MPEP § 2106.07(b) — Evaluating Applicant’s Response (Annotated Rules)

§2106.07(b) Evaluating Applicant’s Response

USPTO MPEP version: BlueIron's Update: 2026-01-10

This page consolidates and annotates all enforceable requirements under MPEP § 2106.07(b), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Evaluating Applicant’s Response

This section addresses Evaluating Applicant’s Response. Primary authority: 37 CFR 1.132. Contains: 1 requirement, 1 prohibition, 3 guidance statements, 4 permissions, and 3 other statements.

Key Rules

Topic

Patent Eligibility

6 rules
StatutoryRecommendedAlways
[mpep-2106-07-b-0eb27f5b137229b594fe2e21]
Examiners Must Analyze Amended Claims for Eligibility
Note:
When an applicant amends a claim, examiners must reassess the claim’s broadest reasonable interpretation and re-evaluate its patent eligibility.

In response to a rejection based on failure to claim patent-eligible subject matter, applicant may: (i) amend the claim, e.g., to add additional elements or modify existing elements so that the claim as a whole amounts to significantly more than the judicial exception, (or integrates the judicial exception into a practical application), (ii) present persuasive arguments based on a good faith belief as to why the rejection is in error and/or (iii) submit evidence traversing a subject matter eligibility rejection according to the procedures set forth in MPEP § 716.01 and 37 CFR 1.132. When evaluating a response, examiners must carefully consider all of applicant's arguments and evidence rebutting the subject matter eligibility rejection. If applicant has amended the claim, examiners should determine the amended claim’s broadest reasonable interpretation and again perform the subject matter eligibility analysis.

Jump to MPEP Source · 37 CFR 1.132Patent EligibilityResponding to 101 Rejections
StatutoryRecommendedAlways
[mpep-2106-07-b-81873b161df6a790c891560f]
Claim Rejection When Not Directed to Judicial Exception
Note:
If applicant's amendments, evidence, and arguments show the claim is not a judicial exception or adds significantly more, rejection should be withdrawn.

If applicant's claim amendment(s), evidence, and/or argument(s) persuasively establish that the claim is not directed to a judicial exception or is directed to significantly more than a judicial exception, the rejection should be withdrawn. Applicant may argue that a claim is eligible because the claim as a whole integrates the judicial exception into a practical application or amounts to significantly more than the judicial exception when the additional elements are considered both individually and in combination. When an additional element is considered individually by the examiner, the additional element may be enough to integrate the judicial exception into a practical application or to qualify as "significantly more" if it meaningfully limits the judicial exception, e.g., it improves another technology or technical field, improves the functioning of a computer itself.

Jump to MPEP SourcePatent Eligibility
StatutoryPermittedAlways
[mpep-2106-07-b-3494fe40e7864a59ca057bcb]
Claim Is Eligible When Integrating Judicial Exception into Practical Application
Note:
Applicant can argue that a claim is eligible if it integrates the judicial exception into a practical application or adds significantly more than the exception when considering additional elements both individually and in combination.

If applicant's claim amendment(s), evidence, and/or argument(s) persuasively establish that the claim is not directed to a judicial exception or is directed to significantly more than a judicial exception, the rejection should be withdrawn. Applicant may argue that a claim is eligible because the claim as a whole integrates the judicial exception into a practical application or amounts to significantly more than the judicial exception when the additional elements are considered both individually and in combination. When an additional element is considered individually by the examiner, the additional element may be enough to integrate the judicial exception into a practical application or to qualify as "significantly more" if it meaningfully limits the judicial exception, e.g., it improves another technology or technical field, improves the functioning of a computer itself.

Jump to MPEP SourcePatent Eligibility
StatutoryPermittedAlways
[mpep-2106-07-b-9e4b5cfb305f4320e370db03]
Requirement for Meaningfully Limiting Judicial Exception
Note:
An additional element must meaningfully limit a judicial exception to qualify as a practical application or 'significantly more' if it improves another technology, technical field, or computer functioning.

If applicant's claim amendment(s), evidence, and/or argument(s) persuasively establish that the claim is not directed to a judicial exception or is directed to significantly more than a judicial exception, the rejection should be withdrawn. Applicant may argue that a claim is eligible because the claim as a whole integrates the judicial exception into a practical application or amounts to significantly more than the judicial exception when the additional elements are considered both individually and in combination. When an additional element is considered individually by the examiner, the additional element may be enough to integrate the judicial exception into a practical application or to qualify as "significantly more" if it meaningfully limits the judicial exception, e.g., it improves another technology or technical field, improves the functioning of a computer itself.

