (more information about location descriptors is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryPermittedAlways
[mpep-2413-01-g-8b582616e80d59dbfa079bc9]
Multiple Location Descriptors for Nucleotide Sequences
Note:
Nucleotide sequences in the INSDFeature_location element may include multiple location descriptors when combined with one or more location operators.

WIPO Standard ST.26, paragraph 64, specifies that the mandatory element INSDFeature_location must contain at least one location descriptor, which defines a site or a region corresponding to a feature of the sequence in the INSDSeq_sequence element. Amino acid sequences must contain one and only one location descriptor in the mandatory INSDFeature_location element. Nucleotide sequences may have more than one location descriptor in the mandatory INSDFeature_location element when used in conjunction with one or more location operator(s) (more information about location descriptors is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryPermittedAlways
[mpep-2413-01-g-11912374a171f320fe188bc4]
Location Descriptor Can Be Single Residue, Span, Or Extended Site
Note:
The location descriptor in a sequence listing can be a single residue number, a contiguous span of residues, or an extended site beyond the specified range.

WIPO Standard ST.26, paragraph 65, specifies that the location descriptor can be a single residue number, a region delimiting a contiguous span of residue numbers, or a site or region that extends beyond the specified residue or span of residues. The location descriptor must not include numbering for residues beyond the range of the sequence in the INSDSeq_sequence element. For nucleotide sequences only, a location descriptor can be a site between two adjacent residue numbers. Multiple location descriptors must be used in conjunction with a location operator when a feature corresponds to discontinuous sites or regions of a nucleotide sequence (more information about location descriptors and operators is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryPermittedAlways
[mpep-2413-01-g-9e389a76fc6877865e3c2fc3]
Site Between Adjacent Residue Numbers Allowed for Nucleotide Sequences
Note:
A location descriptor can be a site between two adjacent residue numbers for nucleotide sequences in the Sequence Listing XML.

WIPO Standard ST.26, paragraph 65, specifies that the location descriptor can be a single residue number, a region delimiting a contiguous span of residue numbers, or a site or region that extends beyond the specified residue or span of residues. The location descriptor must not include numbering for residues beyond the range of the sequence in the INSDSeq_sequence element. For nucleotide sequences only, a location descriptor can be a site between two adjacent residue numbers. Multiple location descriptors must be used in conjunction with a location operator when a feature corresponds to discontinuous sites or regions of a nucleotide sequence (more information about location descriptors and operators is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryRequiredAlways
[mpep-2413-01-g-5b156ada5f84a7021f9909e1]
Multiple Location Descriptors Required for Discontinuous Nucleotide Features
Note:
When a feature corresponds to discontinuous sites or regions in a nucleotide sequence, multiple location descriptors must be used with a location operator.

WIPO Standard ST.26, paragraph 65, specifies that the location descriptor can be a single residue number, a region delimiting a contiguous span of residue numbers, or a site or region that extends beyond the specified residue or span of residues. The location descriptor must not include numbering for residues beyond the range of the sequence in the INSDSeq_sequence element. For nucleotide sequences only, a location descriptor can be a site between two adjacent residue numbers. Multiple location descriptors must be used in conjunction with a location operator when a feature corresponds to discontinuous sites or regions of a nucleotide sequence (more information about location descriptors and operators is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryPermittedAlways
[mpep-2413-01-g-5e5a2a986df560e62b8bfe7e]
INSDFeature_location Must Contain Location Operators
Note:
The INSDFeature_location element in nucleotide sequences must include one or more location operators to specify feature locations.

WIPO Standard ST.26 specifies that the INSDFeature_location element of nucleotide sequences may contain one or more location operators. A location operator is a prefix to either one location descriptor or a combination of location descriptors corresponding to a single but discontinuous feature, and specifies where the location corresponding to the feature on the indicated sequence is found or how the feature is constructed. A list of location operators is provided in the table below with their descriptions. Location operators can be used for nucleotides only.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-417d6227e9abc6183337a5fa]
Sequence Listing XML Must Contain Location Operators for Nucleotide Features
Note:
The 'Sequence Listing XML' must include location operators to describe discontinuous features in nucleotide sequences.

WIPO Standard ST.26 specifies that the INSDFeature_location element of nucleotide sequences may contain one or more location operators. A location operator is a prefix to either one location descriptor or a combination of location descriptors corresponding to a single but discontinuous feature, and specifies where the location corresponding to the feature on the indicated sequence is found or how the feature is constructed. A list of location operators is provided in the table below with their descriptions. Location operators can be used for nucleotides only.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryPermittedAlways
[mpep-2413-01-g-33fcbc225a38efcecdcef763]
Location Operators for Nucleotides Only
Note:
The INSDFeature_location element may contain location operators that specify nucleotide locations, but not amino acids.

WIPO Standard ST.26 specifies that the INSDFeature_location element of nucleotide sequences may contain one or more location operators. A location operator is a prefix to either one location descriptor or a combination of location descriptors corresponding to a single but discontinuous feature, and specifies where the location corresponding to the feature on the indicated sequence is found or how the feature is constructed. A list of location operators is provided in the table below with their descriptions. Location operators can be used for nucleotides only.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryProhibitedAlways
[mpep-2413-01-g-d6097e93bba7f0aa1b4b862d]
Join and Order Location Descriptors Prohibited for x^y Sites
Note:
Location descriptors involving sites between two adjacent residues (x^y) must not be used within join or order combinations of locations.

WIPO Standard ST.26, paragraph 68, specifies that the join and order location operators require that at least two comma-separated location descriptors be provided. Location descriptors involving sites between two adjacent residues, i.e. x^y, must not be used within a join or order combination of locations. Use of the join location operator implies that the residues described by the location descriptors are physically brought into contact by biological processes (for example, the exons that contribute to a coding region feature).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-1c4539199b474c2efdcffd72]
Join Location Describes Physically Contacted Residues
Note:
The use of the join location operator requires that the residues described by the location descriptors are physically brought into contact through biological processes, such as exons contributing to a coding region.

