What actions can the Board take if a file is incomplete or non-compliant?

If the Board determines that a file is incomplete or not in compliance with the requirements, it has several options as outlined in 37 CFR 41.35(e):

“If, after receipt and review of the proceeding, the Board determines that the file is not complete or is not in compliance with the requirements of this subpart, the Board may relinquish jurisdiction to the examiner or take other appropriate action to permit completion of the file.”

The Board’s options include:

  • Relinquishing jurisdiction back to the examiner
  • Taking other appropriate actions to allow for the completion of the file

This provision ensures that the Board can address procedural issues or incomplete information before proceeding with the appeal, maintaining the integrity of the appeal process.

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Tags: board actions, incomplete files, non-compliant appeals, Patent Appeals