MPEP § 602.01(c) — Correction of Inventorship, Name of Inventor, and Order of Names in an Application (Annotated Rules)

§602.01(c) Correction of Inventorship, Name of Inventor, and Order of Names in an Application

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 602.01(c), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Correction of Inventorship, Name of Inventor, and Order of Names in an Application

This section addresses Correction of Inventorship, Name of Inventor, and Order of Names in an Application. Primary authority: 35 U.S.C. 116, 35 U.S.C. 256, and 35 U.S.C. 120. Contains: 1 requirement, 1 guidance statement, and 11 other statements.

Key Rules

Topic

AIA Effective Dates

8 rules
StatutoryInformativeAlways
[mpep-602-01-c-89937d14086ed3b17536b003]
Inventorship Correction Requirement After September 16, 2012
Note:
Requests for correction of inventorship filed under 37 CFR 1.48(a) or (d) on or after this date must follow MPEP § 602.01(c)(1).

For requests for correction of inventorship filed under 37 CFR 1.48(a) or (d) on or after September 16, 2012 (without regard to the filing date of the application), see MPEP § 602.01(c)(1).

Jump to MPEP Source · 37 CFR 1.48(a)AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-d828ad5c9cb941bb8311ece9]
Requirement for Correcting Inventor Names After September 16, 2012
Note:
This rule requires requests to correct or update inventor names or change their order in patent applications filed on or after September 16, 2012, to follow MPEP § 602.01(c)(2).

For requests filed on or after September 16, 2012, under 37 CFR 1.48(f) to correct or update inventor names, or to change the order of inventor names, see MPEP § 602.01(c)(2). Note that requests under 37 CFR 1.48 filed on or after September 16, 2012 will be handled by the Office of Patent Application Processing (OPAP).

Jump to MPEP Source · 37 CFR 1.48(f)AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-968befb87c155a531ca732d2]
Requests for Inventor Name Changes After September 16, 2012
Note:
The Office of Patent Application Processing (OPAP) will handle requests under 37 CFR 1.48 to correct or update inventor names filed on or after September 16, 2012.

For requests filed on or after September 16, 2012, under 37 CFR 1.48(f) to correct or update inventor names, or to change the order of inventor names, see MPEP § 602.01(c)(2). Note that requests under 37 CFR 1.48 filed on or after September 16, 2012 will be handled by the Office of Patent Application Processing (OPAP).

Jump to MPEP Source · 37 CFR 1.48(f)AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-9c6078b065a2214c79e4a49e]
Request for Correction of Inventorship Before September 16, 2012
Note:
Requests for correction of inventorship filed before September 16, 2012, must follow the procedures outlined in MPEP § 602.01(c)(3).

For requests for correction of inventorship filed before September 16, 2012 (without regard to the filing date of the application), see MPEP § 602.01(c)(3) in Revision 08.2017 of the Ninth Edition of the MPEP, published in January 2018.

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryRecommendedAlways
[mpep-602-01-c-17648d9efff59e1b496975c3]
Continuing Application Can Correct Inventorship Without Request
Note:
A continuing application can be used to correct inventorship without filing a separate request, though minimal requirements apply for requests filed on or after September 16, 2012.

Correction of inventorship may also be obtained by the filing of a continuing application under 37 CFR 1.53 without the need for filing a request under 37 CFR 1.48, although it should be noted that the requirements for a request under 37 CFR 1.48 filed on or after September 16, 2012 are minimal.

Jump to MPEP Source · 37 CFR 1.53AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-238b0a3758e1e8eb34778ed4]
Loss of Power of Attorney Upon Added Inventor
Note:
If an added inventor does not provide a consistent power of attorney, the original power of attorney is lost upon granting the 37 CFR 1.48 request.