WIPO Standard ST.26, paragraph 68, specifies that the join and order location operators require that at least two comma-separated location descriptors be provided. Location descriptors involving sites between two adjacent residues, i.e. x^y, must not be used within a join or order combination of locations. Use of the join location operator implies that the residues described by the location descriptors are physically brought into contact by biological processes (for example, the exons that contribute to a coding region feature).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryProhibitedAlways
[mpep-2413-01-g-02c712ee7ed453e64554dfc6]
Join and Order Combinations Prohibited Within Same Location
Note:
Combinations of 'join' and 'order' within the same location in sequence listings are not allowed.

WIPO Standard ST.26, paragraph 69, specifies that the location operator “complement” can be used in combination with either “join” or “order” within the same location. Combinations of “join” and “order” within the same location must not be used. See paragraph 70, examples of WIPO Standard ST.26.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-fb8e675c45c06ab755a83d18]
Qualifier Values Must Be Separately Included
Note:
Any sequence qualifier value must be included separately in the Sequence Listing XML and assigned its own identifier.

WIPO Standard ST.26, paragraph 74, specifies that any sequence encompassed by 37 CFR 1.831(b) (see MPEP § 2412.03) that is provided as a qualifier value must be separately included in the “Sequence Listing XML” and assigned its own sequence identifier as described in MPEP § 2412.05(a).

Jump to MPEP Source · 37 CFR 1.831(b)Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-a448b635a07ceb6ebc5dd1a4]
Organism Qualifier Must Disclose Sequence Source
Note:
The rule requires that the organism qualifier in sequence listings must specify a single source of the nucleotide or amino acid sequence from a taxonomy database.

WIPO Standard ST.26, paragraph 77, specifies that the organism qualifier, i.e., “organism” for nucleotide sequences (See Table 5: List of Qualifier Values for Nucleotide Sequences with Language-Dependent Free-Text Values reproduced in MPEP § 2413.01(h), Annex I, section 6, of WIPO Standard ST.26) and “organism” for amino acid sequences (see Table 6: List of Qualifiers for Amino Acid Sequences with Language-Dependent Free Text Values reproduced in MPEP § 2413.01(h), Annex I, section 6, of WIPO Standard ST.26) must disclose the source, i.e., a single organism or origin, of the sequence. Organism designations should be selected from a taxonomy database.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryProhibitedAlways
[mpep-2413-01-g-194e49510ae360f921305176]
Note Qualifier for Sequence Listing XML
Note:
The preferred English common name may be specified using the qualifier ‘note’ for nucleotide and amino acid sequences, but must not be used in the organism qualifier value.

WIPO Standard ST.26, paragraph 78, specifies that if the sequence is naturally occurring and the source organism has a Latin genus and species designation, that designation must be used as the qualifier value. The preferred English common name may be specified using the qualifier “note” for nucleotide sequences and amino acid sequences, but must not be used in the organism qualifier value.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryRecommendedAlways
[mpep-2413-01-g-d6cc0f4d8758c1ab984febc5]
Taxonomic Information Must Be Included in Sequence Notes
Note:
Nucleotide and amino acid sequences must include known taxonomic information in the qualifier ‘note’ if available.

WIPO Standard ST.26, paragraph 81, specifies that if the sequence is naturally occurring, but the Latin organism genus and species designation is unknown, then the organism qualifier value must be indicated as “unidentified”. Any known taxonomic information should be indicated in the qualifier “note” for nucleotide sequences and the qualifier “note” for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing RequirementsSequence Listing Format
StatutoryPermittedAlways
[mpep-2413-01-g-c71c37ecda17358998a9106e]
Note Required for Sequence Generation Method
Note:
The sequence generation method must be noted using 'note' qualifiers for both nucleotide and amino acid sequences.

WIPO Standard ST.26, paragraph 83, specifies that if the sequence is not naturally occurring, the organism qualifier value must be indicated as “synthetic construct.” Further information with respect to the way the sequence was generated may be specified using the qualifier “note” for nucleotide sequences and the qualifier “note” for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-8a3019906b5eeffcedb1d6d5]
Mol_Type Qualifier for Sequence Types Must Be Disclosed
Note:
The 'mol_type' qualifier must specify the type of molecule (DNA, RNA, or protein) in nucleotide and amino acid sequences.
WIPO Standard ST.26, paragraph 84, specifies that the “mol_type” qualifier for nucleotide sequences and “mol_type” qualifier for amino acid sequences must disclose the type of molecule represented in the sequence. These qualifiers are distinct from the element INSDSeq_moltype discussed above where INSDSeq_moltype for nucleotide sequences, including nucleotide analogue sequences must be indicated as DNA or RNA, and for amino acid sequences, must be indicated as AA:
  • (1) For a nucleotide sequence, the “mol_type” qualifier value must be one of the following: “genomic DNA”, “genomic RNA”, “mRNA”, “tRNA”, “rRNA”, “other RNA”, “other DNA”, “transcribed RNA”, “viral cRNA”, “unassigned DNA”, or “unassigned RNA”. If the sequence is not naturally occurring, i.e. the value of the “organism” qualifier is “synthetic construct”, the “mol_type” qualifier value must be either “other RNA” or “other DNA”;
  • (2) For an amino acid sequence, the “mol_type” qualifier value is “protein.”
Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-31160b7fe53375e671b430c4]
Mol_Type for Amino Acids Must Be Protein
Note:
The 'mol_type' qualifier for amino acid sequences must be set to 'protein'.

WIPO Standard ST.26, paragraph 84, specifies that the “mol_type” qualifier for nucleotide sequences and “mol_type” qualifier for amino acid sequences must disclose the type of molecule represented in the sequence. These qualifiers are distinct from the element INSDSeq_moltype discussed above where INSDSeq_moltype for nucleotide sequences, including nucleotide analogue sequences must be indicated as DNA or RNA, and for amino acid sequences, must be indicated as AA:

(2) For an amino acid sequence, the “mol_type” qualifier value is “protein.”

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryProhibitedAlways
[mpep-2413-01-g-db648c4caf599a866f83b47d]
Free Text Must Not Exceed 1000 Characters for Qualifiers Other Than Translation
Note:
The free text for qualifiers other than 'translation' must not exceed 1000 characters to ensure clarity in sequence listings.

WIPO Standard ST.26, paragraph 86, specifies that the use of free text must be limited to a few short terms indispensable for the understanding of a characteristic of the sequence. For each qualifier other than the “translation” qualifier, the free text must not exceed 1000 characters.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-40aa5ea46b1fde763638d1c2]
Qualifiers for Nucleotide Sequences with Language-Dependent Free Text Values Required
Note:
The rule requires that qualifiers for nucleotide sequences with language-dependent free text values be identified in Annex I, Table 5.

