MPEP § 2272 — After Final Practice (Annotated Rules)

§2272 After Final Practice

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2272, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

After Final Practice

This section addresses After Final Practice. Primary authority: 35 U.S.C. 257), 35 U.S.C. 257, and 37 CFR 1.116. Contains: 3 requirements, 1 prohibition, 7 guidance statements, and 5 other statements.

Key Rules

Topic

Final Office Action

15 rules
StatutoryInformativeAlways
[mpep-2272-169988bb7aac3708e8ce1389]
Final Action Concludes Prosecution
Note:
The final action in a reexamination proceeding concludes prosecution, limiting further amendments and appeals.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116Final Office ActionFinal Rejection in ReexaminationTypes of Office Actions
StatutoryInformativeAlways
[mpep-2272-f7e59f7dfeebffb444c7836e]
Final Rejection Ends Further Prosecution
Note:
Once a final rejection is issued, the patent owner cannot further prosecute the application without restriction.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116Final Office ActionFinal Rejection in ReexaminationPremature Final Rejection
StatutoryInformativeAlways
[mpep-2272-4aca7c72a064607c000eb348]
Amendments After Final Rejection Governed by Strict Standards
Note:
The rule requires that amendments submitted after a final rejection and before or with an appeal must adhere to the strict standards outlined in 37 CFR 1.116.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116Final Office ActionAfter-Final AmendmentsFinal Rejection in Reexamination
StatutoryInformativeAlways
[mpep-2272-29958998e0dc862867c6e575]
Response to Final Rejection Normally Due Within Two Months
Note:
Patent owners must respond to a final rejection within two months, with an automatic extension if the first response is filed after the rejection and before filing an appeal.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionFinal Rejection in ReexaminationResponse Time Periods
StatutoryInformativeAlways
[mpep-2272-16f4d67f4abae963e5664614]
Time Period Runs After Response to Final Rejection
Note:
If a response to the final rejection is filed, the time period set in the final rejection continues to run for two months unless an appeal has been filed.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionFinal Rejection in ReexaminationResponse to Office Action Requirements (37 CFR 1.111)
StatutoryInformativeAlways
[mpep-2272-14c3cf6b3963d665bd37da81]
Extension of Time for First Response After Final Rejection in Ex Parte Reexamination
Note:
The time period is automatically extended by two months if the response to a final rejection is the first after the rejection and no appeal has been filed.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionAppeal Brief TimingNotice of Appeal Filing
StatutoryRecommendedAlways
[mpep-2272-91b4c237b844cbe41c06256a]
First Response Extends Time Period After Final Rejection
Note:
The filing of any timely first response to a final rejection automatically extends the shortened statutory period by two months, even if the response is informal or unsigned.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionAdvisory Action (PTOL-303)Reply Period and Extensions
StatutoryRequiredAlways
[mpep-2272-15efa979e731c6fbdbabd5c3]
Patent Owner Entitled to Examiner’s Ruling Before Appeal
Note:
The patent owner must be informed of the examiner's ruling on a timely response after final rejection before filing an appeal.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionNotice of Appeal FilingFinal Rejection in Reexamination
StatutoryRecommendedAlways
[mpep-2272-26e001318737bf2803f4d96b]
Notification of Examiner’s Ruling Required Before Appeal
Note:
The patent owner must be notified of the examiner's ruling after a final rejection to allow sufficient time for consideration and action before filing an appeal.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionAdvisory Action (PTOL-303)Reply Period and Extensions
StatutoryRecommendedAlways
[mpep-2272-69207cca680aed67ac007de1]
Examiner’s Advisory Action Extends Response Period
Note:
The examiner's advisory action should extend the response period for a final rejection to two months if no appeal has been filed.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionAdvisory Action (PTOL-303)Final Rejection in Reexamination
StatutoryInformativeAlways
[mpep-2272-bfd3f8c1db8186ca21684f59]
Automatic Extension for First Response After Final Rejection
Note:
The patent owner is automatically granted a two-month extension to respond after filing the first response to a final rejection, provided no appeal has been filed.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionAdvisory Action (PTOL-303)Reply Period and Extensions
StatutoryProhibitedAlways
[mpep-2272-e93f1fad27765f7fe36b16ba]
Response Period Cannot Extend Past 6 Months From Final Rejection
Note:
The time for responding to a final rejection cannot exceed six months from the date of the final rejection.

