MPEP § 1601 — Introduction: The Act, Scope, Type of Plants Covered (Annotated Rules)

§1601 Introduction: The Act, Scope, Type of Plants Covered

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1601, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Introduction: The Act, Scope, Type of Plants Covered

This section addresses Introduction: The Act, Scope, Type of Plants Covered. Primary authority: 35 U.S.C. 161, 35 U.S.C. 112, and 35 U.S.C. 162. Contains: 3 requirements, 2 permissions, and 21 other statements.

Key Rules

Topic

Plant Patent Subject Matter

9 rules
StatutoryRequiredAlways
[mpep-1601-c9486dd3b7cfdada2f7634ee]
Plant Patents Follow Invention Rules Except Where Noted
Note:
Plant patents must follow the rules for invention patents unless otherwise specified.

The provisions of this title relating to patents for inventions shall apply to patents for plants, except as otherwise provided.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice
StatutoryInformativeAlways
[mpep-1601-f4b797b2ae663fd9b6a628da]
Tubers Require Narrow Definition
Note:
The term 'tuber' is defined narrowly for plants propagated asexually, such as the Irish potato and Jerusalem artichoke.

With reference to tuber propagated plants, for which a plant patent cannot be obtained, the term “tuber” is used in its narrow horticultural sense as meaning a short, thickened portion of an underground branch. Such plants covered by the term “tuber propagated” include the Irish potato and the Jerusalem artichoke. This exception is made because this group alone, among asexually reproduced plants, is propagated by the same part of the plant that is sold as food. S. Rep. No. 71-315, at 5 (1930).

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent PracticeAsexual Reproduction Requirement
StatutoryInformativeAlways
[mpep-1601-0898756c3d6ff1bfab494a5d]
Asexual Propagating Material Not Included as Plant
Note:
The term 'plant' does not include asexual propagating material in the context of patents.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice35 U.S.C. 112 Standard for Plants
StatutoryPermittedAlways
[mpep-1601-d9c30dcc8e5f9bf7d9250c9b]
Cultivated Sports, Mutants, Hybrids, and Transformed Plants Must Be Described
Note:
The rule requires that cultivated sports, mutants, hybrids, or transformed plants must be described in the patent application, where sports or mutants can be spontaneous or induced, and hybrids can come from planned breeding programs or somatic sources.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice35 U.S.C. 112 Standard for Plants
StatutoryInformativeAlways
[mpep-1601-de6358cb5572eff9c27a40bc]
Algae and Macro-fungi Are Regarded as Plants
Note:
The term 'plant' includes algae and macro-fungi in the ordinary sense, not strictly scientifically.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice35 U.S.C. 112 Standard for Plants
StatutoryInformativeAlways
[mpep-1601-3f2a49e687112fdda2cbfa21]
Requirement for Plant Patents Created by Human Activity
Note:
The rule requires that plants patented under the Plant Patent Act of 1930 must be created through plant breeding or other agricultural efforts and must be invented by the inventor.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent PracticeInventor of Discovered Plant
StatutoryInformativeAlways
[mpep-1601-391f56c1b05f3dbf0c04b199]
Plant Patents Separated from Utility Patents in 1952
Note:
The plant patent provisions were separated from utility patents in the Patent Act of 1952 to create 35 U.S.C. 161.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent PracticeInventor of Discovered Plant
StatutoryInformativeAlways
[mpep-1601-da31db7c4377fb4cb817a978]
Plants Are Patentable Under 35 U.S.C. 101
Note:
The Supreme Court ruled that newly developed plants are patentable under 35 U.S.C. 101, even with other plant protection acts available.

An asexually reproduced plant may alternatively be protected under 35 U.S.C. 101, provided the written description requirement can be satisfied. See 35 U.S.C. 112. In J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., the Supreme Court held that patentable subject matter under 35 U.S.C. 101 includes newly developed plants, even though plant protection is also available under the Plant Patent Act (35 U.S.C. 161 – 164) and the Plant Variety Protection Act (7 U.S.C. 2321 et. seq.). J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 143-46, 122 S.Ct. 593, 605-06, 60 USPQ2d 1865, 1874 (2001) (The scope of coverage of 35 U.S.C. 101 is not limited by the Plant Patent Act or the Plant Variety Protection Act; each statute has different requirements and protections). An application filed under 35 U.S.C. 101 may claim the same asexually reproduced plant that is claimed under 35 U.S.C. 161, as well as plant materials and processes involving plant materials. See MPEP § 2105.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice35 U.S.C. 112 Standard for Plants
StatutoryInformativeAlways
[mpep-1601-189d7fdd05c799046bc060ec]
Rights Associated with Plant Patents Include Utility Patent Rights
Note:
The rights associated with a plant patent include the rights typically associated with a utility patent, and additional terms are provided in section 163.

