What are the requirements for adding a “Sequence Listing” after the application filing date?

According to 37 CFR 1.825(a), adding a “Sequence Listing” after the application filing date requires: Submission of the “Sequence Listing” in one of three formats: ASCII plain text file, PDF file, or physical sheets of paper A request to make the amendment by incorporation by reference or insertion into the specification A statement indicating the…

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What are the requirements for submitting a “Sequence Listing” or “Sequence Listing XML” in a patent application?

For applications filed before July 1, 2022, a “Sequence Listing” must be submitted as an ASCII plain text file in compliance with 37 CFR 1.821-1.824. For applications filed on or after July 1, 2022, a “Sequence Listing XML” must be submitted as an XML file in compliance with 37 CFR 1.831-1.834. The sequence listing can…

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What is the incorporation by reference requirement for ASCII plain text file submissions?

ASCII plain text file submissions (e.g., Sequence Listings, Large Tables, or Computer Program Listing Appendices) require an incorporation by reference statement in the specification. This statement should: Be in a separate paragraph of the specification Identify the name of the ASCII text file Include the creation date of the file State the size of the…

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What is the process for incorporating ASCII plain text files by reference in a patent application?

Incorporating ASCII plain text files by reference in a patent application involves the following process: Include a separate paragraph in the specification that incorporates the material in the ASCII plain text file by reference. This paragraph should identify the name of the ASCII text file, the date of creation, and the size of the file…

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What are the file naming conventions for ASCII plain text submissions in patent applications?

According to MPEP 608.05, the file naming conventions for ASCII plain text submissions in patent applications are as follows: File names must be limited to 60 characters or less. Only alphanumeric characters, hyphens, and underscores are allowed. Spaces should not be used in file names. The file name should clearly indicate the content and purpose…

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What are the requirements for submitting a “Computer Program Listing Appendix” in a patent application?

A “Computer Program Listing Appendix” must be submitted as an ASCII plain text file via the USPTO patent electronic filing system or on a read-only optical disc in compliance with 37 CFR 1.52(e). The file must have a .txt extension and meet the following requirements: Be compatible with PC or Mac computers and MS-DOS, MS-Windows,…

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