MPEP § 707.02 — Applications Up for Third Action and 5-Year Applications (Annotated Rules)

This page consolidates and annotates all enforceable requirements under MPEP § 707.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Applications Up for Third Action and 5-Year Applications

This section addresses Applications Up for Third Action and 5-Year Applications.

Key Rules

Mandatory Requirements (2)

MPEP GuidanceRecommendedAlways
[mpep-707-02-d3909cea2b3771a004f80b73]
Best References on First Search Required
Note:
Patent examiners should ensure their assistants find and apply the best references during the initial search to expedite application disposition.

The supervisory patent examiners should impress upon their assistants that the shortest path to the final disposition of an application is by finding the best references on the first search and carefully applying them.

MPEP GuidanceRecommendedAlways
[mpep-707-02-40e840a09ccfa706cc15b5ab]
5-Year Pending Applications Must Be Reviewed
Note:
Any application pending for five years or more must be carefully studied by the supervisory patent examiner and efforts should be made to terminate its prosecution.

Any application that has been pending five years or more should be carefully studied by the supervisory patent examiner and every effort should be made to terminate its prosecution. In order to accomplish this result, the application is to be considered “special” by the examiner.

Definitions & Scope (1)

MPEP GuidanceInformativeAlways
[mpep-707-02-1e60182ed29661aba9e48861]
5-Year Applications Require Special Examiner Attention
Note:
Examiners must carefully study applications pending for five years or more and take all necessary actions to terminate their prosecution.

Any application that has been pending five years or more should be carefully studied by the supervisory patent examiner and every effort should be made to terminate its prosecution. In order to accomplish this result, the application is to be considered “special” by the examiner.

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31