MPEP § 2106.05(d) — Well-Understood, Routine, Conventional Activity (Annotated Rules)

§2106.05(d) Well-Understood, Routine, Conventional Activity

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2106.05(d), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Well-Understood, Routine, Conventional Activity

This section addresses Well-Understood, Routine, Conventional Activity. Contains: 3 requirements, 3 guidance statements, 3 permissions, and 16 other statements.

Key Rules

Topic

Undue Experimentation

11 rules
MPEP GuidanceRecommendedAlways
[mpep-2106-05-d-55d02cdb344e5303645d0ded]
Determining Well-Understood, Routine, Conventional Activity
Note:
Examiners must determine if additional elements are well-understood, routine, or conventional in the art without requiring a prior art search.
In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.
  • 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.
  • 2. A factual determination is required to support a conclusion that an additional element (or combination of additional elements) is well-understood, routine, conventional activity. Berkheimer v. HP, Inc., 881 F.3d 1360, 1368, 125 USPQ2d 1649, 1654 (Fed. Cir. 2018). However, this does not mean that a prior art search is necessary to resolve this inquiry. Instead, examiners should rely on what the courts have recognized, or those in the art would recognize, as elements that are well-understood, routine, conventional activity in the relevant field when making the required determination. For example, in many instances, the specification of the application may indicate that additional elements are well-known or conventional. See, e.g., Intellectual Ventures v. Symantec, 838 F.3d 1307, 1317; 120 USPQ2d 1353, 1359 (Fed. Cir. 2016) (“The written description is particularly useful in determining what is well-known or conventional”); Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1348, 115 USPQ2d 1414, 1418 (Fed. Cir. 2015) (relying on specification’s description of additional elements as “well-known”, “common” and “conventional”); TLI Communications LLC v. AV Auto. LLC, 823 F.3d 607, 614, 118 USPQ2d 1744, 1748 (Fed. Cir. 2016) (Specification described additional elements as “either performing basic computer functions such as sending and receiving data, or performing functions ‘known’ in the art.”). As such, an examiner should determine that an element (or combination of elements) is well-understood, routine, conventional activity only when the examiner can readily conclude, based on their expertise in the art, that the element is widely prevalent or in common use in the relevant industry. The analysis as to whether an element (or combination of elements) is widely prevalent or in common use is the same as the analysis under 35 U.S.C. 112(a) as to whether an element is so well-known that it need not be described in detail in the patent specification. See Genetic Techs. Ltd. v. Merial LLC, 818 F.3d 1369, 1377, 118 USPQ2d 1541, 1546 (Fed. Cir. 2016) (supporting the position that amplification was well-understood, routine, conventional for purposes of subject matter eligibility by observing that the patentee expressly argued during prosecution of the application that amplification was a technique readily practiced by those skilled in the art to overcome the rejection of the claim under 35 U.S.C. 112, first paragraph); see also Lindemann Maschinenfabrik GMBH v. Am. Hoist & Derrick Co., 730 F.2d 1452, 1463, 221 USPQ 481, 489 (Fed. Cir. 1984) ("[T]he specification need not disclose what is well known in the art."); In re Myers, 410 F.2d 420, 424, 161 USPQ 668, 671 (CCPA 1969) ("A specification is directed to those skilled in the art and need not teach or point out in detail that which is well-known in the art."); Exergen Corp., 725 Fed. App’x. 959, 965 (Fed. Cir. 2018) (holding that "[l]ike indefiniteness, enablement, or obviousness, whether a claim is directed to patent eligible subject matter is a question of law based on underlying facts," and noting that the Supreme Court has recognized that "the inquiry 'might sometimes overlap' with other fact-intensive inquiries like novelty under 35 U.S.C. § 102 "). If the element is not widely prevalent or in common use, or is otherwise beyond those elements recognized in the art or by the courts as being well-understood, routine or conventional, then the element will in most cases favor eligibility. For example, even if a particular technique (e.g., measuring blood glucose via an earring worn by a person with diabetes) would have been obvious to one of ordinary skill in the art because it was discussed in several widely-read scientific journals or used by a few scientists, mere knowledge of the particular technique or use of the particular technique by a few scientists is not necessarily sufficient to make the use of the particular technique routine or conventional in the relevant field. The examiner in this situation would already know, based on the examiner's expertise in the field, that blood glucose is routinely and conventionally monitored by other techniques (e.g., via placing a small droplet of blood on a diagnostic test strip, or via an implanted insulin pump with a glucose sensor). Thus, the examiner would not need to perform a prior art search in order to determine that the particular claimed technique using the glucose-sensing earring was not well-understood, routine, conventional activity previously engaged in by scientists in the field. The required factual determination must be expressly supported in writing, as discussed in MPEP § 2106.07(a). Appropriate forms of support include one or more of the following: (a) A citation to an express statement in the specification or to a statement made by an applicant during prosecution that demonstrates the well-understood, routine, conventional nature of the additional element(s); (b) A citation to one or more of the court decisions discussed in Subsection II below as noting the well-understood, routine, conventional nature of the additional element(s); (c) A citation to a publication that demonstrates the well-understood, routine, conventional nature of the additional element(s); and (d) A statement that the examiner is taking official notice of the well-understood, routine, conventional nature of the additional element(s). For more information on supporting a conclusion that an additional element (or combination of additional elements) is well-understood, routine, conventional activity, see MPEP § 2106.07(a), subsection III.
  • 3. Even if one or more additional elements are well-understood, routine, conventional activity when considered individually, the combination of additional elements may amount to an inventive concept. Diamond v. Diehr, 450 U.S. at 188, 209 USPQ at 9 (1981) (“[A] new combination of steps in a process may be patentable even though all the constituents of the combination were well known and in common use before the combination was made.”). For example, a microprocessor that performs mathematical calculations and a clock that produces time data may individually be generic computer components that perform merely generic computer functions, but when combined may perform functions that are not generic computer functions and thus be an inventive concept. See, e.g. Rapid Litig. Mgmt. v. CellzDirect, Inc., 827 F.3d 1042, 1051, 119 USPQ2d 1370, 1375 (Fed. Cir. 2016) (holding that while the additional steps of freezing and thawing hepatocytes were well known, repeating those steps, contrary to what was taught in the art, was not routine or conventional). For example, in BASCOM, even though the court found that all of the additional elements in the claim recited generic computer network or Internet components, the elements in combination amounted to significantly more because of the non-conventional and non-generic arrangement that provided a technical improvement in the art. BASCOM Global Internet Servs. v. AT&T Mobility LLC, 827 F.3d 1341, 1350-51, 119 USPQ2d 1236, 1243-44 (2016).
Jump to MPEP SourceUndue ExperimentationSophistication of Art FactorClaims Directed To
MPEP GuidanceRequiredAlways
[mpep-2106-05-d-b684fdc0f68821a589e2c835]
Factual Determination for Well-Understood Activity
Note:
Examiners must make a factual determination that additional elements are well-understood, routine, and conventional activity without performing a prior art search.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

