MPEP § 1204.01 — Reinstatement of Appeal (Annotated Rules)

§1204.01 Reinstatement of Appeal

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1204.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Reinstatement of Appeal

This section addresses Reinstatement of Appeal. Primary authority: 37 CFR 41.31, 37 CFR 41.37, and 37 CFR 41.20. Contains: 3 requirements and 7 other statements.

Key Rules

Topic

Notice of Appeal Filing

4 rules
StatutoryRequiredAlways
[mpep-1204-01-69450a7f2266cd64871bbc57]
Reopening Prosecution Requires New Appeal Notice and Brief
Note:
When prosecution is reopened after filing a notice of appeal but before the Patent Trial and Appeal Board's decision, the appellant must file a new notice of appeal and a complete new brief to reinstate the appeal.

When prosecution is reopened after the filing of a notice of appeal and prior to a written decision by the Patent Trial and Appeal Board, appellant must file a new notice of appeal in compliance with 37 CFR 41.31 and a complete new appeal brief in compliance with 37 CFR 41.37 in order to reinstate the appeal. Any previously paid appeal fees set forth in 37 CFR 41.20 for filing a notice of appeal, filing an appeal brief (if any), requesting an oral hearing and/or forwarding the appeal to the Board will not be required to be paid again except if a final Board decision has been made on the first appeal.

Jump to MPEP Source · 37 CFR 41.31Notice of Appeal FilingReinstatement of Dismissed AppealBoard Decision Types
StatutoryRequiredAlways
[mpep-1204-01-d61e40c6d4fa9f971e1e1576]
No Repeated Appeal Fee Payment Required
Note:
Previously paid appeal fees for filing a notice of appeal, an appeal brief (if applicable), requesting an oral hearing, and forwarding the appeal to the Board are not required to be paid again unless there is a final decision on the first appeal.

When prosecution is reopened after the filing of a notice of appeal and prior to a written decision by the Patent Trial and Appeal Board, appellant must file a new notice of appeal in compliance with 37 CFR 41.31 and a complete new appeal brief in compliance with 37 CFR 41.37 in order to reinstate the appeal. Any previously paid appeal fees set forth in 37 CFR 41.20 for filing a notice of appeal, filing an appeal brief (if any), requesting an oral hearing and/or forwarding the appeal to the Board will not be required to be paid again except if a final Board decision has been made on the first appeal.

Jump to MPEP Source · 37 CFR 41.31Notice of Appeal FilingBoard Decision TypesOral Hearing
StatutoryInformativeAlways
[mpep-1204-01-db3c4e906f3e57971c1eead7]
Fees for Subsequent Appeal
Note:
If an applicant files a new notice of appeal and brief after reopening prosecution, they pay the difference in fees between the current and previously paid amounts.

For example, suppose the applicant files a notice of appeal and two months later applicant files an appeal brief. During the appeal conference, it is decided to reopen prosecution as provided in MPEP § 1207.04 rather than draft an examiner’s answer. If applicant proceeds to file a subsequent appeal by filing a new notice of appeal and appeal brief, applicant would only pay the difference in appeal related fees between the current fees and the amount previously paid. Similarly, if applicant files an RCE after the notice of appeal and a final Board decision is not issued, the applicant would only pay the difference in fees between the current fees and the amount previously paid.

Jump to MPEP SourceNotice of Appeal FilingAppeal Brief RequirementsNotice of Appeal
StatutoryInformativeAlways
[mpep-1204-01-5d7f9514eff4afeb8b80e103]
Fee Difference for RCE After Notice of Appeal
Note:
If an applicant files a Request for Continued Examination (RCE) after filing a notice of appeal and before receiving a final Board decision, the applicant only needs to pay the difference in fees between current rates and previously paid amounts.

For example, suppose the applicant files a notice of appeal and two months later applicant files an appeal brief. During the appeal conference, it is decided to reopen prosecution as provided in MPEP § 1207.04 rather than draft an examiner’s answer. If applicant proceeds to file a subsequent appeal by filing a new notice of appeal and appeal brief, applicant would only pay the difference in appeal related fees between the current fees and the amount previously paid. Similarly, if applicant files an RCE after the notice of appeal and a final Board decision is not issued, the applicant would only pay the difference in fees between the current fees and the amount previously paid.