Note that a correction of inventorship may result in the loss of power of attorney. For applications filed on or after September 16, 2012, 37 CFR 1.32(e) provides that if the power of attorney was granted by the originally named inventive entity, and an added inventor pursuant to 37 CFR 1.48 does not provide a power of attorney consistent with the power of attorney granted by the originally named inventive entity, the addition of the inventor results in the loss of that power of attorney upon grant of the 37 CFR 1.48 request. This provision does not preclude a practitioner from acting in a representative capacity pursuant to 37 CFR 1.34, if applicable.

Jump to MPEP Source · 37 CFR 1.32(e)AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-93a0d21885996d9b28eebe56]
Practitioner Can Represent Despite Loss of Power of Attorney
Note:
A practitioner is permitted to act in a representative capacity even if the addition of an inventor results in the loss of power of attorney, as long as they comply with 37 CFR 1.34.

Note that a correction of inventorship may result in the loss of power of attorney. For applications filed on or after September 16, 2012, 37 CFR 1.32(e) provides that if the power of attorney was granted by the originally named inventive entity, and an added inventor pursuant to 37 CFR 1.48 does not provide a power of attorney consistent with the power of attorney granted by the originally named inventive entity, the addition of the inventor results in the loss of that power of attorney upon grant of the 37 CFR 1.48 request. This provision does not preclude a practitioner from acting in a representative capacity pursuant to 37 CFR 1.34, if applicable.

Jump to MPEP Source · 37 CFR 1.32(e)AIA Effective DatesAIA Overview and Effective DatesInventorship Under AIA
StatutoryInformativeAlways
[mpep-602-01-c-a40beb1038bc1cc88eaffd19]
Inventorship Must Be Specified in ADS for Continuing Applications Filed After September 16, 2012
Note:
For applications filed on or after September 16, 2012, the inventorship in a continuing application must be specified in the ADS filed before or with the copy of the inventor’s oath or declaration from the earlier-filed application.

For applications filed on or after September 16, 2012, the inventorship in the continuing application is the inventor or joint inventors specified in the ADS filed before or with the copy of the inventor’s oath or declaration from the earlier-filed application. If an ADS is not filed before or with the copy of the inventor’s oath or declaration, then the inventorship is the inventorship in the copy of the inventor’s oath or declaration from the earlier-filed application, unless accompanied by a statement, signed by a 37 CFR 1.33(b) party, stating the name of each inventor in the continuing application. Any new joint inventor named in the continuing application must execute an inventor’s oath or declaration, except as provided for in 37 CFR 1.64.

Jump to MPEP Source · 37 CFR 1.33(b)AIA Effective DatesAIA Overview and Effective DatesInventor Signature Requirements
Topic

Divisional Application Benefit

6 rules
StatutoryInformativeAlways
[mpep-602-01-c-335ea4ec57c0c2c0aefb54fe]
Inventorship Overlap Not Required for Divisional Applications
Note:
The rule states that inventorship overlap is not necessary on the date of filing or when the parent application issues for divisional applications claiming benefit under 35 U.S.C. 120.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)Divisional Applications (MPEP 201.06)
StatutoryInformativeAlways
[mpep-602-01-c-29a4b205898f5f5f0f132ae3]
Inventorship Requirement for Divisional Applications
Note:
The inventorship of a divisional application claiming benefit under 35 U.S.C. 120 must include at least one inventor from the parent application, even if that overlap is lost due to changes in the parent application's inventorship.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-602-01-c-6c9d181cb5ee2eda1550da1c]
Divisional Application Inventorship After Parent Allowance
Note:
Permits deletion of inventor B in a divisional application claiming benefit from the parent application after allowance of claims to invention 1 and cancellation of claims to invention 2 in the parent.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)Divisional Applications (MPEP 201.06)
StatutoryInformativeAlways
[mpep-602-01-c-a19e226296620b4dfcfb0a9d]
Divisional Application Inventorship After Parent Amendment
Note:
The rule permits the deletion of an inventor in a divisional application that claims benefit from a parent application, even if the parent's inventorship has been amended.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)Divisional Applications (MPEP 201.06)
StatutoryInformativeAlways
[mpep-602-01-c-b390d0bab19efcabf773ee2d]
Divisional Application Can Claim Only One Invention
Note:
A divisional application claiming benefit under 35 U.S.C. 120 to the parent application may claim only one invention, even if inventorship changes in the parent application.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)Divisional Applications (MPEP 201.06)
StatutoryRequiredAlways
[mpep-602-01-c-de5f3de882323d61ffd51049]
Inventorship Overlap Requirement for Divisional Applications
Note:
The requirement for inventorship overlap between the parent and divisional applications is met even if inventorship changes occur before the divisional application filing.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Divisional Application BenefitDomestic Benefit Claims (35 U.S.C. 120/121)Divisional Applications (MPEP 201.06)
Topic