WIPO Standard ST.26, paragraph 87, specifies that language-dependent free text is the free text value of certain qualifiers that is language-dependent in that it may require translation for international, national, or regional procedures. Qualifiers for nucleotide sequences with a language-dependent free text value format are identified in Annex I, Table 5: List of Qualifiers with Language-Dependent FreeText Values for Nucleotide Sequences (reproduced in MPEP § 2413.01(h)). Qualifiers for amino acid sequences with a language-dependent free text value format are identified in Annex I, Table 6: List of Qualifiers with Language-Dependent Free Text Values for Amino Acid Sequences (reproduced in MPEP § 2413.01(h)).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-97fa292552bcd6768016108d]
Qualifiers for Amino Acid Sequences with Language-Dependent Text
Note:
Identifies qualifiers for amino acid sequences that require language-dependent free text values, as specified in Annex I, Table 6.

WIPO Standard ST.26, paragraph 87, specifies that language-dependent free text is the free text value of certain qualifiers that is language-dependent in that it may require translation for international, national, or regional procedures. Qualifiers for nucleotide sequences with a language-dependent free text value format are identified in Annex I, Table 5: List of Qualifiers with Language-Dependent FreeText Values for Nucleotide Sequences (reproduced in MPEP § 2413.01(h)). Qualifiers for amino acid sequences with a language-dependent free text value format are identified in Annex I, Table 6: List of Qualifiers with Language-Dependent Free Text Values for Amino Acid Sequences (reproduced in MPEP § 2413.01(h)).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-8da0fa8c1f1776d418098022]
CDS Feature Must Include Stop Codon
Note:
The 'CDS' feature in the mandatory element INSDFeature_location must include the stop codon as specified by WIPO Standard ST.26, paragraph 89.

WIPO Standard ST.26, paragraph 89, specifies that the “CDS” feature key may be used to identify coding sequences, i.e., sequences of nucleotides which correspond to the sequence of amino acids in a protein and the stop codon. The location of the “CDS” feature in the mandatory element INSDFeature_location must include the stop codon.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-35381cc984082d9ec4924ca0]
Amino Acid Sequence Must Be Included in Listing
Note:
An amino acid sequence encoded by a coding sequence and disclosed with a ‘translation’ qualifier must be included in the sequence listing and assigned its own identifier.

WIPO Standard ST.26, paragraph 92, specifies that an amino acid sequence encoded by the coding sequence and disclosed in a “translation” qualifier that is encompassed by the description of sequences found in MPEP § 2412.03 must be included in the sequence listing and assigned its own sequence identifier. The sequence identifier assigned to the amino acid sequence must be provided as the value in the qualifier “protein_id” with the “CDS” feature key. The “organism” qualifier of the “source” feature key for the amino acid sequence must be identical to that of its coding sequence.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-5210f1cc7113c7513a884ed3]
Protein ID Must Be Provided for Amino Acid Sequence
Note:
The sequence identifier assigned to an amino acid sequence must be included in the ‘protein_id’ qualifier with the ‘CDS’ feature key.

WIPO Standard ST.26, paragraph 92, specifies that an amino acid sequence encoded by the coding sequence and disclosed in a “translation” qualifier that is encompassed by the description of sequences found in MPEP § 2412.03 must be included in the sequence listing and assigned its own sequence identifier. The sequence identifier assigned to the amino acid sequence must be provided as the value in the qualifier “protein_id” with the “CDS” feature key. The “organism” qualifier of the “source” feature key for the amino acid sequence must be identical to that of its coding sequence.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-9b3d3982268e161322619e6b]
Organism Must Match for Amino Acid Sequence and Coding Sequence
Note:
The organism qualifier in the source feature key of an amino acid sequence must be identical to that of its coding sequence as required by WIPO Standard ST.26, paragraph 92.

WIPO Standard ST.26, paragraph 92, specifies that an amino acid sequence encoded by the coding sequence and disclosed in a “translation” qualifier that is encompassed by the description of sequences found in MPEP § 2412.03 must be included in the sequence listing and assigned its own sequence identifier. The sequence identifier assigned to the amino acid sequence must be provided as the value in the qualifier “protein_id” with the “CDS” feature key. The “organism” qualifier of the “source” feature key for the amino acid sequence must be identical to that of its coding sequence.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-8958fec90ed38ecf037c6a42]
Representation and Inclusion of Variants in Sequence Listings
Note:
This rule requires that sequence listings include representations and variants of nucleotide and amino acid sequences as part of a patent application.

MPEP § 2412.05(c) provides information about representation and inclusion of variants

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-d1742c4416d76aa0e5dc5612]
Primary Sequence and Variants Must Be Listed
Note:
A primary sequence and any variant must be included in the sequence listing with its own identifier.

WIPO Standard ST.26, paragraph 93, specifies that a primary sequence and any variant of that sequence, each disclosed by enumeration of its residues and encompassed by the description of sequences found in MPEP § 2412.03 must each be included in the sequence listing and assigned its own sequence identifier.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-9630c586c18957907294f000]
Variant Sequence Must Be Represented by Most Restrictive Ambiguity Symbol
Note:
Any variant sequence disclosed as a single sequence with alternative residues must be included and represented using the most restrictive ambiguity symbol in the sequence listing.

WIPO Standard ST.26, paragraph 94, specifies that any variant sequence, disclosed as a single sequence with enumerated alternative residues at one or more positions, must be included in the sequence listing and should be represented by a single sequence, wherein the enumerated alternative residues are represented by the most restrictive ambiguity symbol. See MPEP § 2412.05(b), subsection II, for more information regarding representing alternative nucleotide residues and MPEP § 2412.05(d), subsection II, for more information regarding representing alternative amino acid residues.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-a5c3759ff6da5fea44e08d87]
Variant Sequence Must Be Separately Identified If Over 1000 Residues
Note:
A variant sequence containing more than 1000 residues must be represented as a separate sequence and assigned its own identifier in the sequence listing.

