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Does the Sequence Listing XML requirement apply to international applications entering the national stage?

A

Does the Sequence Listing XML requirement apply to international applications entering the national stage?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-30
10 Rules5 Related FAQs

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

Yes, the Sequence Listing XML requirement applies to international applications entering the national stage based on their international filing date. The MPEP states:

“As provided in 35 U.S.C. 363, the filing date of an international stage application is also the filing date for the national stage application filed under 35 U.S.C. 371. Accordingly, for applications submitted under 35 U.S.C. 371, WIPO Standard ST.26 will apply to such applications based on the international filing date of the corresponding international application, rather than the date of submission of the national stage application in the USPTO.”

This means that if the international application was filed on or after July 1, 2022, it must comply with the Sequence Listing XML requirement when entering the national stage, regardless of when the national stage entry occurs.

  • International Filing Date as National Stage Filing DateMPEP 2415.01
  • International Filing Date Determines USPTO SubmissionMPEP 2415.01
  • Sequence Listing XML Required for Nucleotide and Amino Acid SequencesMPEP 2415.01Required
  • Filing Date Determines Sequence Listing RulesMPEP 2415.01Required
  • Sequence Listing XML Required Before July 1, 2022MPEP 2415.01
  • Requirement for Sequence Listing XML SubmissionMPEP 2415.01
  • Transform Sequence Listing for Continuation ApplicationsMPEP 2415.01Required
  • Reissue Application Sequence Listing Rules Not Dependent on Original Patent Filing DateMPEP 2415.01
  • Reissue Applications with Nucleotide/Amino Acid Sequences Must Comply With Specific RulesMPEP 2415.01
  • Continuation May Claim International Filing DateMPEP 1895.01Permitted
  • What are the consequences of not submitting a Sequence Listing in XML format when required?
  • How does the Patent Law Treaties Implementation Act (PLTIA) affect Sequence Listing requirements?
  • What are the requirements for submitting a Sequence Listing in XML format?
  • When is a Sequence Listing in XML format required for patent applications?
  • How does the Sequence Listing XML requirement affect applications claiming priority to earlier filings?
Topics: MPEP 2400 - Biotechnology MPEP 2415.01 - Determining When A Sequence Listing In Xml Format Must Be Submitted Patent Law Patent Procedure
Tags: Filing Date Components
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