Can an examiner require the submission of a Sequence Listing XML?

Yes, an examiner can require the submission of a Sequence Listing XML under certain circumstances. MPEP 2414 states:

“Additionally, the examiner can require the filing of an added initial ‘Sequence Listing XML’ if the ‘Sequence Listing XML’ or a replacement ‘Sequence Listing XML’ if an application fails to comply with 37 CFR 1.8311.834.”

For example, if the examiner discovers sequences in the disclosure that are not included in the Sequence Listing XML on record, they can require the applicant to submit a replacement Sequence Listing XML that includes the omitted sequences.

To learn more:

Topics: MPEP 2400 - Biotechnology, MPEP 2414 - Notification Of A Failure To Comply With Sequence Listing Requirements And Amendments Relating To "Sequence Listing Xml" Files Under 37 Cfr 1.835, Patent Law, Patent Procedure
Tags: Compliance, Patent Examiner, sequence listing xml, USPTO requirements