WIPO Standard ST.26, paragraph 95, specifies that any variant sequence, disclosed only by reference to deletion(s), insertion(s), or substitution(s) in a primary sequence in the sequence listing, should be included in the sequence listing. Where included in the sequence listing, such a variant sequence:

(c) must be represented as a separate sequence and assigned its own sequence identifier, where it contains an inserted or substituted sequence that contains in excess of 1000 residues (see WIPO Standard ST.26, paragraph 86).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-240d06b54d8e121694d17308]
Proper Use of Feature Keys and Qualifiers for Sequence Variants
Note:
This rule specifies how to correctly use feature keys and qualifiers in the description of nucleic acid and amino acid sequence variants.

WIPO Standard ST.26, paragraph 96, specifies the proper use of feature keys and qualifiers for nucleic acid and amino acid sequence variants from the table List of Feature Keys and Qualifiers (reproduced in MPEP § 2412.05(c)).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-b73ce42a905ea174aaa469d1]
Replace Qualifier Must Contain Single Nucleotide or Sequence
Note:
The value for the 'replace' qualifier must be a single nucleotide or sequence from Table 1, or empty.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-30c244b9ff9f1ff77a14d6b1]
Deletions Must Be Indicated By Empty Qualifier Or Note
Note:
A deletion in a sequence must be represented by an empty value for the 'replace' qualifier or noted in the 'note' qualifier.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-0cd17993478b9b522bf55d19]
Requirement for Inserted or Substituted Residues in Sequence Listing
Note:
The sequence listing must include the specific nucleotide or amino acid that is inserted or substituted, using the allowed symbols and within the specified character limit.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-bc9f22dd87d5690865b5e23f]
Note Qualifier for Modified Residues Must Use Full Name
Note:
When a modified residue not listed in Tables 2 or 4 is used, the complete unabbreviated name must be provided as the qualifier value.

WIPO Standard ST.26, paragraph 98, specifies that the symbols set forth in Tables 1 to 4 of Annex I, reproduced in MPEP §§ 2412.03(a), 2412.03(c), and 2412.05(b), subsection III, should be used to represent variant residues where appropriate. For the “note” qualifier, where the variant residue is a modified residue not set forth in Tables 2 or 4 the complete unabbreviated name of the modified residue must be provided as the qualifier value. Modified residues must be further described in a feature table as described in MPEP § 2412.05(b), subsection III for modified nucleotides and MPEP § 2412.05(d), subsection III, for modified amino acids.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-826655072941b9e1657342b7]
Modified Residues Must Be Described in Feature Table
Note:
The rule requires that modified nucleotides and amino acids be further described using a feature table as specified in MPEP sections.

WIPO Standard ST.26, paragraph 98, specifies that the symbols set forth in Tables 1 to 4 of Annex I, reproduced in MPEP §§ 2412.03(a), 2412.03(c), and 2412.05(b), subsection III, should be used to represent variant residues where appropriate. For the “note” qualifier, where the variant residue is a modified residue not set forth in Tables 2 or 4 the complete unabbreviated name of the modified residue must be provided as the qualifier value. Modified residues must be further described in a feature table as described in MPEP § 2412.05(b), subsection III for modified nucleotides and MPEP § 2412.05(d), subsection III, for modified amino acids.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-8f3fcc1f4e852a5375174ce3]
Sequence Insertion Must Be Listed
Note:
A sequence provided as an insertion in a primary sequence annotation must be included in the sequence listing and assigned its own identifier.

WIPO Standard ST.26, paragraph 100, specifies that a sequence encompassed by the description of sequences found in MPEP § 2412.03 that is provided as an insertion or a substitution in a qualifier value for a primary sequence annotation must also be included in the sequence listing and assigned its own sequence identifier.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing ContentSequence Listing FormatSequence Listing Requirements
Topic

Sequence Listing Format

40 rules
StatutoryPermittedAlways
[mpep-2413-01-g-884f5d9236a91a092b2f7cc2]
XML Elements Must Conform to Standard ST.26
Note:
The 'Sequence Listing XML' must adhere to the formatting requirements specified in Standard ST.26, as detailed at www.wipo.int/export/sites/www/standards/en/pdf/03-26-01.pdf.

[Editor Note: This section is applicable to all applications with a filing date, or, for national phase applications, an international filing date, on or after July 1, 2022, having disclosure of one or more nucleotide and/or amino acid sequences as defined in 37 CFR 1.831(b). Formatting representations of XML (eXtensible Markup Language) elements in this section appear different than shown in Standard ST.26, which may be accessed at: www.wipo.int /export/sites/www/standards/en/pdf/03-26-01.pdf.]

37 CFR 1.77 · 37 CFR 1.831(b)Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-71b3ffab09d9b7ae897b0467]
Sequence Listing XML Must Include Sequence Data Part
Note:
The 'Sequence Listing XML' must include a sequence data part that complies with WIPO Standard ST.26 for nucleotide and/or amino acid sequences.
(b) The “Sequence Listing XML” presented in accordance with paragraph (a) of this section must further:
  • *****
  • (2) Comply with the requirements of WIPO Standard ST.26 to include:
    • *****
    • (v) A sequence data part that complies with the requirements of paragraphs 50–55, 57, 58, 60–69, 71–78, 80–87, 89–98, and 100, as applicable, of WIPO Standard ST.26 representing the nucleotide and/or amino acid sequences according to § 1.832.
37 CFR 1.77 · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-24a13ad65945d80bbeffc92d]
Sequence Listing XML Must Contain Sequence Data Elements
Note:
The sequence data part of the 'Sequence Listing XML' must include one or more SequenceData elements, each containing information about a single sequence.

The sequence data part is the part of the “Sequence Listing XML” that contains each individual nucleotide or amino acid sequence that meets the definition for inclusion in a “Sequence Listing XML” together with sequence-associated data. WIPO Standard ST.26, paragraph 50, specifies that the sequence data part must be composed of one or more SequenceData elements, each element containing information about one sequence.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-e5b3829f047d8698d32b602e]
SequenceData Must Contain INSDSeq
Note:
The SequenceData element in a patent application must include the INSDSeq element, which contains further required elements.

WIPO Standard ST.26 specifies that the SequenceData element must contain a dependent element INSDSeq, consisting of further dependent elements as follows:

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-f922fcfba99de6dddb10c150]
INSDSeq_length Must Disclose Sequence Length
Note:
The INSDSeq_length element must specify the number of nucleotides or amino acids in the sequence listed in INSDSeq_sequence.