The statutory period for response to a final rejection in a reexamination proceeding will normally be two (2) months. If a response to the final rejection is filed, the time period set in the final rejection continues to run. In any ex parte reexamination proceeding, including third party requested reexaminations, patent owner requested reexaminations (including reexaminations ordered under 35 U.S.C. 257) or Director ordered reexaminations, the time period is automatically extended by two months (in accordance with the guidelines set forth in MPEP § 2265) if the response is the first response after the final rejection and a notice of appeal has not yet been filed. Any advisory Office action using form PTOL-467, Ex Parte Reexamination Advisory Action Before the Filing of an Appeal Brief, which is issued in reply to patent owner’s response after final rejection (and prior to the filing of the notice of appeal) will inform the patent owner of the automatic two month extension of time. It should be noted that the filing of any timely first response to a final rejection (even an informal response or even a response that is not signed) will automatically result in the extension of the shortened statutory period for an additional two months. Note further that the patent owner is entitled to know the examiner’s ruling on a timely response filed after final rejection before being required to file a notice of appeal. Notification of the examiner’s ruling should reach the patent owner with sufficient time for the patent owner to consider the ruling and act on it. Accordingly, the period for response to the final rejection should be appropriately extended in the examiner’s advisory action. See Theodore Groz & Sohne & Ernst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988). The period for response may not, however, be extended to run past 6 months from the date of the final rejection.

Jump to MPEP SourceFinal Office ActionFinal Rejection in ReexaminationResponse to Office Action Requirements (37 CFR 1.111)
StatutoryRequiredAlways
[mpep-2272-6b9d0dcdef41e38b0c772614]
Extensions Beyond Two Months Require Sufficient Cause
Note:
Any extension of time for more than two months from the final rejection must provide a showing of sufficient cause.

The present after final practice of providing an automatic two-month extension for filing a response to a final Office action is in conformance with the minimum reply period provisions of the Patent Law Treaty (PLT). For this reason, additional “no cause” extensions of time for filing a response to a final Office action in patent owner requested or Director ordered reexaminations are not available. Any extensions of time for more than two months from the time for response set in the final rejection must provide a showing of sufficient cause in accordance with 37 CFR 1.550(c)(3). See MPEP § 2265, subsections VI-VII.

Jump to MPEP Source · 37 CFR 1.550(c)(3)Final Office ActionFinal Rejection in ReexaminationResponse Time Periods
StatutoryRecommendedAlways
[mpep-2272-1f6632b546e3d0d69a4e2c87]
Examiner Should Not Issue Omission Notice After Final Rejection
Note:
If a response to an examiner’s action after final rejection contains an omission through oversight, the examiner should not issue a failure-to-respond notice but instead provide an advisory Office action explaining the omission.

The practice of giving the patent owner a time period to supply an omission in a bona fide response (as set forth in MPEP § 2266.01) does not apply after a final Office action. If a bona fide response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), but through an apparent oversight or inadvertence, some point necessary to fully respond has been omitted, the examiner should not issue (to the patent owner) a notice of failure to fully respond. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the omission.

Jump to MPEP SourceFinal Office ActionRejection of ClaimsTypes of Office Actions
StatutoryRecommendedAlways
[mpep-2272-0163c61adb40b1ea218addd6]
Advisory Office Action Required After Informal Response to Final Rejection
Note:
Examiners must issue an advisory office action, not a form PTOL-475 or PTO-2311 notification, when receiving an informal response after final rejection but before the response period expires.

Likewise, the practice of notifying the patent owner of the defects present in a submission via form PTOL-475 or form PTO-2311 and setting a time period for correction of the defect(s) (as set forth in MPEP § 2266.02) does not apply after a final Office action. If a defective (informal) response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), the examiner should not issue a form PTOL-475 or form PTO-2311 notification to the patent owner. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the defect (informality) being provided in the advisory action.

Jump to MPEP SourceFinal Office ActionAfter-Final PracticeRejection vs. Objection
Topic

Final Rejection in Reexamination

3 rules
StatutoryRecommendedAlways
[mpep-2272-0c5045f28e8c34ddf5740b48]
Examiner and Patent Owner Must Identify All Issues Before Final Office Action
Note:
Both the examiner and patent owner are required to identify and develop all issues, including evidence under 37 CFR 1.131(a) and 1.132, before the final Office action in a reexamination proceeding.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116Final Rejection in ReexaminationFirst Office Action on MeritsTypes of Office Actions
StatutoryInformativeAlways
[mpep-2272-c206ec3a8ea784e22d674b69]
Automatic Two-Month Extension for Final Rejection Response
Note:
Provides an automatic two-month extension for filing a response to a final Office action, aligning with the Patent Law Treaty minimum reply period provisions. No additional 'no cause' extensions are available beyond this period.