Jump to MPEP SourceNotice of Appeal FilingBoard Decision TypesNotice of Appeal
Topic

Board Decision Types

3 rules
StatutoryInformativeAlways
[mpep-1204-01-5e151cac25c2a4e3f9f8929a]
Fees Required for New Appeal After Written Decision
Note:
If an appeal results in a written decision, the Office will require payment of all appeal fees again if a new appeal is filed later.

If the appeal results in a written decision, the Office will again require the submission of the fees under 37 CFR 41.20 if a new appeal is later filed. For example, if the Board issues a decision under 37 CFR 41.50(a)(1) affirming a rejection and the appellant does not seek reconsideration or file an appeal, then the decision on the appeal is final, and any subsequent prosecution resulting in a new appeal would require the payment of all appeal fees.

Jump to MPEP Source · 37 CFR 41.20Board Decision TypesEx Parte Appeals to PTABRequest for Rehearing
StatutoryInformativeAlways
[mpep-1204-01-edd35c658ffd38294ca90de4]
Fees for New Appeal After Board Decision
Note:
If an applicant chooses to reopen prosecution after a board decision, they must pay the appeal fees if a new appeal is filed.

Moreover, if applicant elects to reopen prosecution under 37 CFR 41.50(a)(2)(ii) or 41.50(b)(1) after a decision by the Board, then applicant would have to pay the appeal fees if a new appeal is filed.

Jump to MPEP Source · 37 CFR 41.50(a)(2)(ii)Board Decision TypesExaminer Sustained – Amendment OptionsReopening Prosecution After Appeal
StatutoryInformativeAlways
[mpep-1204-01-38e9189914b94e2e84ac625e]
No Additional Fees for Briefing or Remand Responses
Note:
Respondents do not need to pay extra appeal fees when providing briefing materials or responding to a remand.

If applicant elects to maintain the appeal under 37 CFR 41.50(a)(2)(ii) or request rehearing after a decision under 37 CFR 41.50(a) or (b), the applicant need not pay additional appeal fees. Responding to a requirement for briefing under 37 CFR 41.50(d) or responding to a remand under 37 CFR 41.50(e) would not require payment of additional appeal fees.

Jump to MPEP Source · 37 CFR 41.50(a)(2)(ii)Board Decision TypesBoard DecisionEx Parte Appeals to PTAB
Topic

Appeal Brief Timing

2 rules
StatutoryRequiredAlways
[mpep-1204-01-5b6e579f8009793f60825e1e]
New Appeal Brief Requirement Within Two Months
Note:
Appellants must submit a new appeal brief that meets the format and content requirements within two months of filing a new notice of appeal.

If the appeal fees have increased since they were previously paid, then appellant must pay the difference between the current fee(s) and the amount previously paid. Appellant must file a complete new appeal brief in compliance with the format and content requirements of 37 CFR 41.37(c) within two months from the date of filing the new notice of appeal. See MPEP § 1205. This time period is extendible as provided in MPEP § 1205.01.

Jump to MPEP Source · 37 CFR 41.37(c)Appeal Brief TimingNotice of Appeal FilingAppeal Brief Requirements
StatutoryInformativeAlways
[mpep-1204-01-bba3f55521c4cd8942515781]
Reinstatement of Appeal After Prosecution Reopening
Note:
If prosecution is reopened during an appeal conference, the applicant can file a new notice of appeal and brief, paying only the difference in fees between current and previously paid amounts.

For example, suppose the applicant files a notice of appeal and two months later applicant files an appeal brief. During the appeal conference, it is decided to reopen prosecution as provided in MPEP § 1207.04 rather than draft an examiner’s answer. If applicant proceeds to file a subsequent appeal by filing a new notice of appeal and appeal brief, applicant would only pay the difference in appeal related fees between the current fees and the amount previously paid. Similarly, if applicant files an RCE after the notice of appeal and a final Board decision is not issued, the applicant would only pay the difference in fees between the current fees and the amount previously paid.

Jump to MPEP SourceAppeal Brief TimingNotice of Appeal FilingExaminer Sustained – Amendment Options
Topic

Request for Rehearing

2 rules
StatutoryInformativeAlways
[mpep-1204-01-ea8a1907972482b8c3c0cbe3]
Payment of Appeal Fees for Subsequent Appeals
Note:
If the Board affirms a rejection and no reconsideration or appeal is sought, any new appeal requires full payment of all appeal fees.