WIPO Standard ST.26, paragraph 53, specifies that the element INSDSeq_length must disclose the number of nucleotides or amino acids of the sequence contained in the INSDSeq_sequence element.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-5d424e4083b8694001403ba4]
Molecule Type Must Be Disclosed in Sequence Listing XML
Note:
The INSDSeq_moltype element must specify the type of molecule (DNA, RNA, or AA) for nucleotide and amino acid sequences in a patent application.

WIPO Standard ST.26, paragraph 54, specifies that the element INSDSeq_moltype must disclose the type of molecule that is being represented. For nucleotide sequences, including nucleotide analogue sequences, the molecule type must be indicated as DNA or RNA. For amino acid sequences, the molecule type must be indicated as AA.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-a3115d6138b0f94c14d5ecda]
INSDSeq_sequence Must Disclose Nucleotide/Amino Acid Sequence
Note:
The INSDSeq_sequence element must include the correct nucleotide or amino acid symbols and cannot contain numbers, punctuation, or whitespace.

WIPO Standard ST.26, paragraph 57, specifies that the element INSDSeq_sequence must disclose the sequence. Only the appropriate symbols set forth in Table 1: List of Nucleotides Symbols and Table 3: List of Amino Acids Symbols (see MPEP § 2412.03(a)) must be included in the sequence. The sequence must not include numbers, punctuation or whitespace characters.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-03751dbb11d547e9c7b5db9e]
Nucleotide and Amino Acid Symbols Required
Note:
The sequence must use only the appropriate symbols from Table 1: List of Nucleotides Symbols and Table 3: List of Amino Acids Symbols as specified in MPEP § 2412.03(a).

WIPO Standard ST.26, paragraph 57, specifies that the element INSDSeq_sequence must disclose the sequence. Only the appropriate symbols set forth in Table 1: List of Nucleotides Symbols and Table 3: List of Amino Acids Symbols (see MPEP § 2412.03(a)) must be included in the sequence. The sequence must not include numbers, punctuation or whitespace characters.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryProhibitedAlways
[mpep-2413-01-g-fb9fdf04bf95c753af2ac232]
Symbols for Sequence Listing Required
Note:
The sequence in a patent application must use only the specified nucleotide and amino acid symbols without numbers, punctuation, or whitespace.

WIPO Standard ST.26, paragraph 57, specifies that the element INSDSeq_sequence must disclose the sequence. Only the appropriate symbols set forth in Table 1: List of Nucleotides Symbols and Table 3: List of Amino Acids Symbols (see MPEP § 2412.03(a)) must be included in the sequence. The sequence must not include numbers, punctuation or whitespace characters.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryInformativeAlways
[mpep-2413-01-g-8df8d682fc1f5751e6f1147f]
Feature Table Required for Sequence Listing
Note:
A feature table must contain information on the location and roles of various regions within a sequence, except for intentionally skipped sequences which do not require it.

According to WIPO Standard ST.26, a “feature table” “contains information on the location and roles of various regions within a particular sequence. A feature table is required for every sequence, except for any intentionally skipped sequence, in which case it must not be included. The feature table is contained in the element INSDSeq_feature-table, which consists of one or more INSDFeature elements.” (WIPO Standard ST.26, paragraph 60).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryProhibitedAlways
[mpep-2413-01-g-0ba4f9e826370a81d54a82da]
Feature Table Required for Sequences Except Skipped Ones
Note:
A feature table must be included in every sequence listing, unless the sequence is intentionally skipped.

According to WIPO Standard ST.26, a “feature table” “contains information on the location and roles of various regions within a particular sequence. A feature table is required for every sequence, except for any intentionally skipped sequence, in which case it must not be included. The feature table is contained in the element INSDSeq_feature-table, which consists of one or more INSDFeature elements.” (WIPO Standard ST.26, paragraph 60).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryInformativeAlways
[mpep-2413-01-g-1b2ab6579c295aae66c57658]
Feature Table Required for Sequence Listing
Note:
A feature table must be included in the sequence listing XML for nucleotide and/or amino acid sequences, unless a sequence is intentionally skipped.

According to WIPO Standard ST.26, a “feature table” “contains information on the location and roles of various regions within a particular sequence. A feature table is required for every sequence, except for any intentionally skipped sequence, in which case it must not be included. The feature table is contained in the element INSDSeq_feature-table, which consists of one or more INSDFeature elements.” (WIPO Standard ST.26, paragraph 60).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-96602d13411a00eedc4f960f]
Feature Keys for Sequence Listings Required
Note:
The 'Sequence Listing XML' must use feature keys and qualifiers listed in Annex I of WIPO Standard ST.26, with indications of mandatory or optional status.

WIPO Standard ST.26, paragraph 62, specifies that Annex I contains the exclusive listing of feature keys that must be used when preparing and submitting a “Sequence Listing XML,” along with an exclusive listing of associated qualifiers and an indication as to whether those qualifiers are mandatory or optional. Section 5 of Annex I of WIPO Standard ST.26 provides the exclusive listing of feature keys for nucleotide sequences and Section 7 of Annex I of WIPO Standard ST.26 provides the exclusive listing of feature keys for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-2595e33ce9990f3b9aa185f1]
Single Source Feature Key Required for Sequences
Note:
Each sequence must have one 'source' feature key spanning the entire sequence, even if it originates from multiple sources.

WIPO Standard ST.26, paragraph 63, specifies that the “source” feature key is mandatory for all nucleotide sequences and for all amino acid sequences, except for any intentionally skipped sequence. Each sequence must have a single “source” feature key spanning the entire sequence. Where a sequence originates from multiple sources, those sources may be further described in the feature table, using the feature key “misc_feature” and the qualifier “note” for nucleotide sequences, and the feature key “REGION” and the qualifier “note” for amino acid sequences.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-52867eb6854f9f6f76c75b25]
Sequence Location Descriptors Must Be Defined
Note:
Nucleotide and amino acid sequences in the INSDSeq_sequence element must have at least one location descriptor to define a feature site or region.

