What effect does a preliminary amendment have on fees in a PCT national stage application?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-27

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

A preliminary amendment filed with the initial national stage submission can affect the fees due for a PCT national stage application. MPEP 1893.01(c) states:

“A preliminary amendment accompanying the initial national stage submission under 35 U.S.C. 371 that is effective to cancel claims and/or eliminate multiple dependent claims will be effective to reduce the number of claims to be considered in calculating extra claim fees required under 37 CFR 1.492(d) – (e) and/or eliminate the multiple dependent claim fee required under 37 CFR 1.492(f).”

However, it’s important to note that amendments filed after the initial submission will not result in a refund of fees already paid. This provision allows applicants to potentially reduce fees at the time of national stage entry through strategic claim amendments.

Tags: claim fees, national stage, PCT, Preliminary Amendment