Reissue Oath/Declaration Content

2 rules
StatutoryInformativeAlways
[mpep-602-01-c-40cc3c5bc78d0e1bc3233baf]
Reissue Oath/Declaration Content Not Affected by 1.48
Note:
37 CFR 1.48 does not apply to reissue applications, whether correcting inventorship errors in the patent or the reissue application itself.

37 CFR 1.48 does not apply to reissue applications as is noted in its title, whether correcting an inventorship error in the patent to be reissued or in the reissue application itself. Where an error in inventorship in a patent is to be corrected via a reissue application, see 37 CFR 1.17137 CFR 1.175 and MPEP § 1412.04. Where such an error is to be corrected via a certificate of correction under 37 CFR 1.324, see MPEP § 1481. See 37 CFR 1.48(i) for correction of inventorship in interferences and contested cases before the Patent Trial and Appeal Board.

Jump to MPEP Source · 37 CFR 1.48Reissue Oath/Declaration ContentGrounds for ReissueReissue Patent Practice
StatutoryInformativeAlways
[mpep-602-01-c-1191c87f643ff9000ce67cb1]
Inventorship Correction via Reissue Application
Note:
Correct inventorship errors in a patent through the reissue application process as outlined by 37 CFR 1.171-1.175 and MPEP § 1412.04.

37 CFR 1.48 does not apply to reissue applications as is noted in its title, whether correcting an inventorship error in the patent to be reissued or in the reissue application itself. Where an error in inventorship in a patent is to be corrected via a reissue application, see 37 CFR 1.17137 CFR 1.175 and MPEP § 1412.04. Where such an error is to be corrected via a certificate of correction under 37 CFR 1.324, see MPEP § 1481. See 37 CFR 1.48(i) for correction of inventorship in interferences and contested cases before the Patent Trial and Appeal Board.

Jump to MPEP Source · 37 CFR 1.48Reissue Oath/Declaration ContentGrounds for ReissueReissue Oath or Declaration
Topic

Priority and Benefit Claims

2 rules
StatutoryInformativeAlways
[mpep-602-01-c-aee0ff8abb3c55237bbc4b0c]
Continuing Application Can Claim Parent's Date With Inventor Overlap
Note:
A continuing application can claim the filing date of a parent application if there is inventorship overlap between them.

35 U.S.C. 120 permits a continuing application to claim the benefit of the filing date of a copending, previously filed, parent application provided there is inventorship overlap between the continuing application and the parent application. If the inventive entity of a continuing application includes an inventor named in the parent application, the inventorship overlap required by 35 U.S.C. 120 is met. However, refiling to change inventorship could result in the loss of a benefit claim if there is no overlap in inventorship between the two applications.

Jump to MPEP SourcePriority and Benefit Claims
StatutoryRequiredAlways
[mpep-602-01-c-7e0eafc3c08e7cfb60d0d4cc]
Inventorship Overlap Required for Benefit Claim
Note:
A continuing application must include at least one inventor from the parent application to claim its filing date benefit. Changing inventorship can result in losing this benefit if there is no overlap.