WIPO Standard ST.26, paragraph 64, specifies that the mandatory element INSDFeature_location must contain at least one location descriptor, which defines a site or a region corresponding to a feature of the sequence in the INSDSeq_sequence element. Amino acid sequences must contain one and only one location descriptor in the mandatory INSDFeature_location element. Nucleotide sequences may have more than one location descriptor in the mandatory INSDFeature_location element when used in conjunction with one or more location operator(s) (more information about location descriptors is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryProhibitedAlways
[mpep-2413-01-g-0b9dae3b9caf90adcc05dfda]
Location Descriptor Must Not Include Residue Numbers Beyond Sequence Range
Note:
The location descriptor in a sequence listing must not include residue numbers that exceed the range of the specified sequence.

WIPO Standard ST.26, paragraph 65, specifies that the location descriptor can be a single residue number, a region delimiting a contiguous span of residue numbers, or a site or region that extends beyond the specified residue or span of residues. The location descriptor must not include numbering for residues beyond the range of the sequence in the INSDSeq_sequence element. For nucleotide sequences only, a location descriptor can be a site between two adjacent residue numbers. Multiple location descriptors must be used in conjunction with a location operator when a feature corresponds to discontinuous sites or regions of a nucleotide sequence (more information about location descriptors and operators is discussed below).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryInformativeAlways
[mpep-2413-01-g-74819dcd09bf5d436ee1eec7]
Location Operator for Nucleotide Sequences Must Specify Feature Location
Note:
A location operator must specify where a discontinuous feature is found on a nucleotide sequence.

WIPO Standard ST.26 specifies that the INSDFeature_location element of nucleotide sequences may contain one or more location operators. A location operator is a prefix to either one location descriptor or a combination of location descriptors corresponding to a single but discontinuous feature, and specifies where the location corresponding to the feature on the indicated sequence is found or how the feature is constructed. A list of location operators is provided in the table below with their descriptions. Location operators can be used for nucleotides only.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryInformativeAlways
[mpep-2413-01-g-fa1a78324b26e1d89ef6bede]
At Least Two Location Descriptors Required for Join/Order Operators
Note:
The join and order location operators in sequence listings require at least two comma-separated location descriptors to be provided.

WIPO Standard ST.26, paragraph 68, specifies that the join and order location operators require that at least two comma-separated location descriptors be provided. Location descriptors involving sites between two adjacent residues, i.e. x^y, must not be used within a join or order combination of locations. Use of the join location operator implies that the residues described by the location descriptors are physically brought into contact by biological processes (for example, the exons that contribute to a coding region feature).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryPermittedAlways
[mpep-2413-01-g-16d7990c0704fc201d748e53]
Complement Operator Can Be Used With Join or Order Within Same Location
Note:
The location operator 'complement' can be combined with either 'join' or 'order' within the same location, but not both together.

WIPO Standard ST.26, paragraph 69, specifies that the location operator “complement” can be used in combination with either “join” or “order” within the same location. Combinations of “join” and “order” within the same location must not be used. See paragraph 70, examples of WIPO Standard ST.26.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2413-01-g-3d8c50bd0ec268b2766c389a]
Location Operator Combinations Restricted
Note:
The use of the 'complement' location operator with either 'join' or 'order' within the same location is allowed, but combining 'join' and 'order' within the same location is prohibited.

WIPO Standard ST.26, paragraph 69, specifies that the location operator “complement” can be used in combination with either “join” or “order” within the same location. Combinations of “join” and “order” within the same location must not be used. See paragraph 70, examples of WIPO Standard ST.26.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryRequiredAlways
[mpep-2413-01-g-50f5efcb5d766a487524bde8]
Characters < and > Must Be Replaced In Sequence Listing XML
Note:
In an XML instance of a ‘Sequence Listing XML’, characters ‘<’ and ‘>’ in a location descriptor must be replaced by the appropriate predefined entities, ‘&lt;’ and ‘&gt;’, respectively.

WIPO Standard ST.26, paragraph 71, specifies that in an XML instance of a “Sequence Listing XML”, the characters “<” and “>” in a location descriptor must be replaced by the appropriate predefined entities, “&lt;” and “&gt;”, respectively (see MPEP § 2413.01(a) regarding the predefined entities).

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryInformativeAlways
[mpep-2413-01-g-d4b58bcf52d53c8fa562a68a]
Qualifiers Must Provide Additional Feature Information
Note:
Qualifiers are used to supply extra information about features not conveyed by the feature key and location. Three value formats accommodate different types of qualifier information.
WIPO Standard ST.26, paragraph 72, specifies that qualifiers are used to supply information about features in addition to that conveyed by the feature key and feature location. There are three types of value formats to accommodate different types of information conveyed by qualifiers, namely:
  • (a) free text (see MPEP §§ 2413.01(g), subsection IX and 2413.01(h), for more detail about “free text”);
  • (b) controlled vocabulary or enumerated values (e.g., a number or date); and
  • (c) sequences.
Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryRecommendedAlways
[mpep-2413-01-g-28b5f53601938426c17c3af0]
Organism Designations Must Be From Taxonomy Database
Note:
Sequence listings must use organism designations from a taxonomy database to identify the source of nucleotide or amino acid sequences.

WIPO Standard ST.26, paragraph 77, specifies that the organism qualifier, i.e., “organism” for nucleotide sequences (See Table 5: List of Qualifier Values for Nucleotide Sequences with Language-Dependent Free-Text Values reproduced in MPEP § 2413.01(h), Annex I, section 6, of WIPO Standard ST.26) and “organism” for amino acid sequences (see Table 6: List of Qualifiers for Amino Acid Sequences with Language-Dependent Free Text Values reproduced in MPEP § 2413.01(h), Annex I, section 6, of WIPO Standard ST.26) must disclose the source, i.e., a single organism or origin, of the sequence. Organism designations should be selected from a taxonomy database.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing RequirementsSequence Listing Content
StatutoryRequiredAlways
[mpep-2413-01-g-62b8359194d19ddf82e76aa0]
Naturally Occurring Sequence Requires Latin Genus and Species
Note:
If a sequence is naturally occurring and the source organism has a Latin genus and species designation, that must be used as the qualifier value in the sequence listing.

WIPO Standard ST.26, paragraph 78, specifies that if the sequence is naturally occurring and the source organism has a Latin genus and species designation, that designation must be used as the qualifier value. The preferred English common name may be specified using the qualifier “note” for nucleotide sequences and amino acid sequences, but must not be used in the organism qualifier value.