As provided in 35 U.S.C. 161, the rights associated with a plant patent include the rights associated with a utility patent, and the “right to exclude” has additional terms provided in 35 U.S.C. 163.

Jump to MPEP SourcePlant Patent Subject MatterPlant Patent Practice
Topic

Plant Patent Practice

8 rules
StatutoryInformativeAlways
[mpep-1601-fd4b5276ff7b47460fc86481]
Two-Step Invention for Plant Patents
Note:
The invention process for plant patents involves discovery and asexual reproduction to ensure stability and uniformity of the plant's unique characteristics.
Invention for purposes of a plant patent is a two-step process:
  • 1) Discovery involves the identification of a novel plant in any cultivated area, involves the identification or recognition of an off­type plant in a monoculture of a known variety or the identification of a desirable mutant which was either spontaneous or induced, or results from the identification or recognition of an outstanding individual within the progeny of a cross made in a planned breeding program.
  • 2) Asexual reproduction, including observation of the resulting propagules or clones for a sufficient amount of time to have concluded that such specimens are identical to the parent plant in all characteristics, which tests the stability and uniformity of the claimed plant to assure that the plant's unique characteristics are not due to disease, infection, or exposure to agents which cause a change in the plant's appearance which is transitory and not due to a change in the genotype of the plant.
Jump to MPEP SourcePlant Patent PracticePlant Patent Subject MatterPlant Description Requirements
StatutoryInformativeAlways
[mpep-1601-e7e5de23ee7c2bf887167663]
Factors Removing Plants from Patent Protection Before 1930
Note:
Prior to 1930, plants were not patentable due to being considered natural products and lacking a complete written description.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP SourcePlant Patent Practice35 U.S.C. 112 Standard for PlantsPlant Description Requirements
StatutoryInformativeAlways
[mpep-1601-5730f14f8949f241240efd6e]
Plants Are Patentable Inventions
Note:
The Plant Patent Act addresses the belief that plants, even those artificially bred, are products of nature and not patentable. It allows for the protection of plant inventions through patents.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP SourcePlant Patent Practice35 U.S.C. 112 Standard for PlantsPlant Description Requirements
StatutoryInformativeAlways
[mpep-1601-7e9fe61f2ef2c8646c90588b]
Work of Plant Breeders Is Patentable
Note:
Congress deemed the work of plant breeders in improving plants through artificial means as patentable invention under the Plant Patent Act.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP SourcePlant Patent Practice35 U.S.C. 112 Standard for PlantsPlant Description Requirements
StatutoryInformativeAlways
[mpep-1601-12faffe21ed7a613f042438f]
Description Requirement for Plant Patents
Note:
The rule requires a complete description of the plant invention as possible under the Plant Patent Act.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP SourcePlant Patent Practice35 U.S.C. 112 Standard for PlantsPlant Description Requirements
StatutoryInformativeAlways
[mpep-1601-46f6341ea1a6d4b95e4ef20f]
35 U.S.C. 101 Not Limited by Plant Acts
Note:
The scope of patentable subject matter under 35 U.S.C. 101 is not restricted by the Plant Patent Act or the Plant Variety Protection Act, each offering different protections and requirements.

An asexually reproduced plant may alternatively be protected under 35 U.S.C. 101, provided the written description requirement can be satisfied. See 35 U.S.C. 112. In J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., the Supreme Court held that patentable subject matter under 35 U.S.C. 101 includes newly developed plants, even though plant protection is also available under the Plant Patent Act (35 U.S.C. 161 – 164) and the Plant Variety Protection Act (7 U.S.C. 2321 et. seq.). J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 143-46, 122 S.Ct. 593, 605-06, 60 USPQ2d 1865, 1874 (2001) (The scope of coverage of 35 U.S.C. 101 is not limited by the Plant Patent Act or the Plant Variety Protection Act; each statute has different requirements and protections). An application filed under 35 U.S.C. 101 may claim the same asexually reproduced plant that is claimed under 35 U.S.C. 161, as well as plant materials and processes involving plant materials. See MPEP § 2105.

