What happens if a Notice of Appeal is filed after the filing of an RCE?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-27

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

If a Notice of Appeal is filed after the filing of an RCE but before a first Office action is issued, the Notice of Appeal is defective. According to MPEP 1204.01, “If appellant files an RCE under 37 CFR 1.114 , thereby entering the RCE and prosecution, and then subsequently files a notice of appeal without first getting an Office action, that notice of appeal is defective.” In such cases, the Office will notify the applicant that the appeal is dismissed and prosecution is continued.

Tags: defective appeal, Notice Of Appeal, patent prosecution