MPEP § 2136.05 — Overcoming a Rejection Under Pre-AIA 35 U.S.C. 102(e) (Annotated Rules)

§2136.05 Overcoming a Rejection Under Pre-AIA 35 U.S.C. 102(e)

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2136.05, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Overcoming a Rejection Under Pre-AIA 35 U.S.C. 102(e)

This section addresses Overcoming a Rejection Under Pre-AIA 35 U.S.C. 102(e). Primary authority: 35 U.S.C. 100, 35 U.S.C. 102(e), and 35 U.S.C. 102. Contains: 1 permission and 3 other statements.

Key Rules

Topic

Statutory Authority for Examination

1 rules
StatutoryInformativeAlways
[mpep-2136-05-c0b537684d7b9ba9703afd51]
Overcoming Pre-AIA 35 U.S.C. 102(e) Rejections
Note:
This rule outlines how to overcome rejections under the pre-AIA 35 U.S.C. 102(e) provisions, including using affidavits or declarations and benefit or priority claims.

[Editor Note: This MPEP section is not applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. Information pertaining to overcoming pre-AIA 35 U.S.C. 102(e) rejections has been moved to MPEP § 2136.05(a) for affidavits or declarations under 37 CFR 1.131 and benefit or priority claims, and to MPEP § 2136.05(b) for affidavits or declarations under 37 CFR 1.132.]

Jump to MPEP Source · 37 CFR 1.131Statutory Authority for ExaminationAIA vs Pre-AIA PracticeExamination Procedures
Topic

Antedating Reference – Pre-AIA (MPEP 2136.05)

1 rules
StatutoryInformativeAlways
[mpep-2136-05-04fb3212cc3750b312f4194c]
Affidavits and Declarations for Pre-AIA 102(e) Rejections
Note:
The rule requires the use of affidavits or declarations under 37 CFR sections 1.131 and 1.132 to overcome pre-AIA 35 U.S.C. 102(e) rejections for benefit or priority claims.

[Editor Note: This MPEP section is not applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. Information pertaining to overcoming pre-AIA 35 U.S.C. 102(e) rejections has been moved to MPEP § 2136.05(a) for affidavits or declarations under 37 CFR 1.131 and benefit or priority claims, and to MPEP § 2136.05(b) for affidavits or declarations under 37 CFR 1.132.]

Jump to MPEP Source · 37 CFR 1.131Antedating Reference – Pre-AIA (MPEP 2136.05)Rejection on Prior ArtPrior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Topic

Assignee as Applicant Signature

1 rules
StatutoryPermittedAlways
[mpep-2136-05-7230ae96da8b62b6d8855f45]
Claims Must Be Patentably Distinguished Over Prior Art
Note:
Applicants can overcome pre-AIA 35 U.S.C. 102 rejections by arguing claims are patentably distinguishable or by amending the claims to be so.

In all applications, an applicant may overcome a pre-AIA 35 U.S.C. 102 rejection by persuasively arguing that the claims are patentably distinguishable from the prior art, or by amending the claims to patentably distinguish over the prior art. Additional ways available to overcome a rejection based on pre-AIA 35 U.S.C. 102 prior art depend on the applicable paragraph of pre-AIA 35 U.S.C. 102. See MPEP § 2132.01 for overcoming a rejection under pre-AIA 35 U.S.C. 102(a) and MPEP § 2133.02(a) for overcoming a rejection under pre-AIA 35 U.S.C. 102(b).

Jump to MPEP SourceAssignee as Applicant SignatureApplicant and Assignee Filing Under AIAAIA vs Pre-AIA Practice
Topic

AIA vs Pre-AIA Practice

1 rules
StatutoryInformativeAlways
[mpep-2136-05-f309a32cbf59d9067fa79a6a]
Ways to Overcome Pre-AIA 102 Rejection
Note:
Provide additional ways to overcome a rejection based on pre-AIA 35 U.S.C. 102 prior art by amending claims or arguing patentability.

In all applications, an applicant may overcome a pre-AIA 35 U.S.C. 102 rejection by persuasively arguing that the claims are patentably distinguishable from the prior art, or by amending the claims to patentably distinguish over the prior art. Additional ways available to overcome a rejection based on pre-AIA 35 U.S.C. 102 prior art depend on the applicable paragraph of pre-AIA 35 U.S.C. 102. See MPEP § 2132.01 for overcoming a rejection under pre-AIA 35 U.S.C. 102(a) and MPEP § 2133.02(a) for overcoming a rejection under pre-AIA 35 U.S.C. 102(b).

