What can I do if the USPTO refuses to record a document I believe should be recorded?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-09

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

If the USPTO returns a document unrecorded and you believe it represents an unusual case that justifies recordation, you have the option to petition for its recordation. The MPEP provides the following guidance:

“Any document returned unrecorded, which the sender nevertheless believes represents an unusual case which justifies recordation, may be submitted to the Office of Petitions with a petition under 37 CFR 1.181 requesting recordation of the document.” (MPEP 313)

To petition:

  1. Submit the document to the Office of Petitions
  2. Include a petition under 37 CFR 1.181
  3. Provide justification for why the document should be recorded
Topics: MPEP 300 - Ownership and Assignment Patent Law Patent Procedure
Tags: document recordation, petition for access, unrecorded documents, USPTO database