The present after final practice of providing an automatic two-month extension for filing a response to a final Office action is in conformance with the minimum reply period provisions of the Patent Law Treaty (PLT). For this reason, additional “no cause” extensions of time for filing a response to a final Office action in patent owner requested or Director ordered reexaminations are not available. Any extensions of time for more than two months from the time for response set in the final rejection must provide a showing of sufficient cause in accordance with 37 CFR 1.550(c)(3). See MPEP § 2265, subsections VI-VII.

Jump to MPEP Source · 37 CFR 1.550(c)(3)Final Rejection in ReexaminationTypes of Office ActionsExamination in Reexamination
StatutoryInformativeAlways
[mpep-2272-75f1841b19479c139edda0ae]
No Additional 'No Cause' Extensions for Final Office Action Responses in Reexaminations
Note:
This rule states that no additional extensions of time without showing sufficient cause are available for filing responses to final Office actions in patent owner requested or Director ordered reexaminations.

The present after final practice of providing an automatic two-month extension for filing a response to a final Office action is in conformance with the minimum reply period provisions of the Patent Law Treaty (PLT). For this reason, additional “no cause” extensions of time for filing a response to a final Office action in patent owner requested or Director ordered reexaminations are not available. Any extensions of time for more than two months from the time for response set in the final rejection must provide a showing of sufficient cause in accordance with 37 CFR 1.550(c)(3). See MPEP § 2265, subsections VI-VII.

Jump to MPEP Source · 37 CFR 1.550(c)(3)Final Rejection in ReexaminationTypes of Office ActionsExamination in Reexamination
Topic

Notice of Appeal Filing

3 rules
StatutoryPermittedAlways
[mpep-2272-8fcb057c489412bcd0641961]
Petition to Withdraw Final Rejection and Reopen Prosecution
Note:
Patent owners can file a petition under 37 CFR 1.181 to withdraw an improper or premature final rejection and reopen prosecution, or to enter an amendment that complies with 37 CFR 1.116.

In the event that the patent owner is of the opinion that (A) a final rejection is improper or premature, or (B) that an amendment submitted after final rejection complies with 37 CFR 1.116 but the examiner improperly refused entry of such an amendment, the patent owner may file a petition under 37 CFR 1.181 requesting that the final rejection be withdrawn and that prosecution be reopened, or file a petition under 37 CFR 1.181 requesting entry of the amendment, where appropriate. The petition under 37 CFR 1.181 must be filed within the time period for filing a notice of appeal. Note that the filing of a petition under 37 CFR 1.181 does not toll the time period for filing a notice of appeal.

Jump to MPEP Source · 37 CFR 1.116Notice of Appeal FilingNotice of AppealEx Parte Appeals to PTAB
StatutoryRequiredAlways
[mpep-2272-f50bc832345c22b775dc0697]
Petition Under 37 CFR 1.181 Must Be Filed Within Appeal Period
Note:
The petition to withdraw a final rejection and reopen prosecution or for entry of an amendment must be filed within the time limit for filing a notice of appeal.

In the event that the patent owner is of the opinion that (A) a final rejection is improper or premature, or (B) that an amendment submitted after final rejection complies with 37 CFR 1.116 but the examiner improperly refused entry of such an amendment, the patent owner may file a petition under 37 CFR 1.181 requesting that the final rejection be withdrawn and that prosecution be reopened, or file a petition under 37 CFR 1.181 requesting entry of the amendment, where appropriate. The petition under 37 CFR 1.181 must be filed within the time period for filing a notice of appeal. Note that the filing of a petition under 37 CFR 1.181 does not toll the time period for filing a notice of appeal.

Jump to MPEP Source · 37 CFR 1.116Notice of Appeal FilingNotice of AppealEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-2272-c9a7d4d01a34ffc02c7e3a56]
Petition Filing Does Not Toll Appeal Time
Note:
Filing a petition under 37 CFR 1.181 does not extend the time period for filing a notice of appeal.

