What happens if a Sequence Listing XML lacks a proper DOCTYPE declaration?

If a Sequence Listing XML lacks a proper DOCTYPE declaration, it will not comply with the requirements set forth in MPEP 2413.01(d) and 37 CFR 1.833. This non-compliance may result in:

  • Rejection of the patent application
  • Requirement for correction and resubmission
  • Potential delays in the patent examination process

The MPEP emphasizes the importance of the DOCTYPE declaration:

The “Sequence Listing XML” presented in accordance with paragraph (a) of this section must further: […] Comply with the requirements of WIPO Standard ST.26 to include: […] A document type (DOCTYPE) declaration as defined in paragraph 39(b) of WIPO Standard ST.26;

To avoid these issues, ensure that the correct DOCTYPE declaration is included in the Sequence Listing XML as specified in the MPEP and WIPO Standard ST.26.

To learn more:

Topics: MPEP 2400 - Biotechnology, MPEP 2413.01(D) - The "Sequence Listing Xml" Must Contain A Doctype Declaration, Patent Law, Patent Procedure
Tags: Compliance, Doctype, sequence listing, wipo standard st.26, xml