Jump to MPEP SourcePlant Patent Practice35 U.S.C. 112 Standard for PlantsPlant Description Requirements
StatutoryRequiredAlways
[mpep-1601-279423231ecf7adea9ae53d9]
Grant of Plant Patent Rights
Note:
The grant includes the right to exclude others from asexually reproducing, using, offering for sale, selling, or importing the plant and its parts in the United States.

In the case of a plant patent, the grant shall include the right to exclude others from asexually reproducing the plant, and from using, offering for sale, or selling the plant so reproduced, or any of its parts, throughout the United States, or from importing the plant so reproduced, or any parts thereof, into the United States.

Jump to MPEP SourcePlant Patent Practice
StatutoryInformativeAlways
[mpep-1601-f01d9b581781ae66b09e675f]
Plant Patent Covers Only One Genome
Note:
A plant patent is limited to the specific genome of the original plant; derived sports or mutants are not covered and may require separate patents.

A plant patent is regarded as limited to one plant, or genome. A plant derived from a sport or a mutant is unlikely to have the same genome as the original plant, and thus would not be covered by the plant patent to the original plant. Such plant derived from a sport or a mutant may itself be protected under a separate plant patent, subject to meeting the requirements of patentability.

Jump to MPEP SourcePlant Patent PracticeDerivation Proceedings (AIA)
Topic

35 U.S.C. 112 Standard for Plants

5 rules
StatutoryInformativeAlways
[mpep-1601-6bb5f74046b30fae2b0ae3b9]
Plant Excludes Bacteria
Note:
The term 'plant' does not include bacteria in the ordinary sense.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP Source35 U.S.C. 112 Standard for PlantsPlant Patent Subject MatterPlant Patent Practice
StatutoryInformativeAlways
[mpep-1601-7fb7b2c38261657c6a43fbb6]
Plant Written Description Must Be Complete
Note:
The patent law requires a complete written description of the plant invention, addressing concerns that plants were not amenable to this requirement.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP Source35 U.S.C. 112 Standard for PlantsPlant Description RequirementsPlant Patent Specification
StatutoryInformativeAlways
[mpep-1601-9af89a927e4d36b714b43084]
Plant Patent Written Description Requirement Relaxed
Note:
Congress relaxed the written description requirement for plant patents, allowing a description as complete as reasonably possible.

Prior to 1930, two factors were thought to remove plants from patent protection. The first was the belief that plants, even those artificially bred, were products of nature for purposes of the patent law…. The second obstacle to patent protection for plants was the fact that plants were thought not amenable to the “written description” requirement of the patent law. See 35 U.S.C. § 112. … In enacting the Plant Patent Act, Congress addressed both of these concerns. It explained at length its belief that the work of the plant breeder “in aid of nature” was patentable invention. S. Rep. No. 315, 71st Cong., 2d Sess., 6-8 (1930); H.R. Rep. No. 1129, 71st Cong., 2d Sess., 7-9 (1930). And it relaxed the written description requirement in favor of “a description … as complete as is reasonably possible.” 35 U.S.C. § 162.

Jump to MPEP Source35 U.S.C. 112 Standard for PlantsPlant Description RequirementsPlant Patent Specification
StatutoryPermittedAlways
[mpep-1601-d8bfefc57af5866cb6d3c422]
Specification Must Describe Asexually Reproduced Plant Completely
Note:
An asexually reproduced plant can be protected under 35 U.S.C. 101 if the written description requirement is satisfied.

An asexually reproduced plant may alternatively be protected under 35 U.S.C. 101, provided the written description requirement can be satisfied. See 35 U.S.C. 112. In J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., the Supreme Court held that patentable subject matter under 35 U.S.C. 101 includes newly developed plants, even though plant protection is also available under the Plant Patent Act (35 U.S.C. 161 – 164) and the Plant Variety Protection Act (7 U.S.C. 2321 et. seq.). J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 143-46, 122 S.Ct. 593, 605-06, 60 USPQ2d 1865, 1874 (2001) (The scope of coverage of 35 U.S.C. 101 is not limited by the Plant Patent Act or the Plant Variety Protection Act; each statute has different requirements and protections). An application filed under 35 U.S.C. 101 may claim the same asexually reproduced plant that is claimed under 35 U.S.C. 161, as well as plant materials and processes involving plant materials. See MPEP § 2105.

