Can amendments be submitted with a reply brief in response to a new ground of rejection?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
No, amendments cannot be submitted with a reply brief in response to a new ground of rejection. According to MPEP 1207.03(c):
“A reply brief may not be accompanied by any amendment, affidavit (§§ 1.130, 1.131 or 1.132 of this of this title) or other Evidence. If a reply brief filed pursuant to this section is accompanied by any amendment, affidavit or other Evidence, it shall be treated as a request that prosecution be reopened before the primary examiner under paragraph (b)(1) of this section.”
This means that if you attempt to submit amendments or evidence with your reply brief, it will automatically be treated as a request to reopen prosecution rather than a continuation of the appeal.
- Requirement for New Ground of Rejection in AnswerMPEP 1207.03(b)Prohibited
- Request to Reopen Prosecution After Board RemandMPEP 1207.05
- New Ground of Rejection Based on Amendment or Information Disclosure StatementMPEP 1207.04Permitted
- Request to Withdraw Appeal Treated as ReopeningMPEP 1207.05
- Designate New Ground of Rejection ClearlyMPEP 1207.01Required
- Evidence Must Relate to New Ground of RejectionMPEP 1207Required