What is the purpose of the statement required when submitting an amended sequence listing XML file?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
When submitting an amended sequence listing XML file, a statement is required to ensure that no new matter has been introduced. The MPEP 2414 states:
“The statement must be submitted with the amended sequence listing XML file. The statement must indicate that the XML file complies with 37 CFR 1.835(b)(5) and the content of the file does not go beyond the disclosure in the application as filed.”
The purpose of this statement is to:
- Confirm compliance with legal requirements
- Ensure transparency in the amendment process
- Prevent the introduction of new subject matter not originally disclosed
- Maintain the integrity of the patent application
This statement is crucial for the USPTO to assess the validity of the amendments and ensure that the applicant is not attempting to expand the scope of the original disclosure.