In the event that the patent owner is of the opinion that (A) a final rejection is improper or premature, or (B) that an amendment submitted after final rejection complies with 37 CFR 1.116 but the examiner improperly refused entry of such an amendment, the patent owner may file a petition under 37 CFR 1.181 requesting that the final rejection be withdrawn and that prosecution be reopened, or file a petition under 37 CFR 1.181 requesting entry of the amendment, where appropriate. The petition under 37 CFR 1.181 must be filed within the time period for filing a notice of appeal. Note that the filing of a petition under 37 CFR 1.181 does not toll the time period for filing a notice of appeal.

Jump to MPEP Source · 37 CFR 1.116Notice of Appeal FilingNotice of AppealEx Parte Appeals to PTAB
Topic

Types of Office Actions

3 rules
StatutoryInformativeAlways
[mpep-2272-80c481c41832a6b3f1bf6b52]
No Time Period for Omissions After Final Rejection
Note:
Examiners must not provide a time period to correct omissions in responses after issuing a final rejection.

The practice of giving the patent owner a time period to supply an omission in a bona fide response (as set forth in MPEP § 2266.01) does not apply after a final Office action. If a bona fide response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), but through an apparent oversight or inadvertence, some point necessary to fully respond has been omitted, the examiner should not issue (to the patent owner) a notice of failure to fully respond. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the omission.

Jump to MPEP SourceTypes of Office ActionsExaminer's Action (37 CFR 1.104)Examination Procedures
StatutoryRecommendedAlways
[mpep-2272-98e4cc894e9db582dc24048f]
Advisory Office Action for Omitted Response Elements
Note:
Examiners must issue an advisory Office action (e.g., form PTOL-467) explaining the omitted elements in a response after final rejection.

The practice of giving the patent owner a time period to supply an omission in a bona fide response (as set forth in MPEP § 2266.01) does not apply after a final Office action. If a bona fide response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), but through an apparent oversight or inadvertence, some point necessary to fully respond has been omitted, the examiner should not issue (to the patent owner) a notice of failure to fully respond. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the omission.

Jump to MPEP SourceTypes of Office ActionsRejection vs. ObjectionExaminer's Action (37 CFR 1.104)
StatutoryInformativeAlways
[mpep-2272-49725c091f28b8faa2bc30e9]
Advisory Action Required After Final Rejection
Note:
Examiners must issue an advisory action explaining defects in a response after final rejection, not a form PTOL-475 or PTO-2311 notification.

Likewise, the practice of notifying the patent owner of the defects present in a submission via form PTOL-475 or form PTO-2311 and setting a time period for correction of the defect(s) (as set forth in MPEP § 2266.02) does not apply after a final Office action. If a defective (informal) response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), the examiner should not issue a form PTOL-475 or form PTO-2311 notification to the patent owner. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the defect (informality) being provided in the advisory action.

Jump to MPEP SourceTypes of Office ActionsRejection vs. ObjectionExaminer's Action (37 CFR 1.104)
Topic

New Claims in Reexamination

2 rules
StatutoryInformativeAlways
[mpep-2272-35a4cdbc2ac130520eea3c18]
First Proposed Amendment After Final Action Must Be Considered
Note:
The first proposed amendment after final action in a reexamination proceeding must be considered to determine if it makes all claims patentable or simplifies issues on appeal.

The first proposed amendment after final action in a reexamination proceeding will be given sufficient consideration to determine whether it places all the claims in condition where they are patentable and/or whether the issues on appeal are reduced or simplified. Unless the proposed amendment is entered in its entirety, the examiner will briefly explain the reasons for not entering a proposed amendment. For example, if the claims as amended present a new issue requiring further consideration or search, the new issue should be identified and a brief explanation provided as to why a new search or consideration is necessary. The patent owner should be notified if certain portions of the amendment would be entered if a separate paper was filed containing only such amendment.

Jump to MPEP SourceNew Claims in ReexaminationAmendments in ReexaminationAppeals in Reexamination
StatutoryInformativeAlways
[mpep-2272-50169af6cceb76e862c410a5]
Requirement for Full Amendment Entry During Reexamination
Note:
The examiner must explain reasons for not entering a partial amendment during reexamination unless the entire proposed amendment is entered.

