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How should ASCII plain text sequence listings be incorporated into patent applications?

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How should ASCII plain text sequence listings be incorporated into patent applications?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-29
10 Rules5 Related FAQs

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

ASCII plain text sequence listings must be properly incorporated into patent applications according to specific USPTO guidelines. The MPEP 2422.03(a) states:

“The ASCII plain text file containing the ‘Sequence Listing’ (…) must be incorporated by reference into the application.“

To correctly incorporate the sequence listing:

  • Include a statement in the application’s specification that references the ASCII text file.
  • The statement should appear in a separate paragraph under the heading “Sequence Listing.”
  • Provide the file name, creation date, and file size in bytes.

For example: “The ASCII text file of the Sequence Listing titled ‘sequencelisting.txt’ created on January 1, 2023, and having a size of 4,000 bytes, is hereby incorporated by reference in its entirety.”

  • Sequence Listing as ASCII Text File Required for PCT FilingMPEP 2422.03(a)
  • ASCII Plain Text File for Sequence Listing RequiredMPEP 2422.03(a)Required
  • Sequence Listing Must Be Submitted as ASCII Text FileMPEP 2422.03(a)Permitted
  • ASCII Plain Text File Requirement for Sequence ListingMPEP 2422.03(a)Required
  • ASCII Plain Text File Serves as Sequence Listing and CRFMPEP 2422.03(a)
  • ASCII Plain Text File Required for Sequence ListingMPEP 2422.03(a)Required
  • ASCII Plain Text Files Required for Sequence ListingsMPEP 2422.03(a)
  • Sequence Listing Must Be Submitted as ASCII TextMPEP 2422.03(a)
  • Sequence Listing Must Be Single ASCII Text FileMPEP 2422.03(a)Required
  • Sequence Listing Must Be Submitted as ASCII Plain TextMPEP 2422.03(a)
  • What are the file name requirements for ASCII plain text sequence listings?
  • What are the requirements for file naming of ASCII plain text sequence listings?
  • What are the size limitations for ASCII plain text sequence listings?
  • What are the character encoding requirements for ASCII plain text sequence listings?
  • How should ASCII plain text sequence listings be prepared for submission to the USPTO?
Topics: MPEP 2400 - Biotechnology MPEP 2422.03(A) - "Sequence Listing" Submitted As Ascii Plain Text Files Patent Law Patent Procedure
Tags: ascii plain text, incorporation by reference, sequence listing
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