MPEP § 2138.02 — “The Invention Was Made in This Country” (Annotated Rules)

§2138.02 “The Invention Was Made in This Country”

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2138.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

“The Invention Was Made in This Country”

This section addresses “The Invention Was Made in This Country”. Primary authority: 35 U.S.C. 100, 35 U.S.C. 102, and 35 U.S.C. 102(g). Contains: 2 permissions and 4 other statements.

Key Rules

Topic

Conception and Reduction to Practice

3 rules
StatutoryInformativeAlways
[mpep-2138-02-ae1974a225a9692722dfc5d6]
Invention Made When Conceived and Practiced
Note:
An invention is deemed made when it has been both conceived and reduced to practice, as per Dunn v. Ragin.

An invention is made when there is a conception and a reduction to practice. Dunn v. Ragin, 50 USPQ 472, 474 (Bd. Pat. Inter. 1941). Prior art under pre-AIA 35 U.S.C. 102(g) is limited to an invention that is made. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982) (the publication of an article, alone, is not deemed a constructive reduction to practice, and therefore its disclosure does not prove that any invention within the meaning of pre-AIA 35 U.S.C. 102(g) has ever been made).

Jump to MPEP SourceConception and Reduction to PracticePre-AIA 102(g) – Prior Invention (MPEP 2138)Reduction to Practice
StatutoryPermittedAlways
[mpep-2138-02-2ebf1fb15b11d004ae52c283]
Party May Establish Invention Date in Interference Proceeding
Note:
A party involved in an interference proceeding may establish a date of invention under pre-AIA 35 U.S.C. 104.

In accordance with pre-AIA 35 U.S.C. 102(g)(1), a party involved in an interference proceeding under pre-AIA 35 U.S.C. 135 or 291 may establish a date of invention under pre-AIA 35 U.S.C. 104. Pre-AIA 35 U.S.C. 104, as amended by GATT (Public Law 103-465, 108 Stat. 4809 (1994)) and NAFTA (Public Law 103-182, 107 Stat. 2057 (1993)), provides that an inventor can establish a date of invention in a NAFTA member country on or after December 8, 1993 or in WTO member country other than a NAFTA member country on or after January 1, 1996. Accordingly, an interference count may be won or lost on the basis of establishment of invention by one of the parties in a NAFTA or WTO member country, thereby rendering the subject matter of that count unpatentable to the other party under the principles of res judicata and collateral estoppel, even though such subject matter is not available as statutory prior art under pre-AIA 35 U.S.C. 102(g). See MPEP § 2138.01 regarding lost interference counts which are not statutory prior art.

Jump to MPEP SourceConception and Reduction to PracticePre-AIA 102(g) – Prior Invention (MPEP 2138)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
StatutoryPermittedAlways
[mpep-2138-02-dff13a17b096959ef9a8ae50]
Establishment of Invention Date in NAFTA/WTO Countries
Note:
Allows an inventor to establish a date of invention in certain countries, affecting patentability through res judicata and collateral estoppel.

In accordance with pre-AIA 35 U.S.C. 102(g)(1), a party involved in an interference proceeding under pre-AIA 35 U.S.C. 135 or 291 may establish a date of invention under pre-AIA 35 U.S.C. 104. Pre-AIA 35 U.S.C. 104, as amended by GATT (Public Law 103-465, 108 Stat. 4809 (1994)) and NAFTA (Public Law 103-182, 107 Stat. 2057 (1993)), provides that an inventor can establish a date of invention in a NAFTA member country on or after December 8, 1993 or in WTO member country other than a NAFTA member country on or after January 1, 1996. Accordingly, an interference count may be won or lost on the basis of establishment of invention by one of the parties in a NAFTA or WTO member country, thereby rendering the subject matter of that count unpatentable to the other party under the principles of res judicata and collateral estoppel, even though such subject matter is not available as statutory prior art under pre-AIA 35 U.S.C. 102(g). See MPEP § 2138.01 regarding lost interference counts which are not statutory prior art.

Jump to MPEP SourceConception and Reduction to PracticePre-AIA 102(g) – Prior Invention (MPEP 2138)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Topic

Key Changes Under AIA

1 rules
StatutoryInformativeAlways
[mpep-2138-02-123d45f5e6361aebc109fa7e]
Invention Made in This Country Under AIA
Note:
This rule applies to inventions made before and after March 16, 2013, under the first inventor to file provisions of the America Invents Act.

[Editor Note: This MPEP section has limited applicability to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). Patents and applications that contain (or contained at any time) at least one claim with a pre-AIA effective filing date (before March 16, 2013) and at least one claim with a post-AIA effective filing date (on or after March 16, 2013) are subject to the patentability requirements in AIA 35 U.S.C. 102 – 103 and subject to pre-AIA 35 U.S.C. 102(g).See MPEP § 2159 et seq.]