2. A factual determination is required to support a conclusion that an additional element (or combination of additional elements) is well-understood, routine, conventional activity. Berkheimer v. HP, Inc., 881 F.3d 1360, 1368, 125 USPQ2d 1649, 1654 (Fed. Cir. 2018). However, this does not mean that a prior art search is necessary to resolve this inquiry.

Jump to MPEP SourceUndue ExperimentationRejection on Prior ArtExamination Procedures
MPEP GuidanceRequiredAlways
[mpep-2106-05-d-02112630d486f86227ab0128]
Requirement for Well-Understood, Routine, Conventional Activity Determination
Note:
Examiners must determine if additional elements are well-understood, routine, or conventional in the relevant field based on court recognitions and specification descriptions.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

Instead, examiners should rely on what the courts have recognized, or those in the art would recognize, as elements that are well-understood, routine, conventional activity in the relevant field when making the required determination.

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillPOSITA in Enablement Analysis
MPEP GuidanceRecommendedAlways
[mpep-2106-05-d-c5cb96e8de9068049890ef8a]
Requirement for Determining Well-Understood, Routine, Conventional Activity
Note:
Examiners must determine if elements are widely prevalent or in common use based on their expertise and evidence from the specification or prior art.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

As such, an examiner should determine that an element (or combination of elements) is well-understood, routine, conventional activity only when the examiner can readily conclude, based on their expertise in the art, that the element is widely prevalent or in common use in the relevant industry.