35 U.S.C. 120 permits a continuing application to claim the benefit of the filing date of a copending, previously filed, parent application provided there is inventorship overlap between the continuing application and the parent application. If the inventive entity of a continuing application includes an inventor named in the parent application, the inventorship overlap required by 35 U.S.C. 120 is met. However, refiling to change inventorship could result in the loss of a benefit claim if there is no overlap in inventorship between the two applications.

Jump to MPEP SourcePriority and Benefit Claims
Topic

Domestic Benefit Claims (35 U.S.C. 120/121)

2 rules
StatutoryInformativeAlways
[mpep-602-01-c-317d2e0ab5830cd6de779b25]
Inventorship Overlap Not Required for Divisional Applications
Note:
A divisional application claiming benefit under 35 U.S.C. 120 can have different inventorship from the parent application even if an inventor was deleted in the parent application.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Domestic Benefit Claims (35 U.S.C. 120/121)Divisional Application BenefitDivisional Applications (MPEP 201.06)
StatutoryInformativeAlways
[mpep-602-01-c-afd98c6875157197193a1ebd]
Inventorship Overlap Not Required on Filing Date
Note:
The overlap of inventorship for a continuing application is not required to be present at the time of filing or when the parent application issues or becomes abandoned.

The parent application names inventors A and B and claims inventions 1 and 2. Inventor A contributes only to invention 1 and inventor B contributes only to invention 2. A restriction requirement was made and invention 1 was elected. Upon allowance of claims directed to invention 1 and cancellation of claims directed to invention 2, a request under 37 CFR 1.48(a) was filed requesting deletion of inventor B. The request under 37 CFR 1.48(a) was granted by OPAP. Prior to issuance of the parent application, a divisional application claiming benefit under 35 U.S.C. 120 to the parent application is filed claiming only invention 2 and naming only inventor B. The inventorship overlap required by 35 U.S.C. 120 is met in this instance even though at the time of filing of the divisional application the inventorship overlap was lost as a result of the deletion of an inventor in the parent application. The overlap of inventorship need not be present on the date the continuing application is filed nor present when the parent application issues or becomes abandoned.

Jump to MPEP Source · 37 CFR 1.48(a)Domestic Benefit Claims (35 U.S.C. 120/121)Divisional Application BenefitDivisional Applications (MPEP 201.06)
Topic

Sequence Listing Requirements

1 rules
StatutoryInformativeAlways
[mpep-602-01-c-8bcbb2b3a970516555f20d2c]
Inventors Listed on Filing Receipt Regardless of Oath
Note:
The Office will list the inventors identified at filing even if no executed oath or declaration was submitted with the application.

The Office will issue a filing receipt listing the inventors identified at the time of filing of the application even if the application was filed without an executed oath or declaration. See MPEP § 602.01 for information specific to naming inventorship. Correction of inventorship may be requested under 37 CFR 1.48 or may be obtained by filing a continuing application under 37 CFR 1.53.

Jump to MPEP Source · 37 CFR 1.48Sequence Listing RequirementsApplication Types and Filing
Topic

Application Types and Filing

1 rules
StatutoryPermittedAlways
[mpep-602-01-c-3b595041812180e28566da26]
Correction of Inventorship Can Be Requested or Obtained Through Continuing Application
Note:
The Office will issue a filing receipt with the inventors listed, even if not properly named. Inventorship can be corrected by requesting under 37 CFR 1.48 or through a continuing application under 37 CFR 1.53.

The Office will issue a filing receipt listing the inventors identified at the time of filing of the application even if the application was filed without an executed oath or declaration. See MPEP § 602.01 for information specific to naming inventorship. Correction of inventorship may be requested under 37 CFR 1.48 or may be obtained by filing a continuing application under 37 CFR 1.53.

Jump to MPEP Source · 37 CFR 1.48Application Types and FilingSequence Listing Requirements
Topic

Conversion to Nonprovisional

1 rules
StatutoryInformativeAlways
[mpep-602-01-c-5851067f55b909e9abb65508]
Requirement for Completing Nonprovisional Applications After Filing Date
Note:
The rule outlines the requirements for completing a nonprovisional application after the filing date, particularly when an inventor’s oath or declaration is missing.

