MPEP § 2133 — Pre-AIA 35 U.S.C. 102(b) (Annotated Rules)
§2133 Pre-AIA 35 U.S.C. 102(b)
This page consolidates and annotates all enforceable requirements under MPEP § 2133, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
Pre-AIA 35 U.S.C. 102(b)
This section addresses Pre-AIA 35 U.S.C. 102(b). Primary authority: 35 U.S.C. 100, 35 U.S.C. 102(a), and 35 U.S.C. 102(b). Contains: 2 requirements and 3 other statements.
Key Rules
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
A person shall be entitled to a patent unless –
If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.
Statutory Authority for Examination
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
Publications, patents, public uses and sales must occur “more than one year prior to the date of application for patent in the United States” in order to bar a patent under pre-AIA 35 U.S.C. 102(b). However, publications, patents, public uses and sales will not bar a patent if the 1-year grace period otherwise ends on a Saturday, Sunday, or federal holiday and the application’s U.S. filing date is the next succeeding business day. Ex parte Olah, 131 USPQ 41 (Bd. App. 1960) and 35 U.S.C. 21(b). The provisions of 35 U.S.C. 21(b) still apply notwithstanding the provisions of 37 CFR 1.6(a)(2) and 37 CFR 1.10, which accord a filing date as of the date of deposit as Priority Mail Express® with the U.S. Postal Service and 37 CFR 1.6(a)(4), which accords a filing date as of the date of submission using the USPTO patent electronic filing system.
Certificate of Mailing
Publications, patents, public uses and sales must occur “more than one year prior to the date of application for patent in the United States” in order to bar a patent under pre-AIA 35 U.S.C. 102(b). However, publications, patents, public uses and sales will not bar a patent if the 1-year grace period otherwise ends on a Saturday, Sunday, or federal holiday and the application’s U.S. filing date is the next succeeding business day. Ex parte Olah, 131 USPQ 41 (Bd. App. 1960) and 35 U.S.C. 21(b). The provisions of 35 U.S.C. 21(b) still apply notwithstanding the provisions of 37 CFR 1.6(a)(2) and 37 CFR 1.10, which accord a filing date as of the date of deposit as Priority Mail Express® with the U.S. Postal Service and 37 CFR 1.6(a)(4), which accords a filing date as of the date of submission using the USPTO patent electronic filing system.
Assignee as Applicant Signature
If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.
Public Use Under AIA (MPEP 2152.02(c))
If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.
Determining Whether Application Is AIA or Pre-AIA
If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.
Citations
| Primary topic | Citation |
|---|---|
| Statutory Authority for Examination | 35 U.S.C. § 100 |
| Statutory Authority for Examination | 35 U.S.C. § 102(a) |
| Certificate of Mailing Pre-AIA 102(b) – Statutory Bar (MPEP 2133) | 35 U.S.C. § 102(b) |
| Certificate of Mailing Pre-AIA 102(b) – Statutory Bar (MPEP 2133) | 35 U.S.C. § 21(b) |
| Certificate of Mailing Pre-AIA 102(b) – Statutory Bar (MPEP 2133) | 37 CFR § 1.10 |
| Certificate of Mailing Pre-AIA 102(b) – Statutory Bar (MPEP 2133) | 37 CFR § 1.6(a)(2) |
| Certificate of Mailing Pre-AIA 102(b) – Statutory Bar (MPEP 2133) | 37 CFR § 1.6(a)(4) |
| Assignee as Applicant Signature Determining Whether Application Is AIA or Pre-AIA Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159) Public Use Under AIA (MPEP 2152.02(c)) | MPEP § 2139.01 |
| Statutory Authority for Examination | MPEP § 2150 |
| Statutory Authority for Examination | MPEP § 2152 |
| Statutory Authority for Examination | MPEP § 2159 |
| Assignee as Applicant Signature Determining Whether Application Is AIA or Pre-AIA Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159) Public Use Under AIA (MPEP 2152.02(c)) | In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966) |
| Assignee as Applicant Signature Determining Whether Application Is AIA or Pre-AIA Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159) Public Use Under AIA (MPEP 2152.02(c)) | In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982) |
Source Text from USPTO’s MPEP
This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.
Official MPEP § 2133 — Pre-AIA 35 U.S.C. 102(b)
Source: USPTO2133 Pre-AIA 35 U.S.C. 102(b) [R-01.2024]
[Editor Note: This MPEP section is not applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152 et seq. for a detailed discussion of AIA 35 U.S.C. 102(a) and (b).]
Pre-AIA 35 U.S.C. 102 Conditions for patentability; novelty and loss of right to patent.
A person shall be entitled to a patent unless –
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- (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States.
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Publications, patents, public uses and sales must occur “more than one year prior to the date of application for patent in the United States” in order to bar a patent under pre-AIA 35 U.S.C. 102(b). However, publications, patents, public uses and sales will not bar a patent if the 1-year grace period otherwise ends on a Saturday, Sunday, or federal holiday and the application’s U.S. filing date is the next succeeding business day. Ex parte Olah, 131 USPQ 41 (Bd. App. 1960) and 35 U.S.C. 21(b). The provisions of 35 U.S.C. 21(b) still apply notwithstanding the provisions of 37 CFR 1.6(a)(2) and 37 CFR 1.10, which accord a filing date as of the date of deposit as Priority Mail Express® with the U.S. Postal Service and 37 CFR 1.6(a)(4), which accords a filing date as of the date of submission using the USPTO patent electronic filing system.
II. THE 1-YEAR TIME BAR IS MEASURED FROM THE U.S. FILING DATEIf one discloses one’s own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.