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillPOSITA in Enablement Analysis
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-6922f4fe7e218aed3e225960]
Requirement for Well-Understood, Routine, Conventional Activity
Note:
Examiners must determine if additional elements are well-understood, routine, or conventional in the relevant field.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

See Genetic Techs. Ltd. v. Merial LLC, 818 F.3d 1369, 1377, 118 USPQ2d 1541, 1546 (Fed. Cir. 2016) (supporting the position that amplification was well-understood, routine, conventional for purposes of subject matter eligibility by observing that the patentee expressly argued during prosecution of the application that amplification was a technique readily practiced by those skilled in the art to overcome the rejection of the claim under 35 U.S.C. 112, first paragraph); see also Lindemann Maschinenfabrik GMBH v. Am. Hoist & Derrick Co., 730 F.2d 1452, 1463, 221 USPQ 481, 489 (Fed. Cir. 1984) ("[T]he specification need not disclose what is well known in the art."); In re Myers, 410 F.2d 420, 424, 161 USPQ 668, 671 (CCPA 1969) ("A specification is directed to those skilled in the art and need not teach or point out in detail that which is well-known in the art."); Exergen Corp., 725 Fed. App’x. 959, 965 (Fed. Cir. 2018) (holding that "[l]ike indefiniteness, enablement, or obviousness, whether a claim is directed to patent eligible subject matter is a question of law based on underlying facts," and noting that the Supreme Court has recognized that "the inquiry 'might sometimes overlap' with other fact-intensive inquiries like novelty under 35 U.S.C. § 102 ").

Jump to MPEP SourceUndue ExperimentationPOSITA in Enablement AnalysisRejections Not Based on Prior Art
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-35656741fb940f616d24222b]
Requirement for Well-Understood, Routine, Conventional Activity
Note:
Examiners must determine if additional elements are well-understood, routine, or conventional in the relevant field to assess patent eligibility.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

If the element is not widely prevalent or in common use, or is otherwise beyond those elements recognized in the art or by the courts as being well-understood, routine or conventional, then the element will in most cases favor eligibility.

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillPOSITA in Enablement Analysis
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-694e7a17f9e4ffb6f5f29751]
Requirement for Well-Understood Techniques Not Routine
Note:
Examiners must determine that techniques are not well-understood, routine, and conventional in the relevant field before concluding they do not support eligibility.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

For example, even if a particular technique (e.g., measuring blood glucose via an earring worn by a person with diabetes) would have been obvious to one of ordinary skill in the art because it was discussed in several widely-read scientific journals or used by a few scientists, mere knowledge of the particular technique or use of the particular technique by a few scientists is not necessarily sufficient to make the use of the particular technique routine or conventional in the relevant field.

Jump to MPEP SourceUndue ExperimentationPOSITA in Obviousness AnalysisRejection on Prior Art
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-852ec995e86f25e9e30373ef]
Examiner Expertise Determines Routine Glucose Monitoring
Note:
Examiners should rely on their expertise to determine that certain glucose monitoring techniques are well-understood, routine, and conventional without needing a prior art search.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

The examiner in this situation would already know, based on the examiner's expertise in the field, that blood glucose is routinely and conventionally monitored by other techniques (e.g., via placing a small droplet of blood on a diagnostic test strip, or via an implanted insulin pump with a glucose sensor). Thus, the examiner would not need to perform a prior art search in order to determine that the particular claimed technique using the glucose-sensing earring was not well-understood, routine, conventional activity previously engaged in by scientists in the field.

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillRejection on Prior Art
MPEP GuidanceRequiredAlways
[mpep-2106-05-d-5539384fb7ca6814ef642e34]
Factual Determination Must Be Explicitly Supported
Note:
Examiners must support a conclusion that additional elements are well-understood, routine, and conventional with written evidence.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

The required factual determination must be expressly supported in writing, as discussed in MPEP § 2106.07(a).

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillPOSITA in Enablement Analysis
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-5dbd7dedb59b41a9892b1865]
Forms of Support for Well-Understood Elements
Note:
Examiners must cite to specification, court decisions, publications, or take official notice to demonstrate that additional elements are well-understood, routine, and conventional.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

Appropriate forms of support include one or more of the following: (a) A citation to an express statement in the specification or to a statement made by an applicant during prosecution that demonstrates the well-understood, routine, conventional nature of the additional element(s); (b) A citation to one or more of the court decisions discussed in Subsection II below as noting the well-understood, routine, conventional nature of the additional element(s); (c) A citation to a publication that demonstrates the well-understood, routine, conventional nature of the additional element(s); and (d) A statement that the examiner is taking official notice of the well-understood, routine, conventional nature of the additional element(s).