The first proposed amendment after final action in a reexamination proceeding will be given sufficient consideration to determine whether it places all the claims in condition where they are patentable and/or whether the issues on appeal are reduced or simplified. Unless the proposed amendment is entered in its entirety, the examiner will briefly explain the reasons for not entering a proposed amendment. For example, if the claims as amended present a new issue requiring further consideration or search, the new issue should be identified and a brief explanation provided as to why a new search or consideration is necessary. The patent owner should be notified if certain portions of the amendment would be entered if a separate paper was filed containing only such amendment.

Jump to MPEP SourceNew Claims in ReexaminationAmendments in ReexaminationAppeals in Reexamination
Topic

Appeals in Reexamination

1 rules
StatutoryInformativeAlways
[mpep-2272-f8726d7ed1a3964f9d71ff4a]
Amendments Submitted After Appeal Must Adhere to Strict Standards
Note:
The rule requires that any amendments submitted after an appeal must comply strictly with the standards outlined in 37 CFR 41.33.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116Appeals in ReexaminationFinal Office ActionAfter-Final Amendments
Topic

RCE Filing Requirements

1 rules
StatutoryRecommendedAlways
[mpep-2272-6dc2afe5a688a67fc4437807]
No Opportunity for Reconsideration After Final Action
Note:
Both the examiner and patent owner must recognize that no further amendments or reconsideration is possible after a final rejection in reexamination proceedings.

It is intended that prosecution before the examiner in a reexamination proceeding will be concluded with the final action. Once a final rejection that is not premature has been entered in a reexamination proceeding, the patent owner no longer has any right to unrestricted further prosecution. Consideration of amendments submitted after final rejection and prior to, or with, the appeal will be governed by the strict standards of 37 CFR 1.116. Further, consideration of amendments submitted after appeal will be governed by the strict standards of 37 CFR 41.33. Both the examiner and the patent owner should recognize that substantial patent rights will be at issue with no opportunity for the patent owner to refile under 37 CFR 1.53(b), or 1.53(d), and with no opportunity to file a request for continued examination under 37 CFR 1.114. Accordingly, both the examiner and the patent owner should identify and develop all issues prior to the final Office action, including the presentation of evidence under 37 CFR 1.131(a) and 1.132.

Jump to MPEP Source · 37 CFR 1.116RCE Filing RequirementsStatutory Authority for ExaminationRequest for Continued Examination
Topic

Discretionary Entry

1 rules
StatutoryProhibitedAlways
[mpep-2272-c721ac19f8aba631b5fb0961]
Amendments After Final Rejection Require Showing
Note:
Patent owners must provide a showing under 37 CFR 1.116(b) for amendments filed after final rejection but before appeal.
It should be kept in mind that a patent owner cannot, as a matter of right, amend any finally rejected claims, add new claims after a final rejection, or reinstate previously canceled claims. For an amendment filed after final rejection and prior to the appeal brief, a showing under 37 CFR 1.116(b) is required and will be evaluated by the examiner for all proposed amendments after final rejection except where an amendment merely cancels claims, adopts examiner’s suggestions, removes issues for appeal, or in some other way requires only a cursory review by the examiner. An amendment filed at any time after final rejection but before an appeal brief is filed, may be entered upon or after filing of an appeal provided:
  • (A) the total effect of the amendment is to cancel claims or comply with any requirement of form expressly set forth in a previous Office action, or present rejected claims in better form for consideration on appeal;
  • (B) for an amendment touching the merits of the patent under reexamination, the patent owner provides a showing of good and sufficient reasons why the amendment is necessary and was not earlier presented.
Jump to MPEP Source · 37 CFR 1.116(b)Discretionary EntryEntry as Matter of RightFinal Office Action
Topic

Petition to Reinstate

1 rules
StatutoryInformativeAlways
[mpep-2272-c57de20cd5ff4c76d8f35461]
Showing of Good Reasons Required for Merit-Amending Patent After Final Rejection
Note:
Patent owner must provide sufficient reasons for any amendment touching the patent's merits after final rejection but before appeal.

It should be kept in mind that a patent owner cannot, as a matter of right, amend any finally rejected claims, add new claims after a final rejection, or reinstate previously canceled claims. For an amendment filed after final rejection and prior to the appeal brief, a showing under 37 CFR 1.116(b) is required and will be evaluated by the examiner for all proposed amendments after final rejection except where an amendment merely cancels claims, adopts examiner’s suggestions, removes issues for appeal, or in some other way requires only a cursory review by the examiner. An amendment filed at any time after final rejection but before an appeal brief is filed, may be entered upon or after filing of an appeal provided:

(B) for an amendment touching the merits of the patent under reexamination, the patent owner provides a showing of good and sufficient reasons why the amendment is necessary and was not earlier presented.