Jump to MPEP Source35 U.S.C. 112 Standard for PlantsPlant Description RequirementsAsexual Reproduction Requirement
StatutoryInformativeAlways
[mpep-1601-c59566a3dbf435eadc5a02e9]
Patentable Subject Matter for Asexually Reproduced Plants
Note:
The Supreme Court ruled that newly developed plants can be protected under 35 U.S.C. 101, even when plant protection is also available under other statutes.

An asexually reproduced plant may alternatively be protected under 35 U.S.C. 101, provided the written description requirement can be satisfied. See 35 U.S.C. 112. In J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., the Supreme Court held that patentable subject matter under 35 U.S.C. 101 includes newly developed plants, even though plant protection is also available under the Plant Patent Act (35 U.S.C. 161 – 164) and the Plant Variety Protection Act (7 U.S.C. 2321 et. seq.). J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 143-46, 122 S.Ct. 593, 605-06, 60 USPQ2d 1865, 1874 (2001) (The scope of coverage of 35 U.S.C. 101 is not limited by the Plant Patent Act or the Plant Variety Protection Act; each statute has different requirements and protections). An application filed under 35 U.S.C. 101 may claim the same asexually reproduced plant that is claimed under 35 U.S.C. 161, as well as plant materials and processes involving plant materials. See MPEP § 2105.

Jump to MPEP Source35 U.S.C. 112 Standard for PlantsPlant Description RequirementsAsexual Reproduction Requirement
Topic

Inventor of Discovered Plant

5 rules
StatutoryInformativeAlways
[mpep-1601-cfb38603c41c7bffbfef23bb]
Requirement for Created by Inventor Plants
Note:
The rule requires that plants patented under 35 U.S.C. 161 must be created as a result of plant breeding or other agricultural efforts and invented by the applicant.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourceInventor of Discovered PlantPlant Patent Inventor and OathNewly Found Seedlings
StatutoryInformativeAlways
[mpep-1601-2da238cc6f9195081c8c6918]
Newly Found Seedlings Protected if Cultivated
Note:
Plant patents protect newly found seedlings that are in a cultivated state, but the scope of protection remains unchanged otherwise.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourceInventor of Discovered PlantNewly Found SeedlingsPlant Patent Subject Matter
StatutoryInformativeAlways
[mpep-1601-6958665c7453b95e78bd647b]
Requirement for Newly Found Seedlings Under Plant Patent Act
Note:
The rule requires that newly found seedlings must be in a cultivated state to qualify for plant patent protection under the 1954 amendment.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourceInventor of Discovered PlantNewly Found SeedlingsPlant Patent Inventor and Oath
StatutoryRequiredAlways
[mpep-1601-5142dc8c9a7ee499cd751a85]
Ineligible for Plant Patents
Note:
Trees not created by human activity are ineligible for plant patents under the 1930 Act and its amendments.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourceInventor of Discovered PlantNewly Found SeedlingsPlant Patent Inventor and Oath
StatutoryInformativeAlways
[mpep-1601-04ccccf448ddf0bd814d36c6]
Requirement for Plant Created by Human Activity
Note:
The rule requires that a plant patent be created through human activity and must be invented or discovered by the inventor as per the 1930 Plant Patent Act.

35 U.S.C. 161 originated as an amendment to the pre-existing patent statute with the Plant Patent Act of 1930. As enacted, the “invents or discovers” requirement limited patent protection to plants “that were created as a result of plant breeding or other agricultural and horticultural efforts and that were created by the inventor.” In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012). The plant patent provisions were separated from the utility patent provisions in the Patent Act of 1952 to create 35 U.S.C. 161. Id. at 1348 n.2, 103 USPQ2d 1875 n.2. 35 U.S.C. 161 was amended in 1954 to extend protection to “newly found seedlings,” provided they were found in a cultivated state, but did not otherwise alter the scope of plant patent protection. Id. at 1352-53, 103 USPQ2d at 1878-79. In Beineke, the Federal Circuit held that two century-old oak trees found on the lawn of a home were ineligible for patent protection under 35 U.S.C. 161 because they were not created from inception by human activity and created by the inventor as required by the 1930 Act, nor were they “newly found seedlings” under the 1954 amendment. Id. at 1348, 1352, 103 USPQ2d at 1875, 1879.