Jump to MPEP SourceUndue ExperimentationPatent Application ContentDetermining Level of Ordinary Skill
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-5606057b05318e0522f833cf]
Requirement for Determining Well-Understood, Routine, Conventional Activity
Note:
Examiners must support their conclusion that additional elements are well-understood, routine, and conventional with evidence from the specification or court decisions.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

For more information on supporting a conclusion that an additional element (or combination of additional elements) is well-understood, routine, conventional activity, see MPEP § 2106.07(a), subsection III.

Jump to MPEP SourceUndue ExperimentationDetermining Level of Ordinary SkillPOSITA in Enablement Analysis
Topic

Significantly More Analysis

7 rules
StatutoryRecommendedAlways
[mpep-2106-05-d-a79209fad6e6a623bec2fdcd]
Requirement for Step 2B Analysis of Additional Elements
Note:
An examiner must conclude that additional elements do not amount to significantly more in the Step 2B inquiry before rejecting a claim.

A rejection should only be made if an examiner relying on the examiner's expertise in the art can conclude in the Step 2B inquiry that the additional elements do not amount to significantly more (Step 2B: NO). If the elements or functions are beyond those recognized in the art or by the courts as being well‐understood, routine, conventional activity, then the elements or functions will in most cases amount to significantly more (Step 2B: YES). For more information on formulating a subject matter eligibility rejection involving well-understood, routine, conventional activity, see MPEP § 2106.07(a).

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptAlice/Mayo Two-Step Framework
StatutoryInformativeAlways
[mpep-2106-05-d-77bd50fe755a5a678e60c3e0]
Elements Beyond Routine Activity Require Significant More
Note:
If elements are beyond well-understood, routine, conventional activity in the art, they will generally amount to significantly more.

A rejection should only be made if an examiner relying on the examiner's expertise in the art can conclude in the Step 2B inquiry that the additional elements do not amount to significantly more (Step 2B: NO). If the elements or functions are beyond those recognized in the art or by the courts as being well‐understood, routine, conventional activity, then the elements or functions will in most cases amount to significantly more (Step 2B: YES). For more information on formulating a subject matter eligibility rejection involving well-understood, routine, conventional activity, see MPEP § 2106.07(a).

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptAlice/Mayo Two-Step Framework
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-b9bcedbba5bd522cdea81127]
Additional Elements Must Be Inventive Concepts
Note:
The additional elements in a claim must be more than well-understood, routine, and conventional activities to transform a judicial exception into a patent-eligible invention.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptAlice/Mayo Two-Step Framework
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-2370752a746d5e40721fc0df]
Measuring Metabolites Is Not Inventive Concept
Note:
The step of measuring metabolite levels is considered well-understood, routine, and conventional activity and does not constitute an inventive concept for patent eligibility.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptProcess (Method)
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-d2598567c3003838401bdf3d]
Measuring Metabolites Is Not Inventive Concept
Note:
The step of measuring metabolite levels is considered well-understood, routine, and conventional activity and does not contribute an inventive concept to the claims.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptProcess (Method)
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-53cae60cd9e5abb511f0267a]
Measuring Metabolite Levels Is Not Inventive Concept
Note:
The step of measuring metabolite levels, even when combined with other elements, does not constitute an inventive concept and thus is not patent eligible.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptAlice/Mayo Two-Step Framework
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-65aa61111376ab23e1626f53]
Requirement for Non-Routine Additional Elements
Note:
The rule requires that additional elements in a claim must be non-routine and contribute significantly more than the abstract idea to be patent eligible.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceSignificantly More AnalysisStep 2B – Inventive ConceptProcess (Method)
Topic

Patent Search Databases

6 rules
MPEP GuidancePermittedAlways
[mpep-2106-05-d-b08060870fb288bb9ef75e4e]
Known Art Can Still Be Non-Routine
Note:
An additional element known in the art can still contribute an unconventional improvement to a claimed invention.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
MPEP GuidancePermittedAlways
[mpep-2106-05-d-b2c60e7345e67c8f407ce719]
Self-Referential Database Structure Requirement
Note:
The claims must describe a self-referential database where all entity types can be stored in a single table and table rows contain information defining the table columns.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-a25b1e972edd134d4af334d2]
Improvement Over Conventional Database Features Is Eligible
Note:
The claims are eligible if they reflect an improvement over conventional database functionality, even if the features were taught by prior art.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-052f09f8cb84ce5de133df45]
Improvement Over Conventional Computer Functionality Is Eligible
Note:
Examiners should consider whether a claimed invention reflects an improvement over conventional computer functionality, even if it lacks novelty over prior art.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-bce9269ad9c5ed90d7b9e4a1]
Improvement Over Conventional Computer Functionality Is Eligible
Note:
Claims can be eligible even if they improve conventional computer functionality, as demonstrated by the Enfish case where self-referential database features were considered an improvement over existing technology.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-4877c11a456c1cd800f3e94d]
Improvement Over Conventional Computer Functionality Is Eligible
Note:
The claims can be eligible even if they improve conventional computer functionality, as demonstrated by the Enfish case where self-referential database features were considered an improvement over existing technology.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search DatabasesPatent Search SystemsSearch Tools and Resources
Topic