Jump to MPEP SourcePatent Eligibility
StatutoryPermittedAlways
[mpep-2106-07-b-f9da5409e376d3e852ea913c]
Combination of Elements Can Integrate Abstract Idea
Note:
Even if individual elements do not integrate an abstract idea into a practical application, they can still be considered significant when combined with other claim elements.

In addition, even if an element does not integrate a judicial exception into a practical application or amount to significantly more on its own (e.g., because it is merely a generic computer component performing generic computer functions), it can still integrate or amount to significantly more when considered in combination with the other elements of the claim. For example, generic computer components that individually perform merely generic computer functions (e.g., a CPU that performs mathematical calculations or a clock that produces time data) in some instances are able in combination to perform functions that are not generic computer functions and therefore integrate or amount to significantly more than an abstract idea (and are thus eligible).

Jump to MPEP SourcePatent Eligibility
StatutoryInformativeAlways
[mpep-2106-07-b-54a2aac6b9ffa28e2fed788f]
Generic Components Combined Perform Non-Generic Functions
Note:
When generic computer components perform non-generic functions together, they can integrate an abstract idea and become eligible for patent protection.

In addition, even if an element does not integrate a judicial exception into a practical application or amount to significantly more on its own (e.g., because it is merely a generic computer component performing generic computer functions), it can still integrate or amount to significantly more when considered in combination with the other elements of the claim. For example, generic computer components that individually perform merely generic computer functions (e.g., a CPU that performs mathematical calculations or a clock that produces time data) in some instances are able in combination to perform functions that are not generic computer functions and therefore integrate or amount to significantly more than an abstract idea (and are thus eligible).

Jump to MPEP SourcePatent Eligibility
Topic

Responding to 101 Rejections

2 rules
StatutoryPermittedAlways
[mpep-2106-07-b-3e068041f3042a9fd123bd31]
Response to Subject Matter Eligibility Rejection
Note:
Applicant may amend claims, present persuasive arguments, or submit evidence to rebut a subject matter eligibility rejection.

In response to a rejection based on failure to claim patent-eligible subject matter, applicant may: (i) amend the claim, e.g., to add additional elements or modify existing elements so that the claim as a whole amounts to significantly more than the judicial exception, (or integrates the judicial exception into a practical application), (ii) present persuasive arguments based on a good faith belief as to why the rejection is in error and/or (iii) submit evidence traversing a subject matter eligibility rejection according to the procedures set forth in MPEP § 716.01 and 37 CFR 1.132. When evaluating a response, examiners must carefully consider all of applicant's arguments and evidence rebutting the subject matter eligibility rejection. If applicant has amended the claim, examiners should determine the amended claim’s broadest reasonable interpretation and again perform the subject matter eligibility analysis.

Jump to MPEP Source · 37 CFR 1.132Responding to 101 RejectionsPatent Eligibility
StatutoryRequiredAlways
[mpep-2106-07-b-fee7156405afd2a6a3a14101]
Examiners Must Consider All Arguments Against Subject Matter Eligibility Rejection
Note:
Examiners are required to carefully review all of the applicant's arguments and evidence presented against a subject matter eligibility rejection.

In response to a rejection based on failure to claim patent-eligible subject matter, applicant may: (i) amend the claim, e.g., to add additional elements or modify existing elements so that the claim as a whole amounts to significantly more than the judicial exception, (or integrates the judicial exception into a practical application), (ii) present persuasive arguments based on a good faith belief as to why the rejection is in error and/or (iii) submit evidence traversing a subject matter eligibility rejection according to the procedures set forth in MPEP § 716.01 and 37 CFR 1.132. When evaluating a response, examiners must carefully consider all of applicant's arguments and evidence rebutting the subject matter eligibility rejection. If applicant has amended the claim, examiners should determine the amended claim’s broadest reasonable interpretation and again perform the subject matter eligibility analysis.