Jump to MPEP SourceInventor of Discovered PlantNewly Found SeedlingsPlant Patent Inventor and Oath
Topic

Asexual Reproduction Requirement

3 rules
StatutoryInformativeAlways
[mpep-1601-b4d1d49c56ed35cedaf3d22f]
Tuber Propagation Exception for Asexually Reproduced Plants
Note:
This exception allows asexually reproduced plants propagated by the same part of the plant sold as food to be covered under plant patents, despite being tuber propagated.

With reference to tuber propagated plants, for which a plant patent cannot be obtained, the term “tuber” is used in its narrow horticultural sense as meaning a short, thickened portion of an underground branch. Such plants covered by the term “tuber propagated” include the Irish potato and the Jerusalem artichoke. This exception is made because this group alone, among asexually reproduced plants, is propagated by the same part of the plant that is sold as food. S. Rep. No. 71-315, at 5 (1930).

Jump to MPEP SourceAsexual Reproduction RequirementPlant Patent PracticePlant Patent Subject Matter
StatutoryPermittedAlways
[mpep-1601-16e47d66fd74f21d72c7bc19]
Asexually Reproduced Plant Can Be Claimed Under 35 U.S.C. 101
Note:
An asexually reproduced plant can be claimed under both 35 U.S.C. 101 and 35 U.S.C. 161, along with related plant materials and processes.

An asexually reproduced plant may alternatively be protected under 35 U.S.C. 101, provided the written description requirement can be satisfied. See 35 U.S.C. 112. In J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., the Supreme Court held that patentable subject matter under 35 U.S.C. 101 includes newly developed plants, even though plant protection is also available under the Plant Patent Act (35 U.S.C. 161 – 164) and the Plant Variety Protection Act (7 U.S.C. 2321 et. seq.). J.E.M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 143-46, 122 S.Ct. 593, 605-06, 60 USPQ2d 1865, 1874 (2001) (The scope of coverage of 35 U.S.C. 101 is not limited by the Plant Patent Act or the Plant Variety Protection Act; each statute has different requirements and protections). An application filed under 35 U.S.C. 101 may claim the same asexually reproduced plant that is claimed under 35 U.S.C. 161, as well as plant materials and processes involving plant materials. See MPEP § 2105.

Jump to MPEP SourceAsexual Reproduction RequirementPlant Patent Subject MatterPlant Patent Practice
StatutoryPermittedAlways
[mpep-1601-3b05e91c55f7c35914c2c495]
Terminal Disclaimer for Double Patenting Rejection
Note:
Allows filing to overcome rejection based on claims to asexually reproduced plants and their propagating material in plant patents.

The filing of a terminal disclaimer may be used in appropriate situations to overcome an obviousness-type double patenting rejection based on claims to the asexually reproduced plant and/or fruit and propagating material thereof in an application under 35 U.S.C. 101 and the claim to the same asexually reproduced plant in an application under 35 U.S.C. 161.

Jump to MPEP SourceAsexual Reproduction RequirementPlant Patent Subject MatterResponding to 101 Rejections
Topic

Newly Found Seedlings

2 rules
StatutoryRequiredAlways
[mpep-1601-26e66cb162e1e87aa0141959]
Natural Plant Mutants Must Be Cultivated
Note:
Natural plant mutants must be discovered in a cultivated area to qualify for patent protection.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP SourceNewly Found SeedlingsPlant Patent Subject MatterPlant Patent Practice
StatutoryInformativeAlways
[mpep-1601-32ea246ae52c9ad1de85db04]
Discovery of Novel Plant Required for Plant Patent
Note:
The rule requires that a novel plant must be discovered through specific methods, such as identifying off-type plants in monocultures or recognizing desirable mutants and outstanding individuals from planned breeding programs.