If the appeal results in a written decision, the Office will again require the submission of the fees under 37 CFR 41.20 if a new appeal is later filed. For example, if the Board issues a decision under 37 CFR 41.50(a)(1) affirming a rejection and the appellant does not seek reconsideration or file an appeal, then the decision on the appeal is final, and any subsequent prosecution resulting in a new appeal would require the payment of all appeal fees.

Jump to MPEP Source · 37 CFR 41.20Request for RehearingBoard Decision TypesBoard Decision
StatutoryInformativeAlways
[mpep-1204-01-8b323cc0c99edd556a61a3fe]
No Additional Fees for Appeal Maintenance or Rehearing Request
Note:
An applicant does not need to pay additional appeal fees if they choose to maintain the appeal under certain conditions or request a rehearing after a decision.

If applicant elects to maintain the appeal under 37 CFR 41.50(a)(2)(ii) or request rehearing after a decision under 37 CFR 41.50(a) or (b), the applicant need not pay additional appeal fees. Responding to a requirement for briefing under 37 CFR 41.50(d) or responding to a remand under 37 CFR 41.50(e) would not require payment of additional appeal fees.

Jump to MPEP Source · 37 CFR 41.50(a)(2)(ii)Request for RehearingBoard Decision TypesBoard Decision
Topic

Ex Parte Appeals to PTAB

1 rules
StatutoryRequiredAlways
[mpep-1204-01-0df715fdda322dbbfcd68bb0]
Appellant Must Pay Increased Appeal Fees
Note:
If appeal fees have increased since they were previously paid, the appellant must pay the difference between the current and previous fee amounts.

If the appeal fees have increased since they were previously paid, then appellant must pay the difference between the current fee(s) and the amount previously paid. Appellant must file a complete new appeal brief in compliance with the format and content requirements of 37 CFR 41.37(c) within two months from the date of filing the new notice of appeal. See MPEP § 1205. This time period is extendible as provided in MPEP § 1205.01.

Jump to MPEP Source · 37 CFR 41.37(c)Ex Parte Appeals to PTABReinstatement of Dismissed AppealAppeal Brief Timing
Topic

Reinstatement of Dismissed Appeal

1 rules
StatutoryInformativeAlways
[mpep-1204-01-f8d9e918d5600944035784eb]
New Appeal Brief Requirement Within Two Months
Note:
When appeal fees increase, the appellant must pay the difference and file a new compliant brief within two months of filing a new notice of appeal.

If the appeal fees have increased since they were previously paid, then appellant must pay the difference between the current fee(s) and the amount previously paid. Appellant must file a complete new appeal brief in compliance with the format and content requirements of 37 CFR 41.37(c) within two months from the date of filing the new notice of appeal. See MPEP § 1205. This time period is extendible as provided in MPEP § 1205.01.

Jump to MPEP Source · 37 CFR 41.37(c)Reinstatement of Dismissed AppealAppeal Brief TimingNotice of Appeal Filing

Citations

Primary topicCitation
Board Decision Types
Notice of Appeal Filing
Request for Rehearing
37 CFR § 41.20
Notice of Appeal Filing37 CFR § 41.31
Notice of Appeal Filing37 CFR § 41.37
Appeal Brief Timing
Ex Parte Appeals to PTAB
Reinstatement of Dismissed Appeal
37 CFR § 41.37(c)
Board Decision Types
Request for Rehearing
37 CFR § 41.50(a)
Board Decision Types
Request for Rehearing
37 CFR § 41.50(a)(1)
Board Decision Types
Request for Rehearing
37 CFR § 41.50(a)(2)(ii)
Board Decision Types
Request for Rehearing
37 CFR § 41.50(d)
Board Decision Types
Request for Rehearing
37 CFR § 41.50(e)
Appeal Brief Timing
Ex Parte Appeals to PTAB
Reinstatement of Dismissed Appeal
MPEP § 1205
Appeal Brief Timing
Ex Parte Appeals to PTAB
Reinstatement of Dismissed Appeal
MPEP § 1205.01
Appeal Brief Timing
Notice of Appeal Filing
MPEP § 1207.04

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31