Patent Search Systems

4 rules
MPEP GuidancePermittedAlways
[mpep-2106-05-d-0525f62dc65abce266a48855]
Improvement Over Conventional Computer Functionality Can Be Non-Routine
Note:
Claims can still be considered non-routine even if they improve conventional computer functionality, as demonstrated by the Enfish case.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search SystemsAnticipation/NoveltyPatent Search Databases
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-c447492923e3deb67f8117de]
Improvement Over Conventional Computer Functionality Is Not Routine
Note:
The rule states that an improvement over conventional computer functionality can still be considered non-routine and eligible for patenting, even if it lacks novelty over prior art.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search SystemsPatent EligibilityPatent Search Databases
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-7e795bd67799675802a20601]
Improvement Over Conventional Computer Functionality Is Eligible
Note:
Claims can be eligible even if they improve conventional computer functionality, as demonstrated by the Enfish LLC v. Microsoft Corp. case.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search SystemsPrior ArtPatent Search Databases
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-ad439b9bbac8998f8e03a8e6]
Improvement Over Conventional Databases Required
Note:
Examiners must ensure that claims demonstrate an improvement over conventional database functionality, such as increased flexibility and faster search times.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent Search SystemsPatent Search DatabasesSearch Tools and Resources
Topic

Step 2B – Inventive Concept

2 rules
StatutoryInformativeAlways
[mpep-2106-05-d-da9ecd6c3fea2041d0a8715d]
Requirement for Well-Understood, Routine, Conventional Activity in Step 2B
Note:
The rule requires that additional elements not amount to significantly more than well-understood, routine, conventional activity during the Step 2B inquiry of subject matter eligibility.

A rejection should only be made if an examiner relying on the examiner's expertise in the art can conclude in the Step 2B inquiry that the additional elements do not amount to significantly more (Step 2B: NO). If the elements or functions are beyond those recognized in the art or by the courts as being well‐understood, routine, conventional activity, then the elements or functions will in most cases amount to significantly more (Step 2B: YES). For more information on formulating a subject matter eligibility rejection involving well-understood, routine, conventional activity, see MPEP § 2106.07(a).

Jump to MPEP SourceStep 2B – Inventive ConceptResponding to 101 RejectionsPatent Eligibility
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-659705197dfa4695c95d1efa]
Routine Measurement of Metabolite Levels Not Inventive Concept
Note:
The step of measuring metabolite levels is considered well-understood, routine, and conventional activity already performed by scientists in their research on thiopurine compounds.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceStep 2B – Inventive ConceptSignificantly More AnalysisProcess (Method)
Topic

