Can an affidavit or declaration under 37 CFR 1.131(a) be used to swear behind a U.S. patent or U.S. patent application publication?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-10

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

An affidavit or declaration under 37 CFR 1.131(a) cannot be used to swear behind a U.S. patent or U.S. patent application publication that claims the rejected invention. The MPEP clearly states:

’37 CFR 1.131(a) is not available if the reference is a U.S. patent or U.S. patent application publication of a pending or patented application to another or others which claims the rejected invention.’

In such cases, the applicant must instead file an affidavit or declaration under 37 CFR 1.130 to establish prior invention or to disqualify the disclosure as prior art. This limitation is important to understand when considering strategies for overcoming prior art rejections.

Tags: 37 CFR 1.131(a), affidavit, declaration, Us Patent, Us Patent Application Publication