MPEP § 707.07(a) — Complete Action on Formal Matters (Annotated Rules)

This page consolidates and annotates all enforceable requirements under MPEP § 707.07(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Complete Action on Formal Matters

This section addresses Complete Action on Formal Matters. Primary authority: 37 CFR 1.111(b).

Key Rules

Mandatory Requirements (1)

MPEP GuidanceRecommendedAlways
[mpep-707-07-a-adbb5064d8ed7878616efcd3]
Informalities and Formal Requirements Must Be Included in First Action
Note:
The examiner must include any listed informalities and additional formal requirements in the first action.

Any form that lists informalities and any additional formal requirements which the examiner desires to make should be included in the first action.

Conditional Requirements (1)

StatutoryRequiredAlways
[mpep-707-07-a-63b6f6d47018c139559da597]
Formal Requirements Must Be Addressed In Reply
Note:
When formal requirements are indicated in an examiner’s action, the reply must either comply with all requirements or specifically traverse each requirement not complied with.

When any formal requirement is made in an examiner’s action, that action should, in all cases where it indicates allowable subject matter, call attention to 37 CFR 1.111(b) and state that a complete reply must either comply with all formal requirements or specifically traverse each requirement not complied with.

Citations

Primary topicCitation
37 CFR § 1.111(b)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31