Who is responsible for disclosing information to the USPTO?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-30

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

According to MPEP 2002.01, the responsibility for disclosing information to the United States Patent and Trademark Office (USPTO) can fall on several parties:

  • Attorneys or agents of record
  • Pro se inventors (inventors representing themselves)
  • Other individuals who disclose information to the attorney, agent, or inventor

The MPEP states: “37 CFR 1.56(d) makes clear that information may be disclosed to the Office through an attorney or agent of record or through a pro se inventor, and that other individuals may satisfy their duty of disclosure to the Office by disclosing information to such an attorney, agent, or inventor who then is responsible for disclosing the same to the Office.”

It’s important to note that only material information needs to be disclosed. As the MPEP clarifies, “Information that is not material need not be passed along to the Office.”

Topics: MPEP 2000 - Duty Of Disclosure MPEP 2002.01 - By Whom Made Patent Law Patent Procedure
Tags: Aia Effective Dates, But For Materiality, Disclosure Individuals, Inequitable Conduct Elements, Materiality Standard