See MPEP § 601.01(a), subsection II for information regarding completion of an nonprovisional application subsequent to the filing date pursuant to 37 CFR 1.53(f) (e.g., because the inventor’s oath or declaration was not present on filing date). See MPEP § 601.01(b) for information regarding completion of a provisional application subsequent to the filing date.

Jump to MPEP Source · 37 CFR 1.53(f)Conversion to NonprovisionalProvisional Application RequirementsNonprovisional Applications
Topic

Not Grounds for Reissue

1 rules
StatutoryInformativeAlways
[mpep-602-01-c-b31a1d61581cfd8fed9771e3]
Correcting Inventorship via Certificate of Correction
Note:
This rule specifies that inventorship errors in patents should be corrected using a certificate of correction under 37 CFR 1.324.

37 CFR 1.48 does not apply to reissue applications as is noted in its title, whether correcting an inventorship error in the patent to be reissued or in the reissue application itself. Where an error in inventorship in a patent is to be corrected via a reissue application, see 37 CFR 1.17137 CFR 1.175 and MPEP § 1412.04. Where such an error is to be corrected via a certificate of correction under 37 CFR 1.324, see MPEP § 1481. See 37 CFR 1.48(i) for correction of inventorship in interferences and contested cases before the Patent Trial and Appeal Board.

Jump to MPEP Source · 37 CFR 1.48Not Grounds for ReissueReissue Oath/Declaration ContentPTAB Jurisdiction
Topic

Grounds for Reissue

1 rules
StatutoryInformativeAlways
[mpep-602-01-c-2b2583527bdb3a3384d870fc]
Timeliness Requirements for Correcting Inventorship Errors
Note:
Once an inventorship error is discovered, the application must comply with timeliness requirements under 37 CFR 1.116 and 37 CFR 1.312.

Although 37 CFR 1.48 does not contain a diligence requirement for filing the request, once an inventorship error is discovered, timeliness requirements under 37 CFR 1.116 and 37 CFR 1.312 apply.

Jump to MPEP Source · 37 CFR 1.48Grounds for ReissueReissue Patent Practice
Topic

Inventorship Under AIA

1 rules
StatutoryPermittedAlways
[mpep-602-01-c-3c2f473cd23c4bcfcd31cb1a]
Incorporating New Inventors May Invalidate Power of Attorney
Note:
Correcting inventorship may result in the loss of power of attorney if the new inventor does not provide a consistent power of attorney.

Note that a correction of inventorship may result in the loss of power of attorney. For applications filed on or after September 16, 2012, 37 CFR 1.32(e) provides that if the power of attorney was granted by the originally named inventive entity, and an added inventor pursuant to 37 CFR 1.48 does not provide a power of attorney consistent with the power of attorney granted by the originally named inventive entity, the addition of the inventor results in the loss of that power of attorney upon grant of the 37 CFR 1.48 request. This provision does not preclude a practitioner from acting in a representative capacity pursuant to 37 CFR 1.34, if applicable.

Jump to MPEP Source · 37 CFR 1.32(e)Inventorship Under AIAAIA Effective DatesAIA Overview and Effective Dates
Topic

Correspondence Address Requirements

1 rules
StatutoryInformativeAlways
[mpep-602-01-c-62bdf020ba415c4e1482392c]
Inventorship Must Be Specified in ADS or Oath/Declaration
Note:
The inventorship must be specified either by filing an ADS before or with the copy of the inventor’s oath or declaration, or by including a statement signed by a 37 CFR 1.33(b) party listing all inventors.