Jump to MPEP SourceKey Changes Under AIAAIA vs Pre-AIA PracticePre-AIA 102(a) – Known or Used (MPEP 2132)
Topic

AIA Effective Dates

1 rules
StatutoryInformativeAlways
[mpep-2138-02-48d9005937f6bdc23b6d4d1d]
Patents with Mixed AIA and Pre-AIA Claims Subject to Both Laws
Note:
Patents containing claims from both pre-AIA and post-AIA filing dates must comply with both AIA and pre-AIA patentability requirements.

[Editor Note: This MPEP section has limited applicability to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). Patents and applications that contain (or contained at any time) at least one claim with a pre-AIA effective filing date (before March 16, 2013) and at least one claim with a post-AIA effective filing date (on or after March 16, 2013) are subject to the patentability requirements in AIA 35 U.S.C. 102 – 103 and subject to pre-AIA 35 U.S.C. 102(g).See MPEP § 2159 et seq.]

Jump to MPEP SourceAIA Effective DatesDetermining Whether Application Is AIA or Pre-AIAAIA Overview and Effective Dates
Topic

Constructive Reduction (Filing)

1 rules
StatutoryInformativeAlways
[mpep-2138-02-9421ca842869bec475f5534e]
Publication Not Constructive Reduction to Practice
Note:
The publication of an article alone does not prove that any invention has been made, thus not constituting prior art under pre-AIA 35 U.S.C. 102(g).

An invention is made when there is a conception and a reduction to practice. Dunn v. Ragin, 50 USPQ 472, 474 (Bd. Pat. Inter. 1941). Prior art under pre-AIA 35 U.S.C. 102(g) is limited to an invention that is made. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982) (the publication of an article, alone, is not deemed a constructive reduction to practice, and therefore its disclosure does not prove that any invention within the meaning of pre-AIA 35 U.S.C. 102(g) has ever been made).

Jump to MPEP SourceConstructive Reduction (Filing)Conception and Reduction to PracticePre-AIA 102(g) – Prior Invention (MPEP 2138)
Topic

Pre-AIA 102(a) – Known or Used (MPEP 2132)

1 rules
StatutoryInformativeAlways
[mpep-2138-02-cd9977a53cbeaaaed49a7193]
Invention Must Be Made in This Country
Note:
The invention must be conceived, reduced to practice, and demonstrated with diligence within the country under pre-AIA 35 U.S.C. 102(g).

Subject matter under pre-AIA 35 U.S.C. 102(g) is available only if made in this country. Pre-AIA 35 U.S.C. 104. Kondo v. Martel, 220 USPQ 47 (Bd. Pat. Inter. 1983) (acts of conception, reduction to practice and diligence must be demonstrated in this country). Compare Colbert v. Lofdahl, 21 USPQ2d 1068, 1071 (Bd. Pat. App. & Inter. 1991) (“[i]f the invention is reduced to practice in a foreign country and knowledge of the invention was brought into this country and disclosed to others, the inventor can derive no benefit from the work done abroad and such knowledge is merely evidence of conception of the invention”).

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Pre-AIA 102(g) – Prior Invention (MPEP 2138)
Topic

Diligence Requirement

1 rules
StatutoryRequiredAlways
[mpep-2138-02-e8ca05ccf2442156f6a3e1b2]
Requirement for Conception, Reduction to Practice, and Diligence in This Country
Note:
The rule requires that acts of conception, reduction to practice, and diligence must be demonstrated within the United States under pre-AIA 35 U.S.C. 104.

Subject matter under pre-AIA 35 U.S.C. 102(g) is available only if made in this country. Pre-AIA 35 U.S.C. 104. Kondo v. Martel, 220 USPQ 47 (Bd. Pat. Inter. 1983) (acts of conception, reduction to practice and diligence must be demonstrated in this country). Compare Colbert v. Lofdahl, 21 USPQ2d 1068, 1071 (Bd. Pat. App. & Inter. 1991) (“[i]f the invention is reduced to practice in a foreign country and knowledge of the invention was brought into this country and disclosed to others, the inventor can derive no benefit from the work done abroad and such knowledge is merely evidence of conception of the invention”).

Jump to MPEP SourceDiligence RequirementConception and Reduction to Practice

Citations

Primary topicCitation
AIA Effective Dates
Key Changes Under AIA
35 U.S.C. § 100
AIA Effective Dates
Key Changes Under AIA
35 U.S.C. § 102
AIA Effective Dates
Conception and Reduction to Practice
Constructive Reduction (Filing)
Diligence Requirement
Key Changes Under AIA
Pre-AIA 102(a) – Known or Used (MPEP 2132)
35 U.S.C. § 102(g)
Conception and Reduction to Practice35 U.S.C. § 102(g)(1)
Conception and Reduction to Practice
Diligence Requirement
Pre-AIA 102(a) – Known or Used (MPEP 2132)
35 U.S.C. § 104
Conception and Reduction to Practice35 U.S.C. § 135
Conception and Reduction to PracticeMPEP § 2138.01
AIA Effective Dates
Key Changes Under AIA
MPEP § 2159
Conception and Reduction to Practice
Constructive Reduction (Filing)
In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10