MPEP § 2133 — Pre-AIA 35 U.S.C. 102(b) (Annotated Rules)

§2133 Pre-AIA 35 U.S.C. 102(b)

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2133, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Pre-AIA 35 U.S.C. 102(b)

This section addresses Pre-AIA 35 U.S.C. 102(b). Primary authority: 35 U.S.C. 100, 35 U.S.C. 102(a), and 35 U.S.C. 102(b). Contains: 2 requirements and 3 other statements.

Key Rules

Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

2 rules
StatutoryRequiredAlways
[mpep-2133-341ed729b0e570a291470aee]
Requirement for Novelty Under Pre-AIA 35 U.S.C. 102(b)
Note:
A person must demonstrate that their invention is novel and not anticipated by prior art to be entitled to a patent under the pre-AIA 35 U.S.C. 102(b) conditions for patentability.

A person shall be entitled to a patent unless –

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
StatutoryInformativeAlways
[mpep-2133-064a28cbb3d569a761f6a444]
Disclosure Before Filing Bars Patent
Note:
A disclosure of one's own work more than a year before filing a patent application bars the applicant from obtaining a patent.

If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)AIA vs Pre-AIA PracticePublic Use Under AIA (MPEP 2152.02(c))
Topic

Statutory Authority for Examination

1 rules
StatutoryInformativeAlways
[mpep-2133-d958ea18c48aabe78e8c431e]
Rule Not Applicable to FITF Applications
Note:
This rule does not apply to applications subject to examination under the first inventor to file (FITF) provisions of the AIA.

[Editor Note: This MPEP section is not applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152 et seq. for a detailed discussion of AIA 35 U.S.C. 102(a) and (b).]

Jump to MPEP SourceStatutory Authority for ExaminationExamination ProceduresFirst Inventor to File (FITF) System
Topic

Pre-AIA 102(b) – Statutory Bar (MPEP 2133)

1 rules
StatutoryRequiredAlways
[mpep-2133-561a1d86a6aeda1d7db4ed96]
Grace Period for Pre-AIA 102(b) Bar
Note:
Publications, patents, public uses, and sales will not bar a patent if the 1-year grace period ends on a weekend or holiday and the application’s U.S. filing date is the next business day.

Publications, patents, public uses and sales must occur “more than one year prior to the date of application for patent in the United States” in order to bar a patent under pre-AIA 35 U.S.C. 102(b). However, publications, patents, public uses and sales will not bar a patent if the 1-year grace period otherwise ends on a Saturday, Sunday, or federal holiday and the application’s U.S. filing date is the next succeeding business day. Ex parte Olah, 131 USPQ 41 (Bd. App. 1960) and 35 U.S.C. 21(b). The provisions of 35 U.S.C. 21(b) still apply notwithstanding the provisions of 37 CFR 1.6(a)(2) and 37 CFR 1.10, which accord a filing date as of the date of deposit as Priority Mail Express® with the U.S. Postal Service and 37 CFR 1.6(a)(4), which accords a filing date as of the date of submission using the USPTO patent electronic filing system.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Pre-AIA 102(b) – Statutory Bar (MPEP 2133)One-Year Grace Period WindowAIA vs Pre-AIA 102 (MPEP 2151)
Topic

Certificate of Mailing

1 rules
StatutoryInformativeAlways
[mpep-2133-b07b3ace7b2587ebc4234d1f]
Filing Date Not Affected by Electronic Filing
Note:
The filing date is not determined by electronic submission methods but remains as per the provisions of 35 U.S.C. 21(b).

Publications, patents, public uses and sales must occur “more than one year prior to the date of application for patent in the United States” in order to bar a patent under pre-AIA 35 U.S.C. 102(b). However, publications, patents, public uses and sales will not bar a patent if the 1-year grace period otherwise ends on a Saturday, Sunday, or federal holiday and the application’s U.S. filing date is the next succeeding business day. Ex parte Olah, 131 USPQ 41 (Bd. App. 1960) and 35 U.S.C. 21(b). The provisions of 35 U.S.C. 21(b) still apply notwithstanding the provisions of 37 CFR 1.6(a)(2) and 37 CFR 1.10, which accord a filing date as of the date of deposit as Priority Mail Express® with the U.S. Postal Service and 37 CFR 1.6(a)(4), which accords a filing date as of the date of submission using the USPTO patent electronic filing system.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
Topic

Assignee as Applicant Signature

1 rules
StatutoryInformativeAlways
[mpep-2133-7de6a98e6a84a68952582a47]
1-Year Grace Period for Public Disclosure Before Filing
Note:
Applicant must not publicly disclose the invention more than 1 year before filing a U.S. patent application, or risk losing the right to obtain a patent.

If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.

Jump to MPEP SourceAssignee as Applicant SignatureApplicant and Assignee Filing Under AIAPrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Topic

Public Use Under AIA (MPEP 2152.02(c))

1 rules
StatutoryInformativeAlways
[mpep-2133-485b6255b368c9bfbd34afeb]
Public Use, Sale, Publication, or Patent Discloses Invention
Note:
Disclosure of an invention through public use, sale, publication, or patent before the filing date bars obtaining a patent.

If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.

Jump to MPEP SourcePublic Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Topic

Determining Whether Application Is AIA or Pre-AIA

1 rules
StatutoryInformativeAlways
[mpep-2133-abdf8d3be55e100c43586d3a]
Obvious Variant Prior Art Bars Patentability
Note:
Patentability is barred if prior art is an obvious variant of the claimed invention.

If one discloses one's own work more than 1 year before the filing of the patent application, that person is barred from obtaining a patent. In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982). The 1-year time bar is measured from the U.S. filing date. Thus, applicant will be barred from obtaining a patent if the public came into possession of the invention on a date before the 1-year grace period ending with the U.S. filing date. It does not matter how the public came into possession of the invention. Public possession could occur by a public use, public sale, a publication, a patent or any combination of these. In addition, the prior art need not be identical to the claimed invention but will bar patentability if it is an obvious variant thereof. In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966). See MPEP § 2139.01 regarding the effective U.S. filing date of a claimed invention in an application.

Jump to MPEP SourceDetermining Whether Application Is AIA or Pre-AIADetermining AIA vs Pre-AIA Applicability (MPEP 2159)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

Citations

Primary topicCitation
Statutory Authority for Examination35 U.S.C. § 100
Statutory Authority for Examination35 U.S.C. § 102(a)
Certificate of Mailing
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
35 U.S.C. § 102(b)
Certificate of Mailing
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
35 U.S.C. § 21(b)
Certificate of Mailing
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
37 CFR § 1.10
Certificate of Mailing
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
37 CFR § 1.6(a)(2)
Certificate of Mailing
Pre-AIA 102(b) – Statutory Bar (MPEP 2133)
37 CFR § 1.6(a)(4)
Assignee as Applicant Signature
Determining Whether Application Is AIA or Pre-AIA
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Public Use Under AIA (MPEP 2152.02(c))
MPEP § 2139.01
Statutory Authority for ExaminationMPEP § 2150
Statutory Authority for ExaminationMPEP § 2152
Statutory Authority for ExaminationMPEP § 2159
Assignee as Applicant Signature
Determining Whether Application Is AIA or Pre-AIA
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Public Use Under AIA (MPEP 2152.02(c))
In re Foster, 343 F.2d 980, 145 USPQ 166 (CCPA 1966)
Assignee as Applicant Signature
Determining Whether Application Is AIA or Pre-AIA
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
Public Use Under AIA (MPEP 2152.02(c))
In re Katz, 687 F.2d 450, 454, 215 USPQ 14, 17 (CCPA 1982)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10