Sequence Listing Format

2 rules
StatutoryRequiredAlways
[mpep-2106-05-d-3324bac54b5cc8b7e58845bc]
Routine Computer Functions Must Be Generic
Note:
The courts consider certain computer functions, such as data transmission and calculation, to be routine when claimed in a generic manner.
The courts have recognized the following computer functions as well‐understood, routine, and conventional functions when they are claimed in a merely generic manner (e.g., at a high level of generality) or as insignificant extra-solution activity.
  • i. Receiving or transmitting data over a network, e.g., using the Internet to gather data, Symantec, 838 F.3d at 1321, 120 USPQ2d at 1362 (utilizing an intermediary computer to forward information); TLI Communications LLC v. AV Auto. LLC, 823 F.3d 607, 610, 118 USPQ2d 1744, 1745 (Fed. Cir. 2016) (using a telephone for image transmission); OIP Techs., Inc., v. Amazon.com, Inc., 788 F.3d 1359, 1363, 115 USPQ2d 1090, 1093 (Fed. Cir. 2015) (sending messages over a network); buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355, 112 USPQ2d 1093, 1096 (Fed. Cir. 2014) (computer receives and sends information over a network); but see DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1258, 113 USPQ2d 1097, 1106 (Fed. Cir. 2014) (“Unlike the claims in Ultramercial, the claims at issue here specify how interactions with the Internet are manipulated to yield a desired result‐‐a result that overrides the routine and conventional sequence of events ordinarily triggered by the click of a hyperlink.” (emphasis added));
  • ii. Performing repetitive calculations, Flook, 437 U.S. at 594, 198 USPQ2d at 199 (recomputing or readjusting alarm limit values); Bancorp Services v. Sun Life, 687 F.3d 1266, 1278, 103 USPQ2d 1425, 1433 (Fed. Cir. 2012) (“The computer required by some of Bancorp ’s claims is employed only for its most basic function, the performance of repetitive calculations, and as such does not impose meaningful limits on the scope of those claims.”);
  • iii. Electronic recordkeeping, Alice Corp. Pty. Ltd. v. CLS Bank Int'l, 573 U.S. 208, 225, 110 USPQ2d 1984 (2014) (creating and maintaining “shadow accounts”); Ultramercial, 772 F.3d at 716, 112 USPQ2d at 1755 (updating an activity log);
  • iv. Storing and retrieving information in memory, Versata Dev. Group, Inc. v. SAP Am., Inc., 793 F.3d 1306, 1334, 115 USPQ2d 1681, 1701 (Fed. Cir. 2015); OIP Techs., 788 F.3d at 1363, 115 USPQ2d at 1092-93;
  • v. Electronically scanning or extracting data from a physical document, Content Extraction and Transmission, LLC v. Wells Fargo Bank, 776 F.3d 1343, 1348, 113 USPQ2d 1354, 1358 (Fed. Cir. 2014) (optical character recognition); and
  • vi. A Web browser’s back and forward button functionality, Internet Patent Corp. v. Active Network, Inc., 790 F.3d 1343, 1348, 115 USPQ2d 1414, 1418 (Fed. Cir. 2015).
Jump to MPEP SourceSequence Listing FormatSequence Listing Requirements
StatutoryInformativeAlways
[mpep-2106-05-d-cc7c6c6d7bf49958f9611692]
Routine Laboratory Techniques Are Not Patentable
Note:
The courts consider certain routine laboratory techniques, when claimed in a generic manner, as well-understood and conventional activities not eligible for patenting.
The courts have recognized the following laboratory techniques as well-understood, routine, conventional activity in the life science arts when they are claimed in a merely generic manner (e.g., at a high level of generality) or as insignificant extra-solution activity:
Jump to MPEP SourceSequence Listing FormatSequence Listing Requirements
Topic

Third Party Access to Files (MPEP 103, 1134.01)

1 rules
StatutoryInformativeAlways
[mpep-2106-05-d-44c8bc17d64a445efbdb00c3]
Routine Activity Must Be Claimed Generically
Note:
The courts have found certain routine activities to be well-understood, routine, and conventional when claimed in a generic manner or as insignificant extra-solution activity.
Below are examples of other types of activity that the courts have found to be well-understood, routine, conventional activity when they are claimed in a merely generic manner (e.g., at a high level of generality) or as insignificant extra-solution activity:
  • i. Recording a customer’s order, Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1244, 120 USPQ2d 1844, 1856 (Fed. Cir. 2016);
  • ii. Shuffling and dealing a standard deck of cards, In re Smith, 815 F.3d 816, 819, 118 USPQ2d 1245, 1247 (Fed. Cir. 2016);
  • iii. Restricting public access to media by requiring a consumer to view an advertisement, Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 716-17, 112 USPQ2d 1750, 1755-56 (Fed. Cir. 2014);
  • iv. Presenting offers and gathering statistics, OIP Techs., 788 F.3d at 1362-63, 115 USPQ2d at 1092-93;
  • v. Determining an estimated outcome and setting a price, OIP Techs., 788 F.3d at 1362-63, 115 USPQ2d at 1092-93; and
  • vi. Arranging a hierarchy of groups, sorting information, eliminating less restrictive pricing information and determining the price, Versata Dev. Group, Inc. v. SAP Am., Inc., 793 F.3d 1306, 1331, 115 USPQ2d 1681, 1699 (Fed. Cir. 2015).
Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
Topic

Alice/Mayo Two-Step Framework

1 rules
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-1e77dde37cf29bb60af73ca4]
Routine Activity Does Not Constitute Inventive Concept
Note:
The additional elements of a claim must be more than well-understood, routine, and conventional activity to constitute an inventive concept.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceAlice/Mayo Two-Step FrameworkSignificantly More AnalysisStep 2B – Inventive Concept
Topic

Process (Method)

1 rules
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-c4e4f43a98b759fc2da3d036]
Requirement for Well-Understood Measurement Steps
Note:
The rule requires that steps involving well-understood, routine, and conventional activities, such as measuring metabolite levels, do not transform naturally occurring correlations into patentable inventions.