Invention for purposes of a plant patent is a two-step process 1) Discovery involves the identification of a novel plant in any cultivated area, involves the identification or recognition of an off­type plant in a monoculture of a known variety or the identification of a desirable mutant which was either spontaneous or induced, or results from the identification or recognition of an outstanding individual within the progeny of a cross made in a planned breeding program.

Jump to MPEP SourceNewly Found SeedlingsPlant Patent Subject MatterPlant Patent Practice
Topic

AIA Effective Dates

2 rules
StatutoryInformativeAlways
[mpep-1601-da508a3973462b76bd7ef8da]
20-Year Term for Plant Patents Filed After June 7, 1995
Note:
A plant patent issued from an application filed after June 7, 1995 has a term of 20 years from the filing date or any earlier filing date claimed.

A plant patent issuing from an application filed after June 7, 1995 has a term which expires 20 years after the filing date of the application, or any earlier filing date claimed under 35 U.S.C. 120, 121 or 365(c). See MPEP § 2701. Plant patent applications are examined with respect to the same statutory provisions as other national applications (see MPEP § 1608) and will be published pursuant to 35 U.S.C. 122(b). See MPEP § 324 (for applications filed before September 16, 2012), 325 (for applications filed on or after September 16, 2012), or 402 for information on legal representation in patent applications.

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-1601-d7677f9df2f1b8f9051e286b]
Plant Patents Examined Under Same Statutory Provisions as Other National Applications
Note:
Plant patent applications are examined according to the same statutory provisions as other national applications and will be published under 35 U.S.C. 122(b).

A plant patent issuing from an application filed after June 7, 1995 has a term which expires 20 years after the filing date of the application, or any earlier filing date claimed under 35 U.S.C. 120, 121 or 365(c). See MPEP § 2701. Plant patent applications are examined with respect to the same statutory provisions as other national applications (see MPEP § 1608) and will be published pursuant to 35 U.S.C. 122(b). See MPEP § 324 (for applications filed before September 16, 2012), 325 (for applications filed on or after September 16, 2012), or 402 for information on legal representation in patent applications.

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
Topic

Distinct and New Variety

1 rules
StatutoryPermittedAlways
[mpep-1601-678dc4f3acd240648554b239]
Patent for Distinct Plant Varieties
Note:
A person who invents or asexually reproduces a new and distinct plant variety can obtain a patent, subject to the conditions of this title.

Whoever invents or discovers and asexually reproduces any distinct and new variety of plant, including cultivated sports, mutants, hybrids, and newly found seedlings, other than a tuber propagated plant or a plant found in an uncultivated state, may obtain a patent therefor, subject to the conditions and requirements of this title.

Jump to MPEP SourceDistinct and New VarietyNewly Found SeedlingsTuber Propagated Plant Exclusion
Topic

Tuber Propagated Plant Exclusion

1 rules
StatutoryProhibitedAlways
[mpep-1601-d9bae2403ae1577cfa96e984]
Tuber Propagated Plants Cannot Obtain Patents
Note:
This rule excludes tuber propagated plants, such as the Irish potato and Jerusalem artichoke, from obtaining plant patents because they are propagated by the same part of the plant that is sold for food.

With reference to tuber propagated plants, for which a plant patent cannot be obtained, the term “tuber” is used in its narrow horticultural sense as meaning a short, thickened portion of an underground branch. Such plants covered by the term “tuber propagated” include the Irish potato and the Jerusalem artichoke. This exception is made because this group alone, among asexually reproduced plants, is propagated by the same part of the plant that is sold as food. S. Rep. No. 71-315, at 5 (1930).

Jump to MPEP SourceTuber Propagated Plant ExclusionPlant Patent PracticePlant Patent Subject Matter
Topic

Plant Description Requirements

1 rules
StatutoryProhibitedAlways
[mpep-1601-37055cd76d31bcda3b2ca113]
Plant Must Be Described Genetically
Note:
A plant includes a living organism with a single genetic makeup that can be duplicated through asexual reproduction but cannot be manufactured.