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StatutoryRequiredAlways
[mpep-2413-01-g-03d556e26703c02f8e690f28]
Organism Qualifier Must Indicate Genus Sp for Naturally Occurring Sequences with Known Genus
Note:
If a naturally occurring sequence has a known Latin genus but an unspecified or unidentified species, the organism qualifier must indicate the genus followed by 'sp'.

WIPO Standard ST.26, paragraph 80, specifies that if the sequence is naturally occurring and the source organism has a known Latin genus, but the species is unspecified or unidentified, then the organism qualifier value must indicate the Latin genus followed by “sp”.

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StatutoryRequiredAlways
[mpep-2413-01-g-7262803508102477f35ce677]
Unidentified Organism Qualifier for Naturally Occurring Sequences Must Be Indicated
Note:
If a naturally occurring sequence has an unknown Latin genus and species designation, the qualifier value must be marked as 'unidentified' in the sequence listing.

WIPO Standard ST.26, paragraph 81, specifies that if the sequence is naturally occurring, but the Latin organism genus and species designation is unknown, then the organism qualifier value must be indicated as “unidentified”. Any known taxonomic information should be indicated in the qualifier “note” for nucleotide sequences and the qualifier “note” for amino acid sequences.

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StatutoryRequiredAlways
[mpep-2413-01-g-8c8b29dce793858ac1e60c03]
Organism Name Required for Naturally Occurring Viruses
Note:
If a virus does not have a Latin genus and species name, an alternative scientific name must be used as the organism qualifier.

WIPO Standard ST.26, paragraph 82, specifies that if the sequence is naturally occurring and the source organism does not have a Latin genus and species designation, such as a virus, then another acceptable scientific name (e.g., “Canine adenovirus type 2”) must be used as the organism qualifier value.

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StatutoryRequiredAlways
[mpep-2413-01-g-5681218f377bc5be89251833]
Non-Naturally Occurring Sequence Must Be Labeled as Synthetic Construct
Note:
If a sequence is not naturally occurring, it must be labeled with the qualifier 'synthetic construct' in the sequence listing.

WIPO Standard ST.26, paragraph 83, specifies that if the sequence is not naturally occurring, the organism qualifier value must be indicated as “synthetic construct.” Further information with respect to the way the sequence was generated may be specified using the qualifier “note” for nucleotide sequences and the qualifier “note” for amino acid sequences.

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StatutoryInformativeAlways
[mpep-2413-01-g-b752220529fdfa025ec9e7aa]
Free Text as Qualifier Value Format
Note:
This rule specifies that 'free text' is a valid format for certain qualifiers in the form of descriptive text phrases or other specified formats.

WIPO Standard ST.26, paragraph 85, specifies that “free text” is a type of value format for certain qualifiers presented in the form of a descriptive text phrase or other specified format (see MPEP § 2413.01(h) for the definition of “free text” and see Annex I of WIPO Standard ST.26 for controlled vocabulary).

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StatutoryRequiredAlways
[mpep-2413-01-g-cb2ef0fb5ae1bce47f37bc36]
Free Text Limitation for Sequence Characteristics
Note:
The use of free text in sequence listings must be limited to essential terms and not exceed 1000 characters per qualifier other than 'translation'.

WIPO Standard ST.26, paragraph 86, specifies that the use of free text must be limited to a few short terms indispensable for the understanding of a characteristic of the sequence. For each qualifier other than the “translation” qualifier, the free text must not exceed 1000 characters.

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StatutoryPermittedAlways
[mpep-2413-01-g-fdc998aa046acdb7de9ce5ca]
Qualifiers with Language-Dependent Free Text Values for Sequences Must Be Translated
Note:
The rule requires that qualifiers with language-dependent free text values for nucleotide and amino acid sequences must be translated for international, national, or regional procedures.

WIPO Standard ST.26, paragraph 87, specifies that language-dependent free text is the free text value of certain qualifiers that is language-dependent in that it may require translation for international, national, or regional procedures. Qualifiers for nucleotide sequences with a language-dependent free text value format are identified in Annex I, Table 5: List of Qualifiers with Language-Dependent FreeText Values for Nucleotide Sequences (reproduced in MPEP § 2413.01(h)). Qualifiers for amino acid sequences with a language-dependent free text value format are identified in Annex I, Table 6: List of Qualifiers with Language-Dependent Free Text Values for Amino Acid Sequences (reproduced in MPEP § 2413.01(h)).

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StatutoryPermittedAlways
[mpep-2413-01-g-d26e98d4f82d99d1b79adc56]
CDS Feature Key Identifies Coding Sequences
Note:
The 'CDS' feature key must be used to identify coding sequences, including the sequence of nucleotides corresponding to amino acids and the stop codon.

WIPO Standard ST.26, paragraph 89, specifies that the “CDS” feature key may be used to identify coding sequences, i.e., sequences of nucleotides which correspond to the sequence of amino acids in a protein and the stop codon. The location of the “CDS” feature in the mandatory element INSDFeature_location must include the stop codon.

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StatutoryPermittedAlways
[mpep-2413-01-g-7ff4597530800f89c8f84787]
Qualifiers for CDS Feature Key in Sequence Listing XML
Note:
The rule specifies that the 'transl_table' and 'translation' qualifiers must be used with the 'CDS' feature key in a Sequence Listing XML.

WIPO Standard ST.26, paragraph 90, specifies that the “transl_table” and “translation” qualifiers may be used with the “CDS” feature key (see Annex I of WIPO Standard ST.26). Where the “transl_table” qualifier is not used, the use of the Standard Code Table (see Annex I, Section 9, Table 7 of WIPO Standard ST.26) is assumed.

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StatutoryInformativeAlways
[mpep-2413-01-g-7d08b08352545f5a57399559]
Standard Code Table Assumed Without Transl_Table Qualifier
Note:
When the 'transl_table' qualifier is not used, the Standard Code Table specified in WIPO ST.26 Annex I Section 9 Table 7 must be applied.

WIPO Standard ST.26, paragraph 90, specifies that the “transl_table” and “translation” qualifiers may be used with the “CDS” feature key (see Annex I of WIPO Standard ST.26). Where the “transl_table” qualifier is not used, the use of the Standard Code Table (see Annex I, Section 9, Table 7 of WIPO Standard ST.26) is assumed.