Jump to MPEP Source · 37 CFR 1.132Responding to 101 RejectionsPatent Eligibility
Topic

Step 2A Prong 2 – Practical Application

2 rules
StatutoryRecommendedAlways
[mpep-2106-07-b-f0dcc5d29a91606adbce82ae]
Requirement for Specially Programming Generic Computer Components
Note:
If applicant amends a claim to include a generic computer and asserts it integrates the judicial exception, examiner must determine if elements integrate into practical application or provide significantly more.

If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below.

(3) If applicant amends a claim to add a generic computer or generic computer components and asserts that the claim is integrated into a practical application or recites significantly more because the generic computer is 'specially programmed' (as in Alappat, now considered superseded) or is a 'particular machine' (as in Bilski), the examiner should look at whether the added elements integrate the judicial exception into a practical application or provide significantly more than the judicial exception.

Jump to MPEP SourceStep 2A Prong 2 – Practical ApplicationTraversing 35 U.S.C. 101 RejectionsSignificantly More Analysis
StatutoryInformativeAlways
[mpep-2106-07-b-0f16a2aadc6a45b404aacaaf]
Rebuttal Required for Generic Computer Amendments
Note:
If applicant challenges the examiner's rejection of a claim with generic computer components, a rebuttal must be provided in the next Office action to show how the claim integrates a practical application or provides significantly more than the abstract idea.

If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below.

(citations omitted).

Jump to MPEP SourceStep 2A Prong 2 – Practical ApplicationTraversing 35 U.S.C. 101 RejectionsSignificantly More Analysis
Topic

Traversing 35 U.S.C. 101 Rejections

2 rules
StatutoryInformativeAlways
[mpep-2106-07-b-606b69bd40436f82dc5c5b6f]
Specially Programmed Computer Does Not Automatically Overcome Rejection
Note:
If applicant adds a generic computer or components and asserts it provides significantly more, the examiner must determine if it integrates the abstract idea into a practical application or provides significantly more than the exception.

If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below.

Merely adding a generic computer, generic computer components, or a programmed computer to perform generic computer functions does not automatically overcome an eligibility rejection.

Jump to MPEP SourceTraversing 35 U.S.C. 101 RejectionsResponding to RejectionsStep 2A Prong 2 – Practical Application
StatutoryProhibitedAlways
[mpep-2106-07-b-8ef74e3e3ab1d8f975728b51]
Claim Must Integrate Abstract Idea into Practical Application
Note:
If applicant challenges rejection but examiner maintains it, claim must show integration of abstract idea into practical application or provide significantly more than the abstract idea.

If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below.

Alice Corp. Pty. Ltd. v. CLS Bank Int'l, 573 U.S. 208, 224, 110 USPQ2d 1976, 1984 (2014). See also OIP Techs. v. Amazon.com, 788 F.3d 1359, 1364, 115 USPQ2d 1090, 1093-94 (Fed. Cir. 2015) (“Just as Diehr could not save the claims in Alice, which were directed to ‘implement[ing] the abstract idea of intermediated settlement on a generic computer’, it cannot save OIP 's claims directed to implementing the abstract idea of price optimization on a generic computer.”)

Jump to MPEP SourceTraversing 35 U.S.C. 101 RejectionsStep 2A Prong 2 – Practical ApplicationSignificantly More Analysis
Topic