Jump to MPEP Source · 37 CFR 1.116(b)Petition to ReinstatePatent ReinstatementLate Payment and Reinstatement
Topic

Amendments in Reexamination

1 rules
StatutoryRecommendedAlways
[mpep-2272-6450ca50bcb253b71cdaddc6]
New Issue Requirement for Amended Claims
Note:
If amended claims present new issues, the examiner must identify them and explain why further search or consideration is necessary.

The first proposed amendment after final action in a reexamination proceeding will be given sufficient consideration to determine whether it places all the claims in condition where they are patentable and/or whether the issues on appeal are reduced or simplified. Unless the proposed amendment is entered in its entirety, the examiner will briefly explain the reasons for not entering a proposed amendment. For example, if the claims as amended present a new issue requiring further consideration or search, the new issue should be identified and a brief explanation provided as to why a new search or consideration is necessary. The patent owner should be notified if certain portions of the amendment would be entered if a separate paper was filed containing only such amendment.

Jump to MPEP SourceAmendments in ReexaminationNew Claims in ReexaminationAppeals in Reexamination
Topic

Ex Parte Appeals to PTAB

1 rules
StatutoryProhibitedAlways
[mpep-2272-3947247892a6311715d70665]
Examiner May Consider Amendments After Final Rejection If Reasonable
Note:
The examiner can consider amendments to claims after final rejection if there is a showing of necessity and a suitable reason for not presenting them earlier.

Since patents undergoing reexamination cannot become abandoned and cannot be refiled, and since the holding of claims unpatentable and canceled in a certificate is absolutely final, it is appropriate that the examiner consider the feasibility of entering amendments touching the merits after final rejection or after appeal has been taken, where there is a showing why the amendments are necessary and a suitable reason is given why they were not earlier presented.

Jump to MPEP SourceEx Parte Appeals to PTAB
Topic

Advisory Action (PTOL-303)

1 rules
StatutoryRecommendedAlways
[mpep-2272-c47f0d9c92441ecb9f1cd2a6]
Advisory Office Action Required for Informal Submissions After Final Rejection
Note:
Examiners must issue an advisory action (e.g., form PTOL-467) explaining the defect in informal responses after final rejection, instead of a notification with a correction period.

Likewise, the practice of notifying the patent owner of the defects present in a submission via form PTOL-475 or form PTO-2311 and setting a time period for correction of the defect(s) (as set forth in MPEP § 2266.02) does not apply after a final Office action. If a defective (informal) response to an examiner’s action is filed after final rejection (before the expiration of the permissible response period), the examiner should not issue a form PTOL-475 or form PTO-2311 notification to the patent owner. Rather, an advisory Office action (e.g., form PTOL-467) should be issued with an explanation of the defect (informality) being provided in the advisory action.

Jump to MPEP SourceAdvisory Action (PTOL-303)Types of Office ActionsAfter-Final Practice

Citations

Primary topicCitation
Final Office Action35 U.S.C. § 257
Appeals in Reexamination
Final Office Action
Final Rejection in Reexamination
RCE Filing Requirements
37 CFR § 1.114
Appeals in Reexamination
Final Office Action
Final Rejection in Reexamination
Notice of Appeal Filing
RCE Filing Requirements
37 CFR § 1.116
Discretionary Entry
Petition to Reinstate
37 CFR § 1.116(b)
Appeals in Reexamination
Final Office Action
Final Rejection in Reexamination
RCE Filing Requirements
37 CFR § 1.131(a)
Notice of Appeal Filing37 CFR § 1.181
Appeals in Reexamination
Final Office Action
Final Rejection in Reexamination
RCE Filing Requirements
37 CFR § 1.53(b)
Final Office Action
Final Rejection in Reexamination
37 CFR § 1.550(c)(3)
Appeals in Reexamination
Final Office Action
Final Rejection in Reexamination
RCE Filing Requirements
37 CFR § 41.33
Final Office Action
Final Rejection in Reexamination
MPEP § 2265
Final Office Action
Types of Office Actions
MPEP § 2266.01
Advisory Action (PTOL-303)
Final Office Action
Types of Office Actions
MPEP § 2266.02
Final Office ActionErnst Bechert Nadelfabrik KG v. Quigg, 10 USPQ2d 1787 (D.D.C. 1988)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31