On the other hand, Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 67, 101 USPQ2d 1961, 1964 (2010) provides an example of additional elements that were not an inventive concept because they were merely well-understood, routine, conventional activity previously known to the industry, which were not by themselves sufficient to transform a judicial exception into a patent eligible invention. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79-80, 101 USPQ2d 1969 (2012) (citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978) (the additional elements were “well known” and, thus, did not amount to a patentable application of the mathematical formula)). In Mayo, the claims at issue recited naturally occurring correlations (the relationships between the concentration in the blood of certain thiopurine metabolites and the likelihood that a drug dosage will be ineffective or induce harmful side effects) along with additional elements including telling a doctor to measure thiopurine metabolite levels in the blood using any known process. 566 U.S. at 77-79, 101 USPQ2d at 1967-68. The Court found this additional step of measuring metabolite levels to be well-understood, routine, conventional activity already engaged in by the scientific community because scientists “routinely measured metabolites as part of their investigations into the relationships between metabolite levels and efficacy and toxicity of thiopurine compounds.” 566 U.S. at 79, 101 USPQ2d at 1968. Even when considered in combination with the other additional elements, the step of measuring metabolite levels did not amount to an inventive concept, and thus the claims in Mayo were not eligible. 566 U.S. at 79-80, 101 USPQ2d at 1968-69.

Jump to MPEP SourceProcess (Method)Alice/Mayo Two-Step FrameworkStatutory Categories of Invention
Topic

Patent Eligibility

1 rules
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-4dffb81bfab16971e68cff4a]
Invention Novelty Is Separate From Eligibility
Note:
The determination of whether an invention is novel and non-obvious is distinct from assessing its patent eligibility.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity. 1. An additional element (or combination of additional elements) that is known in the art can still be unconventional or non-routine. The question of whether a particular claimed invention is novel or obvious is “fully apart” from the question of whether it is eligible. Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981). For example, claims may exhibit an improvement over conventional computer functionality even if the improvement lacks novelty over the prior art. Compare, e.g., Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016) (holding several claims from U.S. Patent Nos. 6,151,604 and 6,163,775 eligible) with Microsoft Corp. v. Enfish, LLC, 662 Fed. App'x 981 (Fed. Cir. 2016) (holding some of the same claims to be anticipated by prior art). The eligible claims in Enfish recited a self-referential database having two key features: all entity types can be stored in a single table; and the table rows can contain information defining the table columns. Enfish, 822 F.3d at 1332, 118 USPQ2d at 1687. Although these features were taught by a single prior art reference (thus anticipating the claims), Microsoft Corp., 662 Fed. App'x at 986, the features were not conventional and thus were considered to reflect an improvement to existing technology. In particular, they enabled the claimed table to achieve benefits over conventional databases, such as increased flexibility, faster search times, and smaller memory requirements. Enfish, 822 F.3d at 1337, 118 USPQ2d at 1690.

Jump to MPEP SourcePatent EligibilityPatent Search DatabasesPatent Search Systems
Topic

Patent Application Content

1 rules
MPEP GuidancePermittedAlways
[mpep-2106-05-d-88d872e73319bfc486af30bc]
Specification Must Describe Well-Known Elements
Note:
Examiners must determine if additional elements in a patent application are well-understood, routine, and conventional based on the specification or court decisions.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

For example, in many instances, the specification of the application may indicate that additional elements are well-known or conventional.

Jump to MPEP SourcePatent Application ContentUndue ExperimentationDetermining Level of Ordinary Skill
Topic

Rejections Not Based on Prior Art

1 rules
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-c1b3dfe6dc1012601ced9927]
Specification Must Describe Well-Known Elements
Note:
The written description must demonstrate that additional elements are well-known or conventional in the relevant field.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

See, e.g., Intellectual Ventures v. Symantec, 838 F.3d 1307, 1317; 120 USPQ2d 1353, 1359 (Fed. Cir. 2016) (“The written description is particularly useful in determining what is well-known or conventional”); Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1348, 115 USPQ2d 1414, 1418 (Fed. Cir. 2015) (relying on specification’s description of additional elements as “well-known”, “common” and “conventional”); TLI Communications LLC v. AV Auto. LLC, 823 F.3d 607, 614, 118 USPQ2d 1744, 1748 (Fed. Cir. 2016) (Specification described additional elements as “either performing basic computer functions such as sending and receiving data, or performing functions ‘known’ in the art.”).