Office Actions and Responses

1 rules
StatutoryRequiredAlways
[mpep-2106-07-b-5ae2cbb2f85f74f5b7523af4]
Rebuttal Must Be Provided for Maintained Rejection
Note:
If an applicant properly challenges the examiner's findings but the rejection is deemed appropriate to maintain, a rebuttal must be provided in the next Office action.
If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below.
  • (1) If applicant challenges the identification of a tentative abstract idea that was based on a court case and the challenge is not persuasive, an appropriate response would be an explanation as to why the abstract idea identified in the claim is similar to the concept in the cited case.
  • (2) If applicant responds to an examiner's assertion that something is well-known, routine, conventional activity with a specific argument or evidence that the additional elements in a claim are not well-understood, routine, conventional activities previously engaged in by those in the relevant art, the examiner should reevaluate whether the additional elements are in actuality well-known, routine, conventional activities to those who work in the relevant field. It is especially necessary for the examiner to fully reevaluate their position when such additional elements are not discussed in the specification as being known generic functions/components/activities or are not treated by the courts as well-understood, routine, conventional activities. If the rejection is to be maintained, the examiner should consider whether evidence should be provided to further support the rejection and clarify the record for appeal. See MPEP § 2106.05(d) for examples of elements that the courts have found to be well understood, routine and conventional activity. If the examiner has taken official notice per item (D) of subsection III above that an element(s) is well-understood, routine, conventional activity, and the applicant challenges the examiner's position, specifically stating that such element(s) is not well-understood, routine, conventional activity, the examiner must then provide one of the items discussed in paragraphs (A) through (C) of subsection III above, or an affidavit or declaration under 37 CFR 1.104(d)(2) setting forth specific factual statements and explanation to support the examiner’s position. See also MPEP § 2106.07(b), item (2).
  • (3) If applicant amends a claim to add a generic computer or generic computer components and asserts that the claim is integrated into a practical application or recites significantly more because the generic computer is 'specially programmed' (as in Alappat, now considered superseded) or is a 'particular machine' (as in Bilski), the examiner should look at whether the added elements integrate the judicial exception into a practical application or provide significantly more than the judicial exception. Merely adding a generic computer, generic computer components, or a programmed computer to perform generic computer functions does not automatically overcome an eligibility rejection. Alice Corp. Pty. Ltd. v. CLS Bank Int'l, 573 U.S. 208, 224, 110 USPQ2d 1976, 1984 (2014). See also OIP Techs. v. Amazon.com, 788 F.3d 1359, 1364, 115 USPQ2d 1090, 1093-94 (Fed. Cir. 2015) (“Just as Diehr could not save the claims in Alice, which were directed to ‘implement[ing] the abstract idea of intermediated settlement on a generic computer’, it cannot save OIP 's claims directed to implementing the abstract idea of price optimization on a generic computer.”) (citations omitted).
  • (4) If applicant argues that the claim is specific and does not preempt all applications of the exception, the examiner should reconsider Step 2A of the eligibility analysis, e.g., to determine whether the claim is directed to an improvement to the functioning of a computer or to any other technology or technical field. If an examiner still determines that the claim is directed to a judicial exception, the examiner should then reconsider in Step 2B whether the additional elements in combination (as well as individually) amount to an inventive concept, e.g., because they are more than the non-conventional and non-generic arrangement of known, conventional elements. Such reconsideration is appropriate because, although preemption is not a standalone test for eligibility, it remains the underlying concern that drives the two-part framework from Alice Corp. and Mayo (Steps 2A and 2B). Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1150, 120 USPQ2d 1473, 1483 (Fed. Cir. 2016); Rapid Litig. Mgmt. v. CellzDirect, Inc., 827 F.3d 1042, 1052, 119 USPQ2d 1370, 1376 (Fed. Cir. 2016); Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379, 115 USPQ2d 1152, 1158 (Fed. Cir. 2015).
Jump to MPEP SourceOffice Actions and ResponsesExamination ProceduresStep 2A Prong 2 – Practical Application
Topic

Response to Office Action Requirements (37 CFR 1.111)

1 rules
StatutoryInformativeAlways
[mpep-2106-07-b-d204136d2d719c48b61926c0]
Examiner Must Explain Abstract Idea Similarity
Note:
If applicant challenges an abstract idea identification based on a court case and the challenge is not persuasive, the examiner must explain why the claim's abstract idea is similar to the concept in the cited case.

If applicant properly challenges the examiner's findings but the examiner deems it appropriate to maintain the rejection, a rebuttal must be provided in the next Office action. Several examples of appropriate examiner responses are provided below. (1) If applicant challenges the identification of a tentative abstract idea that was based on a court case and the challenge is not persuasive, an appropriate response would be an explanation as to why the abstract idea identified in the claim is similar to the concept in the cited case.

Jump to MPEP SourceResponse to Office Action Requirements (37 CFR 1.111)Types of Office ActionsExaminer's Action (37 CFR 1.104)

Citations

Primary topicCitation
Office Actions and Responses37 CFR § 1.104(d)(2)
Patent Eligibility
Responding to 101 Rejections
37 CFR § 1.132
Office Actions and ResponsesMPEP § 2106.05(d)
Office Actions and ResponsesMPEP § 2106.07(b)
Patent Eligibility
Responding to 101 Rejections
MPEP § 716.01
Office Actions and ResponsesAriosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379, 115 USPQ2d 1152, 1158 (Fed. Cir. 2015)
Office Actions and ResponsesSynopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1150, 120 USPQ2d 1473, 1483 (Fed. Cir. 2016)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-10