The term “plant” has been interpreted to mean “plant” in the ordinary and accepted sense and not in the strict scientific sense and thus excludes bacteria. In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940). The term “plant” thus does not include asexual propagating material, per se. Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985). A “plant” in its ordinary meaning includes: a living plant organism which expresses a set of characteristics determined by its single, genetic makeup or genotype, which can be duplicated through asexual reproduction, but cannot otherwise be "made" or "manufactured." This ordinary meaning includes cultivated sports, mutants, hybrids, or transformed plants, where sports or mutants may be spontaneous or induced, and hybrids may be natural, from a planned breeding program, or somatic in source. While natural plant mutants might have naturally occurred, they must have been discovered in a cultivated area. Algae and macro-fungi are also regarded as plants.

Jump to MPEP SourcePlant Description RequirementsAsexual Reproduction RequirementPlant Patent Specification
Topic

Plant Application Transmittal

1 rules
StatutoryRequiredAlways
[mpep-1601-85d68f215c2ef1920993f91f]
Steps Must Be Completed Before Filing Plant Application
Note:
All required steps must be completed before filing a plant application; premature filing will result in rejection.

Each of the above steps must be satisfied before filing a plant application. Filing of an application before the second step of invention has been completed will result in rejection of the claim as being premature and nonstatutory.

Jump to MPEP SourcePlant Application TransmittalPlant Patent Application RequirementsPlant Patent Practice
Topic

Plant Application Content

1 rules
StatutoryInformativeAlways
[mpep-1601-510c98935a090fa1500a4fe9]
Filing Before Second Step of Invention
Note:
An application must not be filed before completing the second step of invention, otherwise it will be rejected as premature and nonstatutory.

Each of the above steps must be satisfied before filing a plant application. Filing of an application before the second step of invention has been completed will result in rejection of the claim as being premature and nonstatutory.

Jump to MPEP SourcePlant Application ContentPlant Application TransmittalPlant Patent Practice
Topic

Derivation Proceedings (AIA)

1 rules
StatutoryPermittedAlways
[mpep-1601-58c6b7a904ec36b94e6104b2]
Derivative Plant Not Covered by Original Patent
Note:
A plant derived from a sport or mutant is unlikely to have the same genome as the original and thus may not be covered by its patent, but can be protected under a separate patent if it meets requirements.

A plant patent is regarded as limited to one plant, or genome. A plant derived from a sport or a mutant is unlikely to have the same genome as the original plant, and thus would not be covered by the plant patent to the original plant. Such plant derived from a sport or a mutant may itself be protected under a separate plant patent, subject to meeting the requirements of patentability.

Jump to MPEP SourceDerivation Proceedings (AIA)Plant Patent Practice

Citations

Primary topicCitation
35 U.S.C. 112 Standard for Plants
Asexual Reproduction Requirement
Plant Patent Practice
Plant Patent Subject Matter
35 U.S.C. § 101
35 U.S.C. 112 Standard for Plants
Asexual Reproduction Requirement
Plant Patent Practice
Plant Patent Subject Matter
35 U.S.C. § 112
AIA Effective Dates35 U.S.C. § 120
AIA Effective Dates35 U.S.C. § 122(b)
35 U.S.C. 112 Standard for Plants
Asexual Reproduction Requirement
Inventor of Discovered Plant
Plant Patent Practice
Plant Patent Subject Matter
35 U.S.C. § 161
35 U.S.C. 112 Standard for Plants
Plant Patent Practice
35 U.S.C. § 162
Plant Patent Subject Matter35 U.S.C. § 163
AIA Effective DatesMPEP § 1608
35 U.S.C. 112 Standard for Plants
Asexual Reproduction Requirement
Plant Patent Practice
Plant Patent Subject Matter
MPEP § 2105
AIA Effective DatesMPEP § 2701
AIA Effective DatesMPEP § 324
35 U.S.C. 112 Standard for Plants
Newly Found Seedlings
Plant Description Requirements
Plant Patent Subject Matter
Ex parte Hibberd, 227 USPQ 443, 447 (Bd. Pat. App. & Int. 1985)
35 U.S.C. 112 Standard for Plants
Newly Found Seedlings
Plant Description Requirements
Plant Patent Subject Matter
In re Arzberger, 112 F. 2d 834, 46 USPQ 32 (CCPA 1940)
Inventor of Discovered Plant
Plant Patent Subject Matter
In re Beineke, 690 F.3d 1344, 1352, 103 USPQ2d 1872, 1877 (Fed. Cir. 2012)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31