Jump to MPEP SourceRejections Not Based on Prior ArtPatent Application ContentUndue Experimentation
Topic

POSITA in Enablement Analysis

1 rules
MPEP GuidanceInformativeAlways
[mpep-2106-05-d-175cd979a290276c46ba5ba3]
Element Is Widely Prevalent Or Common Use
Note:
An element is considered well-known if it is widely prevalent or commonly used, aligning with the analysis under 35 U.S.C. 112(a) for detailed description requirements.

In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.

The analysis as to whether an element (or combination of elements) is widely prevalent or in common use is the same as the analysis under 35 U.S.C. 112(a) as to whether an element is so well-known that it need not be described in detail in the patent specification.

Jump to MPEP SourcePOSITA in Enablement AnalysisRejections Not Based on Prior ArtPatent Application Content

Citations

Primary topicCitation
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
35 U.S.C. § 102
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
35 U.S.C. § 112
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
35 U.S.C. § 112(a)
MPEP § 2106.05(a)
MPEP § 2106.05(f)
MPEP § 2106.05(g)
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Significantly More Analysis
Step 2B – Inventive Concept
Undue Experimentation
MPEP § 2106.07(a)
Third Party Access to Files (MPEP 103, 1134.01)Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1244, 120 USPQ2d 1844, 1856 (Fed. Cir. 2016)
Sequence Listing FormatAriosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1377, 115 USPQ2d 1152, 1157 (Fed. Cir. 2015)
Sequence Listing FormatBancorp Services v. Sun Life, 687 F.3d 1266, 1278, 103 USPQ2d 1425, 1433 (Fed. Cir. 2012)
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
Berkheimer v. HP, Inc., 881 F.3d 1360, 1368, 125 USPQ2d 1649, 1654 (Fed. Cir. 2018)
Sequence Listing FormatClassen Immunotherapies, Inc. v. Biogen IDEC, 659 F.3d 1057, 1063, 100 USPQ2d 1492, 1497 (Fed. Cir. 2011)
Sequence Listing FormatCleveland Clinic Foundation v. True Health Diagnostics, LLC, 859 F.3d 1352, 1362, 123 USPQ2d 1081, 1088 (Fed. Cir. 2017)
Sequence Listing FormatContent Extraction and Transmission, LLC v. Wells Fargo Bank, 776 F.3d 1343, 1348, 113 USPQ2d 1354, 1358 (Fed. Cir. 2014)
Patent Eligibility
Patent Search Databases
Patent Search Systems
Undue Experimentation
Diamond v. Diehr, 450 U.S. 175, 190, 209 USPQ 1, 9 (1981)
Patent Eligibility
Patent Search Databases
Patent Search Systems
Undue Experimentation
Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 118 USPQ2d 1684 (Fed. Cir. 2016)
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
In re Myers, 410 F.2d 420, 424, 161 USPQ 668, 671 (CCPA 1969)
Third Party Access to Files (MPEP 103, 1134.01)In re Smith, 815 F.3d 816, 819, 118 USPQ2d 1245, 1247 (Fed. Cir. 2016)
Sequence Listing FormatInternet Patent Corp. v. Active Network, Inc., 790 F.3d 1343, 1348, 115 USPQ2d 1414, 1418 (Fed. Cir. 2015)
POSITA in Enablement Analysis
Patent Application Content
Rejections Not Based on Prior Art
Undue Experimentation
Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1348, 115 USPQ2d 1414, 1418 (Fed. Cir. 2015)
Sequence Listing FormatUniversity of Utah Research Foundation v. Ambry Genetics, 774 F.3d 755, 764, 113 USPQ2d 1241, 1247 (Fed. Cir. 2014)
Sequence Listing FormatbuySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355, 112 USPQ2d 1093, 1096 (Fed. Cir. 2014)
Alice/Mayo Two-Step Framework
Process (Method)
Significantly More Analysis
Step 2B – Inventive Concept
citing Parker v. Flook, 437 U.S. 584, 590, 198 USPQ 193, 199 (1978)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10