MPEP § 2132 — Pre-AIA 35 U.S.C. 102(a) (Annotated Rules)

§2132 Pre-AIA 35 U.S.C. 102(a)

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2132, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Pre-AIA 35 U.S.C. 102(a)

This section addresses Pre-AIA 35 U.S.C. 102(a). Primary authority: 35 U.S.C. 100, 35 U.S.C. 102(a), and 35 U.S.C. 104. Contains: 2 requirements and 10 other statements.

Key Rules

Topic

Pre-AIA 102(a) – Known or Used (MPEP 2132)

4 rules
StatutoryInformativeAlways
[mpep-2132-d74868508313afd026193b2c]
Public Knowledge Or Use Must Be Accessible
Note:
The rule requires that knowledge or use by others in the country must be accessible to the public for it to be considered prior art under pre-AIA 35 U.S.C. 102(a).

“The statutory language ‘known or used by others in this country’ [pre-AIA 35 U.S.C. 102(a)], means knowledge or use which is accessible to the public.” Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986). The knowledge or use is accessible to the public if there has been no deliberate attempt to keep it secret. W. L. Gore & Assoc. v. Garlock, Inc., 721 F.2d 1540, 220 USPQ 303 (Fed. Cir. 1983).

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
StatutoryRequiredAlways
[mpep-2132-c6ca0b619a5cabcd908dbcdc]
Pre-AIA 102(a) Knowledge Must Be In U.S.
Note:
The knowledge or use relied upon in a pre-AIA 35 U.S.C. 102(a) rejection must be from within the United States, not from foreign countries.

The knowledge or use relied on in a pre-AIA 35 U.S.C. 102(a) rejection must be knowledge or use “in this country.” Prior knowledge or use which is not present in the United States, even if widespread in a foreign country, cannot be the basis of a rejection under pre-AIA 35 U.S.C. 102(a). In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958). Note that the changes made to pre-AIA 35 U.S.C. 104 by NAFTA (Public Law 103-182) and Uruguay Round Agreements Act (Public Law 103-465) do not modify the meaning of “in this country” as used in pre-AIA 35 U.S.C. 102(a) and thus “in this country” means in the United States only and does not include other WTO or NAFTA member countries for purposes of pre-AIA 35 U.S.C. 102(a) rejections.

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
StatutoryInformativeAlways
[mpep-2132-7761d4a29bbbec084f61bc25]
In This Country Means United States Only for Pre-AIA 102(a) Rejections
Note:
The rule clarifies that 'in this country' in pre-AIA 35 U.S.C. 102(a) refers only to the United States and not other WTO or NAFTA member countries.

The knowledge or use relied on in a pre-AIA 35 U.S.C. 102(a) rejection must be knowledge or use “in this country.” Prior knowledge or use which is not present in the United States, even if widespread in a foreign country, cannot be the basis of a rejection under pre-AIA 35 U.S.C. 102(a). In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958). Note that the changes made to pre-AIA 35 U.S.C. 104 by NAFTA (Public Law 103-182) and Uruguay Round Agreements Act (Public Law 103-465) do not modify the meaning of “in this country” as used in pre-AIA 35 U.S.C. 102(a) and thus “in this country” means in the United States only and does not include other WTO or NAFTA member countries for purposes of pre-AIA 35 U.S.C. 102(a) rejections.

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
StatutoryInformativeAlways
[mpep-2132-08acc00f2a54f99747b3377f]
Entity Must Differ by One Person to Be Considered 'By Others'
Note:
The rule states that for a reference to be considered prior art, the entity must differ from the inventive entity by at least one person. This applies to all types of references under pre-AIA 35 U.S.C. 102(a).

The term “others” in pre-AIA 35 U.S.C. 102(a) refers to any entity which is different from the inventive entity. The entity need only differ by one person to be “by others.” This holds true for all types of references eligible as prior art under pre-AIA 35 U.S.C. 102(a) including publications as well as public knowledge and use. Any other interpretation of pre-AIA 35 U.S.C. 102(a) “would negate the one year [grace] period afforded under § 102(b).” In re Katz, 687 F.2d 450, 215 USPQ 14 (CCPA 1982).

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA Practice
Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

3 rules
StatutoryRequiredAlways
[mpep-2132-543235949b61a008b58087cd]
Invention Must Not Be Publicly Known
Note:
An invention cannot be patented if it was known or used by others, or described in a printed publication, before the applicant's invention.
A person shall be entitled to a patent unless –
  • (a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for a patent.
Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
StatutoryInformativeAlways
[mpep-2132-a0a856c1b876d34ba28e5e85]
Publication Must Be Accessible to Public
Note:
The rule requires that any publication relied upon as prior art must be accessible to the public, aligning with case law referenced in MPEP § 2128.02.

See MPEP § 2128§ 2128.02 for case law concerning public accessibility of publications.