Jump to MPEP SourceAIA vs Pre-AIA PracticeAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

1 rules
StatutoryPermittedAlways
[mpep-2136-05-906e5fc8135a46046422829a]
How to Overcome Pre-AIA 102(e) Rejection
Note:
This rule outlines methods to overcome a rejection based on pre-AIA 35 U.S.C. 102(e), including arguing patentability, amending claims, and filing affidavits or declarations.
A rejection based on pre-AIA 35 U.S.C. 102(e) can be overcome by:
  • (A) Persuasively arguing that the claims are patentably distinguishable from the prior art;
  • (B) Amending the claims to patentably distinguish over the prior art;
  • (C) Filing an affidavit or declaration under 37 CFR 1.132 showing that the reference invention is not by “another.” See MPEP §§ 715.01(a), 715.01(c), 716.10, and 2136.05(b);
  • (D) Filing an affidavit or declaration under 37 CFR 1.131(a) showing prior invention, if the reference is not a U.S. patent or a U.S. patent application publication claiming interfering subject matter as defined in 37 CFR 41.203(a) (subject matter of a claim of one party would, if prior art, have anticipated or rendered obvious the subject matter of a claim of the opposing party and vice versa). See MPEP §§ 715 and 2136.05(b) for more information on 37 CFR 1.131(a) affidavits;
  • (E) Submitting and perfecting a claim to priority under 35 U.S.C. 119(a) – (d) within the time period set in 37 CFR 1.55 and establishing that prior foreign application disclosure satisfies the enablement and written description requirements of 35 U.S.C. 112 for the subject matter claimed in the application under examination (see MPEP § 2136.05(a) for a summary of priority requirements, and MPEP §§ 213 – 216 for detailed information); and/or
  • (F) Submitting a benefit claim under 35 U.S.C. 119(e) or 120, within the time periods set in 37 CFR 1.78 and establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112 for the subject matter claimed in the application under examination (see MPEP § 2136.05(a) for a summary of benefit requirements, and MPEP § 211 et seq. for detailed information).
Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
Topic

Benefit Claim in Specification

1 rules
StatutoryInformativeAlways
[mpep-2136-05-a1d3e292b32a7d7e793d90dd]
Requirement for Submitting Benefit Claim Under 119(e) or 120
Note:
Must submit a benefit claim under 35 U.S.C. 119(e) or 120 within the time periods set in 37 CFR 1.78 and ensure prior application satisfies enablement and written description requirements.

A rejection based on pre-AIA 35 U.S.C. 102(e) can be overcome by:

(F) Submitting a benefit claim under 35 U.S.C. 119(e) or 120, within the time periods set in 37 CFR 1.78 and establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112 for the subject matter claimed in the application under examination (see MPEP § 2136.05(a) for a summary of benefit requirements, and MPEP § 211 et seq. for detailed information).

Jump to MPEP SourceBenefit Claim in SpecificationContinuation Benefit ClaimsDomestic Benefit Claims (35 U.S.C. 120/121)

Citations

Primary topicCitation
Antedating Reference – Pre-AIA (MPEP 2136.05)
Statutory Authority for Examination
35 U.S.C. § 100
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
35 U.S.C. § 102
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
35 U.S.C. § 102(a)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
35 U.S.C. § 102(b)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Statutory Authority for Examination
35 U.S.C. § 102(e)
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
35 U.S.C. § 112
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)35 U.S.C. § 119(a)
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
35 U.S.C. § 119(e)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Statutory Authority for Examination
37 CFR § 1.131
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)37 CFR § 1.131(a)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Statutory Authority for Examination
37 CFR § 1.132
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)37 CFR § 1.55
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
37 CFR § 1.78
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)37 CFR § 41.203(a)
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
MPEP § 211
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 213
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
MPEP § 2132.01
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
MPEP § 2133.02(a)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Benefit Claim in Specification
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Statutory Authority for Examination
MPEP § 2136.05(a)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Statutory Authority for Examination
MPEP § 2136.05(b)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Statutory Authority for Examination
MPEP § 2150
Antedating Reference – Pre-AIA (MPEP 2136.05)
Statutory Authority for Examination
MPEP § 2159
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 715
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 715.01(a)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17