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StatutoryRequiredAlways
[mpep-2413-01-g-f1bf8533764026a1fbc8d4c8]
CDS Feature Key Requires Transl_except for Pyrrolysine and Selenocysteine
Note:
The 'transl_except' qualifier must be used with the 'CDS' feature key to identify codons encoding pyrrolysine or selenocysteine.

WIPO Standard ST.26, paragraph 91, specifies that the “transl_except” qualifier must be used with the “CDS” feature key and the “translation” qualifier to identify a codon that encodes either pyrrolysine or selenocysteine.

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StatutoryRecommendedAlways
[mpep-2413-01-g-fd5bdd83a41abe2b8d97a109]
Variant Sequences Must Be Included in Listing
Note:
Any variant sequence disclosed by reference to deletions, insertions, or substitutions must be included in the sequence listing as a separate sequence with its own identifier if it contains more than 1000 residues.
WIPO Standard ST.26, paragraph 95, specifies that any variant sequence, disclosed only by reference to deletion(s), insertion(s), or substitution(s) in a primary sequence in the sequence listing, should be included in the sequence listing. Where included in the sequence listing, such a variant sequence:
  • (a) may be represented by annotation of the primary sequence, where it contains variation(s) at a single location or multiple distinct locations and the occurrence of those variations are independent;
  • (b) should be represented as a separate sequence and assigned its own sequence identifier, where it contains variations at multiple distinct locations and the occurrence of those variations are interdependent; and
  • (c) must be represented as a separate sequence and assigned its own sequence identifier, where it contains an inserted or substituted sequence that contains in excess of 1000 residues (see WIPO Standard ST.26, paragraph 86).
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StatutoryRequiredAlways
[mpep-2413-01-g-638ab950b7cb8e11baa7fe37]
Annotation of Sequence Variants Must Include Key and Qualifier
Note:
The rule requires that when annotating a sequence variant, a feature key and qualifier must be included along with the feature location.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

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StatutoryRequiredAlways
[mpep-2413-01-g-2d30cda2e274cfd3b42cd02c]
Listing of Alternative Amino Acids Required When 'X' is Used
Note:
When 'X' represents an amino acid other than the listed 20 standard ones, a list of these alternative amino acids must be provided in the ‘note’ qualifier.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

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StatutoryProhibitedAlways
[mpep-2413-01-g-5d357b1458d6f6d6cfbe4a9a]
Qualifier Value Must Be Within 1000 Characters
Note:
The value for the 'replace' and 'note' qualifiers in a sequence listing must be no more than 1000 characters.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

Jump to MPEP Source · 37 CFR 1.833Sequence Listing FormatSequence Listing ContentSequence Listing Requirements
StatutoryRecommendedAlways
[mpep-2413-01-g-03b3998df2cfbeb953a3a15a]
Symbols for Variant Residues Must Be Used
Note:
The rule requires the use of specific symbols from Annex I tables to represent variant residues in sequence listings.

WIPO Standard ST.26, paragraph 98, specifies that the symbols set forth in Tables 1 to 4 of Annex I, reproduced in MPEP §§ 2412.03(a), 2412.03(c), and 2412.05(b), subsection III, should be used to represent variant residues where appropriate. For the “note” qualifier, where the variant residue is a modified residue not set forth in Tables 2 or 4 the complete unabbreviated name of the modified residue must be provided as the qualifier value. Modified residues must be further described in a feature table as described in MPEP § 2412.05(b), subsection III for modified nucleotides and MPEP § 2412.05(d), subsection III, for modified amino acids.

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Topic

Sequence Listing Requirements

1 rules
StatutoryPermittedAlways
[mpep-2413-01-g-d0f4c69416c2f53ba52524bf]
Note Qualifier for Alternative Residues
Note:
The note qualifier must list alternative residues when using 'X' in a sequence, which represents any amino acid other than the standard 20.

WIPO Standard ST.26, paragraph 97, specifies that annotation of a sequence for a specific variant must include a feature key and qualifier, as indicated in the table in MPEP § 2412.05(c), and the feature location. The value for the “replace” qualifier must be only a single alternative nucleotide or nucleotide sequence using only the symbols in set forth Table 1: List of Nucleotides Symbols (see MPEP § 2413.01(a)), or empty. A listing of alternative residues may be provided as the value in the “note” qualifier. In particular, a listing of alternative amino acids must be provided as the value in the “note” qualifier where “X” is used in a sequence, and represents a value other than “any one of ‘A’, ‘R’, ‘N’, ‘D’, ‘C’, ‘Q’, ‘E’, ‘G’, ‘H’, ‘I’, ‘L’, ‘K’, ‘M’, ‘F’, ‘P’, ‘O’, ‘S’, ‘U’, ‘T’, ‘W’, ‘Y’, or ‘V.’” A deletion must be represented by an empty qualifier value for the “replace” qualifier or by an indication in the “note” qualifier that the residue may be deleted. An inserted or substituted residue(s) must be provided in the “replace” or “note” qualifier. The value format for the “replace” and “note” qualifiers is free text and must not exceed 1000 characters. See below for sequences encompassed by the definition in MPEP § 2412.03 that are provided as an insertion or a substitution in a qualifier value.

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Citations

Primary topicCitation
Sequence Listing Content
Sequence Listing Format
37 CFR § 1.831(b)
Sequence Listing Format37 CFR § 1.832
Sequence Listing Content
Sequence Listing Format
Sequence Listing Requirements
MPEP § 2412.03
Sequence Listing Content
Sequence Listing Format
MPEP § 2412.03(a)
Sequence Listing ContentMPEP § 2412.05(a)
Sequence Listing Content
Sequence Listing Format
MPEP § 2412.05(b)
Sequence Listing Content
Sequence Listing Format
Sequence Listing Requirements
MPEP § 2412.05(c)
Sequence Listing Content
Sequence Listing Format
MPEP § 2412.05(d)
Sequence Listing Content
Sequence Listing Format
Sequence Listing Requirements
MPEP § 2413.01(a)
Sequence Listing FormatMPEP § 2413.01(g)
Sequence Listing Content
Sequence Listing Format
MPEP § 2413.01(h)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31