Jump to MPEP Source · 37 CFR 2128.02Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
StatutoryInformativeAlways
[mpep-2132-0ea52644f7b522be4dc93a0f]
Use of Secret Patents as Prior Art
Note:
Describes how secret patents can be used as prior art under the conditions for patentability.

See MPEP § 2126 for information on the use of secret patents as prior art.

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
Topic

35 U.S.C. 102 – Novelty / Prior Art

3 rules
StatutoryInformativeAlways
[mpep-2132-0217d395ea66043dae30ba42]
Novelty Requires Public Knowledge of Invention
Note:
The statutory language for novelty under 35 U.S.C. 102(a) requires that knowledge or use by others in the country be accessible to the public, meaning no deliberate secrecy.

“The statutory language ‘known or used by others in this country’ [pre-AIA 35 U.S.C. 102(a)], means knowledge or use which is accessible to the public.” Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986). The knowledge or use is accessible to the public if there has been no deliberate attempt to keep it secret. W. L. Gore & Assoc. v. Garlock, Inc., 721 F.2d 1540, 220 USPQ 303 (Fed. Cir. 1983).

Jump to MPEP SourceNovelty / Prior ArtPre-AIA 102(a) – Known or Used (MPEP 2132)
StatutoryInformativeAlways
[mpep-2132-d0da5652faf50f36d9e762f9]
Knowledge Accessible to Public Is Prior Art
Note:
The rule states that if knowledge or its use is accessible to the public without deliberate secrecy, it can be considered prior art under 35 U.S.C. 102.

“The statutory language ‘known or used by others in this country’ [pre-AIA 35 U.S.C. 102(a)], means knowledge or use which is accessible to the public.” Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986). The knowledge or use is accessible to the public if there has been no deliberate attempt to keep it secret. W. L. Gore & Assoc. v. Garlock, Inc., 721 F.2d 1540, 220 USPQ 303 (Fed. Cir. 1983).

Jump to MPEP SourceNovelty / Prior ArtPre-AIA 102(a) – Known or Used (MPEP 2132)
StatutoryInformativeAlways
[mpep-2132-288fd55c7641ade7e7896316]
Novelty Requires Public Knowledge or Use
Note:
The statutory language for novelty under Pre-AIA 35 U.S.C. 102(a) requires that knowledge or use by others in the country be accessible to the public, meaning no deliberate attempt to keep it secret.

“The statutory language ‘known or used by others in this country’ [pre-AIA 35 U.S.C. 102(a)], means knowledge or use which is accessible to the public.” Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986). The knowledge or use is accessible to the public if there has been no deliberate attempt to keep it secret. W. L. Gore & Assoc. v. Garlock, Inc., 721 F.2d 1540, 220 USPQ 303 (Fed. Cir. 1983).

Jump to MPEP SourceNovelty / Prior ArtPre-AIA 102(a) – Known or Used (MPEP 2132)
Topic

Public Use Under AIA (MPEP 2152.02(c))

2 rules
StatutoryInformativeAlways
[mpep-2132-b4a71532da0e98a5dc1c68be]
Nonsecret Commercial Production Is Public Use
Note:
The nonsecret use of a claimed process in the usual course of producing articles for commercial purposes is considered public use.

“The nonsecret use of a claimed process in the usual course of producing articles for commercial purposes is a public use.” But a secret use of the process coupled with the sale of the product does not result in a public use of the process unless the public could learn the claimed process by examining the product. Therefore, secret use of a process by another, even if the product is commercially sold, cannot result in a rejection under pre-AIA 35 U.S.C. 102(a) if an examination of the product would not reveal the process. Id.

Jump to MPEP SourcePublic Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)Rejection on Prior Art
StatutoryProhibitedAlways
[mpep-2132-7b50cf223097a720fc61af43]
Secret Process Use Not Public Use
Note:
A secret process used in making a product that is commercially sold does not constitute public use unless the process can be learned by examining the product.

“The nonsecret use of a claimed process in the usual course of producing articles for commercial purposes is a public use.” But a secret use of the process coupled with the sale of the product does not result in a public use of the process unless the public could learn the claimed process by examining the product. Therefore, secret use of a process by another, even if the product is commercially sold, cannot result in a rejection under pre-AIA 35 U.S.C. 102(a) if an examination of the product would not reveal the process. Id.

Jump to MPEP SourcePublic Use Under AIA (MPEP 2152.02(c))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)Rejection on Prior Art
Topic

Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)

2 rules
StatutoryInformativeAlways
[mpep-2132-e7e8d5274f93783fdb4748cf]
Definition of Others for Prior Art References
Note:
The term 'others' in pre-AIA 35 U.S.C. 102(a) refers to any entity different from the inventive entity, including individuals and publications.

The term “others” in pre-AIA 35 U.S.C. 102(a) refers to any entity which is different from the inventive entity. The entity need only differ by one person to be “by others.” This holds true for all types of references eligible as prior art under pre-AIA 35 U.S.C. 102(a) including publications as well as public knowledge and use. Any other interpretation of pre-AIA 35 U.S.C. 102(a) “would negate the one year [grace] period afforded under § 102(b).” In re Katz, 687 F.2d 450, 215 USPQ 14 (CCPA 1982).

