How does the USPTO handle prior art references with predicted properties or prophetic examples?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-30

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

The USPTO treats prior art references with predicted properties or prophetic examples as potentially valid prior art. According to MPEP 2121.04:

“A reference that contains a detailed description of a specific embodiment, even if the embodiment has not been prepared or tested, may be sufficient to anticipate or render obvious a claimed invention.”

This means that:

  • Predicted properties and prophetic examples can be used as prior art.
  • The reference doesn’t need to show actual reduction to practice.
  • The described embodiment should be enabling to a person of ordinary skill in the art.

However, if an applicant provides evidence that the prophetic example is not enabling, the examiner should reconsider the rejection based on that reference.

Topics: MPEP 2100 - Patentability MPEP 2121 - Prior Art; General Level Of Operability Required To Make A Prima Facie Case Patent Law Patent Procedure
Tags: Anticipation, Foreign Patent Types, prior art