For applications filed on or after September 16, 2012, the inventorship in the continuing application is the inventor or joint inventors specified in the ADS filed before or with the copy of the inventor’s oath or declaration from the earlier-filed application. If an ADS is not filed before or with the copy of the inventor’s oath or declaration, then the inventorship is the inventorship in the copy of the inventor’s oath or declaration from the earlier-filed application, unless accompanied by a statement, signed by a 37 CFR 1.33(b) party, stating the name of each inventor in the continuing application. Any new joint inventor named in the continuing application must execute an inventor’s oath or declaration, except as provided for in 37 CFR 1.64.

Jump to MPEP Source · 37 CFR 1.33(b)Correspondence Address RequirementsInventor Signature RequirementsCorrespondence Address
Topic

Substitute Signature

1 rules
StatutoryRequiredAlways
[mpep-602-01-c-b4a6b025b6ca723e1eb2010d]
New Joint Inventors Must Execute Oath in Continuing Application
Note:
Any new joint inventor named in a continuing application must sign an inventor’s oath or declaration, unless otherwise specified by 37 CFR 1.64.

For applications filed on or after September 16, 2012, the inventorship in the continuing application is the inventor or joint inventors specified in the ADS filed before or with the copy of the inventor’s oath or declaration from the earlier-filed application. If an ADS is not filed before or with the copy of the inventor’s oath or declaration, then the inventorship is the inventorship in the copy of the inventor’s oath or declaration from the earlier-filed application, unless accompanied by a statement, signed by a 37 CFR 1.33(b) party, stating the name of each inventor in the continuing application. Any new joint inventor named in the continuing application must execute an inventor’s oath or declaration, except as provided for in 37 CFR 1.64.

Jump to MPEP Source · 37 CFR 1.33(b)Substitute SignatureInventor Signature RequirementsInventorship Under AIA

Citations

Primary topicCitation
35 U.S.C. § 116
Divisional Application Benefit
Domestic Benefit Claims (35 U.S.C. 120/121)
Priority and Benefit Claims
35 U.S.C. § 120
35 U.S.C. § 256
Grounds for Reissue37 CFR § 1.116
Not Grounds for Reissue
Reissue Oath/Declaration Content
37 CFR § 1.171
Not Grounds for Reissue
Reissue Oath/Declaration Content
37 CFR § 1.175
Grounds for Reissue37 CFR § 1.312
AIA Effective Dates
Inventorship Under AIA
37 CFR § 1.32(e)
Not Grounds for Reissue
Reissue Oath/Declaration Content
37 CFR § 1.324
AIA Effective Dates
Correspondence Address Requirements
Substitute Signature
37 CFR § 1.33(b)
AIA Effective Dates
Inventorship Under AIA
37 CFR § 1.34
AIA Effective Dates
Application Types and Filing
Grounds for Reissue
Inventorship Under AIA
Not Grounds for Reissue
Reissue Oath/Declaration Content
Sequence Listing Requirements
37 CFR § 1.48
AIA Effective Dates
Divisional Application Benefit
Domestic Benefit Claims (35 U.S.C. 120/121)
37 CFR § 1.48(a)
AIA Effective Dates37 CFR § 1.48(f)
Not Grounds for Reissue
Reissue Oath/Declaration Content
37 CFR § 1.48(i)
AIA Effective Dates
Application Types and Filing
Sequence Listing Requirements
37 CFR § 1.53
Conversion to Nonprovisional37 CFR § 1.53(f)
AIA Effective Dates
Correspondence Address Requirements
Substitute Signature
37 CFR § 1.64
Not Grounds for Reissue
Reissue Oath/Declaration Content
MPEP § 1412.04
Not Grounds for Reissue
Reissue Oath/Declaration Content
MPEP § 1481
MPEP § 1485
Conversion to NonprovisionalMPEP § 601.01(a)
Conversion to NonprovisionalMPEP § 601.01(b)
Application Types and Filing
Sequence Listing Requirements
MPEP § 602.01
AIA Effective DatesMPEP § 602.01(c)(1)
AIA Effective DatesMPEP § 602.01(c)(2)
AIA Effective DatesMPEP § 602.01(c)(3)
MPEP § 602.09

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31