Jump to MPEP SourcePrior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA PracticePre-AIA 102(a) – Known or Used (MPEP 2132)
StatutoryInformativeAlways
[mpep-2132-402db7ce065b95d92b2ba3fb]
Other Entities Can Create Prior Art
Note:
Entities differing by one person can create prior art under pre-AIA 35 U.S.C. 102(a), ensuring the one-year grace period for § 102(b).

The term “others” in pre-AIA 35 U.S.C. 102(a) refers to any entity which is different from the inventive entity. The entity need only differ by one person to be “by others.” This holds true for all types of references eligible as prior art under pre-AIA 35 U.S.C. 102(a) including publications as well as public knowledge and use. Any other interpretation of pre-AIA 35 U.S.C. 102(a) “would negate the one year [grace] period afforded under § 102(b).” In re Katz, 687 F.2d 450, 215 USPQ 14 (CCPA 1982).

Jump to MPEP SourcePrior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA PracticePre-AIA 102(a) – Known or Used (MPEP 2132)
Topic

Statutory Authority for Examination

1 rules
StatutoryInformativeAlways
[mpep-2132-c1a67d75b92df95c9b7d2ba6]
Check for FITF Provision Compliance
Note:
Ensure applications are not subject to first inventor to file (FITF) provisions under AIA, as this section does not apply to such cases.

[Editor Note: This MPEP section is not applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2150 et seq. for examination of applications subject to those provisions. See MPEP § 2152 et seq. for a detailed discussion of AIA 35 U.S.C. 102(a) and (b).]

Jump to MPEP SourceStatutory Authority for ExaminationExamination ProceduresFirst Inventor to File (FITF) System
Topic

No 'By Others' Requirement (MPEP 2152.02(f))

1 rules
StatutoryInformativeAlways
[mpep-2132-187ef572fc3f8b95f510add8]
Invention Must Not Be Publicly Known Before Applicant's Filing
Note:
The invention must not have been publicly used, known, patented, or described in a printed publication before the applicant filed for a patent.

A person shall be entitled to a patent unless – (a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for a patent.

Jump to MPEP SourceNo 'By Others' Requirement (MPEP 2152.02(f))AIA 102(a)(1) – Prior Art Categories (MPEP 2152.02)Pre-AIA 102(a) – Known or Used (MPEP 2132)
Topic

Pre-AIA 102(a) – Known or Used (MPEP 2132)

1 rules
StatutoryProhibitedAlways
[mpep-2132-04a7d563a238ad4186532797]
Prior Knowledge or Use Outside the U.S. Cannot Invalidate Pre-AIA Patentability
Note:
The rule states that prior knowledge or use outside the United States, even if widespread in other countries, cannot be used to reject a patent application under pre-AIA 35 U.S.C. 102(a).

The knowledge or use relied on in a pre-AIA 35 U.S.C. 102(a) rejection must be knowledge or use “in this country.” Prior knowledge or use which is not present in the United States, even if widespread in a foreign country, cannot be the basis of a rejection under pre-AIA 35 U.S.C. 102(a). In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958). Note that the changes made to pre-AIA 35 U.S.C. 104 by NAFTA (Public Law 103-182) and Uruguay Round Agreements Act (Public Law 103-465) do not modify the meaning of “in this country” as used in pre-AIA 35 U.S.C. 102(a) and thus “in this country” means in the United States only and does not include other WTO or NAFTA member countries for purposes of pre-AIA 35 U.S.C. 102(a) rejections.

Jump to MPEP SourcePre-AIA 102(a) – Known or Used (MPEP 2132)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)

Citations

Primary topicCitation
Statutory Authority for Examination35 U.S.C. § 100
35 U.S.C. 102 – Novelty / Prior Art
Pre-AIA 102(a) – Known or Used (MPEP 2132)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Public Use Under AIA (MPEP 2152.02(c))
Statutory Authority for Examination
35 U.S.C. § 102(a)
Pre-AIA 102(a) – Known or Used (MPEP 2132)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
35 U.S.C. § 102(b)
Pre-AIA 102(a) – Known or Used (MPEP 2132)35 U.S.C. § 104
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)37 CFR § 2128.02
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 2126
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)MPEP § 2128
Statutory Authority for ExaminationMPEP § 2150
Statutory Authority for ExaminationMPEP § 2152
Statutory Authority for ExaminationMPEP § 2159
35 U.S.C. 102 – Novelty / Prior Art
Pre-AIA 102(a) – Known or Used (MPEP 2132)
Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986)
Pre-AIA 102(a) – Known or Used (MPEP 2132)In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958)
Pre-AIA 102(a) – Known or Used (MPEP 2132)
Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
In re Katz, 687 F.2d 450, 215 USPQ 14 (CCPA 1982)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17